Executive Vice President, General Counsel and Secretary

0001104659-17-068499.txt : 20171114 0001104659-17-068499.hdr.sgml : 20171114 20171114160815 ACCESSION NUMBER: 0001104659-17-068499 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171114 DATE AS OF CHANGE: 20171114 EFFECTIVENESS DATE: 20171114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hilltop Holdings Inc. CENTRAL INDEX KEY: 0001265131 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 841477939 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15359 FILM NUMBER: 171201532 BUSINESS ADDRESS: STREET 1: 2323 VICTORY AVENUE STREET 2: SUITE 1400 CITY: DALLAS STATE: TX ZIP: 75219 BUSINESS PHONE: 214.855.2177 MAIL ADDRESS: STREET 1: 2323 VICTORY AVENUE STREET 2: SUITE 1400 CITY: DALLAS STATE: TX ZIP: 75219 FORMER COMPANY: FORMER CONFORMED NAME: AFFORDABLE RESIDENTIAL COMMUNITIES INC DATE OF NAME CHANGE: 20030929 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001265131 XXXXXXXX 09-30-2017 09-30-2017 false Hilltop Holdings Inc.

2323 Victory Avenue Suite 1400 Dallas TX 75219

13F HOLDINGS REPORT 028-15359 N Corey G. Prestidge Executive Vice President, General Counsel and Secretary 214-855-2177 /s/ Corey G. Prestidge Dallas TX 11-14-2017 2 397 330128 false 1 0001569620 028-15365 PlainsCapital Corp 2 0001534401 028-15369 PlainsCapital Bank INFORMATION TABLE 2 a17-26382_1informationtable.xml INFORMATION TABLE 3M CO COM 88579Y101 395 1884 SH DFND 1,2 1673 10 201 3M CO COM 88579Y101 265 1264 SH DFND 0 0 1264 ABBOTT LABS COM 002824100 512 9594 SH DFND 1,2 8708 111 775 ABBOTT LABS COM 002824100 251 4700 SH DFND 0 0 4700 ABBVIE INC COM 00287Y109 3070 34557 SH DFND 1,2 33070 938 549 ABBVIE INC COM 00287Y109 160 1800 SH DFND 0 0 1800 ADVISORSHARES TR RANGER EQUITY BE 00768Y883 877 104295 SH DFND 0 0 104295 AGCO CORP COM 001084102 1095 14846 SH DFND 1,2 14671 0 175 AGNICO EAGLE MINES LTD COM 008474108 4069 90000 SH DFND 0 0 90000 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 9 54 SH DFND 1,2 54 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 632 3660 SH DFND 0 0 3660 ALLERGAN PLC SHS G0177J108 294 1433 SH DFND 1,2 1397 0 36 ALLERGAN PLC SHS G0177J108 42 206 SH DFND 0 0 206 ALLIANCE DATA SYSTEMS CORP COM 018581108 241 1089 SH DFND 1,2 1064 0 25 ALLISON TRANSMISSION HLDGS I COM 01973R101 392 10439 SH DFND 0 0 10439 ALPHABET INC CAP STK CL A 02079K305 639 656 SH DFND 1,2 632 0 24 ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 157 23745 SH DFND 0 0 23745 ALPS ETF TR ALERIAN MLP 00162Q866 224 19929 SH DFND 1,2 19929 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 109 9722 SH DFND 0 0 9722 ALTRIA GROUP INC COM 02209S103 2055 32408 SH DFND 1,2 31096 742 570 ALTRIA GROUP INC COM 02209S103 1154 18192 SH DFND 0 0 18192 AMAZON COM INC COM 023135106 1 1 SH DFND 1,2 1 0 0 AMAZON COM INC COM 023135106 428 445 SH DFND 0 0 445 AMERICAN ELEC PWR INC COM 025537101 629 8953 SH DFND 1,2 8721 232 0 AMERICAN ELEC PWR INC COM 025537101 74 1058 SH DFND 0 0 1058 AMGEN INC COM 031162100 179 959 SH DFND 1,2 959 0 0 AMGEN INC COM 031162100 333 1784 SH DFND 0 0 1784 AMPHENOL CORP NEW CL A 032095101 439 5183 SH DFND 1,2 4897 0 286 AMPHENOL CORP NEW CL A 032095101 8 100 SH DFND 0 0 100 ANALOG DEVICES INC COM 032654105 308 3577 SH DFND 1,2 3190 18 369 APPLE INC COM 037833100 1201 7792 SH DFND 1,2 7507 0 285 APPLE INC COM 037833100 4649 30162 SH DFND 0 0 30162 ARDMORE SHIPPING CORP COM Y0207T100 267 32400 SH DFND 0 0 32400 ASTRAZENECA PLC SPONSORED ADR 046353108 1141 33691 SH DFND 1,2 32730 961 0 ASTRAZENECA PLC SPONSORED ADR 046353108 7 200 SH DFND 0 0 200 AT&T INC COM 00206R102 2769 70701 SH DFND 1,2 68827 535 1339 AT&T INC COM 00206R102 2150 54901 SH DFND 0 0 54901 AUTOMATIC DATA PROCESSING IN COM 053015103 703 6426 SH DFND 1,2 5845 60 521 AUTOMATIC DATA PROCESSING IN COM 053015103 35 321 SH DFND 0 0 321 BANCO SANTANDER SA ADR 05964H105 81 11733 SH DFND 1,2 11733 0 0 BANK AMER CORP COM 060505104 370 14625 SH DFND 1,2 14625 0 0 BANK AMER CORP COM 060505104 129 5100 SH DFND 0 0 5100 BCE INC COM NEW 05534B760 1818 38840 SH DFND 1,2 37840 1000 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 275 1 SH DFND 1,2 1 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 451 2462 SH DFND 1,2 2305 0 157 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 179 975 SH DFND 0 0 975 BLACKROCK INC COM 09247X101 16 36 SH DFND 0 0 36 BLACKROCK INC COM 09247X101 302 676 SH DFND 1,2 606 7 63 BLACKROCK TAX MUNICPAL BD TR SHS 09248X100 1344 57531 SH DFND 1,2 57076 100 355 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 1098 32910 SH DFND 0 0 32910 BOSTON PROPERTIES INC COM 101121101 6 51 SH DFND 1,2 51 0 0 BOSTON PROPERTIES INC COM 101121101 324 2636 SH DFND 0 0 2636 BP PLC SPONSERED ADR 055622104 935 24325 SH DFND 1,2 23838 487 0 BP PLC SPONSORED ADR 055622104 53 1380 SH DFND 0 0 1380 BRISTOL MYERS SQUIBB CO COM 110122108 558 8754 SH DFND 1,2 7689 134 931 BRISTOL MYERS SQUIBB CO COM 110122108 1007 15800 SH DFND 0 0 15800 BROADCOM LTD SHS Y09827109 351 1449 SH DFND 1,2 1449 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 1677 20743 SH DFND 1,2 20413 0 330 CDN IMPERIAL BK COMM TORONTO COM 136069101 261 2988 SH DFND 1,2 2869 119 0 CDW CORP COM 12514G108 284 4307 SH DFND 1,2 4307 0 0 CELGENE CORP COM 151020104 401 2751 SH DFND 1,2 2590 0 161 CELGENE CORP COM 151020104 298 2047 SH DFND 0 0 2047 CEMEX SAB DE CV SPON ADR NEW 151290889 92 10084 SH DFND 1,2 10084 0 0 CENTENE CORP DEL COM 15135B101 1825 18861 SH DFND 1,2 18635 0 226 CHENIERE ENERGY INC COM NEW 16411R208 275 6100 SH DFND 0 0 6100 CHEVRON CORP NEW COM 166764100 1419 12075 SH DFND 1,2 11715 147 213 CHEVRON CORP NEW COM 166764100 335 2847 SH DFND 0 0 2847 CHUBB LIMITED COM H1467J104 667 4683 SH DFND 1,2 4452 0 231 CISCO SYS INC COM 17275R102 462 13749 SH DFND 1,2 12649 100 1000 CISCO SYS INC COM 17275R102 158 4700 SH DFND 0 0 4700 CITIGROUP INC COM NEW 172967424 15 200 SH DFND 1,2 200 0 0 CITIGROUP INC COM NEW 172967424 266 3653 SH DFND 3653 0 0 CLEAN HARBORS INC COM 184496107 1120 19749 SH DFND 1,2 19555 0 194 CLEARBRIDGE ENERGY MLP FD IN COM 184692101 1442 97210 SH DFND 1,2 95795 0 1415 CME GROUP INC COM 12572Q105 475 3504 SH DFND 1,2 3221 23 260 COCA COLA CO COM 191216100 1659 36859 SH DFND 1,2 35966 868 25 COCA COLA CO COM 191216100 559 12417 SH DFND 0 0 12417 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 382 5264 SH DFND 1,2 5086 0 178 CONSOLIDATED EDISON INC COM 209115104 521 6459 SH DFND 1,2 6233 226 0 CRACKER BARREL OLD CTRY STOR COM 22410J106 273 1806 SH DFND 1,2 1729 0 77 CROWN CASTLE INTL CORP NEW COM 22822V101 1399 13991 SH DFND 1,2 13584 407 0 CRYOLIFE INC COM 228903100 226 9946 SH DFND 1,2 9946 0 0 CVS HEALTH CORP COM 126650100 210 2581 SH DFND 1,2 2574 0 7 CVS HEALTH CORP COM 126650100 113 1385 SH DFND 0 0 1385 DARLING INGREDIENTS INC COM 237266101 463 26403 SH DFND 1,2 26261 0 142 DELUXE CORP COM 248019101 