0001104659-17-032786.txt : 20170515
0001104659-17-032786.hdr.sgml : 20170515
20170515161321
ACCESSION NUMBER: 0001104659-17-032786
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170515
DATE AS OF CHANGE: 20170515
EFFECTIVENESS DATE: 20170515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hilltop Holdings Inc.
CENTRAL INDEX KEY: 0001265131
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 841477939
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15359
FILM NUMBER: 17844254
BUSINESS ADDRESS:
STREET 1: 200 CRESCENT COURT
STREET 2: SUITE 1330
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214.855.2177
MAIL ADDRESS:
STREET 1: 200 CRESCENT COURT
STREET 2: SUITE 1330
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER COMPANY:
FORMER CONFORMED NAME: AFFORDABLE RESIDENTIAL COMMUNITIES INC
DATE OF NAME CHANGE: 20030929
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0001265131
XXXXXXXX
03-31-2017
03-31-2017
false
Hilltop Holdings Inc.
200 Crescent Court
Suite 1330
Dallas
TX
75201
13F HOLDINGS REPORT
028-15359
N
Corey G. Prestidge
Executive Vice President, General Counsel and Secretary
214-855-2177
/s/ Corey G. Prestidge
Dallas
TX
05-15-2017
2
463
332339
false
1
0001569620
028-15365
PlainsCapital Corp
2
0001534401
028-15369
PlainsCapital Bank
INFORMATION TABLE
2
a17-13006_1informationtable.xml
INFORMATION TABLE
3M CO
COM
88579Y101
442
2308
SH
DFND
1,2
2094
10
204
3M CO
COM
88579Y101
825
4310
SH
DFND
0
0
4310
ABBOTT LABS
COM
002824100
332
7489
SH
DFND
1,2
6603
111
775
ABBOTT LABS
COM
002824100
204
4600
SH
DFND
0
0
4600
ABBVIE INC
COM
00287Y109
2037
31273
SH
DFND
1,2
29786
938
549
ABBVIE INC
COM
00287Y109
20
300
SH
DFND
0
0
300
ADVANCE AUTO PARTS INC
COM
00751Y106
312
2106
SH
DFND
1,2
1996
0
110
AETNA INC NEW
COM
00817Y108
173
1355
SH
DFND
1,2
1355
0
0
AETNA INC NEW
COM
00817Y108
660
5171
SH
DFND
0
0
5171
AFLAC INC
COM
001055102
212
2933
SH
DFND
1,2
2933
0
0
AFLAC INC
COM
001055102
11
150
SH
DFND
0
0
150
AGCO CORP
COM
001084102
1138
18917
SH
DFND
1,2
18742
0
175
ALASKA AIR GROUP INC
COM
011659109
250
2705
SH
DFND
1,2
2705
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
709
6575
SH
DFND
0
0
6575
ALLERGAN PLC
SHS
G0177J108
323
1352
SH
DFND
1,2
1312
0
40
ALLIANCE DATA SYSTEMS CORP
COM
018581108
269
1082
SH
DFND
1,2
1051
0
31
ALLISON TRANSMISSION HLDGS I
COM
01973R101
405
11232
SH
DFND
0
0
11232
ALPHABET INC
CAP STK CL A
02079K305
571
673
SH
DFND
1,2
648
0
25
ALPINE GLOBAL PREMIER PPTYS
COM SBI
02083A103
256
44835
SH
DFND
0
0
44835
ALPS ETF TR
ALERIAN MLP
00162Q866
106
8327
SH
DFND
1,2
8327
0
0
ALPS ETF TR
ALERIAN MLP
00162Q866
1062
83579
SH
DFND
0
0
83579
ALTRIA GROUP INC
COM
02209S103
2135
29892
SH
DFND
1,2
28965
527
400
ALTRIA GROUP INC
COM
02209S103
1605
22479
SH
DFND
0
0
22479
AMERICAN AIRLS GROUP INC
COM
02376R102
212
5020
SH
DFND
0
0
5020
AMERICAN ELEC PWR INC
COM
025537101
537
7994
SH
DFND
1,2
7745
249
0
AMGEN INC
COM
031162100
164
997
SH
DFND
1,2
997
0
0
AMGEN INC
COM
031162100
308
1877
SH
DFND
0
0
1877
AMPHENOL CORP NEW
CL A
032095101
394
5532
SH
DFND
1,2
5238
0
294
AMPHENOL CORP NEW
CL A
032095101
7
100
SH
DFND
0
0
100
ANALOG DEVICES INC
COM
032654105
298
3637
SH
DFND
1,2
3250
18
369
APPLE INC
COM
037833100
1252
8720
SH
DFND
1,2
8435
0
285
APPLE INC
COM
037833100
7512
52289
SH
DFND
0
0
52289
ASTRAZENECA PLC
SPONSORED ADR
046353108
654
21006
SH
DFND
1,2
20260
746
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
3
100
SH
DFND
0
0
100
AT&T INC
COM
00206R102
2805
67536
SH
DFND
1,2
65662
535
1339
AT&T INC
COM
00206R102
2177
52402
SH
DFND
0
0
52402
AUTOMATIC DATA PROCESSING IN
COM
053015103
632
6177
SH
DFND
1,2
5596
60
521
AUTOMATIC DATA PROCESSING IN
COM
053015103
51
500
SH
DFND
0
0
500
BANK AMER CORP
COM
060505104
334
14165
SH
DFND
1,2
14165
0
0
BANK AMER CORP
COM
060505104
599
25400
SH
DFND
0
0
25400
BCE INC
COM NEW
05534B760
1581
35725
SH
DFND
1,2
34725
1000
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
250
1
SH
DFND
1,2
1
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
