EX-99.K.3 7 d128847dex99k3.htm SECOND AMENDMENT TO THE TRANSFER AGENCY AND SERVICE AGREEMENT Second Amendment to the Transfer Agency and Service Agreement

SECOND AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENT

This Second Amendment (“Amendment”) ls entered into and effective as of this the 26th day of February, 2018, and hereby amends that certain Transfer Agency and Service Agreement by and among each Nuveen closed-end investment companies listed on Schedule A attached hereto, as may be amended from time to time (“Schedule A”) (each such investment company, a “Fund”), and Computershare Inc., (“Computershare”) and its fully owned subsidiary Computershare Trust Company, N.A., (“Trust Company”, and together with Computershare, “Transfer Agent”) dated June 15, 2017 (the “Agreement”). Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to such terms in the Agreement.

WHEREAS, the Funds and Transfer Agent are parties to the Agreement; and

WHEREAS, the Funds and Transfer Agent desire to amend the Agreement upon the terms and conditions set forth herein;

NOW THEREFORE, for good and valuable consideration, the receipt and adequacy of which are hereby acknowledged, the parties hereby agree as follows:

 

  1.

Amendment to the Agreement. The Fee and Service Schedule for Stock Transfer Services (the “Schedule’’) of the Agreement is hereby amended by deleting Section 4 “Preferred Share Services” in its entirety and replacing it with the following new Section 4:

“4, PREFERRED SHARES SERVICES

Issuance of Preferred Shares. The parties acknowledge that certain Funds intend to issue series of preferred shares to be designated as MuniFund Term Preferred (“MTP”) Shares, Variable Rate MuniFund Term Preferred (“VMTP’’) Shares, Variable Rate Term Preferred (“VRTP”) Shares, Term Preferred Shares (“TPS”), or Adjustable Rate MuniFund Term Preferred Share (“AMTP” and collectively with MTP, VMTP, VRTP, and TPS, the “Preferred Shares”), pursuant to a Statement Establishing and Fixing the Rights and Preferences of the applicable Shares (each, a “Statement”), a copy of which shall be provided to Transfer Agent by the Fund. In connection with such Statement, Transfer Agent has agreed to perform the obligations of Redemption and Paying Agent as described in such Statement and provide the Services solely as set forth herein in Sections 3 and 4, as applicable.

MTP, VMTP. VRPT, TPS, and AMTP Funds (per Fund)**

 

$xxxxx

    Monthly Administrative Fee

$xxxxx

    Monthly Fee per Additional Series of Shares

$xxxxx

    Per Cusip - Full Redemption

$xxxxx

    Per Cusip - Partial Redemption

 

**

If at any time Shares of any Fund are not held by The Depository Trust Company (“DTC”) as the sole registered Shareholder in book-entry form through the Direct Registration System (“DRS”), Transfer Agent shall have the right to propose an amendment to the foregoing fees to reflect the additional costs related to providing the Services contemplated hereby with respect to additional registered holders of such Shares or shall have the right to terminate its Services hereunder with respect to such Shares of such Fund only, upon 90 days’ prior written notice. In addition, if such amendment is not acceptable to such Fund, it may terminate Transfer Agent’s services with respect to such Shares of such Fund only, on 90 days’ prior written notice.

Distribution and Redemption Services for MTP. VMTP, VRTP. TPS. and AMTP Issuing Term Preferred Shares

 

  •  

Maintain a registered Account for DTC (including in its nominee name, Cede & Co.) for each series of Shares issued by a Fund in book entry form through ORS

 

  •  

Provide dividend disbursing services consisting of effecting wire transfer of dividend payments to DTC on payable date. For each dividend, the applicable Fund shall provide Transfer Agent with the dividend record and payable date as well as the dividend rate per Share. All funds for the payment of dividends must be received by 11:00 A.M. Eastern Time on the payable date via Federal Funds Wire.

  •  

Upon notification that Shares will be redeemed/liquidated, Transfer Agent shall designate a project manager to carry out redemption duties, Including document review, review of communication materials, project management, and on-going project updates and reporting. (For each Fund redemption, Transfer Agent shall be provided with a written Instruction from the Fund setting forth the date of redemption/payable date and the amount to be paid per Share).

