Executive Vice President, General Counsel and Secretary

0001104659-17-051782.txt : 20170814 0001104659-17-051782.hdr.sgml : 20170814 20170814161303 ACCESSION NUMBER: 0001104659-17-051782 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170814 DATE AS OF CHANGE: 20170814 EFFECTIVENESS DATE: 20170814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hilltop Holdings Inc. CENTRAL INDEX KEY: 0001265131 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 841477939 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15359 FILM NUMBER: 171030178 BUSINESS ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1330 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214.855.2177 MAIL ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1330 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: AFFORDABLE RESIDENTIAL COMMUNITIES INC DATE OF NAME CHANGE: 20030929 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001265131 XXXXXXXX 06-30-2017 06-30-2017 false Hilltop Holdings Inc.

200 Crescent Court Suite 1330 Dallas TX 75201

13F HOLDINGS REPORT 028-15359 N Corey G. Prestidge Executive Vice President, General Counsel and Secretary (214) 855-2177 /s/ Corey G. Prestidge Dallas TX 08-14-2017 2 454 340729 false 1 0001569620 028-15365 PlainsCapital Corp 2 0001534401 028-15369 PlainsCapital Bank INFORMATION TABLE 2 a17-20077_1informationtable.xml INFORMATION TABLE 3M CO COM 88579Y101 897 4310 SH DFND 0 0 4310 3M CO COM 88579Y101 397 1904 SH DFND 1,2 1693 10 201 ABBOTT LABS COM 002824100 224 4600 SH DFND 0 0 4600 ABBOTT LABS COM 002824100 427 8787 SH DFND 1,2 7901 111 775 ABBVIE INC COM 00287Y109 22 300 SH DFND 0 0 300 ABBVIE INC COM 00287Y109 2361 32566 SH DFND 1,2 31079 938 549 AETNA INC NEW COM 00817Y108 785 5171 SH DFND 0 0 5171 AETNA INC NEW COM 00817Y108 179 1184 SH DFND 1,2 1184 0 0 AGCO CORP COM 001084102 1222 18137 SH DFND 1,2 17962 0 175 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 926 6575 SH DFND 0 0 6575 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 8 54 SH DFND 1,2 54 0 0 ALLERGAN PLC SHS G0177J108 346 1425 SH DFND 1,2 1385 0 40 ALLIANCE DATA SYSTEMS CORP COM 018581108 267 1038 SH DFND 1,2 1007 0 31 ALLISON TRANSMISSION HLDGS I 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DFND 1,2 11925 331 0 OGE ENERGY CORP COM 670837103 170 4885 SH DFND 0 0 4885 OGE ENERGY CORP COM 670837103 834 23976 SH DFND 1,2 23523 0 453 OLD REP INTL CORP COM 680223104 466 23899 SH DFND 1,2 21883 160 1856 OMEGA HEALTHCRE INVS INC COM 681936100 257 7778 SH DFND 1,2 7057 52 669 ONEOK INC NEW COM 682680103 11 210 SH DFND 0 0 210 ONEOK INC NEW COM 682680103 252 4826 SH DFND 1,2 4426 0 400 OWENS CORNING NEW COM 690742101 227 3394 SH DFND 1,2 3394 0 0 PALO ALTO NETWORKS INC COM 697435105 527 3941 SH DFND 0 0 3941 PAN AMERICAN SILVER CORP COM 697900108 4190 249100 SH DFND 0 0 249100 PENTAIR PLC SHS G7S00T104 1035 15546 SH DFND 1,2 15335 0 211 PEOPLES UNITED FINANCIAL INC COM 712704105 18 1012 SH DFND 0 0 1012 PEOPLES UNITED FINANCIAL INC COM 712704105 897 50844 SH DFND 1,2 46293 450 4101 PEPSICO INC COM 713448108 288 2495 SH DFND 0 0 2495 PEPSICO INC COM 713448108 937 8114 SH DFND 1,2 7693 105 316 PFIZER INC COM 717081103 1652 49192 SH DFND 0 0 49192 PFIZER INC COM 717081103 664 19769 SH DFND 1,2 19769 0 0 PHILIP MORRIS INTL INC