402
2407
SH
DFND
1,2
2250
0
157
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
361
2167
SH
DFND
0
0
2167
BIOAMBER INC
COM
09072Q106
42
18000
SH
DFND
0
0
18000
BIOGEN INC
COM
09062X103
13
47
SH
DFND
1,2
47
0
0
BIOGEN INC
COM
09062X103
1099
4020
SH
DFND
0
0
4020
BLACKROCK INC
COM
09247X101
210
547
SH
DFND
1,2
477
7
63
BLACKROCK INC
COM
09247X101
14
36
SH
DFND
0
0
36
BLACKROCK TAX MUNICPAL BD TR
SHS
09248X100
1131
50534
SH
DFND
1,2
50279
100
155
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
1135
38200
SH
DFND
0
0
38200
BOEING CO
COM
097023105
2003
11328
SH
DFND
0
0
11328
BOSTON PROPERTIES INC
COM
101121101
7
51
SH
DFND
1,2
51
0
0
BOSTON PROPERTIES INC
COM
101121101
387
2926
SH
DFND
0
0
2926
BP PLC
SPONSORED ADR
055622104
864
25025
SH
DFND
1,2
24538
487
0
BP PLC
SPONSORED ADR
055622104
158
4580
SH
DFND
0
0
4580
BRISTOL MYERS SQUIBB CO
COM
110122108
481
8843
SH
DFND
1,2
7778
134
931
BRISTOL MYERS SQUIBB CO
COM
110122108
1000
18383
SH
DFND
0
0
18383
BROADCOM LTD
SHS
Y09827109
330
1507
SH
DFND
1,2
1507
0
0
BROADRIDGE FINL SOLUTIONS IN
COM
11133T103
1623
23891
SH
DFND
1,2
23561
0
330
CDW CORP
COM
12514G108
281
4862
SH
DFND
1,2
4862
0
0
CELGENE CORP
COM
151020104
340
2732
SH
DFND
1,2
2565
0
167
CELGENE CORP
COM
151020104
377
3026
SH
DFND
0
0
3026
CENTENE CORP DEL
COM
15135B101
1554
21812
SH
DFND
1,2
21586
0
226
CENTURYLINK INC
COM
156700106
848
35966
SH
DFND
0
0
35966
CHENIERE ENERGY INC
COM NEW
16411R208
324
6850
SH
DFND
0
0
6850
CHEVRON CORP NEW
COM
166764100
952
8868
SH
DFND
1,2
8773
82
13
CHEVRON CORP NEW
COM
166764100
166
1547
SH
DFND
0
0
1547
CHICAGO BRIDGE & IRON CO N V
COM
167250109
560
18208
SH
DFND
1,2
17986
0
222
CHICAGO BRIDGE & IRON CO N V
COM
167250109
77
2500
SH
DFND
0
0
2500
CHUBB LIMITED
COM
H1467J104
655
4807
SH
DFND
1,2
4570
0
237
CINEMARK HOLDINGS INC
COM
17243V102
205
4624
SH
DFND
1,2
4624
0
0
CISCO SYS INC
COM
17275R102
223
6605
SH
DFND
1,2
6605
0
0
CISCO SYS INC
COM
17275R102
162
4800
SH
DFND
0
0
4800
CITIGROUP INC
COM NEW
172967424
13
213
SH
DFND
1,2
213
0
0
CITIGROUP INC
COM NEW
172967424
1144
19123
SH
DFND
3653
0
15470
CLEAN HARBORS INC
COM
184496107
1307
23504
SH
DFND
1,2
23310
0
194
CLEARBRIDGE ENERGY MLP FD IN
COM
184692101
1493
89318
SH
DFND
1,2
87903
0
1415
CME GROUP INC
COM
12572Q105
278
2339
SH
DFND
1,2
2056
23
260
COCA COLA CO
COM
191216100
1159
27311
SH
DFND
1,2
26418
868
25
COCA COLA CO
COM
191216100
633
14911
SH
DFND
0
0
14911
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
324
5444
SH
DFND
1,2
5266
0
178
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
199
3345
SH
DFND
0
0
3345
CONOCOPHILLIPS
COM
20825C104
138
2777
SH
DFND
1,2
2655
0
122
CONOCOPHILLIPS
COM
20825C104
203
4080
SH
DFND
0
0
4080
CONSOLIDATED EDISON INC
COM
209115104
448
5770
SH
DFND
1,2
5544
226
0
CONSOLIDATED WATER CO INC
ORD
G23773107
154
13185
SH
DFND
0
0
13185
CRACKER BARREL OLD CTRY STOR
COM
22410J106
213
1338
SH
DFND
1,2
1254
0
84
CROWN CASTLE INTL CORP NEW
COM
22822V101
908
9611
SH
DFND
1,2
9204
407
0
CRYOLIFE INC
COM
228903100
200
12046
SH
DFND
1,2
12046
0
0
CVS HEALTH CORP
COM
126650100
156
1986
SH
DFND
1,2
1971
0
15
CVS HEALTH CORP
COM
126650100
139
1765
SH
DFND
0
0
1765
CYRUSONE INC
COM
23283R100
933
18125
SH
DFND
0
0
18125
D R HORTON INC
COM
23331A109
107
3218
SH
DFND
1,2
3218
0
0
D R HORTON INC
COM
23331A109
1714
51450
SH
DFND
0
0
51450
DARLING INGREDIENTS INC
COM
237266101
613
42254
SH
DFND
1,2
42112
0
142
DELUXE CORP
COM
248019101
221
3066
SH
DFND
1,2
3066
0
0
DIAGEO P L C
SPON ADR NEW
25243Q205
21
185
SH
DFND
1,2
185
0
0
DIAGEO P L C
SPON ADR NEW
25243Q205
1420
12285
SH
DFND
0
0
12285
DISCOVER FINL SVCS
COM
254709108
206
3018
SH
DFND
1,2
3018
0
0
DISCOVER FINL SVCS
COM
254709108
516
7538
SH
DFND
0
0
7538
DISNEY WALT CO
COM DISNEY
254687106
31
276
SH
DFND
1,2
251
0
25
DISNEY WALT CO
COM DISNEY
254687106
546
4816
SH
DFND
0
0
4816
DOLLAR TREE INC
COM
256746108
416
5298
SH
DFND
1,2
5015
0
283
DOMINION RES INC VA NEW
COM
25746U109
1014
13066
SH
DFND
1,2
12806
260
0
