0000899243-19-007039.txt : 20190311
0000899243-19-007039.hdr.sgml : 20190311
20190311163125
ACCESSION NUMBER: 0000899243-19-007039
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190308
FILED AS OF DATE: 20190311
DATE AS OF CHANGE: 20190311
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MidOcean US Advisor, L.P.
CENTRAL INDEX KEY: 0001628540
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36729
FILM NUMBER: 19672672
BUSINESS ADDRESS:
STREET 1: C/O MIDOCEAN PARTNERS
STREET 2: 320 PARK AVENUE, 16TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-497-1400
MAIL ADDRESS:
STREET 1: C/O MIDOCEAN PARTNERS
STREET 2: 320 PARK AVENUE, 16TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MIDOCEAN PARTNERS III-D L P
CENTRAL INDEX KEY: 0001372839
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36729
FILM NUMBER: 19672673
BUSINESS ADDRESS:
STREET 1: 320 PARK AVE SUITE 1700
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-497-1400
MAIL ADDRESS:
STREET 1: 320 PARK AVE SUITE 1700
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MIDOCEAN PARTNERS III-A L P
CENTRAL INDEX KEY: 0001372838
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36729
FILM NUMBER: 19672674
BUSINESS ADDRESS:
STREET 1: 320 PARK AVE SUITE 1700
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-497-1400
MAIL ADDRESS:
STREET 1: 320 PARK AVE SUITE 1700
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MIDOCEAN PARTNERS III L P
CENTRAL INDEX KEY: 0001372837
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36729
FILM NUMBER: 19672675
BUSINESS ADDRESS:
STREET 1: 320 PARK AVE SUITE 1700
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-497-1400
MAIL ADDRESS:
STREET 1: 320 PARK AVE SUITE 1700
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ULTRAMAR CAPITAL LTD
CENTRAL INDEX KEY: 0001268106
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36729
FILM NUMBER: 19672676
BUSINESS ADDRESS:
STREET 1: C/O MIDOCEAN PARTNERS
STREET 2: 320 PARK AVENUE, 17TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2124971400
MAIL ADDRESS:
STREET 1: C/O MIDOCEAN PARTNERS
STREET 2: 320 PARK AVENUE, 17TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VIRTUE J EDWARD
CENTRAL INDEX KEY: 0001268105
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36729
FILM NUMBER: 19672677
MAIL ADDRESS:
STREET 1: 320 PARK AVENUE
STREET 2: 17TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MIDOCEAN ASSOCIATES SPC
CENTRAL INDEX KEY: 0001268107
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36729
FILM NUMBER: 19672678
BUSINESS ADDRESS:
STREET 1: C/O MIDOCEAN PARTNERS
STREET 2: 320 PARK AVENUE, 17TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2124971400
MAIL ADDRESS:
STREET 1: C/O MIDOCEAN PARTNERS
STREET 2: 320 PARK AVENUE, 17TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Freshpet, Inc.
CENTRAL INDEX KEY: 0001611647
STANDARD INDUSTRIAL CLASSIFICATION: GRAIN MILL PRODUCTS [2040]
IRS NUMBER: 201884894
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 400 PLAZA DRIVE, 1ST FLOOR
CITY: SECAUCUS
STATE: NJ
ZIP: 07094
BUSINESS PHONE: 201-520-4000
MAIL ADDRESS:
STREET 1: 400 PLAZA DRIVE, 1ST FLOOR
CITY: SECAUCUS
STATE: NJ
ZIP: 07094
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-03-08
1
0001611647
Freshpet, Inc.
