0001209191-13-010861.txt : 20130222 0001209191-13-010861.hdr.sgml : 20130222 20130222161615 ACCESSION NUMBER: 0001209191-13-010861 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130220 FILED AS OF DATE: 20130222 DATE AS OF CHANGE: 20130222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRW AUTOMOTIVE HOLDINGS CORP CENTRAL INDEX KEY: 0001267097 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 810597059 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12001TECH CENTER DRIVE CITY: LIVONIA STATE: MI ZIP: 48150 BUSINESS PHONE: 734 855 2600 MAIL ADDRESS: STREET 1: 12001TECH CENTER DRIVE CITY: LIVONIA STATE: MI ZIP: 48150 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PLANT JOHN C CENTRAL INDEX KEY: 0001136562 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31970 FILM NUMBER: 13634459 MAIL ADDRESS: STREET 1: C/O TRW AUTOMOTIVE STREET 2: 12001 TECH CENTER DRIVE CITY: LIVONIA STATE: MI ZIP: 48150 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-02-20 0 0001267097 TRW AUTOMOTIVE HOLDINGS CORP TRW 0001136562 PLANT JOHN C 12001 TECH CENTER DRIVE LIVONIA MI 48150 1 1 0 0 Chairman, President & CEO Common Stock 2013-02-21 4 M 0 100000 26.61 A 440208 D Common Stock 2013-02-21 4 M 0 215000 30.54 A 655208 D Common Stock 2013-02-20 4 S 0 315000 59.10 D 340208 D Common Stock 2013-02-20 4 S 0 41673 59.10 D 0 I By GRAT Common Stock 2013-02-20 4 S 0 26654 59.10 D 0 I By Trust Common Stock 2013-02-20 4 S 0 53327 59.10 D 0 I By Spouse's GRAT Common Stock 2013-02-20 4 S 0 150000 59.10 D 96880 I By Family Trust Common Stock 6889.317 I By 401(k) Plan Employee Stock Option (right to buy) 26.61 2013-02-21 4 M 0 100000 0.00 D 2014-02-27 Common Stock 100000 0 D Employee Stock Option (right to buy) 30.54 2013-02-21 4 M 0 215000 0.00 D 2015-02-27 Common Stock 215000 0 D The shares of the common stock obtained by the reporting person in the reported exercise are being sold in a secondary offering of the Issuer's common stock pursuant to an Underwriting Agreement dated February 20, 2013. The shares of the common stock reported as disposed of in the above table are being sold in a secondary offering of the Issuer's common stock pursuant to an Underwriting Agreement dated February 20, 2013. Upon the closing of the secondary offering pursuant to the Underwriting Agreement dated February 20, 2013 and following the transactions reported herein, the reporting person will beneficially own 340,208 shares of the Issuer's common stock directly. The option vested and became exercisable in three equal installments on February 27, 2007, 2008 and 2009. The option vested and became exercisable in three equal installments on February 27, 2008, 2009 and 2010. /s/ Sheri Roberts By Power of Attorney 2013-02-22