DU PONT E I DE NEMOURS & CO
COM
263534109
6
73
SH
DFND
1,2
35
0
38
DU PONT E I DE NEMOURS & CO
COM
263534109
339
4223
SH
DFND
0
0
4223
DUKE ENERGY CORP NEW
COM NEW
26441C204
1633
19912
SH
DFND
1,2
19026
548
338
DUKE ENERGY CORP NEW
COM NEW
26441C204
767
9356
SH
DFND
0
0
9356
EATON VANCE SR INCOME TR
SH BEN INT
27826S103
487
71840
SH
DFND
0
0
71840
EATON VANCE TAX MNGD GBL DV
COM
27829F108
81
9450
SH
DFND
1,2
9450
0
0
EATON VANCE TAX MNGD GBL DV
COM
27829F108
29
3350
SH
DFND
0
0
3350
ECOLAB INC
COM
278865100
351
2798
SH
DFND
1,2
2660
0
138
EMERSON ELEC CO
COM
291011104
185
3083
SH
DFND
1,2
2787
30
266
EMERSON ELEC CO
COM
291011104
65
1082
SH
DFND
0
0
1082
ENDOCYTE INC
COM
29269A102
28
10720
SH
DFND
0
0
10720
ENTERPRISE PRODS PARTNERS L
COM
293792107
7
259
SH
DFND
1,2
259
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
356
12898
SH
DFND
0
0
12898
ENVISION HEALTHCARE CORP
COM
29414D100
959
15640
SH
DFND
1,2
15221
0
419
EURONET WORLDWIDE INC
COM
298736109
216
2521
SH
DFND
1,2
2521
0
0
EVOLUTION PETROLEUM CORP
COM
30049A107
615
76900
SH
DFND
0
0
76900
EXCHANGE TRADED CONCEPTS TR
YLD SHS HGH INC
301505301
3208
168658
SH
DFND
1,2
168028
125
505
EXCHANGE TRADED CONCEPTS TR
YLD SHS HGH INC
301505301
149
7840
SH
DFND
0
0
7840
EXXON MOBIL CORP
COM
30231G102
2712
33074
SH
DFND
1,2
32421
653
0
EXXON MOBIL CORP
COM
30231G102
647
7892
SH
DFND
0
0
7892
FACEBOOK INC
CL A
30303M102
187
1312
SH
DFND
1,2
1232
0
80
FACEBOOK INC
CL A
30303M102
2677
18842
SH
DFND
0
0
18842
FASTENAL CO
COM
311900104
344
6680
SH
DFND
1,2
6325
0
355
FEDEX CORP
COM
31428X106
3
13
SH
DFND
1,2
0
0
13
FEDEX CORP
COM
31428X106
235
1205
SH
DFND
0
0
1205
FIBROGEN INC
COM
31572Q808
889
36075
SH
DFND
0
0
36075
FIRST TR EXCHAN TRADED FD VI
FST TR GLB FD
33739H101
559
27600
SH
DFND
0
0
27600
FIRST TR EXCHANGE TRADED FD
CONSUMR DISCRE
33734X101
1009
27412
SH
DFND
0
0
27412
FIRST TR EXCHANGE TRADED FD
CONSUMR STAPLE
33734X119
1078
23369
SH
DFND
0
0
23369
FIRST TR EXCHANGE TRADED FD
DJ INTERNT IDX
33733E302
1381
15688
SH
DFND
0
0
15688
FIRST TR EXCHANGE TRADED FD
HLTH CARE ALPH
33734X143
1060
16983
SH
DFND
0
0
16983
FIRST TR EXCHANGE TRADED FD
NY ARCA BIOTECH
33733E203
1142
10846
SH
DFND
0
0
10846
FIRST TR EXCHANGE TRADED FD
SENIOR LN FD
33738D309
504
10406
SH
DFND
0
0
10406
FIRST TR MULTI CP VAL ALPHA
COM SHS
33733C108
1319
25416
SH
DFND
0
0
25416
FLEXSHARES TR
IBOXX 3R TARGT
33939L506
245
9836
SH
DFND
1,2
9836
0
0
FLEXSHARES TR
MORNSTAR UPSTR
33939L407
429
14563
SH
DFND
1,2
14563
0
0
FLOWSERVE CORP
COM
34354P105
946
19538
SH
DFND
1,2
19418
0
120
FORD MTR CO DEL
COM PAR $0.01
345370860
96
8259
SH
DFND
1,2
8259
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
675
57958
SH
DFND
0
0
57958
FRANCO NEVADA CORP
COM
351858105
2561
39090
SH
DFND
0
0
39090
GAMCO GLOBAL GOLD NAT RES &
COM SH BEN INT
36465A109
367
65605
SH
DFND
0
0
65605
GAMESTOP CORP NEW
CL A
36467W109
301
13350
SH
DFND
1,2
11525
175
1650
GAMESTOP CORP NEW
CL A
36467W109
3
125
SH
DFND
0
0
125
GAMING & LEISURE PPTYS INC
COM
36467J108
155
4645
SH
DFND
1,2
3895
0
750
GAMING & LEISURE PPTYS INC
COM
36467J108
109
3250
SH
DFND
0
0
3250
GENERAL DYNAMICS CORP
COM
369550108
192
1028
SH
DFND
1,2
1028
0
0
GENERAL DYNAMICS CORP
COM
369550108
87
464
SH
DFND
0
0
464
GENERAL ELECTRIC CO
COM
369604103
58
1957
SH
DFND
1,2
1957
0
0
GENERAL ELECTRIC CO
COM
369604103
915
30707
SH
DFND
0
0
30707
GENERAL MLS INC
COM
370334104
553
9368
SH
DFND
1,2
9146
222
0
GENERAL MLS INC
COM
370334104
73
1242
SH
DFND
0
0
1242
GILEAD SCIENCES INC
COM
375558103
16
237
SH
DFND
1,2
237
0
0
GILEAD SCIENCES INC
COM
375558103
190
2798
SH
DFND
0
0
2798
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
1096
26021
SH
DFND
1,2
25291
730
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
1862
44160
SH
DFND
0
0
44160
GRAHAM CORP
COM
384556106
550
23900
SH
DFND
0
0
23900
GRUBHUB INC
COM
400110102
263
7985
SH
DFND
0
0
7985
HANESBRANDS INC
COM
410345102
628
30265
SH
DFND
1,2
29960
0
305
HANESBRANDS INC
COM
410345102
2
120
SH
DFND
0
0
120
HASBRO INC
