SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Berry Alex

(Last) (First) (Middle)
21575 RIDGETOP CIRCLE

(Street)
STERLING VA 20166

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/27/2011
3. Issuer Name and Ticker or Trading Symbol
NEUSTAR INC [ NSR ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP, Enterprise Services
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Stock 9,360(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Options (2) 09/11/2018 Class A Common Stock 11,450 $21.06 D
Employee Stock Options (3) 02/23/2016 Class A Common Stock 13,755 $15.39 D
Performance Share Units 01/01/2012 (4) Class A Common Stock 22,344 $0.00 D
Employee Stock Options (5) 02/23/2017 Class A Common Stock 18,482 $22.82 D
Performance Share Units 01/01/2013 (6) Class A Common Stock 4,680(7) $0.00 D
Employee Stock Options (8) 02/22/2018 Class A Common Stock 26,400 $26.45 D
Performance Share Units 01/01/2014 (9) Class A Common Stock 4,100(7) $0.00 D
Explanation of Responses:
1. The shares acquired were awarded pursuant to restricted stock agreements under the Neustar, Inc. 2005 Stock Incentive Plan and the 2009 Stock Incentive Plan.
2. The options vest in monthly installments through September 2012.
3. The options vest in monthly installments through February 2013.
4. The performance share units terminate if the Reporting Person experiences a Termination (as defined in the NeuStar, Inc. 2005 Stock Incentive Plan) before January 1, 2012.
5. 1,154 options are immediately exercisable with the remaining options vesting in monthly installments through February 2014.
6. The performance share units terminate if the Reporting Person experiences a Termination (as defined in the NeuStar, Inc. 2009 Stock Incentive Plan) before Jauary 1, 2013.
7. Upon vesting, the Reporting Person will be entitled to receive shares of Class A Common Stock, together with Dividend Equivalents (as defined in the NeuStar, Inc. 2009 Stock Incentive Plan) on such performance share units, the amount of which is based on, and subject to, the achievement of certain performance goals set forth in the Performance Award Agreement. The number of shares of Class A Common Stock, together with Dividend Equivalents (as defined in the NeuStar, Inc. 2009 Stock Incentive Plan) on such performance share units, that the Reporting Person will be entitled to receive will range from 0% to 150% of the number of shares of performance share units granted.
8. Twenty-five percent of the options vest on February 22, 2012, after which the remaining options vest in thirty-six monthly installments.
9. The performance share units terminate if the Reporting Person experiences a Termination (as defined in the NeuStar, Inc. 2005 Stock Incentive Plan) before January 1, 2014.
Remarks:
/s/ Martin K. Lowen, by power of attorney 10/05/2011
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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