0001209191-14-068986.txt : 20141114
0001209191-14-068986.hdr.sgml : 20141114
20141114183528
ACCESSION NUMBER: 0001209191-14-068986
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141112
FILED AS OF DATE: 20141114
DATE AS OF CHANGE: 20141114
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KONA GRILL INC
CENTRAL INDEX KEY: 0001265572
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 200216690
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7150 EAST CAMELBACK ROAD
STREET 2: SUITE 333
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85251
BUSINESS PHONE: 4809228100
MAIL ADDRESS:
STREET 1: 7150 EAST CAMELBACK ROAD
STREET 2: SUITE 333
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85251
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jundt Marcus E
CENTRAL INDEX KEY: 0001335767
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34082
FILM NUMBER: 141225962
MAIL ADDRESS:
STREET 1: 301 CARLSON PARKWAY SUITE 120
CITY: MINNETONKA
STATE: MN
ZIP: 55305
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-11-12
0
0001265572
KONA GRILL INC
KONA
0001335767
Jundt Marcus E
5225C 134TH AVENUE NW
WILLISTON
ND
58801
1
0
0
0
Common Stock
2014-11-12
4
M
0
2500
5.37
A
2500
D
Common Stock
2014-11-12
4
M
0
11000
8.71
A
13500
D
Common Stock
2014-11-12
4
M
0
8250
16.12
A
21750
D
Common Stock
2014-11-12
4
S
0
21750
22.80
D
0
D
Director Stock Option (Right to Buy)
5.37
2014-11-12
4
M
0
2500
5.37
D
2017-02-27
Common Stock
2500
0
D
Director Stock Option (Right to Buy)
8.71
2014-11-12
4
M
0
11000
8.71
D
2018-02-06
Common Stock
11000
0
D
Director Stock Option (Right to Buy)
16.12
2014-11-12
4
M
0
8250
16.12
D
2019-02-05
Common Stock
8250
0
D
Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.40 to $23.25, inclusive. The reporting person undertakes to provide Kona Grill, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.
All options were exercisable at the transaction date
/s/ Christi Hing as attorney-in-fact-
2014-11-14