COM
418056107
139
1396
SH
DFND
1,2
1396
0
0
HASBRO INC
COM
418056107
107
1069
SH
DFND
0
0
1069
HELMERICH & PAYNE INC
COM
423452101
302
4542
SH
DFND
1,2
3977
65
500
HILLTOP HOLDINGS INC
COM
432748101
276
10065
SH
DFND
1,2
10065
0
0
HILLTOP HOLDINGS INC
COM
432748101
9
324
SH
DFND
0
0
324
HOME DEPOT INC
COM
437076102
46
310
SH
DFND
1,2
310
0
0
HOME DEPOT INC
COM
437076102
492
3351
SH
DFND
0
0
3351
HONEYWELL INTL INC
COM
438516106
123
983
SH
DFND
1,2
983
0
0
HONEYWELL INTL INC
COM
438516106
462
3700
SH
DFND
0
0
3700
HP INC
COM
40434L105
288
16132
SH
DFND
1,2
14492
370
1270
IDEX CORP
COM
45167R104
1645
17594
SH
DFND
1,2
17311
0
283
INC RESH HLDGS INC
CL A
45329R109
236
5150
SH
DFND
0
0
5150
INDEXIQ ETF TR
IQ MRGR ARB ETF
45409B800
1574
52469
SH
DFND
0
0
52469
INSTALLED BLDG PRODS INC
COM
45780R101
905
17150
SH
DFND
0
0
17150
INTEL CORP
COM
458140100
42
1169
SH
DFND
1,2
1169
0
0
INTEL CORP
COM
458140100
682
18902
SH
DFND
0
0
18902
INTERNATIONAL BUSINESS MACHS
COM
459200101
542
3116
SH
DFND
1,2
2853
17
246
INTERNATIONAL BUSINESS MACHS
COM
459200101
20
112
SH
DFND
0
0
112
INTL PAPER CO
COM
460146103
259
5096
SH
DFND
1,2
4565
71
460
INTL PAPER CO
COM
460146103
81
1600
SH
DFND
0
0
1600
INVESCO TR INVT GRADE MUNS
COM
46131M106
141
10880
SH
DFND
0
0
10880
ISHARES
MIN VOL GBL ETF
464286525
2638
34206
SH
DFND
0
0
34206
ISHARES
MSCI EURO FL ETF
464289180
236
11628
SH
DFND
1,2
11628
0
0
ISHARES
MSCI GERMANY ETF
464286806
1505
52350
SH
DFND
0
0
52350
ISHARES TR
1-3 YR CR BD ETF
464288646
3018
28678
SH
DFND
1,2
28673
0
5
ISHARES TR
1-3 YR CR BD ETF
464288646
18
175
SH
DFND
0
0
175
ISHARES TR
1-3 YR TR BD ETF
464287457
699
8273
SH
DFND
1,2
8273
0
0
ISHARES TR
1-3 YR TR BD ETF
464287457
2672
31613
SH
DFND
0
0
31613
ISHARES TR
20 YR TR BD ETF
464287432
87
719
SH
DFND
1,2
719
0
0
ISHARES TR
20 YR TR BD ETF
464287432
4235
35081
SH
DFND
0
0
35081
ISHARES TR
3-7 YR TR BD ETF
464288661
411
3341
SH
DFND
1,2
3341
0
0
ISHARES TR
3-7 YR TR BD ETF
464288661
6
48
SH
DFND
0
0
48
ISHARES TR
CMBS ETF
46429B366
923
18020
SH
DFND
0
0
18020
ISHARES TR
CORE S&P MCP ETF
464287507
2838
16576
SH
DFND
1,2
16492
0
84
ISHARES TR
CORE S&P MCP ETF
464287507
133
775
SH
DFND
0
0
775
ISHARES TR
CORE S&P SCP ETF
464287804
1371
19825
SH
DFND
1,2
19825
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
54
775
SH
DFND
0
0
775
ISHARES TR
CORE S&P500 ETF
464287200
701
2956
SH
DFND
1,2
2956
0
0
ISHARES TR
CORE S&P500 ETF
464287200
904
3812
SH
DFND
0
0
3812
ISHARES TR
CORE ST USDB ETF
46432F859
2868
57240
SH
DFND
1,2
57084
0
156
ISHARES TR
CORE US AGGBD ET
464287226
558
5146
SH
DFND
1,2
5130
0
16
ISHARES TR
CORE US AGGBD ET
464287226
1676
15450
SH
DFND
0
0
15450
ISHARES TR
IBOXX HI YD ETF
464288513
207
2355
SH
DFND
1,2
2355
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
277
2345
SH
DFND
1,2
2345
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
1446
12264
SH
DFND
0
0
12264
ISHARES TR
INTL SEL DIV ETF
464288448
6042
192125
SH
DFND
1,2
190855
0
1270
ISHARES TR
INTL SEL DIV ETF
464288448
16
500
SH
DFND
0
0
500
ISHARES TR
JP MOR EM MK ETF
464288281
376
3306
SH
DFND
1,2
3306
0
0
ISHARES TR
JP MOR EM MK ETF
464288281
6
50
SH
DFND
0
0
50
ISHARES TR
MBS ETF
464288588
3553
33343
SH
DFND
1,2
33278
0
65
ISHARES TR
MBS ETF
464288588
1427
13394
SH
DFND
0
0
13394
ISHARES TR
MICRO-CAP ETF
464288869
1379
16103
SH
DFND
0
0
16103
ISHARES TR
MSCI EAFE ETF
464287465
1869
30006
SH
DFND
1,2
30006
0
0
ISHARES TR
MSCI EAFE ETF
464287465
3
50
SH
DFND
0
0
50
ISHARES TR
MSCI EMG MKT ETF
464287234
380
9649
SH
DFND
1,2
6749
0
2900
ISHARES TR
MSCI EMG MKT ETF
464287234
141
3581
SH
DFND
0
0
3581
ISHARES TR
MSCI KLD400 SOC
464288570
500
5758
SH
DFND
1,2
5758
0
0
ISHARES TR
RUS 1000 ETF
464287622
1073
8178
SH
DFND
1,2
8178
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
470
4132
SH
DFND
1,2
4132
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
17
150
SH
DFND
0
0
150
ISHARES TR
RUS 2000 GRW ETF
464287648
292
1804
SH
DFND
1,2
1804
0
0
ISHARES TR
RUS MDCP VAL ETF
464287473
5719
68915
SH
DFND
1,2
68486
0
429
ISHARES TR
RUS MID CAP ETF
464287499
803
4288
SH
DFND
1,2
4288
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
1673
12172
SH
DFND
1,2
12172
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
5
36
SH
DFND
0
0
36
ISHARES TR
RUSSELL 3000 ETF
464287689
3207
22924
SH
DFND
1,2
22595
0
329
ISHARES TR
S&P MC 400GR ETF
464287606
317
1659
SH
DFND
1,2
1659
0
0
ISHARES TR
S&P MC 400VL ETF
464287705
224
1511
SH
DFND
1,2
1511
0
0
ISHARES TR
SELECT DIVID ETF
464287168
420
4613
SH
DFND
1,2
4613
0
0
ISHARES TR
SELECT DIVID ETF
464287168
114
1250
SH
DFND
0
0
1250
ISHARES TR
SHRT NAT MUN ETF
464288158
422
4000
SH
DFND
0
0
4000
ISHARES TR
U.S. ENERGY ETF
464287796
902
23392
SH
DFND
0
0
23392
ISHARES TR
U.S. PFD STK ETF
464288687
2203
56918
SH
DFND
1,2
56232
100
586
ISHARES TR
U.S. PFD STK ETF
464288687
1229
31755
SH
DFND
0
0
31755
ISHARES TR
U.S. PHARMA ETF
464288836
806
5343
SH
DFND
0
0
5343
ISHARES TR
US CREDIT BD ETF
464288620
432
3930
SH
DFND
0
0
3930
ISHARES TR
USA MOMENTUM FCT
46432F396
2325
28129
SH
DFND
0
0
28129
JMP GROUP LLC
COM
46629U107
291
47900
SH
DFND
0
0
47900
JOHNSON & JOHNSON
COM
478160104
1698
13627
SH
DFND
1,2
12670
339
618
JOHNSON & JOHNSON
COM
478160104
1006
8076
SH
DFND
0
0
8076
JPMORGAN CHASE & CO
COM
46625H100
53
599
SH
DFND
1,2
571
0
28
JPMORGAN CHASE & CO
COM
46625H100
536
6100
SH
DFND
0
0
6100
KAYNE ANDERSON MLP INVT CO
COM
486606106
1801
85777
SH
DFND
1,2
85777
0
0
KIMBERLY CLARK CORP
COM
494368103
1206
9167
SH
DFND
1,2
8967
200
0
KIMBERLY CLARK CORP
COM
494368103
69
524
SH
DFND
0
0
524
KINDER MORGAN INC DEL
COM
49456B101
4
177
SH
DFND
1,2
177
0
0
KINDER MORGAN INC DEL
COM
49456B101
292
13440
SH
DFND
0
0
13440
KNOWLES CORP
COM
49926D109
593
31325
SH
DFND
1,2
30786
0
539
KRAFT HEINZ CO
COM
500754106
630
6944
SH
DFND
1,2
6725
219
0
LAM RESEARCH CORP
COM
512807108
286
2226
SH
DFND
1,2
2226
0
0
LATTICE SEMICONDUCTOR CORP
COM
518415104
2081
300700
SH
DFND
0
0
300700
LOCKHEED MARTIN CORP
COM
539830109
615
2297
SH
DFND
1,2
2063
27
207
LOCKHEED MARTIN CORP
COM
539830109
307
1147
SH
DFND
0
0
1147
LOWES COS INC
COM
548661107
210
2546
SH
DFND
1,2
2546
0
0
LOWES COS INC
COM
548661107
161
1963
SH
DFND
0
0
1963
MARRIOTT INTL INC NEW
CL A
571903202
704
7476
SH
DFND
0
0
7476
MASTERCARD INCORPORATED
CL A
57636Q104
389
3463
SH
DFND
1,2
3298
0
165
MAXIMUS INC
COM
577933104
361
5808
SH
DFND
1,2
5440
0
368
MCCORMICK & CO INC
COM NON VTG
579780206
214
2197
SH
DFND
1,2
1988
0
209
MCCORMICK & CO INC
COM NON VTG
579780206
64
660
SH
DFND
0
0
660
MCDONALDS CORP
COM
580135101
2290
17671
SH
DFND
1,2
17027
266
378
MCDONALDS CORP
COM
580135101
476
3671
SH
DFND
0
0
3671
MEDTRONIC PLC
SHS
G5960L103
4
47
SH
DFND
1,2
47
0
0
MEDTRONIC PLC
SHS
G5960L103
346
4298
SH
DFND
0
0
4298
MERCK & CO INC
COM
58933Y105
1383
21776
SH
DFND
1,2
21292
484
0
MERCK & CO INC
COM
58933Y105
532
8365
SH
DFND
0
0
8365
MICROCHIP TECHNOLOGY INC
COM
595017104
455
6156
SH
DFND
1,2
5596
40
520
MICRON TECHNOLOGY INC
COM
595112103
532
18395
SH
DFND
0
0
18395
MICROSEMI CORP
COM
595137100
497
9650
SH
DFND
0
0
9650
MICROSOFT CORP
COM
594918104
746
11322
SH
DFND
1,2
10726
146
450
MICROSOFT CORP
COM
594918104
992
15059
SH
DFND
0
0
15059
MIDDLEBY CORP
COM
596278101
349
2559
SH
DFND
1,2
2396
0
163
MITSUBISHI UFJ FINL GROUP IN
SPONSORED ADR
606822104
17
2675
SH
DFND
1,2
2675
0
0
MITSUBISHI UFJ FINL GROUP IN
SPONSORED ADR
606822104
3190
503200
SH
DFND
0
0
503200
MONDELEZ INTL INC
CL A
609207105
6
135
SH
DFND
1,2
135
0
0
MONDELEZ INTL INC
CL A
609207105
254
5898
SH
DFND
0
0
5898
MURPHY USA INC
COM
626755102
1244
16939
SH
DFND
1,2
16795
0
144
MURPHY USA INC
COM
626755102
9
125
SH
DFND
0
0
125
NATIONAL GRID PLC
SPON ADR NEW
636274300
1385
21822
SH
DFND
1,2
21167
655
0
NATIONAL GRID PLC
SPON ADR NEW
636274300
86
1350
SH
DFND
0
0
1350
NAVIENT CORPORATION
COM
63938C108
151
10246
SH
DFND
1,2
8874
422
950
NEW MEDIA INVT GROUP INC
COM
64704V106
347
24396
SH
DFND
0
0
24396
NEW SR INVT GROUP INC
COM
648691103
144
14125
SH
DFND
0
0
14125
