Executive Vice President, General Counsel and Secretary

0001104659-19-029739.txt : 20190515 0001104659-19-029739.hdr.sgml : 20190515 20190515163044 ACCESSION NUMBER: 0001104659-19-029739 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190515 DATE AS OF CHANGE: 20190515 EFFECTIVENESS DATE: 20190515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hilltop Holdings Inc. CENTRAL INDEX KEY: 0001265131 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 841477939 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15359 FILM NUMBER: 19828736 BUSINESS ADDRESS: STREET 1: 2323 VICTORY AVENUE STREET 2: SUITE 1400 CITY: DALLAS STATE: TX ZIP: 75219 BUSINESS PHONE: 214.855.2177 MAIL ADDRESS: STREET 1: 2323 VICTORY AVENUE STREET 2: SUITE 1400 CITY: DALLAS STATE: TX ZIP: 75219 FORMER COMPANY: FORMER CONFORMED NAME: AFFORDABLE RESIDENTIAL COMMUNITIES INC DATE OF NAME CHANGE: 20030929 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001265131 XXXXXXXX 03-31-2019 03-31-2019 false Hilltop Holdings Inc.

2323 Victory Avenue Suite 1400 Dallas TX 75219

13F HOLDINGS REPORT 028-15359 N Corey G. Prestidge Executive Vice President, General Counsel and Secretary (214) 855-2177 /s/ Corey G. Prestidge Dallas TX 05-15-2019 4 592 470953 false 1 0001569620 028-15365 PlainsCapital Corp 2 0001534401 028-15369 PlainsCapital Bank 3 0000878520 028-18782 Hilltop Securities Holdings LLC 4 0000891055 028-18780 HILLTOP SECURITIES INC. 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1395 0 0 MEDTRONIC PLC SHS G5960L103 116 1273 SH DFND 3,4 0 0 1273 MERCK & CO INC COM 58933Y105 807 9702 SH DFND 1,2 9702 0 0 MERCK & CO INC COM 58933Y105 2577 30979 SH DFND 3,4 0 0 30979 MICROCHIP TECHNOLOGY INC COM 595017104 137 1647 SH DFND 1,2 1647 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 72 872 SH DFND 3,4 0 0 872 MICROSOFT CORP COM 594918104 2045 17338 SH DFND 1,2 17288 0 50 MICROSOFT CORP COM 594918104 4443 37669 SH DFND 3,4 0 0 37669 MIDDLEBY CORP COM 596278101 254 1950 SH DFND 1,2 1828 0 122 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 606822104 123 24843 SH DFND 1,2 24843 0 0 MIZUHO FINL GROUP INC SPONSORED ADR 60687Y109 43 13985 SH DFND 1,2 13985 0 0 MONDELEZ INTL INC CL A 609207105 193 3872 SH DFND 1,2 3872 0 0 MONDELEZ INTL INC CL A 609207105 17 338 SH DFND 3,4 0 0 338 MOTUS GI HLDGS INC COM 62014P108 594 152300 SH DFND 3,4 0 0 152300 MURPHY USA INC COM 626755102 422 4928 SH DFND 1,2 4800 0 128 NATIONAL GRID PLC SPONSORED ADR NE 636274409 568 10167 SH DFND 1,2 9469 698 0 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3,4 0 0 11750 NUVEEN MUN VALUE FD INC COM 670928100 129 12879 SH DFND 1,2 12879 0 0 NUVEEN MUN VALUE FD INC COM 670928100 270 27003 SH DFND 3,4 0 0 27003 NUVEEN SELECT MAT MUN FD SH BEN INT 67061T101 129 12911 SH DFND 3,4 0 0 12911 NUVEEN SR INCOME FD COM 67067Y104 81 14000 SH DFND 3,4 0 0 14000 NUVEEN TEXAS QLTY MUN INCME COM 670983105 281 21028 SH DFND 3,4 0 0 21028 NVIDIA CORP COM 67066G104 171 952 SH DFND 1,2 952 0 0 NVIDIA CORP COM 67066G104 101 560 SH DFND 3,4 0 0 560 OCCIDENTAL PETE CORP COM 674599105 691 10442 SH DFND 1,2 9946 496 0 OCCIDENTAL PETE CORP COM 674599105 70 1056 SH DFND 3,4 0 0 1056 OGE ENERGY