SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
PLANT JOHN C

(Last) (First) (Middle)
12001 TECH CENTER DRIVE

(Street)
LIVONIA MI 48150

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TRW AUTOMOTIVE HOLDINGS CORP [ TRW ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chairman, President & CEO
3. Date of Earliest Transaction (Month/Day/Year)
02/20/2013
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/21/2013 M 100,000(1) A $26.61 440,208 D
Common Stock 02/21/2013 M 215,000(1) A $30.54 655,208 D
Common Stock 02/20/2013 S 315,000(2) D $59.1 340,208(3) D
Common Stock 02/20/2013 S 41,673(2) D $59.1 0 I By GRAT
Common Stock 02/20/2013 S 26,654(2) D $59.1 0 I By Trust
Common Stock 02/20/2013 S 53,327(2) D $59.1 0 I By Spouse's GRAT
Common Stock 02/20/2013 S 150,000(2) D $59.1 96,880 I By Family Trust
Common Stock 6,889.317 I By 401(k) Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right to buy) $26.61 02/21/2013 M 100,000 (4) 02/27/2014 Common Stock 100,000 $0.00 0 D
Employee Stock Option (right to buy) $30.54 02/21/2013 M 215,000 (5) 02/27/2015 Common Stock 215,000 $0.00 0 D
Explanation of Responses:
1. The shares of the common stock obtained by the reporting person in the reported exercise are being sold in a secondary offering of the Issuer's common stock pursuant to an Underwriting Agreement dated February 20, 2013.
2. The shares of the common stock reported as disposed of in the above table are being sold in a secondary offering of the Issuer's common stock pursuant to an Underwriting Agreement dated February 20, 2013.
3. Upon the closing of the secondary offering pursuant to the Underwriting Agreement dated February 20, 2013 and following the transactions reported herein, the reporting person will beneficially own 340,208 shares of the Issuer's common stock directly.
4. The option vested and became exercisable in three equal installments on February 27, 2007, 2008 and 2009.
5. The option vested and became exercisable in three equal installments on February 27, 2008, 2009 and 2010.
Remarks:
/s/ Sheri Roberts By Power of Attorney 02/22/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.