 

  •  

Coordinate the redemption with OTC, and if requested by a Fund, supply the Fund’s Notice of Redemption to OTC or other holders of such Fund’s Shares.

 

  •  

On the redemption date, debit the registered Shareholder(s) DRS account for the Shares to be redeemed and make payment according to Instructions received from the Fund, including Instructions concerning the redemption price to be paid per Share. All funds for redemption payments must be received by the Trust Company, via Federal Funds Wire by 12:00 Noon, Eastern Time, on the redemption date.

 

  •  

Hold or cause to be held all funds deposited with Trust Company by a Fund for payment to the holders of the Shares in trust for the benefit of such holders. All interest earned on such funds shall accrue solely for the benefit of such Fund.

 

  •  

Accept Instructions from the applicable Fund with respect to the investment or reinvestment of any funds consisting of cash deposited prior to the applicable payment date therefor in cash or cash equivalents (short-term), provided that the proceeds of any such investment will be available as same day funds at the opening of business on the applicable payment date.

 

  •  

In the event of an overpayment of funds by a Fund as a result of an error in calculation or a decrease in the dividend rate on the Shares while funds are being held, cause any such funds paid to Transfer Agent In accordance with the foregoing but not applied by Transfer Agent to the payment of dividends, redemption payments or other payments on the Shares, including Interest earned on such moneys while so held, to be repaid to the applicable Fund as soon as possible after the date on which such funds were to have been so applied, upon the instruction of such Fund. Transfer Agent shall have the right to request an opinion of counsel and/or certification from an officer of the Fund that such return of funds Is in compliance with the Statement Establishing and Fixing the Rights and Preference of Shares for the applicable Fund and applicable law, as well as such other documentation concerning the overpayment as may be reasonably requested.”

 

  2.

Limited Effect. Except as expressly modified herein, the Agreement and the Fee Schedule shall continue to be and shall remain, In full force and effect and the valid and binding obligation of the parties thereto in accordance with its terms.

 

  3.

Counterparts. This Amendment may be executed in any number of counterparts and each of such counterparts shall for all purposes be deemed to be an original, and all such counterparts shall together constitute but one and the same instrument. A signature to this Amendment executed and/or transmitted electronically shall have the same authority, effect, and enforceability as an original signature.

[Remainder of this page is le Intentionally blank.]

IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by their respective officers, hereunto duly agreed and authorized, as of the Effective Date.

 

Computershare Inc.

and Computershare Trust Company, N.A.

On Behalf of Both Entities:

  

On behalf of each of the Nuveen

closed-end investment companies

listed on Schedule A attached hereto:

 

By:   /s/ Dennis V. Moccia   By:   /s/ Tina M. Lazar
Name:   Dennis V. Moccia   Name:   Tina M. Lazar
Title:   Manager, Contract Administration   Title:   Vice President

Schedule A

NUVEEN CLOSED-END FUNDS

 