CORP COM 670837103 291 6770 SH DFND 1,2 6465 0 305 OGE ENERGY CORP COM 670837103 181 4200 SH DFND 3,4 0 0 4200 OLLIES BARGAIN OUTLT HLDGS I COM 681116109 8 97 SH DFND 1,2 97 0 0 OLLIES BARGAIN OUTLT HLDGS I COM 681116109 328 3839 SH DFND 3,4 0 0 3839 ONEOK INC NEW COM 682680103 155 2214 SH DFND 1,2 2214 0 0 ONEOK INC NEW COM 682680103 130 1861 SH DFND 3,4 0 0 1861 ORACLE CORP COM 68389X105 273 5077 SH DFND 1,2 5077 0 0 ORACLE CORP COM 68389X105 15 280 SH DFND 3,4 0 0 280 PACER FDS TR TRENDP 100 ETF 69374H303 1189 34865 SH DFND 3,4 0 0 34865 PACER FDS TR TRENDP US LAR CP 69374H105 1645 56006 SH DFND 3,4 0 0 56006 PACER FDS TR TRENDPILOT EUR 69374H808 235 9230 SH DFND 3,4 0 0 9230 PAYCHEX INC COM 704326107 281 3500 SH DFND 1,2 3500 0 0 PAYCHEX INC COM 704326107 57 710 SH DFND 3,4 0 0 710 PAYPAL HLDGS INC COM 70450Y103 345 3321 SH DFND 1,2 3321 0 0 PAYPAL HLDGS INC COM 70450Y103 843 8121 SH DFND 3,4 0 0 8121 PENTAIR PLC SHS G7S00T104 200 4487 SH DFND 1,2 4311 0 176 PEOPLES UTD FINL INC COM 712704105 166 10129 SH DFND 1,2 10129 0 0 PEPSICO INC COM 713448108 944 7702 SH DFND 1,2 7288 161 253 PEPSICO INC COM 713448108 846 6900 SH DFND 3,4 0 0 6900 PERMIAN BASIN RTY TR UNIT BEN INT 714236106 199 26430 SH DFND 1,2 26430 0 0 PERMIAN BASIN RTY TR UNIT BEN INT 714236106 0 19 SH DFND 3,4 0 0 19 PFIZER INC COM 717081103 811 19082 SH DFND 1,2 19082 0 0 PFIZER INC COM 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STORAGE COM 74460D109 287 1315 SH DFND 1,2 1261 54 0 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 276 4639 SH DFND 1,2 4639 0 0 QUALCOMM INC COM 747525103 255 4461 SH DFND 1,2 4461 0 0 RAYTHEON CO COM NEW 755111507 99 542 SH DFND 1,2 542 0 0 RAYTHEON CO COM NEW 755111507 121 663 SH DFND 3,4 0 0 663 REALTY INCOME CORP COM 756109104 358 4875 SH DFND 1,2 4700 175 0 REALTY INCOME CORP COM 756109104 103 1400 SH DFND 3,4 0 0 1400 RIO TINTO PLC SPONSORED ADR 767204100 269 4567 SH DFND 1,2 4567 0 0 RIO TINTO PLC SPONSORED ADR 767204100 214 3640 SH DFND 3,4 0 0 3640 ROSS STORES INC COM 778296103 32 340 SH DFND 1,2 340 0 0 ROSS STORES INC COM 778296103 355 3811 SH DFND 3,4 0 0 3811 ROYAL BK CDA MONTREAL QUE COM 780087102 124 1643 SH DFND 1,2 1643 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 199 2635 SH DFND 3,4 0 0 2635 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 251 3932 SH DFND 1,2 3932 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 11 175 SH DFND 3,4 0 0 175 RUMBLEON INC CL B 781386206 643 130250 SH DFND 3,4 0 0 130250 S&P GLOBAL INC COM 78409V104 245 1165 SH DFND 1,2 1165 0 0 SABINE ROYALTY TR UNIT BEN INT 785688102 465 10000 SH DFND 1,2 10000 0 0 SABINE ROYALTY TR UNIT BEN INT 785688102 10 220 SH DFND 3,4 0 0 220 SALESFORCE COM INC COM 79466L302 343 2165 SH DFND 1,2 2165 0 0 SALESFORCE COM INC COM 79466L302 95 600 SH DFND 3,4 0 0 600 SANOFI SPONSORED ADR 80105N105 264 5952 SH DFND 1,2 5952 0 0 SAP SE SPON ADR 803054204 257 2224 SH DFND 1,2 2224 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 2182 33000 SH DFND 33000 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 602 9100 SH DFND 1,2 8817 0 283 SELECT SECTOR SPDR TR ENERGY 81369Y506 111 1680 SH DFND 3,4 0 0 1680 