Executive Vice President, General Counsel and Secretary

0001104659-20-021879.txt : 20200214 0001104659-20-021879.hdr.sgml : 20200214 20200214163054 ACCESSION NUMBER: 0001104659-20-021879 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200214 DATE AS OF CHANGE: 20200214 EFFECTIVENESS DATE: 20200214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hilltop Holdings Inc. CENTRAL INDEX KEY: 0001265131 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 841477939 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15359 FILM NUMBER: 20620748 BUSINESS ADDRESS: STREET 1: 2323 VICTORY AVENUE STREET 2: SUITE 1400 CITY: DALLAS STATE: TX ZIP: 75219 BUSINESS PHONE: 214.855.2177 MAIL ADDRESS: STREET 1: 2323 VICTORY AVENUE STREET 2: SUITE 1400 CITY: DALLAS STATE: TX ZIP: 75219 FORMER COMPANY: FORMER CONFORMED NAME: AFFORDABLE RESIDENTIAL COMMUNITIES INC DATE OF NAME CHANGE: 20030929 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001265131 XXXXXXXX 12-31-2019 12-31-2019 false Hilltop Holdings Inc.

2323 Victory Avenue Suite 1400 Dallas TX 75219

13F HOLDINGS REPORT 028-15359 N Corey G. Prestidge Executive Vice President, General Counsel and Secretary (214) 855-2177 /s/ Corey G. Prestidge Dallas TX 02-14-2020 4 644 534977 false 1 0001569620 028-15365 PlainsCapital Corp 2 0001534401 028-15369 PlainsCapital Bank 3 0000878520 028-18782 Hilltop Securities Holdings LLC 4 0000891055 028-18780 HILLTOP SECURITIES INC. INFORMATION TABLE 2 a20-7481_1informationtable.xml INFORMATION TABLE 3M CO COM 88579Y101 1099 6228 SH DFND 3,4 0 0 6228 3M CO COM 88579Y101 479 2718 SH DFND 1,2 2538 0 180 ABBOTT LABS COM 002824100 393 4526 SH DFND 1,2 4526 0 0 ABBVIE INC COM 00287Y109 1064 12019 SH DFND 3,4 0 0 12019 ABBVIE INC COM 00287Y109 1549 17497 SH DFND 1,2 16897 600 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 92 439 SH DFND 3,4 0 0 439 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 451 2139 SH DFND 1,2 2139 0 0 ADOBE INC COM 00724F101 14 43 SH DFND 3,4 0 0 43 ADOBE INC COM 00724F101 511 1550 SH DFND 1,2 1550 0 0 AGCO CORP COM 001084102 418 5416 SH DFND 1,2 5347 0 69 AIR PRODS & CHEMS INC COM 009158106 238 1009 SH DFND 1,2 1009 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 170 801 SH DFND 3,4 0 0 801 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 209 984 SH DFND 1,2 984 0 0 ALPHABET INC CAP STK CL A 02079K305 2064 1541 SH DFND 3,4 0 0 1541 ALPHABET INC CAP STK CL A 02079K305 1682 1256 SH DFND 1,2 1238 0 18 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SPONSORED ADR 835699307 29 433 SH DFND 3,4 0 0 433 SONY CORP SPONSORED ADR 835699307 230 3388 SH DFND 1,2 3388 0 0 SOUTHERN CO COM 842587107 398 6255 SH DFND 3,4 0 0 6255 SOUTHERN CO COM 842587107 882 13836 SH DFND 1,2 13304 532 0 SOUTHSIDE BANCSHARES INC COM 84470P109 260 7000 SH DFND 3,4 0 0 7000 SOUTHWEST AIRLS CO COM 844741108 395 7320 SH DFND 3,4 0 0 7320 