205 2812 SH DFND 1,2 2812 0 0 DEVON ENERGY CORP NEW COM 25179M103 1 30 SH DFND 1,2 30 0 0 DEVON ENERGY CORP NEW COM 25179M103 321 8749 SH DFND 0 0 8749 DISNEY WALT CO COM DISNEY 254687106 11 110 SH DFND 1,2 85 0 25 DISNEY WALT CO COM DISNEY 254687106 458 4645 SH DFND 0 0 4645 DOLLAR TREE INC COM 256746108 467 5382 SH DFND 1,2 5104 0 278 DOLLAR TREE INC COM 256746108 2 24 SH DFND 0 0 24 DOMINION ENERGY INC COM 25746U109 1387 18034 SH DFND 1,2 17685 349 0 DR PEPPER SNAPPLE GROUP INC COM 26138E109 118 1333 SH DFND 1,2 1333 0 0 DR PEPPER SNAPPLE GROUP INC COM 26138E109 411 4650 SH DFND 0 0 4650 DU PONT E I DE NEMOURS & CO COM 263534109 274 3263 SH DFND 0 0 3263 DUKE ENERGY CORP NEW COM NEW 26441C204 1477 17608 SH DFND 1,2 17060 548 0 DUKE ENERGY CORP NEW COM NEW 26441C204 335 3991 SH DFND 0 0 3991 EATON VANCE SR INCOME TR SH BEN INT 27826S103 244 36800 SH DFND 0 0 36800 EATON VANCE TAX MNGD GBL DV COM 27829F108 88 9450 SH DFND 1,2 9450 0 0 EATON VANCE TAX MNGD GBL DV COM 27829F108 112 12000 SH DFND 0 0 12000 EATON VANCE TX MNG BY WRT OP COM 27828Y108 657 42886 SH DFND 1,2 42244 350 292 ECOLAB INC COM 278865100 355 2758 SH DFND 1,2 2627 0 131 EMERSON ELEC CO COM 291011104 209 3325 SH DFND 1,2 3029 30 266 EMERSON ELEC CO COM 291011104 64 1016 SH DFND 0 0 1016 ENTERGY CORP NEW COM 29364G103 222 2913 SH DFND 1,2 2613 0 300 ENTERGY CORP NEW COM 29364G103 54 712 SH DFND 0 0 712 ENVISION HEALTHCARE CORP COM 29414D100 717 15963 SH DFND 1,2 15799 0 164 EVOLUTION PETROLEUM CORP COM 30049A107 498 69100 SH DFND 0 0 69100 EXCHANGE TRADED CONCEPTS TR YLD SHS HGH INC 301505301 3201 161843 SH DFND 1,2 160443 125 1275 EXCHANGE TRADED CONCEPTS TR YLD SHS HGH INC 301505301 105 5330 SH DFND 0 0 5330 EXXON MOBIL CORP COM 30231G102 2815 34337 SH DFND 1,2 33484 653 200 EXXON MOBIL CORP COM 30231G102 547 6674 SH DFND 0 0 6674 FACEBOOK INC CL A 30303M102 236 1379 SH DFND 1,2 1299 0 80 FACEBOOK INC CL A 30303M102 3202 18741 SH DFND 0 0 18741 FASTENAL CO COM 311900104 316 6936 SH DFND 1,2 6581 0 355 FIBROGEN INC COM 31572Q808 2178 40475 SH DFND 0 0 40475 FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 698 14481 SH DFND 0 0 14481 FLOWSERVE CORP COM 34354P105 657 15444 SH DFND 1,2 15324 0 120 FORD MTR CO DEL COM PAR $0.01 345370860 122 10216 SH DFND 1,2 8366 125 1725 FORD MTR CO DEL COM PAR $0.01 345370860 141 11800 SH DFND 0 0 11800 GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 208 37020 SH DFND 0 0 37020 GAMESTOP CORP NEW CL A 36467W109 339 16393 SH DFND 1,2 14143 175 2075 GAMING & LEISURE PPTYS INC COM 36467J108 215 5836 SH DFND 1,2 5086 0 750 GAMING & LEISURE PPTYS INC COM 36467J108 103 2780 SH DFND 0 0 2780 GENERAL ELECTRIC CO COM 369604103 93 3850 SH DFND 1,2 3350 0 500 GENERAL ELECTRIC CO COM 369604103 710 29365 SH DFND 0 0 29365 GENERAL MLS INC COM 370334104 628 12137 SH DFND 1,2 11803 334 0 GENERAL MLS INC COM 370334104 21 400 SH DFND 0 0 400 GENERAL MTRS CO COM 37045V100 761 18850 SH DFND 0 0 18850 GILEAD SCIENCES INC COM 375558103 257 3173 SH DFND 0 0 3173 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1262 31077 SH DFND 1,2 30195 882 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1492 36748 SH DFND 0 0 36748 HANESBRANDS INC COM 410345102 574 23281 SH DFND 1,2 22976 0 305 HANESBRANDS INC COM 410345102 3 135 SH DFND 0 0 135 HELMERICH & PAYNE INC COM 423452101 321 6169 SH DFND 1,2 5379 65 725 HILLTOP HOLDINGS INC COM 432748101 463 17825 SH DFND 1,2 17825 0 0 HILLTOP