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 239 2097 SH DFND 3,4 0 0 2097 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 27 474 SH DFND 1,2 474 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1197 21337 SH DFND 3,4 0 0 21337 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 216 2354 SH DFND 1,2 2354 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1165 12694 SH DFND 3,4 0 0 12694 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 561 21809 SH DFND 3,4 0 0 21809 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 4519 77680 SH DFND 1,2 77070 0 610 SHERWIN WILLIAMS CO COM 824348106 471 1093 SH DFND 1,2 1046 0 47 SHERWIN WILLIAMS CO COM 824348106 49 114 SH DFND 3,4 0 0 114 SHOPIFY INC CL A 82509L107 312 1511 SH DFND 1,2 1511 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 7 80 SH DFND 1,2 80 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 419 5075 SH DFND 3,4 0 0 5075 SOUTHERN CO COM 842587107 781 15107 SH DFND 1,2 14608 499 0 SOUTHERN CO COM 842587107 28 537 SH DFND 3,4 0 0 537 SOUTHWEST AIRLS CO COM 844741108 365 7028 SH DFND 1,2 7028 0 0 SOUTHWEST AIRLS CO COM 844741108 364 7021 SH DFND 3,4 0 0 7021 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 246 951 SH DFND 3,4 0 0 951 SPDR GOLD TRUST GOLD SHS 78463V107 7793 63873 SH DFND 1,2 63426 0 447 SPDR GOLD TRUST GOLD SHS 78463V107 1413 11577 SH DFND 3,4 0 0 11577 SPDR INDEX SHS FDS S&P NORTH AMER 78463X152 1512 46380 SH DFND 3,4 0 0 46380 SPDR S&P 500 ETF TR TR UNIT 78462F103 5801 20539 SH DFND 1,2 20539 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1518 5374 SH DFND 3,4 0 0 5374 SPDR S&P 500 ETF TR TR UNIT 78462F103 11440 40500 SH Put DFND 3,4 0 0 40500 SPDR S&P 500 ETF TR TR UNIT 78462F103 2966 10500 SH DFND 10500 0 0 SPDR SER TR BLOMBERG BRC INV 78468R200 532 17314 SH DFND 3,4 0 0 17314 SPDR SER TR BLOOMBERG SRT TR 78468R408 2774 101821 SH DFND 1,2 101694 0 127 SPDR SER TR SPDR BLOOMBERG 78468R663 965 10538 SH DFND 3,4 0 0 10538 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 4828 92405 SH DFND 1,2 91005 279 1121 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 288 5507 SH DFND 3,4 0 0 5507 SPDR SERIES TRUST BLOMBRG BRC MRTG 78464A383 342 13243 SH DFND 3,4 0 0 13243 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 3616 100528 SH DFND 1,2 100528 0 0 SPDR SERIES TRUST PORTFOLIO AGRGTE 78464A649 769 26929 SH DFND 3,4 0 0 26929 SPDR SERIES TRUST PORTFOLIO INTRMD 78464A375 300 8775 SH DFND 3,4 0 0 8775 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 200 6515 SH DFND 3,4 0 0 6515 SQUARE INC CL A 852234103 5 70 SH DFND 1,2 70 0 0 SQUARE INC CL A 852234103 338 4515 SH DFND 3,4 0 0 4515 STARBUCKS CORP COM 855244109 561 7544 SH DFND 1,2 7364 0 180 STARBUCKS CORP COM 855244109 42 567 SH DFND 3,4 0 0 567 STRYKER CORP COM 863667101 150 759 SH DFND 1,2 759 0 0 STRYKER CORP COM 863667101 133 673 SH DFND 3,4 0 0 673 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 127 18036 SH DFND 1,2 18036 0 0 SYSCO CORP COM 871829107 160 2401 SH DFND 1,2 2401 0 0 SYSCO CORP COM 871829107 102 1523 SH DFND 3,4 0 0 1523 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 234 5708 SH DFND 1,2 5708 0 0 TANDEM DIABETES CARE INC COM NEW 