NEWFIELD EXPL CO
COM
651290108
936
25390
SH
DFND
1,2
25010
0
380
NEXTERA ENERGY INC
COM
65339F101
173
1351
SH
DFND
1,2
1324
0
27
NEXTERA ENERGY INC
COM
65339F101
471
3670
SH
DFND
0
0
3670
NOMURA HLDGS INC
SPONSORED ADR
65535H208
157
25000
SH
DFND
0
0
25000
NORFOLK SOUTHERN CORP
COM
655844108
12
103
SH
DFND
1,2
103
0
0
NORFOLK SOUTHERN CORP
COM
655844108
202
1802
SH
DFND
0
0
1802
NORTHROP GRUMMAN CORP
COM
666807102
210
884
SH
DFND
1,2
884
0
0
NORTHROP GRUMMAN CORP
COM
666807102
43
180
SH
DFND
0
0
180
NOVARTIS A G
SPONSORED ADR
66987V109
655
8821
SH
DFND
1,2
8543
278
0
NOVARTIS A G
SPONSORED ADR
66987V109
5
71
SH
DFND
0
0
71
NOVO-NORDISK A S
ADR
670100205
270
7880
SH
DFND
1,2
7847
0
33
NXP SEMICONDUCTORS N V
COM
N6596X109
207
2003
SH
DFND
1,2
2003
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
414
3996
SH
DFND
0
0
3996
OCCIDENTAL PETE CORP DEL
COM
674599105
426
6728
SH
DFND
1,2
6447
281
0
OGE ENERGY CORP
COM
670837103
880
25146
SH
DFND
1,2
24693
0
453
OGE ENERGY CORP
COM
670837103
171
4885
SH
DFND
0
0
4885
OLD REP INTL CORP
COM
680223104
510
24904
SH
DFND
1,2
22888
160
1856
OMEGA HEALTHCARE INVS INC
COM
681936100
214
6502
SH
DFND
1,2
5781
52
669
OWENS CORNING NEW
COM
690742101
209
3402
SH
DFND
1,2
3402
0
0
PALO ALTO NETWORKS INC
COM
697435105
444
3941
SH
DFND
0
0
3941
PAN AMERICAN SILVER CORP
COM
697900108
4364
249100
SH
DFND
0
0
249100
PENTAIR PLC
SHS
G7S00T104
939
14963
SH
DFND
1,2
14752
0
211
PEOPLES UNITED FINANCIAL INC
COM
712704105
928
50985
SH
DFND
1,2
46434
450
4101
PEOPLES UNITED FINANCIAL INC
COM
712704105
18
1012
SH
DFND
0
0
1012
PEPSICO INC
COM
713448108
924
8267
SH
DFND
1,2
7851
105
311
PEPSICO INC
COM
713448108
279
2495
SH
DFND
0
0
2495
PFIZER INC
COM
717081103
631
18445
SH
DFND
1,2
18445
0
0
PFIZER INC
COM
717081103
1683
49192
SH
DFND
0
0
49192
PHILIP MORRIS INTL INC
COM
718172109
3185
28213
SH
DFND
1,2
27056
272
885
PHILIP MORRIS INTL INC
COM
718172109
772
6838
SH
DFND
0
0
6838
PHILLIPS 66
COM
718546104
393
4966
SH
DFND
1,2
4758
0
208
PHILLIPS 66
COM
718546104
157
1979
SH
DFND
0
0
1979
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
1621
16036
SH
DFND
0
0
16036
PIMCO ETF TR
INTER MUN BD ACT
72201R866
295
5578
SH
DFND
0
0
5578
PNC FINL SVCS GROUP INC
COM
693475105
220
1828
SH
DFND
1,2
1828
0
0
POLARIS INDS INC
COM
731068102
1367
16319
SH
DFND
1,2
16199
0
120
POLARIS INDS INC
COM
731068102
22
264
SH
DFND
0
0
264
POWERSHARES DB CMDTY IDX TRA
UNIT BEN INT
73935S105
228
15000
SH
DFND
0
0
15000
POWERSHARES ETF TR II
FND INV GR CP
73937B761
1848
72972
SH
DFND
0
0
72972
POWERSHARES ETF TR II
S&P SMCP C DIS
73937B506
875
16587
SH
DFND
0
0
16587
POWERSHARES ETF TR II
S&P SMCP HC PO
73937B886
1323
16543
SH
DFND
0
0
16543
POWERSHARES ETF TR II
S&P SMCP IT PO
73937B860
1361
18648
SH
DFND
0
0
18648
POWERSHARES ETF TRUST
DYN RETAIL PTF
73935X617
690
19662
SH
DFND
0
0
19662
POWERSHARES ETF TRUST
WATER RESOURCE
73935X575
781
30000
SH
DFND
1,2
30000
0
0
POWERSHARES ETF TRUST II
CEF INC COMPST
73936Q843
548
23752
SH
DFND
1,2
23677
0
75
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
835
35902
SH
DFND
1,2
35883
0
19
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
1688
12749
SH
DFND
1,2
12749
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
2958
22343
SH
DFND
0
0
22343
PPL CORP
COM
69351T106
985
26346
SH
DFND
1,2
25716
630
0
PRICELINE GRP INC
COM NEW
741503403
660
371
SH
DFND
1,2
354
0
17
PROCTER AND GAMBLE CO
COM
742718109
1447
16112
SH
DFND
1,2
15608
489
15
PROCTER AND GAMBLE CO
COM
742718109
831
9245
SH
DFND
0
0
9245
PRUDENTIAL FINL INC
COM
744320102
526
4929
SH
DFND
1,2
4468
51
410
QUALCOMM INC
COM
747525103
495
8622
SH
DFND
1,2
7969
81
572
QUALCOMM INC
COM
747525103
41
710
SH
DFND
0
0
710
QUEST DIAGNOSTICS INC
COM
74834L100
225
2294
SH
DFND
1,2
2294
0
0
REALTY INCOME CORP
COM
756109104
517
8694
SH
DFND
1,2
8504
190
0
REPUBLIC SVCS INC
COM
760759100
233
3707
SH
DFND
1,2
3372
21
314
REYNOLDS AMERICAN INC
COM
761713106
91
1445
SH
DFND
1,2
1245
0
200
REYNOLDS AMERICAN INC
COM
761713106
235
3725
