FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 01/15/2009 |
3. Issuer Name and Ticker or Trading Symbol
NEUSTAR INC [ NSR ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Restricted Stock | 330(1) | D | |
Restricted Stock | 8,210(2) | D | |
Restricted Stock | 20,000(3) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Options | (4) | 06/22/2014 | Class A Common Stock | 2,624 | $6.25 | D | |
Employee Stock Options | (5) | 06/28/2015 | Class A Common Stock | 3,281 | $22 | D | |
Employee Stock Options | (6) | 08/01/2015 | Class A Common Stock | 271 | $27.85 | D | |
Employee Stock Options | (7) | 08/01/2015 | Class A Common Stock | 12,229 | $27.85 | D | |
Employe Stock Options | (8) | 02/22/2013 | Class A Common Stock | 4,500 | $30.2 | D | |
Employee Stock Options | (9) | 03/01/2014 | Class A Common Stock | 4,400 | $32.59 | D | |
Performance Share Units | 01/01/2010 | (10) | Class A Common Stock | 2,200 | $0.00 | D | |
Employee Stock Options | (11) | 02/22/2015 | Class A Common Stock | 10,000 | $26.38 | D | |
Performance Share Units | 01/01/2011 | (12) | Class A Common Stock | 3,080 | $0.00 | D |
Explanation of Responses: |
1. 50% of the shares will vest on February 22, 2009 with the remaining shares vesting on February 22, 2010. |
2. Thirty-three percent of the shares vest on November 12, 2009 with the remaining shares vesting on May 12, 2011. |
3. The shares will vest in full on January 1, 2012. |
4. Immediately. |
5. 2,344 options are immediately exercisable with the remaining options vesting in monthly installments through June 2009. |
6. 226 options are immediately exercisable with the remaining options vesting in monthly installments through August 2009. |
7. 10,191 options are immediately exercisable with the remaining options vesting in monthly installments through August 2009. |
8. 3,188 options are immediately exercisable with the remaining options vesting in monthly installments through February 2010. |
9. 1,925 options are immediately exercisable with the remaining options vesting in monthly installments through March 2011. |
10. The performance share units terminate if the reporting person experiences a Termination (as defined in the NeuStar, Inc. 2005 Stock Incentive Plan) before January 1, 2010. |
11. Twenty-five percent of the options are exercisable on the one-year anniversary with the remaining options becoming exercisable in thirty-six monthly installments beginning thereafter. |
12. The performance share units terminate if the reporting person experiences a Termination (as defined in the NeuStar, Inc. 2005 Stock Incentive Plan) before January 1, 2011. |
Remarks: |
/s/ Martin K. Lowen, by power of attorney | 01/23/2009 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |