Executive Vice President, General Counsel and Secretary

0001104659-18-009720.txt : 20180214 0001104659-18-009720.hdr.sgml : 20180214 20180214160803 ACCESSION NUMBER: 0001104659-18-009720 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180214 DATE AS OF CHANGE: 20180214 EFFECTIVENESS DATE: 20180214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hilltop Holdings Inc. CENTRAL INDEX KEY: 0001265131 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 841477939 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15359 FILM NUMBER: 18612283 BUSINESS ADDRESS: STREET 1: 2323 VICTORY AVENUE STREET 2: SUITE 1400 CITY: DALLAS STATE: TX ZIP: 75219 BUSINESS PHONE: 214.855.2177 MAIL ADDRESS: STREET 1: 2323 VICTORY AVENUE STREET 2: SUITE 1400 CITY: DALLAS STATE: TX ZIP: 75219 FORMER COMPANY: FORMER CONFORMED NAME: AFFORDABLE RESIDENTIAL COMMUNITIES INC DATE OF NAME CHANGE: 20030929 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001265131 XXXXXXXX 12-31-2017 12-31-2017 false Hilltop Holdings Inc.

2323 Victory Avenue Suite 1400 Dallas TX 75219

13F HOLDINGS REPORT 028-15359 N Corey G. Prestidge Executive Vice President, General Counsel and Secretary 214-855-2177 /s/ Corey G. Prestidge Dallas TX 02-14-2018 2 486 443519 false 1 0001569620 028-15365 PlainsCapital Corp 2 0001534401 028-15369 PlainsCapital Bank INFORMATION TABLE 2 a18-5978_1informationtable.xml INFORMATION TABLE 3M CO COM 88579Y101 562 2387 SH DFND 1,2 2202 10 175 3M CO COM 88579Y101 1014 4310 SH DFND 0 0 4310 ABBOTT LABS COM 002824100 418 7332 SH DFND 1,2 7221 111 0 ABBOTT LABS COM 002824100 263 4600 SH DFND 0 0 4600 ABBVIE INC COM 00287Y109 2914 30132 SH DFND 1,2 28870 738 524 ABBVIE INC COM 00287Y109 29 300 SH DFND 0 0 300 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 269 1754 SH DFND 1,2 1754 0 0 AETNA INC NEW COM 00817Y108 160 887 SH DFND 1,2 887 0 0 AETNA INC NEW COM 00817Y108 933 5171 SH DFND 0 0 5171 AGCO CORP COM 001084102 1079 15094 SH DFND 1,2 14919 0 175 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 103 600 SH DFND 1,2 600 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1134 6575 SH DFND 0 0 6575 ALLISON TRANSMISSION HLDGS I COM 01973R101 484 11232 SH DFND 0 0 11232 ALPHABET INC 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MURPHY USA INC COM 626755102 10 125 SH DFND 0 0 125 NATIONAL GRID PLC SPONSORED ADR NE 636274409 1064 18091 SH DFND 1,2 17809 282 0 NETFLIX INC COM 64110L106 332 1727 SH DFND 1,2 1727 0 0 NEW MEDIA INVT GROUP INC COM 64704V106 409 24396 SH DFND 0 0 24396 NEW SR INVT GROUP INC COM 648691103 107 14125 SH DFND 0 0 14125 NEWFIELD EXPL CO COM 651290108 544 17237 SH DFND 1,2 16883 0 354 NEXTERA ENERGY INC COM 65339F101 309 1981 SH DFND 1,2 1957 0 24 NEXTERA ENERGY INC COM 65339F101 573 3670 SH DFND 0 0 3670 NOMURA HLDGS INC SPONSORED ADR 65535H208 24 4045 SH DFND 1,2 4045 0 0 NOMURA HLDGS INC SPONSORED ADR 65535H208 146 25000 SH DFND 0 0 25000 NORBORD INC COM NEW 65548P403 217 6405 SH DFND 0 0 6405 NORFOLK SOUTHERN CORP COM 655844108 261 1802 SH DFND 0 0 1802 NORFOLK SOUTHERN CORP COM 655844108 39 268 SH DFND 1,2 268 0 0 NORTHROP GRUMMAN CORP COM 666807102 253 824 SH DFND 1,2 824 0 0 NORTHROP GRUMMAN CORP COM 666807102 55 180 SH DFND 0 0 180 NOVARTIS A G SPONSORED ADR 66987V109 6 71 SH DFND 0 0 71 NOVARTIS A G SPONSORED ADR 66987V109 426 5068 SH DFND 1,2 5068 0 0 NOVO-NORDISK A S ADR 670100205 491 9139 SH DFND 1,2 9041 0 98 NVIDIA CORP COM 67066G104 120 621 SH DFND 1,2 621 0 0 NVIDIA CORP COM 67066G104 203 1050 SH DFND 0 0 1050 NXP SEMICONDUCTORS N V COM N6596X109 155 1326 SH DFND 1,2 1326 0 0 NXP SEMICONDUCTORS N V COM N6596X109 468 3996 SH DFND 0 0 3996 OCCIDENTAL PETE CORP DEL COM 674599105 1106 15020 SH DFND 1,2 14536 484 0 OGE ENERGY CORP COM 670837103 616 18739 SH DFND 1,2 18396 0 343 OGE ENERGY CORP COM 670837103 161 4885 SH DFND 0 0 4885 OLD REP INTL CORP COM 680223104 425 19924 SH DFND 1,2 17908 160 1856 ONEOK INC NEW COM 682680103 262 4910 SH DFND 1,2 4500 10 400 ONEOK INC NEW COM 682680103 11 210 SH DFND 0 0 210 OWENS CORNING NEW COM 690742101 295 3208 SH DFND 1,2 3208 0 0 PALO ALTO NETWORKS INC COM 697435105 571 3941 SH DFND 0 0 3941 PAN AMERICAN SILVER CORP COM 697900108 3876 249100 SH DFND 0 0 249100 PENTAIR PLC SHS G7S00T104 994 14069 SH DFND 1,2 13858 0 211 PEOPLES UNITED FINANCIAL INC COM 712704105 976 52210 SH DFND 1,2 47659 450 4101 PEOPLES UNITED FINANCIAL INC COM 712704105 19 1012 SH DFND 0 0 1012 PEPSICO INC COM 713448108 1114 9294 SH DFND 1,2 8930 105 259 PEPSICO INC COM 713448108 299 2495 SH DFND 0 0 2495 PFIZER INC COM 717081103 1782 49192 SH DFND 0 0 49192 PFIZER INC COM 717081103 853 23532 SH DFND 1,2 23132 0 400 PHILIP MORRIS INTL INC COM 718172109 2820 26690 SH DFND 1,2 25798 272 620 PHILIP MORRIS INTL INC COM 718172109 722 6838 SH DFND 0 0 6838 PHILLIPS 66 COM 718546104 526 5200 SH DFND 1,2 5037 0 163 PHILLIPS 66 COM 718546104 200 1979 SH DFND 0 0 1979 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 6 55 SH DFND 1,2 55 0 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 1611 16036 SH DFND 0 0 16036 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 1323 13031 SH DFND 1,2 12913 0 118 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 61 605 SH DFND 0 0 605 PIMCO ETF TR INTER MUN BD ACT 72201R866 299 5578 SH DFND 0 0 5578 POLARIS INDS INC COM 731068102 1954 15754 SH DFND 1,2 15634 0 120 POLARIS INDS INC COM 731068102 33 264 SH DFND 0 0 264 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 249 15000 SH DFND 0 0 15000 POWERSHARES ETF TR II FND INV GR CP 73937B761 1866 72972 SH DFND 0 0 72972 POWERSHARES ETF TR II KBW RG BK PORT 73937B746 657 11952 SH DFND 1,2 11940 0 12 POWERSHARES ETF TR II S&P SMCP C DIS 73937B506 1014 16587 SH DFND 0 0 16587 POWERSHARES ETF TR II S&P SMCP HC PO 73937B886 1630 16543 SH DFND 0 0 16543 POWERSHARES ETF TR II S&P SMCP IT PO 73937B860 1425 18648 SH DFND 0 0 18648 POWERSHARES ETF TRUST DYN RETAIL PTF 73935X617 731 19662 SH DFND 0 0 19662 POWERSHARES ETF TRUST DYN SEMCT PORT 73935X781 1878 37212 SH DFND 1,2 36822 0 390 POWERSHARES ETF TRUST WATER RES PORT 73935X575 908 30000 SH DFND 1,2 30000 0 0 POWERSHARES ETF TRUST II CEF INC COMPST 73936Q843 630 26359 SH DFND 1,2 26175 0 184 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 379 16464 SH DFND 1,2 16464 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 4640 29791 SH DFND 1,2 29791 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 3480 22343 SH DFND 0 0 22343 PPL CORP COM 69351T106 856 27655 SH DFND 1,2 27186 469 0 PRICELINE GRP INC COM NEW 741503403 725 417 SH DFND 1,2 401 0 16 PROCTER AND GAMBLE CO COM 742718109 1335 14537 SH DFND 1,2 13964 328 245 PROCTER AND GAMBLE CO COM 742718109 849 9245 SH DFND 0 0 9245 PRUDENTIAL FINL INC COM 744320102 674 5856 SH DFND 1,2 5395 51 410 PUBLIC STORAGE COM 74460D109 573 2739 SH DFND 1,2 2660 79 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 579 11253 SH DFND 1,2 10996 257 0 QUALCOMM INC COM 747525103 520 8127 SH DFND 1,2 7474 81 572 QUALCOMM INC COM 747525103 45 710 SH DFND 0 0 710 QUEST DIAGNOSTICS INC COM 74834L100 221 2251 SH DFND 1,2 2251 0 0 REALTY INCOME CORP COM 756109104 493 8644 SH DFND 1,2 8454 190 0 RIO TINTO PLC SPONSORED ADR 767204100 256 4828 SH DFND 1,2 4828 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 204 2987 SH DFND 1,2 2987 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 240 3520 SH DFND 0 0 3520 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 174 2611 SH DFND 1,2 2611 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 68 1014 SH DFND 0 0 1014 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 34 340 SH DFND 1,2 340 0 0 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 760 7518 SH DFND 0 0 7518 RYDEX ETF TRUST GUGGENHM S&P 500 78355W205 775 4078 SH DFND 0 0 4078 SABINE ROYALTY TR UNIT BEN INT 785688102 446 10000 SH DFND 1,2 10000 0 0 SANOFI SPONSORED ADR 80105N105 1129 26260 SH DFND 1,2 25485 775 0 SANOFI SPONSORED ADR 80105N105 7 155 SH DFND 0 0 155 SCHLUMBERGER LTD COM 806857108 237 3512 SH DFND 1,2 3262 50 200 SCHLUMBERGER LTD COM 806857108 32 475 SH DFND 0 0 475 SEALED AIR CORP NEW COM 81211K100 606 12284 SH DFND 0 0 12284 SEALED AIR CORP NEW COM 81211K100 5 107 SH DFND 1,2 107 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 2386 33025 SH DFND 33000 0 25 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 174 3303 SH DFND 1,2 3303 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 921 17475 SH DFND 0 0 17475 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 26 400 SH DFND 1,2 400 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 233 3637 SH DFND 0 0 3637 SHERWIN WILLIAMS CO COM 824348106 507 1238 SH DFND 1,2 1184 0 54 SINA CORP ORD G81477104 411 4100 SH DFND 0 0 4100 SONY CORP SPONSORED ADR 835699307 218 4843 SH DFND 1,2 4843 0 0 SOUTHERN CO COM 842587107 836 17371 SH DFND 1,2 17098 273 0 SOUTHERN CO COM 842587107 76 1582 SH DFND 0 0 1582 SOUTHWEST AIRLS CO COM 844741108 422 6446 SH DFND 1,2 6446 0 0 SOUTHWEST AIRLS CO COM 844741108 237 3617 SH DFND 0 0 3617 SPDR GOLD TRUST GOLD SHS 78463V107 365 2953 SH DFND 1,2 2953 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 70 563 SH DFND 0 0 563 SPDR S&P 500 ETF TR TR UNIT 78462F103 3140 11767 SH DFND 1,2 11767 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 