SH
DFND
0
0
3725
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
5
95
SH
DFND
1,2
95
0
0
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
197
3520
SH
DFND
0
0
3520
RYDEX ETF TRUST
GUG S&P500 EQ WT
78355W106
31
340
SH
DFND
1,2
340
0
0
RYDEX ETF TRUST
GUG S&P500 EQ WT
78355W106
683
7518
SH
DFND
0
0
7518
RYDEX ETF TRUST
GUGGENHM S&P 500
78355W205
681
4078
SH
DFND
0
0
4078
SABINE ROYALTY TR
UNIT BEN INT
785688102
356
10000
SH
DFND
1,2
10000
0
0
SANOFI
SPONSORED ADR
80105N105
1640
36238
SH
DFND
1,2
35301
937
0
SANOFI
SPONSORED ADR
80105N105
7
155
SH
DFND
0
0
155
SCHLUMBERGER LTD
COM
806857108
197
2524
SH
DFND
1,2
2279
0
245
SCHLUMBERGER LTD
COM
806857108
37
475
SH
DFND
0
0
475
SEALED AIR CORP NEW
COM
81211K100
535
12284
SH
DFND
0
0
12284
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
2308
33025
SH
DFND
33000
0
25
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
1468
61878
SH
DFND
1,2
60946
0
932
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
18
740
SH
DFND
0
0
740
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
182
3541
SH
DFND
1,2
3541
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
897
17475
SH
DFND
0
0
17475
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
21
400
SH
DFND
1,2
400
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
194
3637
SH
DFND
0
0
3637
SHERWIN WILLIAMS CO
COM
824348106
398
1281
SH
DFND
1,2
1213
0
68
SINA CORP
ORD
G81477104
296
4100
SH
DFND
0
0
4100
SMUCKER J M CO
COM NEW
832696405
167
1275
SH
DFND
1,2
1275
0
0
SMUCKER J M CO
COM NEW
832696405
85
651
SH
DFND
0
0
651
SOUTHERN CO
COM
842587107
1276
25634
SH
DFND
1,2
25119
515
0
SOUTHERN CO
COM
842587107
79
1582
SH
DFND
0
0
1582
SOUTHWEST AIRLS CO
COM
844741108
454
8453
SH
DFND
1,2
8453
0
0
SOUTHWEST AIRLS CO
COM
844741108
194
3617
SH
DFND
0
0
3617
SPDR GOLD TRUST
GOLD SHS
78463V107
332
2798
SH
DFND
1,2
2798
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
67
563
SH
DFND
0
0
563
SPDR S&P 500 ETF TR
TR UNIT
78462F103
2877
12205
SH
DFND
1,2
12205
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
4508
19123
SH
DFND
10500
0
8623
SPDR SER TR
BLOOMBERG SRT TR
78468R408
2318
82918
SH
DFND
1,2
82736
0
182
SPDR SERIES TRUST
BLMBRG BRC CNVRT
78464A359
159
3299
SH
DFND
1,2
3299
0
0
SPDR SERIES TRUST
BLMBRG BRC CNVRT
78464A359
196
4079
SH
DFND
0
0
4079
SPDR SERIES TRUST
BLOOMBERG BRCLYS
78464A417
308
8330
SH
DFND
1,2
8330
0
0
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
1043
11836
SH
DFND
1,2
11836
0
0
STARBUCKS CORP
COM
855244109
479
8200
SH
DFND
1,2
7825
0
375
STARBUCKS CORP
COM
855244109
106
1815
SH
DFND
0
0
1815
SUNTRUST BKS INC
COM
867914103
210
3799
SH
DFND
1,2
3749
0
50
SUNTRUST BKS INC
COM
867914103
28
500
SH
DFND
0
0
500
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
266
8103
SH
DFND
0
0
8103
TARGET CORP
COM
87612E106
231
4181
SH
DFND
1,2
3756
41
384
TARGET CORP
COM
87612E106
8
147
SH
DFND
0
0
147
TEXAS INSTRS INC
COM
882508104
483
5993
SH
DFND
1,2
5522
51
420
TEXAS INSTRS INC
COM
882508104
81
1000
SH
DFND
0
0
1000
THERMO FISHER SCIENTIFIC INC
COM
883556102
463
3019
SH
DFND
1,2
2865
0
154
THERMO FISHER SCIENTIFIC INC
COM
883556102
8
50
SH
DFND
0
0
50
THOR INDS INC
COM
885160101
1807
18800
SH
DFND
1,2
18576
0
224
TIMKEN CO
COM
887389104
995
22009
SH
DFND
1,2
21781
0
228
TJX COS INC NEW
COM
872540109
455
5760
SH
DFND
1,2
5429
0
331
TORCHMARK CORP
COM
891027104
385
4991
SH
DFND
0
0
4991
TOTAL S A
SPONSORED ADR
89151E109
253
5019
SH
DFND
1,2
4841
178
0
TOTAL S A
SPONSORED ADR
89151E109
101
2000
SH
DFND
0
0
2000
TRC COS INC
COM
872625108
418
23966
SH
DFND
0
0
23966
TRINITY INDS INC
COM
896522109
685
25840
SH
DFND
1,2
25640
0
200
TRINITY INDS INC
COM
896522109
13
500
SH
DFND
0
0
500
TUPPERWARE BRANDS CORP
COM
899896104
400
6382
SH
DFND
1,2
5507
100
775
TUPPERWARE BRANDS CORP
COM
899896104
1
20
SH
DFND
0
0
20
TWITTER INC
COM
90184L102
1176
78630
SH
DFND
0
0
78630
TWO HBRS INVT CORP
COM
90187B101
242
25195
SH
DFND
0
0
25195
ULTA BEAUTY INC
COM
90384S303
654
2293
SH
DFND
0
0
2293
