-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LMtp9nNgpSeOk4MmfrStJ0zx1/HMgemNB002IC0ZU22oW/ex6aAG/3V4HCYQFazw 7MamcsJyqZx2gv4JL/73cw== 0001209191-10-056646.txt : 20101123 0001209191-10-056646.hdr.sgml : 20101123 20101123182931 ACCESSION NUMBER: 0001209191-10-056646 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101122 FILED AS OF DATE: 20101123 DATE AS OF CHANGE: 20101123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bakay Berke CENTRAL INDEX KEY: 0001453410 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34082 FILM NUMBER: 101212849 MAIL ADDRESS: STREET 1: 4975 PRESTON PARK BLVD., SUITE 775W CITY: PLANO STATE: TX ZIP: 75093 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KONA GRILL INC CENTRAL INDEX KEY: 0001265572 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 200216690 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7150 EAST CAMELBACK ROAD STREET 2: SUITE 220 CITY: SCOTTSDALE STATE: AZ ZIP: 85251 BUSINESS PHONE: 4809228100 MAIL ADDRESS: STREET 1: 7150 EAST CAMELBACK ROAD STREET 2: SUITE 220 CITY: SCOTTSDALE STATE: AZ ZIP: 85251 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BBS CAPITAL FUND LP CENTRAL INDEX KEY: 0001434431 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34082 FILM NUMBER: 101212848 BUSINESS ADDRESS: STREET 1: 4975 PRESTON PARK BOULEVARD STREET 2: SUITE 775W CITY: PLANO STATE: TX ZIP: 75093 BUSINESS PHONE: 972-985-2100 MAIL ADDRESS: STREET 1: 4975 PRESTON PARK BOULEVARD STREET 2: SUITE 775W CITY: PLANO STATE: TX ZIP: 75093 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BBS Capital, LLC CENTRAL INDEX KEY: 0001453528 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34082 FILM NUMBER: 101212850 BUSINESS ADDRESS: STREET 1: 4975 PRESTON PARK BLVD., SUITE 775W CITY: PLANO STATE: TX ZIP: 75093 BUSINESS PHONE: 972-985-2100 MAIL ADDRESS: STREET 1: 4975 PRESTON PARK BLVD., SUITE 775W CITY: PLANO STATE: TX ZIP: 75093 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BBS Capital Management, LP CENTRAL INDEX KEY: 0001453529 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34082 FILM NUMBER: 101212851 BUSINESS ADDRESS: STREET 1: 4975 PRESTON PARK BLVD., SUITE 775W CITY: PLANO STATE: TX ZIP: 75093 BUSINESS PHONE: 972-985-2100 MAIL ADDRESS: STREET 1: 4975 PRESTON PARK BLVD., SUITE 775W CITY: PLANO STATE: TX ZIP: 75093 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BBS Capital GP, LP CENTRAL INDEX KEY: 0001453530 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34082 FILM NUMBER: 101212847 BUSINESS ADDRESS: STREET 1: 4975 PRESTON PARK BLVD., SUITE 775W CITY: PLANO STATE: TX ZIP: 75093 BUSINESS PHONE: 972-985-2100 MAIL ADDRESS: STREET 1: 4975 PRESTON PARK BLVD., SUITE 775W CITY: PLANO STATE: TX ZIP: 75093 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-11-22 0 0001265572 KONA GRILL INC KONA 0001453410 Bakay Berke 4975 PRESTON PARK BLVD., SUITE 775W PLANO TX 75093 1 0 1 0 0001434431 BBS CAPITAL FUND LP 4975 PRESTON PARK BLVD., SUITE 775W PLANO TX 75093 1 0 1 0 0001453530 BBS Capital GP, LP 4975 PRESTON PARK BLVD., SUITE 775W PLANO TX 75093 1 0 1 0 0001453529 BBS Capital Management, LP 4975 PRESTON PARK BLVD., SUITE 775W PLANO TX 75093 1 0 1 0 0001453528 BBS Capital, LLC 4975 PRESTON PARK BLVD., SUITE 775W PLANO TX 75093 1 0 1 0 Common Stock, $0.01 par value per share 2010-11-22 4 P 0 36970 4.0239 A 1261109 I By Fund Common Stock, $0.01 par value per share 2010-11-23 4 P 0 28891 4.2482 A 1290000 I By Fund Common Stock, $0.01 par value per share 10000 D Price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.66 to $4.15, inclusive. The reporting persons undertake to provide Kona Grill, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range specified above. The filing of this Form 4 shall not be construed as an admission that BBS Capital Management, LP ("BBS Management"), BBS Capital GP, LP ("BBS GP"), BBS Capital, LLC ("BBS Capital") or Mr. Berke Bakay are or were for the purpose of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the shares of common stock, par value $0.01 per share ("Common Stock"), of Kona Grill, Inc. (the "Issuer") owned by BBS Capital Fund, LP (the "Fund"). Mr. Bakay, BBS GP, BBS Management and BBS Capital each disclaim any such beneficial ownership except to the extent of their pecuniary interest. The Fund beneficially owns 1,290,000 shares of Common Stock of the Issuer as of November 23, 2010. BBS GP, as general partner of the Fund, BBS Capital, as the general partner of BBS GP, and Mr. Bakay may be deemed to have an indirect pecuniary interest in such shares due to the performance allocation from the Fund and their direct or indirect partnership interests in the Fund. BBS Management, as investment manager to the Fund receives an asset-based management fee from the Fund and, therefore, has no pecuniary interest. Price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $4.14 to $4.25, inclusive. The reporting persons undertake to provide Kona Grill, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range specified above. /s/ Berke Bakay 2010-11-23 /s/ Berke Bakay, manager of BBS Capital, LLC, general partner of BBS Capital GP, LP, general partner of BBS Capital Fund, LP 2010-11-23 /s/ Berke Bakay, manager of BBS Capital, LLC, general partner of BBS Capital GP, LP 2010-11-23 /s/ Berke Bakay, manager of BBS Capital, LLC, general partner of BBS Capital Management, LP 2010-11-23 /s/ Berke Bakay, manager of BBS Capital, LLC 2010-11-23 -----END PRIVACY-ENHANCED MESSAGE-----