5103 19123 SH DFND 10500 0 8623 SPDR SER TR BLOOMBERG SRT TR 78468R408 2957 107333 SH DFND 1,2 106406 300 627 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 101 1989 SH DFND 1,2 1989 0 0 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 206 4079 SH DFND 0 0 4079 SPDR SERIES TRUST S&P TRANSN ETF 78464A532 209 3214 SH DFND 0 0 3214 STANLEY BLACK & DECKER INC COM 854502101 242 1425 SH DFND 1,2 1425 0 0 STARBUCKS CORP COM 855244109 552 9616 SH DFND 1,2 9317 0 299 STARBUCKS CORP COM 855244109 104 1815 SH DFND 0 0 1815 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 117 13420 SH DFND 1,2 13420 0 0 SYSCO CORP COM 871829107 67 1109 SH DFND 1,2 1109 0 0 SYSCO CORP COM 871829107 173 2849 SH DFND 0 0 2849 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 179 4508 SH DFND 1,2 4508 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 321 8103 SH DFND 0 0 8103 TARGET CORP COM 87612E106 254 3891 SH DFND 1,2 3850 41 0 TARGET CORP COM 87612E106 10 147 SH DFND 0 0 147 TEXAS INSTRS INC COM 882508104 780 7467 SH DFND 1,2 6996 51 420 TEXAS INSTRS INC COM 882508104 104 1000 SH DFND 0 0 1000 THERMO FISHER SCIENTIFIC INC COM 883556102 601 3165 SH DFND 1,2 3032 0 133 THERMO FISHER SCIENTIFIC INC COM 883556102 9 50 SH DFND 0 0 50 THOR INDS INC COM 885160101 2162 14343 SH DFND 1,2 14119 0 224 TIMKEN CO COM 887389104 862 17540 SH DFND 1,2 17364 0 176 TJX COS INC NEW COM 872540109 473 6193 SH DFND 1,2 5998 0 195 TORCHMARK CORP COM 891027104 5 55 SH DFND 1,2 55 0 0 TORCHMARK CORP COM 891027104 453 4991 SH DFND 0 0 4991 TOTAL S A SPONSORED ADR 89151E109 1145 20705 SH DFND 1,2 20317 388 0 TOTAL S A SPONSORED ADR 89151E109 111 2000 SH DFND 0 0 2000 TRC COS INC COM 872625108 421 23966 SH DFND 0 0 23966 TRINITY INDS INC COM 896522109 694 18517 SH DFND 1,2 18330 0 187 TRINITY INDS INC COM 896522109 19 500 SH DFND 0 0 500 TWITTER INC COM 90184L102 1888 78630 SH DFND 0 0 78630 TWO HBRS INVT CORP COM 90187B101 199 25195 SH DFND 0 0 25195 ULTA BEAUTY INC COM 90384S303 8 34 SH DFND 1,2 34 0 0 ULTA BEAUTY INC COM 90384S303 513 2293 SH DFND 0 0 2293 UNILEVER PLC SPON ADR NEW 904767704 217 3918 SH DFND 1,2 3918 0 0 UNION PAC CORP COM 907818108 585 4362 SH DFND 1,2 4184 0 178 UNION PAC CORP COM 907818108 243 1813 SH DFND 0 0 1813 UNITED CONTL HLDGS INC COM 910047109 15 228 SH DFND 1,2 228 0 0 UNITED CONTL HLDGS INC COM 910047109 313 4640 SH DFND 0 0 4640 UNITED PARCEL SERVICE INC CL B 911312106 397 3333 SH DFND 1,2 3238 95 0 UNITED PARCEL SERVICE INC CL B 911312106 267 2241 SH DFND 0 0 2241 UNITED TECHNOLOGIES CORP COM 913017109 841 6593 SH DFND 1,2 6150 30 413 UNITED TECHNOLOGIES CORP COM 913017109 192 1505 SH DFND 0 0 1505 UNITEDHEALTH GROUP INC COM 91324P102 223 1011 SH DFND 1,2 1011 0 0 UNITEDHEALTH GROUP INC COM 91324P102 336 1525 SH DFND 0 0 1525 VALERO ENERGY CORP NEW COM 91913Y100 566 6157 SH DFND 1,2 5713 19 425 VANECK VECTORS ETF TR EMERGING MKTS HI 92189F353 3464 141561 SH DFND 1,2 140224 405 932 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 588 7428 SH DFND 1,2 7428 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 70 883 