0001209191-14-068986.txt : 20141114 0001209191-14-068986.hdr.sgml : 20141114 20141114183528 ACCESSION NUMBER: 0001209191-14-068986 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141112 FILED AS OF DATE: 20141114 DATE AS OF CHANGE: 20141114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KONA GRILL INC CENTRAL INDEX KEY: 0001265572 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 200216690 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7150 EAST CAMELBACK ROAD STREET 2: SUITE 333 CITY: SCOTTSDALE STATE: AZ ZIP: 85251 BUSINESS PHONE: 4809228100 MAIL ADDRESS: STREET 1: 7150 EAST CAMELBACK ROAD STREET 2: SUITE 333 CITY: SCOTTSDALE STATE: AZ ZIP: 85251 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jundt Marcus E CENTRAL INDEX KEY: 0001335767 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34082 FILM NUMBER: 141225962 MAIL ADDRESS: STREET 1: 301 CARLSON PARKWAY SUITE 120 CITY: MINNETONKA STATE: MN ZIP: 55305 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-11-12 0 0001265572 KONA GRILL INC KONA 0001335767 Jundt Marcus E 5225C 134TH AVENUE NW WILLISTON ND 58801 1 0 0 0 Common Stock 2014-11-12 4 M 0 2500 5.37 A 2500 D Common Stock 2014-11-12 4 M 0 11000 8.71 A 13500 D Common Stock 2014-11-12 4 M 0 8250 16.12 A 21750 D Common Stock 2014-11-12 4 S 0 21750 22.80 D 0 D Director Stock Option (Right to Buy) 5.37 2014-11-12 4 M 0 2500 5.37 D 2017-02-27 Common Stock 2500 0 D Director Stock Option (Right to Buy) 8.71 2014-11-12 4 M 0 11000 8.71 D 2018-02-06 Common Stock 11000 0 D Director Stock Option (Right to Buy) 16.12 2014-11-12 4 M 0 8250 16.12 D 2019-02-05 Common Stock 8250 0 D Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.40 to $23.25, inclusive. The reporting person undertakes to provide Kona Grill, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above. All options were exercisable at the transaction date /s/ Christi Hing as attorney-in-fact- 2014-11-14