HOLDINGS INC COM 432748101 34 1324 SH DFND 0 0 1324 HOME DEPOT INC COM 437076102 76 466 SH DFND 1,2 466 0 0 HOME DEPOT INC COM 437076102 955 5841 SH DFND 0 0 5841 HONEYWELL INTL INC COM 438516106 100 707 SH DFND 1,2 707 0 0 HONEYWELL INTL INC COM 438516106 245 1725 SH DFND 0 0 1725 HP INC COM 40434L105 293 14657 SH DFND 1,2 13292 95 1270 IDEX CORP COM 45167R104 1856 15284 SH DFND 1,2 15001 0 283 INC RESH HLDGS INC CL A 45329R109 282 5400 SH DFND 0 0 5400 INDEXIQ ETF TR IQ MRGR ARB ETF 45409B800 2379 77200 SH DFND 0 0 77200 INTEL CORP COM 458140100 78 2057 SH DFND 1,2 2057 0 0 INTEL CORP COM 458140100 641 16840 SH DFND 0 0 16840 INTERNATIONAL BUSINESS MACHS COM 459200101 465 3205 SH DFND 1,2 2942 17 246 INTERNATIONAL BUSINESS MACHS COM 459200101 80 552 SH DFND 0 0 552 INTL PAPER CO COM 460146103 374 6593 SH DFND 1,2 6062 71 460 INTL PAPER CO COM 460146103 4 75 SH DFND 0 0 75 ISHARES AGGRES ALLOC ETF 464289859 488 9099 SH DFND 0 0 9099 ISHARES GRWT ALLOCAT ETF 464289867 2023 45120 SH DFND 0 0 45120 ISHARES MSCI EURO FL ETF 464289180 311 13249 SH DFND 1,2 13249 0 0 ISHARES TR 1 3 YR CR BD ETF 464288646 4315 40964 SH DFND 1,2 40708 65 191 ISHARES TR 1 3 YR CR BD ETF 464288646 2213 21007 SH DFND 0 0 21007 ISHARES TR 1 3 YR TREAS BD 464287457 758 8973 SH DFND 1,2 8973 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 224 2647 SH DFND 0 0 2647 ISHARES TR 20 YR TR BD ETF 464287432 695 5564 SH DFND 1,2 5564 0 0 ISHARES TR 20 YR TR BD ETF 464287432 170 1363 SH DFND 0 0 1363 ISHARES TR 3 7 YR TREAS BD 464288661 413 3341 SH DFND 1,2 3341 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 171 1387 SH DFND 0 0 1387 ISHARES TR BARCLAYS 7 10 YR 464287440 88 827 SH DFND 1,2 827 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 162 1524 SH DFND 0 0 1524 ISHARES TR CMBS ETF 46429B366 1636 31733 SH DFND 0 0 31733 ISHARES TR CORE 1 5 YR USD 46432F859 1840 36603 SH DFND 1,2 36467 0 136 ISHARES TR CORE S&P MCP ETF 464287507 1411 7887 SH DFND 1,2 7858 0 29 ISHARES TR CORE S&P MCP ETF 464287507 67 375 SH DFND 0 0 375 ISHARES TR CORE S&P SCP ETF 464287804 588 7928 SH DFND 1,2 7928 0 0 ISHARES TR CORE S&P SCP ETF 464287804 29 385 SH DFND 0 0 385 ISHARES TR CORE S&P500 ETF 464287200 587 2319 SH DFND 1,2 2319 0 0 ISHARES TR CORE S&P500 ETF 464287200 1166 4609 SH DFND 0 0 4609 ISHARES TR CORE US AGGBD ET 464287226 276 2514 SH DFND 1,2 2472 0 42 ISHARES TR EAFE SML CP ETF 464288273 1013 16336 SH DFND 0 0 16336 ISHARES TR EAFE VALUE ETF 464288877 1672 30616 SH DFND 0 0 30616 ISHARES TR IBOXX INV CP ETF 464287242 526 4343 SH DFND 1,2 4343 0 0 ISHARES TR IBOXX INV CP ETF 464287242 172 1422 SH DFND 0 0 1422 ISHARES TR INTL SEL DIV ETF 464288448 1062 31469 SH DFND 1,2 31005 0 464 ISHARES TR INTL SEL DIV ETF 464288448 34 1000 SH DFND 0 0 1000 ISHARES TR JPMORGAN USD EMG 464288281 478 4102 SH DFND 1,2 4102 0 0 ISHARES TR MBS ETF 464288588 2507 23402 SH DFND 1,2 23309 50 43 ISHARES TR MBS ETF 464288588 19 178 SH DFND 0 0 178 ISHARES TR MIN VOL EAFE ETF 46429B689 3041 42798 SH DFND 0 0 42798 ISHARES TR MIN VOL USA ETF 46429B697 3128 62139 SH DFND 0 0 62139 ISHARES TR MSCI EAFE ETF 464287465 6603 96423 SH DFND 1,2 96423 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 386 8617 SH DFND 1,2 5717 0 2900 ISHARES TR MSCI KLD400 SOC 464288570 535 5758 SH DFND 1,2 5758 0 0 ISHARES TR RUS 1000 ETF 464287622 1522 10883 SH DFND 1,2 10883 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 8693 69513 