875372203 229 3605 SH DFND 3,4 0 0 3605 TARGET CORP COM 87612E106 131 1634 SH DFND 1,2 1634 0 0 TARGET CORP COM 87612E106 1704 21228 SH DFND 3,4 0 0 21228 TEXAS INSTRS INC COM 882508104 359 3389 SH DFND 1,2 3389 0 0 TEXAS INSTRS INC COM 882508104 145 1368 SH DFND 3,4 0 0 1368 THERMO FISHER SCIENTIFIC INC COM 883556102 761 2781 SH DFND 1,2 2666 0 115 THERMO FISHER SCIENTIFIC INC COM 883556102 192 700 SH DFND 3,4 0 0 700 THOR INDS INC COM 885160101 311 4991 SH DFND 1,2 4827 0 164 TIMKEN CO COM 887389104 442 10150 SH DFND 1,2 9982 0 168 TJX COS INC NEW COM 872540109 523 9837 SH DFND 1,2 9447 0 390 TJX COS INC NEW COM 872540109 507 9520 SH DFND 3,4 0 0 9520 TORTOISE ENERGY INFRA CORP COM 89147L100 173 7367 SH DFND 1,2 7367 0 0 TORTOISE ENERGY INFRA CORP COM 89147L100 40 1700 SH DFND 3,4 0 0 1700 TOTAL S A SPONSORED ADS 89151E109 621 11161 SH DFND 1,2 10756 405 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 216 1834 SH DFND 1,2 1834 0 0 TPI COMPOSITES INC COM 87266J104 292 10203 SH DFND 3,4 0 0 10203 TRINITY INDS INC COM 896522109 262 12052 SH DFND 1,2 11876 0 176 TRINITY INDS INC COM 896522109 11 485 SH DFND 3,4 0 0 485 TRITON INTL LTD CL A G9078F107 418 13425 SH DFND 3,4 0 0 13425 TWITTER INC COM 90184L102 14 416 SH DFND 1,2 416 0 0 TWITTER INC COM 90184L102 493 15000 SH DFND 3,4 0 0 15000 UBS AG JERSEY BRH ETRAC WELLS BDCI 902641588 556 28260 SH DFND 1,2 28223 0 37 ULTA BEAUTY INC COM 90384S303 83 237 SH DFND 1,2 237 0 0 ULTA BEAUTY INC COM 90384S303 359 1029 SH DFND 3,4 0 0 1029 UNILEVER PLC SPON ADR NEW 904767704 199 3443 SH DFND 1,2 3443 0 0 UNILEVER PLC SPON ADR NEW 904767704 31 531 SH DFND 3,4 0 0 531 UNION PACIFIC CORP COM 907818108 651 3892 SH DFND 1,2 3730 0 162 UNION PACIFIC CORP COM 907818108 1401 8379 SH DFND 3,4 0 0 8379 UNITED PARCEL SERVICE INC CL B 911312106 616 5518 SH DFND 1,2 5292 226 0 UNITED PARCEL SERVICE INC CL B 911312106 8 71 SH DFND 3,4 0 0 71 UNITED RENTALS INC COM 911363109 1 13 SH DFND 1,2 13 0 0 UNITED RENTALS INC COM 911363109 321 2808 SH DFND 3,4 0 0 2808 UNITED TECHNOLOGIES CORP COM 913017109 649 5036 SH DFND 1,2 4894 0 142 UNITED TECHNOLOGIES CORP COM 913017109 141 1093 SH DFND 3,4 0 0 1093 UNITEDHEALTH GROUP INC COM 91324P102 474 1917 SH DFND 1,2 1917 0 0 UNITEDHEALTH GROUP INC COM 91324P102 966 3907 SH DFND 3,4 0 0 3907 V F CORP COM 918204108 27 305 SH DFND 1,2 305 0 0 V F CORP COM 918204108 292 3355 SH DFND 3,4 0 0 3355 VALERO ENERGY CORP NEW COM 91913Y100 259 3051 SH DFND 1,2 3051 0 0 VALERO ENERGY CORP NEW COM 91913Y100 37 440 SH DFND 3,4 0 0 440 VANECK VECTORS ETF TR EMERGING MKTS HI 92189F353 2709 115968 SH DFND 1,2 115800 0 168 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 314 13998 SH DFND 1,2 13553 0 445 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 1798 80195 SH DFND 3,4 0 0 80195 VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 921932885 272 2129 SH DFND 3,4 0 0 2129 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 292 3665 SH DFND 1,2 3665 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 2 25 SH DFND 1,2 25 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1756 21627 SH DFND 3,4 0 0 21627 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 