SH DFND 0 0 883 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 2 25 SH DFND 1,2 25 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 2544 31192 SH DFND 0 0 31192 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 16201 298033 SH DFND 1,2 295533 0 2500 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 3334 29843 SH DFND 0 0 29843 VANGUARD INDEX FDS MID CAP ETF 922908629 522 3370 SH DFND 0 0 3370 VANGUARD INDEX FDS REIT ETF 922908553 261 3141 SH DFND 1,2 3141 0 0 VANGUARD INDEX FDS REIT ETF 922908553 245 2949 SH DFND 0 0 2949 VANGUARD INDEX FDS TOTAL STK MKT 922908769 763 5562 SH DFND 0 0 5562 VANGUARD INDEX FDS VALUE ETF 922908744 2152 20246 SH DFND 0 0 20246 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1935 35364 SH DFND 0 0 35364 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 47 1024 SH DFND 1,2 1024 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 954 20787 SH DFND 0 0 20787 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 1505 15722 SH DFND 0 0 15722 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1807 22789 SH DFND 1,2 22673 0 116 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 135 1704 SH DFND 0 0 1704 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 647 6340 SH DFND 0 0 6340 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 2329 15110 SH DFND 0 0 15110 VENTAS INC COM 92276F100 723 12059 SH DFND 1,2 11801 258 0 VERIZON COMMUNICATIONS INC COM 92343V104 2412 45578 SH DFND 1,2 44403 1175 0 VERIZON COMMUNICATIONS INC COM 92343V104 814 15377 SH DFND 0 0 15377 VISA INC COM CL A 92826C839 437 3830 SH DFND 0 0 3830 VISA INC COM CL A 92826C839 696 6105 SH DFND 1,2 5875 0 230 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 2129 66752 SH DFND 1,2 64968 1784 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 45 1400 SH DFND 0 0 1400 VOYA FINL INC COM 929089100 506 10228 SH DFND 0 0 10228 VOYA GLBL EQTY DIV & PREM OP COM 92912T100 553 71295 SH DFND 0 0 71295 WALGREENS BOOTS ALLIANCE INC COM 931427108 218 3005 SH DFND 1,2 2898 0 107 WAL-MART STORES INC COM 931142103 185 1869 SH DFND 1,2 1869 0 0 WAL-MART STORES INC COM 931142103 598 6052 SH DFND 0 0 6052 WASTE MGMT INC DEL COM 94106L109 305 3533 SH DFND 1,2 3221 30 282 WEIBO CORP SPONSORED ADR 948596101 5 52 SH DFND 1,2 52 0 0 WEIBO CORP SPONSORED ADR 948596101 264 2550 SH DFND 0 0 2550 WELLS FARGO CO NEW COM 949746101 773 12741 SH DFND 1,2 12009 30 702 WELLS FARGO CO NEW COM 949746101 1093 18011 SH DFND 0 0 18011 WELLTOWER INC COM 95040Q104 709 11110 SH DFND 1,2 10785 325 0 WESTERN ASSET CLYM INFL OPP COM 95766R104 119 10415 SH DFND 0 0 10415 WESTERN ASSET CLYM INFL SEC COM SH BEN INT 95766Q106 553 46900 SH DFND 0 0 46900 WESTERN ASSET EMRG MKT DEBT COM 95766A101 307 19735 SH DFND 0 0 19735 WESTERN UN CO COM 959802109 484 25467 SH DFND 1,2 25193 0 274 WESTROCK CO COM 96145D105 828 13093 SH DFND 1,2 12888 0 205 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 1753 27519 SH DFND 0 0 27519 WISDOMTREE TR JAPN HEDGE EQT 97717W851 2528 42605 SH DFND 0 0 42605 XPO LOGISTICS INC COM 983793100 238 2600 SH DFND 0 0 2600