SH DFND 1,2 69164 0 349 ISHARES TR RUS 2000 GRW ETF 464287648 322 1801 SH DFND 1,2 1801 0 0 ISHARES TR RUS MID CAP ETF 464287499 846 4293 SH DFND 1,2 4293 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 1858 12542 SH DFND 1,2 12542 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 33 225 SH DFND 0 0 225 ISHARES TR RUSSELL 3000 ETF 464287689 5770 38651 SH DFND 1,2 38204 0 447 ISHARES TR S&P MC 400GR ETF 464287606 312 1540 SH DFND 1,2 1540 0 0 ISHARES TR S&P MC 400VL ETF 464287705 214 1400 SH DFND 1,2 1400 0 0 ISHARES TR S&P US PFD STK 464288687 3560 91727 SH DFND 1,2 90633 100 994 ISHARES TR S&P US PFD STK 464288687 1149 29600 SH DFND 0 0 29600 ISHARES TR SELECT DIVID ETF 464287168 331 3538 SH DFND 1,2 3538 0 0 ISHARES TR SHORT TREAS BD 464288679 2379 21546 SH DFND 0 0 21546 ISHARES TR SHRT NAT MUN ETF 464288158 338 3188 SH DFND 0 0 3188 ISHARES TR U.S. PHARMA ETF 464288836 1338 8561 SH DFND 0 0 8561 ISHARES TR US TREAS BD ETF 46429B267 224 8887 SH DFND 0 0 8887 ISHARES TR USA MOMENTUM FCT 46432F396 4434 46346 SH DFND 0 0 46346 JMP GROUP LLC COM 46629U107 282 50100 SH DFND 0 0 50100 JOHNSON & JOHNSON COM 478160104 858 6603 SH DFND 0 0 6603 JOHNSON & JOHNSON COM 478160104 1375 10578 SH DFND 1,2 9882 78 618 JPMORGAN CHASE & CO COM 46625H100 140 1461 SH DFND 1,2 1433 0 28 JPMORGAN CHASE & CO COM 46625H100 1605 16803 SH DFND 0 0 16803 KAYNE ANDERSON MLP INVT CO COM 486606106 1760 96896 SH DFND 1,2 96896 0 0 KIMBERLY CLARK CORP COM 494368103 991 8418 SH DFND 1,2 8238 180 0 KIMBERLY CLARK CORP COM 494368103 62 529 SH DFND 0 0 529 KINDER MORGAN INC DEL COM 49456B101 11 596 SH DFND 1,2 596 0 0 KINDER MORGAN INC DEL COM 49456B101 270 14094 SH DFND 0 0 14094 KNOWLES CORP COM 49926D109 310 20313 SH DFND 1,2 19989 0 324 KRAFT HEINZ CO COM 500754106 223 2870 SH DFND 1,2 2870 0 0 KRAFT HEINZ CO COM 500754106 462 5956 SH DFND 0 0 5956 LAM RESEARCH CORP COM 512807108 320 1728 SH DFND 1,2 1728 0 0 LATTICE SEMICONDUCTOR CORP COM 518415104 443 85100 SH DFND 0 0 85100 LOCKHEED MARTIN CORP COM 539830109 694 2234 SH DFND 1,2 2003 27 204 LOCKHEED MARTIN CORP COM 539830109 253 815 SH DFND 0 0 815 LOWES COS INC COM 548661107 80 1000 SH DFND 0 0 1000 LOWES COS INC COM 548661107 163 2042 SH DFND 1,2 2042 0 0 MARATHON OIL CORP COM 565849106 276 20326 SH DFND 0 0 20326 MARRIOTT INTL INC NEW CL A 571903202 578 5240 SH DFND 0 0 5240 MASTERCARD INCORPORATED CL A 57636Q104 445 3147 SH DFND 1,2 2982 0 165 MASTERCARD INCORPORATED CL A 57636Q104 46 325 SH DFND 0 0 325 MAXIMUS INC COM 577933104 373 5782 SH DFND 1,2 5428 0 354 MCDONALDS CORP COM 580135101 327 2084 SH DFND 0 0 2084 MCDONALDS CORP COM 580135101 1299 8292 SH DFND 1,2 7871 50 371 MERCK & CO INC COM 58933Y105 1199 18717 SH DFND 1,2 18276 441 0 MERCK & CO INC COM 58933Y105 162 2530 SH DFND 0 0 2530 MICRON TECHNOLOGY INC COM 595112103 622 15817 SH DFND 0 0 15817 MICROSOFT CORP COM 594918104 927 12453 SH DFND 1,2 11957 46 450 MICROSOFT CORP COM 594918104 1026 13777 SH DFND 0 0 13777 MIDDLEBY CORP COM 596278101 331 2582 SH DFND 1,2 2432 0 150 MONDELEZ INTL INC CL A 609207105 4 90 SH DFND 1,2 90 0 0 MONDELEZ INTL INC CL A 609207105 255 6278 SH DFND 0 0 6278 MURPHY USA INC COM 626755102 1172 16987 SH DFND 1,2 16843 0 144 MURPHY USA INC COM 626755102 9 125 SH DFND 0 0 125 NATIONAL GRID PLC SPONSORED ADR NE 636274409 1348 21489 SH DFND 1,2 20890 599 0 NETFLIX INC COM 64110L106 203 1120 SH DFND 1,2 1120 0 0 NETFLIX INC COM 64110L106 399 2198 SH DFND 