SOUTHWEST AIRLS CO COM 844741108 539 9989 SH DFND 1,2 9989 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 217 760 SH DFND 3,4 0 0 760 SPDR GOLD TRUST GOLD SHS 78463V107 2019 14130 SH DFND 3,4 0 0 14130 SPDR GOLD TRUST GOLD SHS 78463V107 9851 68942 SH DFND 1,2 68657 0 285 SPDR S&P 500 ETF TR TR UNIT 78462F103 1806 5610 SH DFND 3,4 0 0 5610 SPDR S&P 500 ETF TR TR UNIT 78462F103 3380 10500 SH DFND 0 0 10500 SPDR S&P 500 ETF TR TR UNIT 78462F103 7135 22168 SH DFND 1,2 22083 0 85 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 621 11191 SH DFND 3,4 0 0 11191 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 2264 40807 SH DFND 1,2 40563 178 66 SPDR SERIES TRUST BLOMBERG BRC INV 78468R200 318 10358 SH DFND 3,4 0 0 10358 SPDR SERIES TRUST BLOOMBERG BRCLYS 78468R622 1771 16166 SH DFND 1,2 16166 0 0 SPDR SERIES TRUST BLOOMBERG BRCLYS 78468R622 251 2287 SH DFND 3,4 0 0 2287 SPDR SERIES TRUST BLOOMBERG SRT TR 78468R408 78 2897 SH DFND 3,4 0 0 2897 SPDR SERIES TRUST BLOOMBERG SRT TR 78468R408 3266 121298 SH DFND 1,2 120406 0 892 SPDR SERIES TRUST PORTFLI MORTGAGE 78464A383 624 23884 SH DFND 3,4 0 0 23884 SPDR SERIES TRUST PORTFOLIO AGRGTE 78464A649 799 27192 SH DFND 3,4 0 0 27192 SPDR SERIES TRUST PORTFOLIO INTRMD 78464A375 209 5918 SH DFND 3,4 0 0 5918 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 3226 104620 SH DFND 1,2 102862 0 1758 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 204 8622 SH DFND 3,4 0 0 8622 SPDR SERIES TRUST SPDR BLOOMBERG 78468R663 1586 17347 SH DFND 3,4 0 0 17347 STARBUCKS CORP COM 855244109 241 2744 SH DFND 3,4 0 0 2744 STARBUCKS CORP COM 855244109 577 6557 SH DFND 1,2 6377 0 180 STARWOOD PPTY TR INC COM 85571B105 102 4100 SH DFND 3,4 0 0 4100 STARWOOD PPTY TR INC COM 85571B105 144 5796 SH DFND 1,2 5796 0 0 STRYKER CORP COM 863667101 137 653 SH DFND 3,4 0 0 653 STRYKER CORP COM 863667101 75 358 SH DFND 1,2 358 0 0 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 95 12838 SH DFND 1,2 12838 0 0 SYSCO CORP COM 871829107 410 4795 SH DFND 3,4 0 0 4795 SYSCO CORP COM 871829107 197 2306 SH DFND 1,2 2306 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 1 25 SH DFND 3,4 0 0 25 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 401 6896 SH DFND 1,2 6896 0 0 TARGET CORP COM 87612E106 422 3294 SH DFND 1,2 3294 0 0 TEXAS INSTRS INC COM 882508104 360 2807 SH DFND 3,4 0 0 2807 TEXAS INSTRS INC COM 882508104 404 3146 SH DFND 1,2 3146 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 664 2045 SH DFND 3,4 0 0 2045 THERMO FISHER SCIENTIFIC INC COM 883556102 980 3016 SH DFND 1,2 2960 0 56 THOR INDS INC COM 885160101 291 3922 SH DFND 1,2 3834 0 88 TIMKEN CO COM 887389104 471 8378 SH DFND 1,2 8241 0 137 TJX COS INC NEW COM 872540109 656 10738 SH DFND 3,4 0 0 10738 TJX COS INC NEW COM 872540109 617 10116 SH DFND 1,2 9894 0 222 TORTOISE ENERGY INFRA CORP COM 89147L100 30 1700 SH DFND 3,4 0 0 1700 