0001209191-21-032813.txt : 20210514
0001209191-21-032813.hdr.sgml : 20210514
20210514171044
ACCESSION NUMBER: 0001209191-21-032813
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210513
FILED AS OF DATE: 20210514
DATE AS OF CHANGE: 20210514
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WALSH JOHN J JR
CENTRAL INDEX KEY: 0001267550
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37637
FILM NUMBER: 21925910
MAIL ADDRESS:
STREET 1: 1601 TRAPELO ROAD, SUITE 329
STREET 2: C/O CONSTANT CONTACT, INC.
CITY: WALTHAM
STATE: MA
ZIP: 02451
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Mimecast Ltd
CENTRAL INDEX KEY: 0001644675
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 000000000
STATE OF INCORPORATION: X0
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 1 FINSBURY AVENUE
CITY: LONDON
STATE: X0
ZIP: EC2M 2PF
BUSINESS PHONE: 44(0)2078478700
MAIL ADDRESS:
STREET 1: 1 FINSBURY AVENUE
CITY: LONDON
STATE: X0
ZIP: EC2M 2PF
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-05-13
0
0001644675
Mimecast Ltd
MIME
0001267550
WALSH JOHN J JR
C/O MIMECAST NORTH AMERICA, INC.
191 SPRING STREET
LEXINGTON
MA
02421
0
1
0
0
Sr. Vice Pres., Engineering
Ordinary Shares
2021-05-13
4
M
0
20000
24.45
A
31642
D
Ordinary Shares
2021-05-13
4
M
0
5000
34.82
A
36642
D
Ordinary Shares
2021-05-13
4
S
0
31976
46.555
D
4666
D
Ordinary Shares
2021-05-13
4
S
0
3024
47.094
D
1642
D
Restricted Share Units
14687
D
Restricted Share Units
22469
D
Restricted Share Units
5500
D
Restricted Share Units
850
D
Restricted Share Units
825
D
Share Option (Right to Buy)
24.45
2021-05-13
4
M
0
20000
0.00
D
2027-05-01
Ordinary Shares
20000
103500
D
Share Option (Right to Buy)
34.82
2021-05-13
4
M
0
5000
0.00
D
2028-04-02
Ordinary Shares
5000
13200
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.80 - $46.705, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.02 - $47.28, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Each restricted share unit represents a contingent right to receive one share of the Issuer's Ordinary Shares.
These restricted share units were granted on April 1, 2021. Twenty-five percent (25%) of the units vest on April 1, 2022 and the remainder of the units vest on an annual basis over the next three (3) years, provided that the Reporting Person remains an employee of the Issuer on each such vesting date.
These restricted share units were granted on April 1, 2020. Twenty-five percent (25%) of the units vested on April 1, 2021, and the remainder of the units vest on an annual basis over the next three (3) years, provided that the Reporting Person remains an employee of the Issuer on each such vesting date.
These restricted share units were granted on April 1, 2019. Twenty-five percent (25%) of the units vested on April 1, 2020, twenty-five percent (25%) of the units vested on April 1, 2021, and the remainder of the units vest on an annual basis over the next two (2) years, provided that the Reporting Person remains an employee of the Issuer on each such vesting date.
These restricted share units were granted on June 1, 2018. Twenty-five percent (25%) of the units vested on June 1, 2019, twenty-five percent (25%) of the units vested on June 1, 2020, and the remainder of the units vest on an annual basis over the next two (2) years, provided that the Reporting Person remains an employee of the Issuer on each such vesting date.
These restricted share units were granted on April 2, 2018. Twenty-five percent (25%) of the units vested on April 2, 2019, twenty-five percent (25%) of the units vested on April 2, 2020, twenty-five percent (25%) of the units vested on April 2, 2021, and the remainder of the units vest on April 2, 2022, provided that the Reporting Person remains an employee of the Issuer on such vesting date.
This option was granted on May 1, 2017. Twenty-five percent (25%) of the shares vested on May 1, 2018 and the remainder of the shares vested on a quarterly basis over the next three (3) years. This option is fully vested.
This option was granted on April 2, 2018. Twenty-five percent (25%) of the shares vested on April 1, 2019, and the remainder of the shares vest on a quarterly basis over the next three (3) years, provided that the Reporting Person remains an employee of the Issuer on each such vesting date.
Exhibit 24 Power of Attorney (incorporated by reference to Power of Attorney filed as Exhibit 24 to Form 3 filed by the Reporting Person on April 2, 2018).
/s/ Robert P. Nault, Attorney-in-Fact
2021-05-14