0 0 2198 NEW MEDIA INVT GROUP INC COM 64704V106 359 24250 SH DFND 0 0 24250 NEWFIELD EXPL CO COM 651290108 580 19576 SH DFND 1,2 19196 0 380 NEWMONT MINING CORP COM 651639106 4 100 SH DFND 1,2 100 0 0 NEWMONT MINING CORP COM 651639106 5157 137490 SH DFND 0 0 137490 NEXTERA ENERGY INC COM 65339F101 152 1035 SH DFND 1,2 1008 0 27 NEXTERA ENERGY INC COM 65339F101 215 1470 SH DFND 0 0 1470 NORFOLK SOUTHERN CORP COM 655844108 12 89 SH DFND 1,2 89 0 0 NORFOLK SOUTHERN CORP COM 655844108 190 1440 SH DFND 0 0 1440 NORTHROP GRUMMAN CORP COM 666807102 199 693 SH DFND 1,2 693 0 0 NORTHROP GRUMMAN CORP COM 666807102 52 180 SH DFND 0 0 180 NOVARTIS A G SPONSORED ADR 66987V109 210 2444 SH DFND 1,2 2344 100 0 NOVO NORDISK A S ADR 670100205 363 7540 SH DFND 1,2 7507 0 33 NOVO-NORDISK A S ADR 670100205 5 100 SH DFND 0 0 100 OCCIDENTAL PETE CORP DEL COM 674599105 886 13807 SH DFND 1,2 13323 484 0 OCCIDENTAL PETE CORP DEL COM 674599105 3 45 SH DFND 0 0 45 OGE ENERGY CORP COM 670837103 758 21050 SH DFND 1,2 20597 0 453 OGE ENERGY CORP COM 670837103 147 4090 SH DFND 0 0 4090 OLD REP INTL CORP COM 680223104 409 20795 SH DFND 1,2 18779 160 1856 OMEGA HEALTHCARE INVS INC COM 681936100 224 7006 SH DFND 1,2 6285 52 669 ONEOK INC NEW COM 682680103 268 4833 SH DFND 1,2 4433 0 400 ONEOK INC NEW COM 682680103 10 180 SH DFND 0 0 180 OWENS CORNING NEW COM 690742101 248 3208 SH DFND 1,2 3208 0 0 PALO ALTO NETWORKS INC COM 697435105 447 3103 SH DFND 0 0 3103 PAN AMERICAN SILVER CORP COM 697900108 6175 362167 SH DFND 0 0 362167 PENTAIR PLC SHS G7S00T104 958 14093 SH DFND 1,2 13882 0 211 PEOPLES UNITED FINANCIAL INC COM 712704105 958 52831 SH DFND 1,2 48280 450 4101 PEPSICO INC COM 713448108 875 7857 SH DFND 1,2 7445 105 307 PEPSICO INC COM 713448108 233 2087 SH DFND 0 0 2087 PFIZER INC COM 717081103 1617 45301 SH DFND 0 0 45301 PFIZER INC COM 717081103 677 18960 SH DFND 1,2 18560 0 400 PHILIP MORRIS INTL INC COM 718172109 2866 25813 SH DFND 1,2 24921 272 620 PHILIP MORRIS INTL INC COM 718172109 816 7353 SH DFND 0 0 7353 PHILLIPS 66 COM 718546104 460 5023 SH DFND 1,2 4821 0 202 PHILLIPS 66 COM 718546104 203 2220 SH DFND 0 0 2220 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 1647 16221 SH DFND 0 0 16221 PIMCO ETF TR INTER MUN BD ACT 72201R866 227 4222 SH DFND 0 0 4222 POLARIS INDS INC COM 731068102 1647 15737 SH DFND 1,2 15617 0 120 POWERSHARES ETF TR II FND INV GR CP 73937B761 1898 74030 SH DFND 0 0 74030 POWERSHARES ETF TR II KBW BK PORT 73937B746 1894 37002 SH DFND 0 0 37002 POWERSHARES ETF TRUST S&P 500 QLTY PRT 73935X682 1799 62477 SH DFND 0 0 62477 POWERSHARES ETF TRUST WATER RES PORT 73935X575 855 30000 SH DFND 1,2 30000 0 0 POWERSHARES ETF TRUST II CEF INC COMPST 73936Q843 623 25952 SH DFND 1,2 25776 0 176 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 473 20440 SH DFND 1,2 20440 0 0 POWERSHARES GLOBAL ETF FD S&P 500 BUYWRT 73936G308 566 25454 SH DFND 0 0 25454 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 3446 23689 SH DFND 1,2 23689 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 4335 29806 SH DFND 0 0 29806 PPL CORP COM 69351T106 1098 28937 SH DFND 1,2 28268 669 0 PRICELINE GRP INC COM NEW 741503403 655 358 SH DFND 1,2 341 0 17 PROCTER AND GAMBLE CO COM 742718109 2206 24242 SH DFND 0 0 24242 PROCTER AND GAMBLE CO COM 742718109 1133 12455 SH DFND 1,2 12112 328 15 PRUDENTIAL FINL INC COM 744320102 644 6060 SH DFND 1,2 5599 51 410 PUBLIC STORAGE COM 74460D109 491 2293 