Fund Name

    CPU COY    Cusip

Nuveen Municipal Value Fund

    NUV    670928100

Nuveen CA Municipal Value Fund

    NCA    67062C107

Nuveen NY Municipal Value Fund

    NNY    67062M105

Nuveen Municipal Income Fund

    NMI    67062J102

Nuveen PA Quality Municipal Income Fund

    NQP    670972108

Nuveen MI Quality Income Municipal Fund

    NUM    670979103

Nuveen OH Quality Municipal Income Fund

    NUO    670980101

Nuveen TX Quality Municipal Income Fund

    NTX    670983105

Nuveen Select Tax-Free Income Portfolio

    NXP    67062F100

Nuveen Select Tax-Free Income Portfolio 2

    NXQ    67063C106

Nuveen CA Select Tax-Free Inc Portfolio

    NXC    67063R103

Nuveen NY Select Tax-Free Inc Portfolio

    NXN    67063V104

Nuveen Select Tax-Free Income Portfolio 3

    NXR    67063X100

Nuveen Select Maturities Municipal Fund

    NIM    67061T101

Nuveen AMT-Free Municipal Credit Income Fund

    NVG    67071L106

Nuveen Municipal Credit Income Fund

    NZF    67070X101

Nuveen AMT-Free Municipal Income Fund

    NEA    670657105

Nuveen NY AMT-Free Quality Municipal Income Fund

    NRK    670656107

Nuveen CA AMT-Free Quality Municipal Income Fund

    NKX    670651108

Nuveen Floating Rate Income Fund

    JFR    67072T108

Nuveen Floating Rate Income Opportunity Fund

    JRO    6706EN100

Nuveen AZ Quality Municipal Income Fund

    NAZ    67061W104

Nuveen MD Quality Municipal Income Fund

    NMY    67061Q107

Nuveen MA Quality Municipal Income Fund

    NMT    67061E104

Nuveen VA Quality Municipal Income Fund

    NPV    67064R102

Nuveen CT Quality Municipal Income Fund

    NTC    67060D107

Nuveen MO Quality Municipal Income Fund

    NOM    67060Q108

Nuveen NC Quality Municipal Income Fund

    NNC    67060P100

Nuveen Quality Municipal Income Fund

    NAD    67066V101

Nuveen NY Quality Municipal Income Fund

    NAN    67066X107

Nuveen CA Quality Municipal Income Fund

    NAC    67066Y105

Nuveen Senior Income Fund

    NSL    67067Y104

Nuveen NJ Quality Municipal Income Fund

    NXJ    67069Y102

Nuveen Real Estate Income Fund

    JRS    67071B108

Nuveen GA Quality Municipal Income Fund

    NKG    67072B107

Nuveen Preferred Securities Income Fund

    JPS    67072C105

Nuveen Preferred Income Opportunities Fund

    JPC    67073B106

Nuveen Credit Strategies Income Fund

    JQC    67073D102

Nuveen Diversified Dividend and Income Fund

    JDD    6706EP105

Nuveen Municipal High Income Opportunity Fund

    NMZ    670682103

Nuveen Tax-Advantaged Total Return Strategy Fund

    JTA    67090H102

Nuveen S&P 500 Buy-Write Income Fund

    JPZ    6706ER101

Nuveen S&P 500 Dynamic Overwrite Fund

    JPG    6706EW100

Nuveen Core Equity Alpha Fund

    JCE    67090X107

Nuveen Tax-Advantaged Dividend Growth Fund

    JTD    67073G105

Nuveen Municipal Value Fund 2

    NUW    670695105

Nuveen NY Municipal Value Fund 2

    NYVF    670706100

Nuveen CA Municipal Value Fund 2

    NCB    6706EB106

Nuveen PA Municipal Value Fund

    NPN    67074K105

Nuveen NJ Municipal Value

    NJV    670702109

Nuveen Enhanced Municipal Value Fund

      NEVF        67074M101  

Nuveen Mortgage Opportunity Term Fund

      JLS        670735109  

Nuveen Mortgage Opportunity Term Fund 2

      JMT        67074R100  

Nuveen Build America Bond Fund

      NBB        67074C103  

Nuveen Build America Bond Opportunity Fund

      NBDF        67074Q102  

Nuveen NASDAQ 100 Dynamic Overwrite Fund

      QQQF        670699107  

Nuveen Energy MLP Total Return Fund

      JMF        67074U103  

Nuveen Short Duration Credit Opportunities Fund

      JSD        67074X107  

Nuveen Real Asset Income and Growth Fund