TORTOISE ENERGY INFRA CORP COM 89147L100 154 8579 SH DFND 1,2 8579 0 0 TOTAL S A SPONSORED ADS 89151E109 413 7469 SH DFND 1,2 7266 203 0 TRINITY INDS INC COM 896522109 11 485 SH DFND 3,4 0 0 485 TRINITY INDS INC COM 896522109 242 10936 SH DFND 1,2 10745 0 191 TRUIST FINL CORP COM 89832Q109 346 6138 SH DFND 3,4 0 0 6138 TRUIST FINL CORP COM 89832Q109 314 5568 SH DFND 1,2 5568 0 0 TWITTER INC COM 90184L102 484 15100 SH DFND 3,4 0 0 15100 TWITTER INC COM 90184L102 19 586 SH DFND 1,2 586 0 0 TWO HBRS INVT CORP COM NEW 90187B408 184 12611 SH DFND 1,2 12611 0 0 UBS AG JERSEY BRH ETRAC WELLS BDCI 902641588 964 47209 SH DFND 1,2 46742 0 467 UNION PACIFIC CORP COM 907818108 1164 6440 SH DFND 3,4 0 0 6440 UNION PACIFIC CORP COM 907818108 710 3926 SH DFND 1,2 3866 0 60 UNITED PARCEL SERVICE INC CL B 911312106 30 253 SH DFND 3,4 0 0 253 UNITED PARCEL SERVICE INC CL B 911312106 888 7585 SH DFND 1,2 7296 289 0 UNITED RENTALS INC COM 911363109 227 1363 SH DFND 3,4 0 0 1363 UNITED TECHNOLOGIES CORP COM 913017109 410 2741 SH DFND 3,4 0 0 2741 UNITED TECHNOLOGIES CORP COM 913017109 899 6002 SH DFND 1,2 5920 0 82 UNITEDHEALTH GROUP INC COM 91324P102 250 849 SH DFND 3,4 0 0 849 UNITEDHEALTH GROUP INC COM 91324P102 1326 4512 SH DFND 1,2 4362 0 150 V F CORP COM 918204108 326 3270 SH DFND 3,4 0 0 3270 V F CORP COM 918204108 57 575 SH DFND 1,2 575 0 0 VALERO ENERGY CORP NEW COM 91913Y100 152 1623 SH DFND 3,4 0 0 1623 VALERO ENERGY CORP NEW COM 91913Y100 282 3011 SH DFND 1,2 3011 0 0 VANECK VECTORS ETF TRUST GOLD MINERS ETF 92189F106 2226 76014 SH DFND 3,4 0 0 76014 VANECK VECTORS ETF TRUST GOLD MINERS ETF 92189F106 1746 59671 SH DFND 1,2 59286 0 385 VANECK VECTORS ETF TRUST JR GOLD MINERS E 92189F791 876 20730 SH DFND 3,4 0 0 20730 VANECK VECTORS ETF TRUST EMERGING MKTS HI 92189F353 2673 112724 SH DFND 1,2 112039 0 685 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1818 21683 SH DFND 3,4 0 0 21683 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 2 25 SH DFND 1,2 25 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 221 2739 SH DFND 1,2 2739 0 0 VANGUARD GROUP DIV APP ETF 921908844 137 1101 SH DFND 3,4 0 0 1101 VANGUARD GROUP DIV APP ETF 921908844 3492 28011 SH DFND 1,2 28011 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1444 15566 SH DFND 3,4 0 0 15566 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 3979 42880 SH DFND 1,2 42615 0 265 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1967 6650 SH DFND 3,4 0 0 6650 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 501 1695 SH DFND 1,2 1695 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 1359 8205 SH DFND 3,4 0 0 8205 VANGUARD INDEX FDS TOTAL STK MKT 922908769 5760 35201 SH DFND 3,4 0 0 35201 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1747 10679 SH DFND 1,2 10650 0 29 VANGUARD INDEX FDS VALUE ETF 922908744 324 2707 SH DFND 3,4 0 0 2707 