SH DFND 1,2 2214 79 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 483 10445 SH DFND 1,2 10188 257 0 QUALCOMM INC COM 747525103 424 8184 SH DFND 1,2 7531 81 572 QUALCOMM INC COM 747525103 19 373 SH DFND 0 0 373 QUEST DIAGNOSTICS INC COM 74834L100 203 2163 SH DFND 1,2 2163 0 0 REALTY INCOME CORP COM 756109104 520 9098 SH DFND 1,2 8908 190 0 SABINE ROYALTY TR UNIT BEN INT 785688102 408 10000 SH DFND 1,2 10000 0 0 SANOFI SPONSORED ADR 80105N105 1493 29991 SH DFND 1,2 29216 775 0 SANOFI SPONSORED ADR 80105N105 8 155 SH DFND 0 0 155 SCHLUMBERGER LTD COM 806857108 234 3355 SH DFND 1,2 2910 0 445 SCHLUMBERGER LTD COM 806857108 51 725 SH DFND 0 0 725 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 223 4422 SH DFND 0 0 4422 SEALED AIR CORP NEW COM 81211K100 375 8788 SH DFND 0 0 8788 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 5 50 SH DFND 1,2 50 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1676 18609 SH DFND 0 0 18609 SELECT SECTOR SPDR TR ENERGY 81369Y506 2273 33190 SH DFND 33000 0 190 SENOMYX INC COM 81724Q107 6 10200 SH DFND 0 0 10200 SHERWIN WILLIAMS CO COM 824348106 428 1197 SH DFND 1,2 1131 0 66 SHOPIFY INC CL A 82509L107 203 1744 SH DFND 1,2 1744 0 0 SINA CORP ORD G81477104 224 1950 SH DFND 0 0 1950 SOUTHERN CO COM 842587107 859 17494 SH DFND 1,2 17221 273 0 SOUTHERN CO COM 842587107 74 1508 SH DFND 0 0 1508 SOUTHWEST AIRLS CO COM 844741108 336 6000 SH DFND 1,2 6000 0 0 SOUTHWEST AIRLS CO COM 844741108 691 12343 SH DFND 0 0 12343 SPDR GOLD TRUST GOLD SHS 78463V107 361 2964 SH DFND 1,2 2964 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 76 623 SH DFND 0 0 623 SPDR S&P 500 ETF TR TR UNIT 78462F103 3728 14838 SH DFND 1,2 14838 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 6342 25245 SH DFND 10500 0 14745 SPDR SER TR BLOOMBERG SRT TR 78468R408 2738 97938 SH DFND 1,2 97201 300 437 SPDR SERIES TRUST BLMBRG BR 1 3 MT 78464A680 2344 51238 SH DFND 0 0 51238 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 134 2621 SH DFND 1,2 2621 0 0 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 419 8198 SH DFND 0 0 8198 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 2441 24650 SH DFND 0 0 24650 SPDR SERIES TRUST S&P DIVID ETF 78464A763 88 971 SH DFND 1,2 971 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 178 1950 SH DFND 0 0 1950 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 1470 29832 SH DFND 0 0 29832 STANLEY BLACK & DECKER INC COM 854502101 203 1345 SH DFND 1,2 1345 0 0 STARBUCKS CORP COM 855244109 448 8334 SH DFND 1,2 7971 0 363 STARBUCKS CORP COM 855244109 176 3280 SH DFND 0 0 3280 TARGET CORP COM 87612E106 259 4390 SH DFND 1,2 3965 41 384 TEXAS INSTRS INC COM 882508104 540 6028 SH DFND 1,2 5557 51 420 TEXAS INSTRS INC COM 882508104 90 1000 SH DFND 0 0 1000 THERMO FISHER SCIENTIFIC INC COM 883556102 558 2949 SH DFND 1,2 2802 0 147 THERMO FISHER SCIENTIFIC INC COM 883556102 52 275 SH DFND 0 0 275 THOR INDS INC COM 885160101 1804 14326 SH DFND 1,2 14102 0 224 TIME WARNER INC COM NEW 887317303 1 6 SH DFND 1,2 6 0 0 TIME WARNER INC COM NEW 887317303 427 4168 SH DFND 0 0 4168 TIMKEN CO COM 887389104 874 17997 SH DFND 1,2 17769 0 228 TJX COS INC NEW COM 872540109 443 6005 SH DFND 1,2 5711 0 294 TORCHMARK CORP COM 891027104 352 4395 SH DFND 0 0 4395 TOTAL S A SPONSORED ADR 89151E109 886 16555 SH DFND 1,2 16167 388 0 TRINITY INDS INC COM 896522109 642 20157 SH DFND 1,2 19957 0 200 TRINITY INDS INC COM 896522109 22 700 