FRPT
0001268107
MIDOCEAN ASSOCIATES SPC
C/O MIDOCEAN PARTNERS
320 PARK AVENUE, SUITE 1600
NEW YORK
NY
10022
0
0
1
0
0001268105
VIRTUE J EDWARD
C/O MIDOCEAN PARTNERS
320 PARK AVENUE, SUITE 1600
NEW YORK
NY
10022
0
0
1
0
0001268106
ULTRAMAR CAPITAL LTD
C/O MIDOCEAN PARTNERS
320 PARK AVENUE, SUITE 1600
NEW YORK
NY
10022
0
0
1
0
0001372837
MIDOCEAN PARTNERS III L P
C/O MIDOCEAN PARTNERS
320 PARK AVENUE, SUITE 1600
NEW YORK
NY
10022
0
0
1
0
0001372838
MIDOCEAN PARTNERS III-A L P
C/O MIDOCEAN PARTNERS
320 PARK AVENUE, SUITE 1600
NEW YORK
NY
10022
0
0
1
0
0001372839
MIDOCEAN PARTNERS III-D L P
C/O MIDOCEAN PARTNERS
320 PARK AVENUE, SUITE 1600
NEW YORK
NY
10022
0
0
1
0
0001628540
MidOcean US Advisor, L.P.
C/O MIDOCEAN PARTNERS
320 PARK AVENUE, SUITE 1600
NEW YORK
NY
10022
0
0
1
0
Common Stock
2019-03-08
4
S
0
4000000
38.57
D
3294653
I
See
2,030,000 shares of Common Stock are held by MidOcean Partners III, L.P. 1,079,226 shares of Common Stock are held by MidOcean Partners III-A, L.P. and 173,094 shares of Common Stock are held by MidOcean III-D, L.P. (collectively, the "MidOcean Entities"). MidOcean Associates, SPC, by and on behalf of its Segregated Portfolio, MidOcean Partners Segregated Portfolio III ("Associates"), is the General Partner of each of the MidOcean Entities. MidOcean US Advisor, L.P. ("US Advisor") provides investment advisory services to each of the MidOcean Entities and Associates, and has received 12,333 shares of restricted Common Stock that were awarded to US Advisor under the Issuer's 2014 Omnibus Incentive Plan for director services provided by Jonathan Marlow.
(Continued from footnote 1) 10,053 of the shares of restricted Common Stock held by US Advisor have vested, with the remaining 2,280 shares to vest on the first anniversary of the grant date, subject to the continued service of Jonathan Marlow (or another appointee of MidOcean Partners) on the Board of Directors of the Issuer at such date. J. Edward Virtue indirectly controls the shares of common stock held by the MidOcean Entities and the Common Stock held by US Advisor. Accordingly, Associates, US Advisor and Mr. Virtue may be deemed to have beneficial ownership of the shares of Common Stock held by the MidOcean Entities and Mr. Virtue may be deemed to have beneficial ownership of the shares of Common Stock held by US Advisor. Each of Associates, US Advisor and Mr. Virtue disclaim beneficial ownership of the shares owned of record by any other person or entity except to the extent of their pecuniary interest therein.
MIDOCEAN ASSOCIATES, SPC, by and on behalf of its Segregated Portfolio, MidOcean Partners Segregated Portfolio III, /s/ J. Edward Virtue, By: J. Edward Virtue, Title: Managing Director
2019-03-11
MIDOCEAN PARTNERS III, L.P., By: MidOcean Associates, SPC, by and on behalf of its Segregated Portfolio, MidOcean Partners Segregated Portfolio III, its general partner, /s/ J. Edward Virtue, By: J. Edward Virtue, Title: Managing Director
2019-03-11
MIDOCEAN PARTNERS III-A, L.P., By: MidOcean Associates, SPC, by and on behalf of its Segregated Portfolio, MidOcean Partners Segregated Portfolio III, its general partner, /s/ J. Edward Virtue, By: J. Edward Virtue, Title: Managing Director
2019-03-11
MIDOCEAN PARTNERS III-D, L.P., By: MidOcean Associates, SPC, by and on behalf of its Segregated Portfolio, MidOcean Partners Segregated Portfolio III, its general partner, /s/ J. Edward Virtue, By: J. Edward Virtue, Title: Managing Director
2019-03-11
MIDOCEAN US ADVISOR, L.P., /s/ J. Edward Virtue, By: J. Edward Virtue, Title: Chief Executive Officer
2019-03-11
ULTRAMAR CAPITAL LTD., /s/ J. Edward Virtue, By: J. Edward Virtue, Title: Chief Executive Officer
2019-03-11
J. EDWARD VIRTUE, /s/ J. Edward Virtue
2019-03-11