UNILEVER PLC
SPON ADR NEW
904767704
369
7481
SH
DFND
1,2
7299
182
0
UNION PAC CORP
COM
907818108
445
4205
SH
DFND
1,2
3960
0
245
UNION PAC CORP
COM
907818108
192
1813
SH
DFND
0
0
1813
UNITED CONTL HLDGS INC
COM
910047109
328
4640
SH
DFND
0
0
4640
UNITED PARCEL SERVICE INC
CL B
911312106
5
50
SH
DFND
1,2
50
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
240
2241
SH
DFND
0
0
2241
UNITED TECHNOLOGIES CORP
COM
913017109
683
6086
SH
DFND
1,2
5592
30
464
UNITED TECHNOLOGIES CORP
COM
913017109
169
1505
SH
DFND
0
0
1505
UNITEDHEALTH GROUP INC
COM
91324P102
66
401
SH
DFND
1,2
401
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
250
1525
SH
DFND
0
0
1525
VALERO ENERGY CORP NEW
COM
91913Y100
318
4801
SH
DFND
1,2
4357
19
425
VANECK VECTORS ETF TR
EMERGING MKTS HI
92189F353
3246
131661
SH
DFND
1,2
131247
0
414
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
652
8173
SH
DFND
1,2
8173
0
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
70
883
SH
DFND
0
0
883
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
14
175
SH
DFND
1,2
175
0
0
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
2529
31192
SH
DFND
0
0
31192
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
2981
29843
SH
DFND
0
0
29843
VANGUARD INDEX FDS
MID CAP ETF
922908629
469
3370
SH
DFND
0
0
3370
VANGUARD INDEX FDS
REIT ETF
922908553
252
3055
SH
DFND
1,2
3055
0
0
VANGUARD INDEX FDS
REIT ETF
922908553
243
2949
SH
DFND
0
0
2949
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
675
5562
SH
DFND
0
0
5562
VANGUARD INDEX FDS
VALUE ETF
922908744
1931
20246
SH
DFND
0
0
20246
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
1691
35364
SH
DFND
0
0
35364
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
670
16851
SH
DFND
1,2
16851
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
826
20787
SH
DFND
0
0
20787
VANGUARD SCOTTSDALE FDS
LG-TERM COR BD
92206C813
1413
15722
SH
DFND
0
0
15722
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
3112
39028
SH
DFND
1,2
38903
0
125
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
136
1704
SH
DFND
0
0
1704
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
570
6340
SH
DFND
0
0
6340
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
2082
15110
SH
DFND
0
0
15110
VENTAS INC
COM
92276F100
651
10010
SH
DFND
1,2
9752
258
0
VERIZON COMMUNICATIONS INC
COM
92343V104
1848
37919
SH
DFND
1,2
36918
965
36
VERIZON COMMUNICATIONS INC
COM
92343V104
750
15377
SH
DFND
0
0
15377
VISA INC
COM CL A
92826C839
453
5090
SH
DFND
1,2
4826
0
264
VISA INC
COM CL A
92826C839
340
3830
SH
DFND
0
0
3830
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
1425
53900
SH
DFND
1,2
52016
1884
0
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
37
1400
SH
DFND
0
0
1400
VOYA FINL INC
COM
929089100
6
150
SH
DFND
1,2
150
0
0
VOYA FINL INC
COM
929089100
388
10228
SH
DFND
0
0
10228
VOYA GLBL EQTY DIV & PREM OP
COM
92912T100
523
71295
SH
DFND
0
0
71295
WALGREENS BOOTS ALLIANCE INC
COM
931427108
211
2546
SH
DFND
1,2
2374
0
172
WAL-MART STORES INC
COM
931142103
60
837
SH
DFND
1,2
837
0
0
WAL-MART STORES INC
COM
931142103
436
6052
SH
DFND
0
0
6052
WASTE MGMT INC DEL
COM
94106L109
228
3134
SH
DFND
1,2
2822
30
282
WELLS FARGO & CO NEW
COM
949746101
510
9165
SH
DFND
1,2
8725
0
440
WELLS FARGO & CO NEW
COM
949746101
1002
18011
SH
DFND
0
0
18011
WELLTOWER INC
COM
95040Q104
777
10962
SH
DFND
1,2
10637
325
0
WESTERN ASSET CLYM INFL OPP
COM
95766R104
116
10415
SH
DFND
0
0
10415
WESTERN ASSET CLYM INFL SEC
COM SH BEN INT
95766Q106
540
46900
SH
DFND
0
0
46900
WESTERN ASSET EMRG MKT DEBT
COM
95766A101
306
19735
SH
DFND
0
0
19735
WESTERN UN CO
COM
959802109
701
34456
SH
DFND
1,2
34064
0
392
WESTROCK CO
COM
96145D105
806
15483
SH
DFND
1,2
15252
0
231
WISDOMTREE TR
EUROPE HEDGED EQ
97717X701
1728
27519
SH
DFND
0
0
27519
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
14
280
SH
DFND
1,2
280
0
0
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
2157
42605
SH
DFND
0
0
42605
XILINX INC
COM
983919101
229
3957
SH
DFND
1,2
3556
40
361