SH DFND 0 0 700 TUPPERWARE BRANDS CORP COM 899896104 300 4859 SH DFND 1,2 4759 100 0 TWITTER INC COM 90184L102 1305 77335 SH DFND 0 0 77335 TWO HBRS INVT CORP COM 90187B101 131 12950 SH DFND 0 0 12950 ULTA BEAUTY INC COM 90384S303 436 1928 SH DFND 0 0 1928 UNION PAC CORP COM 907818108 455 3924 SH DFND 1,2 3688 0 236 UNION PAC CORP COM 907818108 136 1177 SH DFND 0 0 1177 UNITED PARCEL SERVICE INC CL B 911312106 271 2256 SH DFND 1,2 2161 95 0 UNITED PARCEL SERVICE INC CL B 911312106 12 100 SH DFND 0 0 100 UNITED TECHNOLOGIES CORP COM 913017109 696 6000 SH DFND 1,2 5513 30 457 UNITED TECHNOLOGIES CORP COM 913017109 78 673 SH DFND 0 0 673 UNITEDHEALTH GROUP INC COM 91324P102 78 398 SH DFND 1,2 398 0 0 UNITEDHEALTH GROUP INC COM 91324P102 299 1525 SH DFND 0 0 1525 VALERO ENERGY CORP NEW COM 91913Y100 426 5535 SH DFND 1,2 5091 19 425 VANECK VECTORS ETF TR EM INVT GRD PL 92189F353 3644 146875 SH DFND 1,2 145609 255 1011 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 604 7570 SH DFND 1,2 7570 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 546 6846 SH DFND 0 0 6846 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 14 175 SH DFND 1,2 175 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 5997 73171 SH DFND 0 0 73171 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 589 10787 SH DFND 1,2 10787 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 1557 14530 SH DFND 0 0 14530 VANGUARD INDEX FDS REIT ETF 922908553 290 3486 SH DFND 1,2 3486 0 0 VANGUARD INDEX FDS REIT ETF 922908553 25 297 SH DFND 0 0 297 VANGUARD INDEX FDS VALUE ETF 922908744 2817 28220 SH DFND 0 0 28220 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2258 42842 SH DFND 0 0 42842 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 4469 102587 SH DFND 1,2 102587 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 816 18730 SH DFND 0 0 18730 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 3496 43624 SH DFND 1,2 43338 0 286 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 163 2028 SH DFND 0 0 2028 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 2379 15624 SH DFND 0 0 15624 VENTAS INC COM 92276F100 767 11772 SH DFND 1,2 11514 258 0 VERIZON COMMUNICATIONS INC COM 92343V104 2188 44219 SH DFND 1,2 43118 1065 36 VERIZON COMMUNICATIONS INC COM 92343V104 839 16947 SH DFND 0 0 16947 VISA INC COM CL A 92826C839 480 4569 SH DFND 1,2 4313 0 256 VISA INC COM CL A 92826C839 414 3930 SH DFND 0 0 3930 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 1958 68793 SH DFND 1,2 66909 1884 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 40 1400 SH DFND 0 0 1400 VOYA GLBL EQTY DIV & PREM OP COM 92912T100 456 56240 SH DFND 0 0 56240 WAL-MART STORES INC COM 931142103 62 795 SH DFND 1,2 795 0 0 WAL-MART STORES INC COM 931142103 241 3086 SH DFND 0 0 3086 WALGREENS BOOTS ALLIANCE INC COM 931427108 236 3065 SH DFND 1,2 2902 0 163 WASTE MGMT INC DEL COM 94106L109 256 3274 SH DFND 1,2 2962 30 282 WASTE MGMT INC DEL COM 94106L109 8 100 SH DFND 0 0 100 WELLS FARGO CO NEW COM 949746101 520 9426 SH DFND 1,2 8686 30 710 WELLS FARGO CO NEW COM 949746101 937 16984 SH DFND 0 0 16984 WELLTOWER INC COM 95040Q104 805 11458 SH DFND 1,2 11133 325 0 WESTERN ASSET CLYM INFL SEC COM SH BEN INT 95766Q106 250 21650 SH DFND 0 0 21650 WESTERN UN CO COM 959802109 494 25765 SH DFND 1,2 25373 0 392 WESTROCK CO COM 96145D105 732 12895 SH DFND 1,2 12664 0 231 XILINX INC COM 983919101 286 4032 SH DFND 1,2 3631 40 361