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 253 2775 SH DFND 3,4 0 0 2775 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 2934 48237 SH DFND 3,4 0 0 48237 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1503 18552 SH DFND 3,4 0 0 18552 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 2207 27243 SH DFND 1,2 27195 0 48 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 692 7385 SH DFND 3,4 0 0 7385 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 233 1446 SH DFND 3,4 0 0 1446 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 217 2839 SH DFND 3,4 0 0 2839 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 2143 11179 SH DFND 3,4 0 0 11179 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 238 1546 SH DFND 3,4 0 0 1546 VANGUARD WORLD FDS INF TECH ETF 92204A702 500 2041 SH DFND 3,4 0 0 2041 VENTAS INC COM 92276F100 513 8891 SH DFND 1,2 8510 381 0 VERIZON COMMUNICATIONS INC COM 92343V104 4008 65276 SH DFND 3,4 0 0 65276 VERIZON COMMUNICATIONS INC COM 92343V104 1634 26617 SH DFND 1,2 25593 1024 0 VISA INC COM CL A 92826C839 2898 15424 SH DFND 3,4 0 0 15424 VISA INC COM CL A 92826C839 1417 7542 SH DFND 1,2 7434 0 108 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 111 5760 SH DFND 3,4 0 0 5760 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 432 22358 SH DFND 1,2 21306 1052 0 VULCAN MATLS CO COM 929160109 230 1594 SH DFND 3,4 0 0 1594 VULCAN MATLS CO COM 929160109 54 377 SH DFND 1,2 377 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 860 14585 SH DFND 3,4 0 0 14585 WALGREENS BOOTS ALLIANCE INC COM 931427108 462 7838 SH DFND 1,2 7607 0 231 WALMART INC COM 931142103 720 6058 SH DFND 3,4 0 0 6058 WALMART INC COM 931142103 514 4328 SH DFND 1,2 4068 0 260 WASTE MGMT INC DEL COM 94106L109 184 1616 SH DFND 3,4 0 0 1616 WASTE MGMT INC DEL COM 94106L109 284 2494 SH DFND 1,2 2494 0 0 WELLS FARGO CO NEW COM 949746101 189 3512 SH DFND 3,4 0 0 3512 WELLS FARGO CO NEW COM 949746101 1026 19082 SH DFND 1,2 18871 0 211 WELLTOWER INC COM 95040Q104 190 2319 SH DFND 3,4 0 0 2319 WELLTOWER INC COM 95040Q104 599 7324 SH DFND 1,2 6997 327 0 WENDYS CO COM 95058W100 614 27650 SH DFND 3,4 0 0 27650 WESTERN ASSET MUN DEF OPP TR COM 95768A109 238 11397 SH DFND 3,4 0 0 11397 WESTERN ASSET MUN HI INCM FD COM 95766N103 169 22328 SH DFND 3,4 0 0 22328 WESTERN DIGITAL CORP COM 958102105 221 3488 SH DFND 3,4 0 0 3488 WESTERN DIGITAL CORP COM 958102105 3 54 SH DFND 1,2 54 0 0 WESTERN UN CO COM 959802109 1 25 SH DFND 3,4 0 0 25 WESTERN UN CO COM 959802109 469 17512 SH DFND 1,2 17246 0 266 WESTROCK CO COM 96145D105 11 264 SH DFND 3,4 0 0 264 WESTROCK CO COM 96145D105 313 7288 SH DFND 1,2 7150 0 138 WISDOMTREE TR INTL EQUITY FD 97717W703 3397 63517 SH DFND 3,4 0 0 63517 XYLEM INC COM 98419M100 469 5957 SH DFND 3,4 0 0 5957 ZEBRA TECHNOLOGIES CORP CL A 989207105 207 809 SH DFND 1,2 805 0 4 ZOETIS INC CL A 98978V103 348 2634 SH DFND 1,2 2552 0 82