      JRI        67074Y105  

Nuveen Preferred and Income Term Fund

      JPI        67075A106  

Nuveen Intermediate Duration Municipal Term Fund

      NID        670671106  

Nuveen Intermediate Duration Quality Municipal Term Fund

      NIQ        670677103  

Nuveen All Cap Energy MLP Opportunities Fund

      JMLP        67075 E108  

Nuveen Multi-Market Income Fund

      JMM        67075J107  

Nuveen Emerging Markets Debt 2022 Target Term Fund

      JEMD        25533B108  

Nuveen MN Quality Municipal Income Fund

      NMS        670734102  

Nuveen Global High Income Fund

      JGH        67075G103  

Nuveen Dow 30 Dynamic Overwrite Fund

      DIAX        67075F105  

Nuveen High Income 2020 Target Fund

      JHY        67075L102  

Nuveen High Income Dec 2018 Target Term

      JHA        67075P103  

Nuveen Municipal 2021 Target Term Fund

      NHA        670687102  

Nuveen High Income Nov 2021 Target Term

      JHB        67077N106  

Nuveen High Income Dec 2019 Target Term

      JHD        6 7076E107  

Nuveen Preferred & Income 2022 Term Fund

      JPT        67075T105  

Nuveen Credit Opportunity 2022 Target Term Fund

      JCO        67075U102  

Nuveen JFRT Term Preferred Shares Series 2027

      JFRT        67072TAD0  

Nuveen JROT Term Preferred Shares Series 2027

      JROT        6706ENAC4  

Nuveen NADR Var Rate MuniFund Term 2018

      NADR        67066V838  

Nuveen Var Rate Munifund Term PFD 2019-1

      NADT        67066V820  

Nuveen NEAR Var Rate MuniFund Term 2018

      NEAR        670657840  

Nuveen Variable Rate MuniFund Series 2018

      NIQP        670677111  

Nuveen NUM Var Rate MuniFund Series 2019

      NUMW        670979806  

Nuveen NZF Var Rate MuniFund Term Pfd 2019

      NZFW        67070X853  

Nuveen NAD Variable Rate MuniFund Term Pfd 2019

      VNAD        67066V887  

Nuveen NAN Variable Rate MuniFund Term Pfd 2019

      VNAN        67066X800  

Nuveen NAZ Var Rate MuniFund Pfd 2019

      VNAZ        67061W807  

Nuveen NEA Variable Rate MuniFund 2019

      VNEA        670657873  

Nuveen Variable Rate MuniFund Term Pfd Series 2018

      VNID        670671304  

Nuveen VNKG Var Rate MuniFund Term 2019

      VNKG        67072B883  

Nuveen NMS Variable Rate MuniFund Term Pfd 2019

      VNMS        670734409  

Nuveen NMY Variable Rate MuniFund Term Pfd 2019

      VNMY        67061Q867  

Nuveen NNC Variable Rate MuniFund Term Pfd 2019

      VNNC        67060P878  

Nuveen VNQP Var Rate MuniFund Term 2019

      VNQP        670972868  

Nuveen VNTC Var Rate MuniFund Term 2019

      VNTC        67060D859  

Nuveen JFRP Term Pfd Shares 2019

      JFRP        67072TAA6  

Nuveen JROP Term Pfd Shr Series 2023

      JROP        6706ENAA8  

Nuveen NAC Variable Rate MuniFund Term Preferred 2019

      NACV        67066Y857  

Nuveen Variable Rate MuniFund Term Pfd Series 2018

      NMZX        670682806  

Nuveen Munifund Variable Rate Preferred Series 2018

      NOMV        67060Q405  

Nuveen NSL Term Preferred Shares Series 2021

      NSLP        67067YAA2  

Nuveen JSD Term Preferred Shares Series 2020

      PJSD        67074XAA5  

Nuveen NHA Variaple Rate Munifund Term Preferred Series 2016

      VNHA        670687201  

Nuveen Variable Rate MuniFund Term Preferred shares Series 2018

    VNVG    67071L874

Nuveen JFRR Term Preferred Shares Series 2022

    JFRR    67072TAC2

Nuveen JROR Term Preferred Shares Series 2022

    JROR    6706ENAB6

Nuveen PJRO Term Preferred Shares 2022-1

    PJRO    6706ENAD2

Nuveen JFR Term Preferred Shares 2024

    PJFR    67072TAE8

Schedule A cont.

NUVEEN CLOSED-END FUNDS

 

NUVEEN CLOSED-END FUND

      TICKER SYMBOL        CPU ID