COM 718172109 803 6838 SH DFND 0 0 6838 PHILIP MORRIS INTL INC COM 718172109 3055 26009 SH DFND 1,2 24852 272 885 PHILLIPS 66 COM 718546104 164 1979 SH DFND 0 0 1979 PHILLIPS 66 COM 718546104 415 5012 SH DFND 1,2 4804 0 208 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 1625 16036 SH DFND 0 0 16036 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 51 505 SH DFND 1,2 505 0 0 PIMCO ETF TR INTER MUN BD ACT 72201R866 298 5578 SH DFND 0 0 5578 POLARIS INDS INC COM 731068102 24 264 SH DFND 0 0 264 POLARIS INDS INC COM 731068102 1589 17225 SH DFND 1,2 17105 0 120 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 217 15000 SH DFND 0 0 15000 POWERSHARES ETF TR II FND INV GR CP 73937B761 1869 72972 SH DFND 0 0 72972 POWERSHARES ETF TR II S&P SMCP C DIS 73937B506 906 16587 SH DFND 0 0 16587 POWERSHARES ETF TR II S&P SMCP HC PO 73937B886 1454 16543 SH DFND 0 0 16543 POWERSHARES ETF TR II S&P SMCP IT PO 73937B860 1380 18648 SH DFND 0 0 18648 POWERSHARES ETF TRUST DYN RETAIL PTF 73935X617 683 19662 SH DFND 0 0 19662 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 809 30000 SH DFND 1,2 30000 0 0 POWERSHARES ETF TRUST II CEF INC COMPST 73936Q843 622 26251 SH DFND 1,2 26176 0 75 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 601 25997 SH DFND 1,2 25997 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 3075 22343 SH DFND 0 0 22343 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 2907 21123 SH DFND 1,2 21123 0 0 PPL CORP COM 69351T106 1056 27317 SH DFND 1,2 26687 630 0 PRICELINE GRP INC COM NEW 741503403 645 345 SH DFND 1,2 328 0 17 PROCTER AND GAMBLE CO COM 742718109 806 9245 SH DFND 0 0 9245 PROCTER AND GAMBLE CO COM 742718109 1164 13349 SH DFND 1,2 12945 389 15 PRUDENTIAL FINL INC COM 744320102 625 5783 SH DFND 1,2 5322 51 410 PUBLIC SVC ENTERPRISE GROUP COM 744573106 231 5382 SH DFND 1,2 5282 100 0 QUALCOMM INC COM 747525103 39 710 SH DFND 0 0 710 QUALCOMM INC COM 747525103 449 8143 SH DFND 1,2 7490 81 572 QUEST DIAGNOSTICS INC COM 74834L100 249 2237 SH DFND 1,2 2237 0 0 REALTY INCOME CORP COM 756109104 478 8653 SH DFND 1,2 8463 190 0 REYNOLDS AMERICAN INC COM 761713106 242 3725 SH DFND 0 0 3725 REYNOLDS AMERICAN INC COM 761713106 130 1991 SH DFND 1,2 1791 0 200 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 697 7518 SH DFND 0 0 7518 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 32 340 SH DFND 1,2 340 0 0 RYDEX ETF TRUST GUGGENHM S&P 500 78355W205 698 4078 SH DFND 0 0 4078 SABINE ROYALTY TR UNIT BEN INT 785688102 388 10000 SH DFND 1,2 10000 0 0 SANOFI SPONSORED ADR 80105N105 7 155 SH DFND 0 0 155 SANOFI SPONSORED ADR 80105N105 1645 34343 SH DFND 1,2 33406 937 0 SCHLUMBERGER LTD COM 806857108 31 475 SH DFND 0 0 475 SCHLUMBERGER LTD COM 806857108 183 2771 SH DFND 1,2 2526 0 245 SEALED AIR CORP NEW COM 81211K100 550 12284 SH DFND 0 0 12284 SELECT SECTOR SPDR TR ENERGY 81369Y506 2144 33025 SH DFND 33000 0 25 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 908 17475 SH DFND 0 0 17475 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 175 3368 SH DFND 1,2 3368 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 199 3637 SH DFND 0 0 3637 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 22 400 SH DFND 1,2 400 0 0 SHERWIN WILLIAMS CO COM 824348106 430 1227 SH DFND 1,2 1159 0 68 SINA CORP ORD G81477104 348 4100 SH DFND 0 0 4100 SMUCKER J M CO COM NEW 832696405 77 651 SH DFND 0 0 651 SMUCKER J M CO COM NEW 832696405 137 1156 SH DFND 1,2 1156 0 0 SOUTHERN CO COM 842587107 76 1582 SH DFND 0 0 1582 SOUTHERN CO COM 842587107 919 19200 SH DFND 1,2 18685 515 0 SOUTHWEST AIRLS CO COM 844741108 225 3617 SH DFND 0 0 3617 SOUTHWEST AIRLS CO COM 844741108 525 8453 SH DFND 1,2 8453 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 66 563 SH DFND 0 0 563 SPDR GOLD TRUST GOLD SHS 78463V107 304 2574 SH DFND 1,2 2574 0 0 SPDR S&P 500 ETF TRUST TR UNIT 78462F103 4624 19123 SH DFND 10500 0 8623 SPDR S&P 500 ETF TRUST TR UNIT 78462F103 2887 11938 SH DFND 1,2 11938 0 0 SPDR SER TR BLOOMBERG SRT TR 78468R408 2407 86068 SH DFND 1,2 85886 0 182 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 202 4079 SH DFND 0 0 4079 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 141 2850 SH DFND 1,2 2850 0 0 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 563 15133 SH DFND 1,2 15133 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 852 9585 SH DFND 1,2 9585 0 0 STARBUCKS CORP COM 855244109 106 1815 SH DFND 0 0 1815 STARBUCKS CORP COM 855244109 471 8075 SH DFND 1,2 7700 0 375 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 283 8103 SH DFND 0 0 8103 TARGET CORP COM 87612E106 8 147 SH DFND 0 0 147 TARGET CORP COM 87612E106 222 4245 SH DFND 1,2 3820 41 384 TEXAS INSTRS INC COM 882508104 77 1000 SH DFND 0 0 1000 TEXAS INSTRS INC COM 882508104 450 5859 SH DFND 1,2 5388 51 420 THERMO FISHER SCIENTIFIC INC COM 883556102 9 50 SH DFND 0 0 50 THERMO FISHER SCIENTIFIC INC COM 883556102 513 2943 SH DFND 1,2 2789 0 154 THOR INDS INC COM 885160101 1808 17300 SH DFND 1,2 17076 0 224 TIMKEN CO COM 887389104 1003 21688 SH DFND 1,2 21460 0 228 TJX COS INC NEW COM 872540109 412 5711 SH DFND 1,2 5395 0 316 TORCHMARK CORP COM 891027104 382 4991 SH DFND 0 0 4991 TOTAL S A SPONSORED ADR 89151E109 99 2000 SH DFND 0 0 2000 TOTAL S A SPONSORED ADR 89151E109 605 12196 SH DFND 1,2 12018 178 0 TRC COS INC COM 872625108 421 23966 SH DFND 0 0 23966 TRINITY INDS INC COM 896522109 14 500 SH DFND 0 0 500 TRINITY INDS INC COM 896522109 655 23373 SH DFND 1,2 23173 0 200 TUPPERWARE BRANDS CORP COM 899896104 1 20 SH DFND 0 0 20 TUPPERWARE BRANDS CORP COM 899896104 656 9342 SH DFND 1,2 8467 100 775 TWITTER INC COM 90184L102 1405 78630 SH DFND 0 0 78630 TWO HBRS INVT CORP COM 90187B101 250 25195 SH DFND 0 0 25195 ULTA BEAUTY INC COM 90384S303 659 2293 SH DFND 0 0 2293 UNILEVER PLC SPON ADR NEW 904767704 226 4177 SH DFND 1,2 3995 182 0 UNION PAC CORP COM 907818108 197 1813 SH DFND 0 0 1813 UNION PAC CORP COM 907818108 428 3929 SH DFND 1,2 3684 0 245 UNITED CONTL HLDGS INC COM 910047109 349 4640 SH DFND 0 0 4640 UNITED PARCEL SERVICE INC CL B 911312106 248 2241 SH DFND 0 0 2241 UNITED PARCEL SERVICE INC CL B 911312106 6 50 SH DFND 1,2 50 0 0 UNITED TECHNOLOGIES CORP COM 913017109 184 1505 SH DFND 0 0 1505 UNITED TECHNOLOGIES CORP COM 913017109 723 5919 SH DFND 1,2 5425 30 464 UNITEDHEALTH GROUP INC COM 91324P102 283 1525 SH DFND 0 0 1525 UNITEDHEALTH GROUP INC COM 91324P102 78 422 SH DFND 1,2 422 0 0 VALERO ENERGY CORP NEW COM 91913Y100 387 5738 SH DFND 1,2 5294 19 425 VANECK VECTORS ETF TR EMERGING MKTS HI 92189F353 3468 141564 SH DFND 1,2 141150 0 414 VANECK VECTORS ETF TR INTL HIGH YIELD 92189F445 210 8355 SH DFND 1,2 8039 0 316 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 71 883 SH DFND 0 0 883 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 633 7926 SH DFND 1,2 7926 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 2552 31192 SH DFND 0 0 31192 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 14 175 SH DFND 1,2 175 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 939 17272 SH DFND 1,2 17272 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 3053 29843 SH DFND 0 0 29843 VANGUARD INDEX FDS MID CAP ETF 922908629 480 3370 SH DFND 0 0 3370 VANGUARD INDEX FDS REIT ETF 922908553 245 2949 SH DFND 0 0 2949 VANGUARD INDEX FDS REIT ETF 922908553 255 3055 SH DFND 1,2 3055 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 692 5562 SH DFND 0 0 5562 VANGUARD INDEX FDS VALUE ETF 922908744 1955 20246 SH DFND 0 0 20246 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1769 35364 SH DFND 0 0 35364 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 849 20787 SH DFND 0 0 20787 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1891 46335 SH DFND 1,2 46335 0 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 1467 15722 SH DFND 0 0 15722 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 136 1704 SH DFND 0 0 1704 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 3357 41951 SH DFND 1,2 41847 0 104 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 588 6340 SH DFND 0 0 6340 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 2227 15110 SH DFND 0 0 15110 VENTAS INC COM 92276F100 753 10847 SH DFND 1,2 10589 258 0 VERIZON COMMUNICATIONS INC COM 92343V104 687 15377 SH DFND 0 0 15377 VERIZON COMMUNICATIONS INC COM 92343V104 1748 39159 SH DFND 1,2 38158 965 36 VISA INC COM CL A 92826C839 359 3830 SH DFND 0 0 3830 VISA INC COM CL A 92826C839 436 4645 SH DFND 1,2 4381 0 264 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 40 1400 SH DFND 0 0 1400 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 1753 61037 SH DFND 1,2 59153 1884 0 VOYA FINL INC COM 929089100 377 10228 SH DFND 0 0 10228 VOYA FINL INC COM 929089100 6 150 SH DFND 1,2 150 0 0 VOYA GLBL EQTY DIV & PREM OP COM 92912T100 539 71295 SH DFND 0 0 71295 WALGREENS BOOTS ALLIANCE INC COM 931427108 244 3126 SH DFND 1,2 2954 0 172 WAL-MART STORES INC COM 931142103 458 6052 SH DFND 0 0 6052 WAL-MART STORES INC COM 931142103 61 807 SH DFND 1,2 807 0 0 WASTE MGMT INC DEL COM 94106L109 240 3271 SH DFND 1,2 2959 30 282 WELLS FARGO CO NEW COM 949746101 998 18011 SH DFND 0 0 18011 WELLS FARGO CO NEW COM 949746101 484 8732 SH DFND 1,2 8322 0 410 WELLTOWER INC COM 95040Q104 830 11093 SH DFND 1,2 10768 325 0 WESTERN ASSET CLYM INFL OPP COM 95766R104 115 10415 SH DFND 0 0 10415 WESTERN ASSET CLYM INFL SEC COM SH BEN INT 95766Q106 530 46900 SH DFND 0 0 46900 WESTERN ASSET EMRG MKT DEBT COM 95766A101 307 19735 SH DFND 0 0 19735 WESTERN UN CO COM 959802109 550 28906 SH DFND 1,2 28514 0 392 WESTROCK CO COM 96145D105 838 14790 SH DFND 1,2 14559 0 231 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 1715 27519 SH DFND 0 0 27519 WISDOMTREE TR JAPN HEDGE EQT 97717W851 2215 42605 SH DFND 0 0 42605 WISDOMTREE TR JAPN HEDGE EQT 97717W851 2 37 SH DFND 1,2 37 0 0 XILINX INC COM 983919101 244 3801 SH DFND 1,2 3400 40 361