0001209191-13-010861.txt : 20130222
0001209191-13-010861.hdr.sgml : 20130222
20130222161615
ACCESSION NUMBER: 0001209191-13-010861
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130220
FILED AS OF DATE: 20130222
DATE AS OF CHANGE: 20130222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRW AUTOMOTIVE HOLDINGS CORP
CENTRAL INDEX KEY: 0001267097
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 810597059
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12001TECH CENTER DRIVE
CITY: LIVONIA
STATE: MI
ZIP: 48150
BUSINESS PHONE: 734 855 2600
MAIL ADDRESS:
STREET 1: 12001TECH CENTER DRIVE
CITY: LIVONIA
STATE: MI
ZIP: 48150
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PLANT JOHN C
CENTRAL INDEX KEY: 0001136562
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31970
FILM NUMBER: 13634459
MAIL ADDRESS:
STREET 1: C/O TRW AUTOMOTIVE
STREET 2: 12001 TECH CENTER DRIVE
CITY: LIVONIA
STATE: MI
ZIP: 48150
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2013-02-20
0
0001267097
TRW AUTOMOTIVE HOLDINGS CORP
TRW
0001136562
PLANT JOHN C
12001 TECH CENTER DRIVE
LIVONIA
MI
48150
1
1
0
0
Chairman, President & CEO
Common Stock
2013-02-21
4
M
0
100000
26.61
A
440208
D
Common Stock
2013-02-21
4
M
0
215000
30.54
A
655208
D
Common Stock
2013-02-20
4
S
0
315000
59.10
D
340208
D
Common Stock
2013-02-20
4
S
0
41673
59.10
D
0
I
By GRAT
Common Stock
2013-02-20
4
S
0
26654
59.10
D
0
I
By Trust
Common Stock
2013-02-20
4
S
0
53327
59.10
D
0
I
By Spouse's GRAT
Common Stock
2013-02-20
4
S
0
150000
59.10
D
96880
I
By Family Trust
Common Stock
6889.317
I
By 401(k) Plan
Employee Stock Option (right to buy)
26.61
2013-02-21
4
M
0
100000
0.00
D
2014-02-27
Common Stock
100000
0
D
Employee Stock Option (right to buy)
30.54
2013-02-21
4
M
0
215000
0.00
D
2015-02-27
Common Stock
215000
0
D
The shares of the common stock obtained by the reporting person in the reported exercise are being sold in a secondary offering of the Issuer's common stock pursuant to an Underwriting Agreement dated February 20, 2013.
The shares of the common stock reported as disposed of in the above table are being sold in a secondary offering of the Issuer's common stock pursuant to an Underwriting Agreement dated February 20, 2013.
Upon the closing of the secondary offering pursuant to the Underwriting Agreement dated February 20, 2013 and following the transactions reported herein, the reporting person will beneficially own 340,208 shares of the Issuer's common stock directly.
The option vested and became exercisable in three equal installments on February 27, 2007, 2008 and 2009.
The option vested and became exercisable in three equal installments on February 27, 2008, 2009 and 2010.
/s/ Sheri Roberts
By Power of Attorney
2013-02-22