583 10455 SH DFND 1,2 10455 0 0 VANGUARD GROUP DIV APP ETF 921908844 4912 44804 SH DFND 1,2 44804 0 0 VANGUARD GROUP DIV APP ETF 921908844 2917 26608 SH DFND 3,4 0 0 26608 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 3440 39582 SH DFND 1,2 39337 0 245 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1581 18189 SH DFND 3,4 0 0 18189 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 440 1695 SH DFND 1,2 1695 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1304 5025 SH DFND 3,4 0 0 5025 VANGUARD INDEX FDS SMALL CP ETF 922908751 1082 7078 SH DFND 3,4 0 0 7078 VANGUARD INDEX FDS TOTAL STK MKT 922908769 3687 25480 SH DFND 1,2 25241 0 239 VANGUARD INDEX FDS TOTAL STK MKT 922908769 3574 24701 SH DFND 3,4 0 0 24701 VANGUARD INDEX FDS VALUE ETF 922908744 249 2317 SH DFND 3,4 0 0 2317 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 3110 39001 SH DFND 1,2 38945 0 56 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 299 3751 SH DFND 3,4 0 0 3751 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 445 5193 SH DFND 3,4 0 0 5193 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 2006 11630 SH DFND 3,4 0 0 11630 VENTAS INC COM 92276F100 564 8840 SH DFND 1,2 8441 399 0 VERIZON COMMUNICATIONS INC COM 92343V104 1671 28264 SH DFND 1,2 27127 1137 0 VERIZON COMMUNICATIONS INC COM 92343V104 3140 53101 SH DFND 3,4 0 0 53101 VISA INC COM CL A 92826C839 1033 6612 SH DFND 1,2 6419 0 193 VISA INC COM CL A 92826C839 2272 14547 SH DFND 3,4 0 0 14547 VMWARE INC CL A COM 928563402 251 1388 SH DFND 1,2 1388 0 0 VMWARE INC CL A COM 928563402 18 100 SH DFND 3,4 0 0 100 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 608 33434 SH DFND 1,2 31554 1880 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 87 4800 SH DFND 3,4 0 0 4800 VOYA GLBL EQTY DIV & PREM OP COM 92912T100 75 11600 SH DFND 3,4 0 0 11600 WALGREENS BOOTS ALLIANCE INC COM 931427108 361 5715 SH DFND 1,2 5715 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 31 495 SH DFND 3,4 0 0 495 WALMART INC COM 931142103 251 2577 SH DFND 1,2 2577 0 0 WALMART INC COM 931142103 278 2846 SH DFND 3,4 0 0 2846 WASTE MGMT INC DEL COM 94106L109 246 2367 SH DFND 1,2 2367 0 0 WASTE MGMT INC DEL COM 94106L109 109 1045 SH DFND 3,4 0 0 1045 WEATHERFORD INTL PLC ORD SHS G48833100 7 10000 SH DFND 3,4 0 0 10000 WELLS FARGO CO NEW COM 949746101 791 16382 SH DFND 1,2 16074 0 308 WELLS FARGO CO NEW COM 949746101 179 3706 SH DFND 3,4 0 0 3706 WELLTOWER INC COM 95040Q104 532 6856 SH DFND 1,2 6527 329 0 WELLTOWER INC COM 95040Q104 23 296 SH DFND 3,4 0 0 296 WENDYS CO COM 95058W100 588 32850 SH DFND 3,4 0 0 32850 WESTERN UN CO COM 959802109 366 19852 SH DFND 1,2 19601 0 251 WESTROCK CO COM 96145D105 337 8814 SH DFND 1,2 8629 0 185 WEYERHAEUSER CO COM 962166104 14 533 SH DFND 1,2 533 0 0 WEYERHAEUSER CO COM 962166104 353 13395 SH DFND 3,4 0 0 13395 WISDOMTREE TR INTL EQUITY FD 97717W703 2425 47899 SH DFND 3,4 0 0 47899 XILINX INC COM 983919101 136 1071 SH DFND 1,2 1071 0 0 XILINX INC COM 983919101 146 1149 SH DFND 3,4 0 0 1149 XYLEM INC COM 98419M100 8 99 SH DFND 1,2 99 0 0 XYLEM INC COM 98419M100 457 5788 SH DFND 3,4 0 0 5788 YETI HLDGS INC COM 98585X104 327 10818 SH DFND 3,4 0 0 10818