Executive Vice President, General Counsel and Secretary

0001104659-16-139753.txt : 20160815 0001104659-16-139753.hdr.sgml : 20160815 20160815160519 ACCESSION NUMBER: 0001104659-16-139753 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160815 DATE AS OF CHANGE: 20160815 EFFECTIVENESS DATE: 20160815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hilltop Holdings Inc. CENTRAL INDEX KEY: 0001265131 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 841477939 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15359 FILM NUMBER: 161832594 BUSINESS ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1330 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214.855.2177 MAIL ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1330 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: AFFORDABLE RESIDENTIAL COMMUNITIES INC DATE OF NAME CHANGE: 20030929 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001265131 XXXXXXXX 06-30-2016 06-30-2016 false Hilltop Holdings Inc.

200 Crescent Court Suite 1330 Dallas TX 75201

13F HOLDINGS REPORT 028-15359 N Corey G. Prestidge Executive Vice President, General Counsel and Secretary 214-855-2177 /s/ Corey G. Prestidge Dallas TX 08-15-2016 2 427 314578 false 1 0001569620 028-15365 PlainsCapital Corp 2 0001534401 028-15369 PlainsCapital Bank INFORMATION TABLE 2 a16-16642_1informationtable.xml INFORMATION TABLE 3M CO COM 88579Y101 755 4310 SH DFND 0 0 4310 3M CO COM 88579Y101 575 3281 SH DFND 1,2 2824 109 348 ABBOTT LABS COM 002824100 181 4600 SH DFND 0 0 4600 ABBOTT LABS COM 002824100 19 477 SH DFND 1,2 227 0 250 ABBVIE INC COM 00287Y109 19 300 SH DFND 0 0 300 ABBVIE INC COM 00287Y109 1296 20931 SH DFND 1,2 20361 395 175 ADVANCE AUTO PARTS INC COM 00751Y106 369 2284 SH DFND 1,2 2154 0 130 AETNA INC NEW COM 00817Y108 632 5171 SH DFND 0 0 5171 AETNA INC NEW COM 00817Y108 180 1475 SH DFND 1,2 1475 0 0 AFLAC INC COM 001055102 11 150 SH DFND 0 0 150 AFLAC INC COM 001055102 232 3210 SH DFND 1,2 3210 0 0 AGCO CORP COM 001084102 1001 21231 SH DFND 1,2 20837 0 394 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 523 6575 SH DFND 0 0 6575 ALLERGAN PLC SHS G0177J108 320 1386 SH DFND 1,2 1322 0 64 ALLIANCE DATA SYSTEMS CORP COM 018581108 269 1374 SH DFND 1,2 1254 50 70 ALLISON TRANSMISSION HLDGS I COM 01973R101 317 11232 SH DFND 0 0 11232 ALPHABET INC CAP STK CL A 02079K305 524 745 SH DFND 1,2 683 0 62 ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 246 44835 SH DFND 0 0 44835 ALPS ETF TR ALERIAN MLP 00162Q866 1063 83579 SH DFND 0 0 83579 ALPS ETF TR ALERIAN MLP 00162Q866 107 8411 SH DFND 1,2 8411 0 0 ALTRIA GROUP INC COM 02209S103 1550 22479 SH DFND 0 0 22479 ALTRIA GROUP INC COM 02209S103 2169 31449 SH DFND 1,2 30934 515 0 AMERICAN ELEC PWR INC COM 025537101 670 9559 SH DFND 1,2 9479 80 0 AMERICAN FINL GROUP INC OHIO COM 025932104 572 7728 SH DFND 1,2 6788 280 660 AMGEN INC COM 031162100 286 1877 SH DFND 0 0 1877 AMGEN INC COM 031162100 157 1034 SH DFND 1,2 1034 0 0 AMPHENOL CORP NEW CL A 032095101 6 100 SH DFND 0 0 100 AMPHENOL CORP NEW CL A 032095101 392 6838 SH DFND 1,2 6389 125 324 APPLE INC COM 037833100 4999 52289 SH DFND 0 0 52289 APPLE INC COM 037833100 988 10332 SH DFND 1,2 9834 100 398 AT&T INC COM 00206R102 2264 52402 SH DFND 0 0 52402 AT&T INC COM 00206R102 3281 75955 SH DFND 1,2 73130 535 2290 AUTOMATIC DATA PROCESSING IN COM 053015103 46 500 SH DFND 0 0 500 AUTOMATIC DATA PROCESSING IN COM 053015103 665 7234 SH DFND 1,2 6124 310 800 BANK AMER CORP COM 060505104 337 25400 SH DFND 0 0 25400 BANK AMER CORP COM 060505104 167 12614 SH DFND 1,2 12614 0 0 BAXTER INTL INC COM 071813109 5 120 SH DFND 0 0 120 BAXTER INTL INC COM 071813109 715 15824 SH DFND 1,2 14329 455 1040 BCE INC COM NEW 05534B760 1550 32765 SH DFND 1,2 32240 525 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 217 1 SH DFND 1,2 1 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 314 2167 SH DFND 0 0 2167 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 439 3033 SH DFND 1,2 2809 0 224 BEST BUY INC COM 086516101 5 150 SH DFND 0 0 150 BEST BUY INC COM 086516101 232 7581 SH DFND 1,2 7461 120 0 BIOAMBER INC COM 09072Q106 54 18000 SH DFND 0 0 18000 BIOGEN INC COM 09062X103 972 4020 SH DFND 0 0 4020 BIOGEN INC COM 09062X103 2 9 SH DFND 1,2 9 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 937 38200 SH DFND 0 0 38200 BOEING CO COM 097023105 1471 11328 SH DFND 0 0 11328 BOSTON PROPERTIES INC COM 101121101 386 2926 SH DFND 0 0 2926 BOSTON PROPERTIES INC COM 101121101 7 51 SH DFND 1,2 51 0 0 BP PLC SPONSORED ADR 055622104 163 4580 SH DFND 0 0 4580 BP PLC SPONSORED ADR 055622104 990 27870 SH DFND 1,2 27200 670 0 BRISTOL MYERS SQUIBB CO COM 110122108 1352 18383 SH DFND 0 0 18383 BRISTOL MYERS SQUIBB CO COM 110122108 899 12222 SH DFND 1,2 11074 428 720 BROADCOM LTD SHS Y09827109 273 1754 SH DFND 1,2 1754 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 1360 20864 SH DFND 1,2 20408 0 456 CDW CORP COM 12514G108 209 5213 SH DFND 1,2 5213 0 0 CELGENE CORP COM 151020104 298 3026 SH DFND 0 0 3026 CELGENE CORP COM 151020104 284 2870 SH DFND 1,2 2715 0 155 CENTENE CORP DEL COM 15135B101 1347 18869 SH DFND 1,2 18548 0 321 CENTURYLINK INC COM 156700106 1043 35966 SH DFND 0 0 35966 CHENIERE ENERGY INC COM NEW 16411R208 257 6850 SH DFND 0 0 6850 CHEVRON CORP NEW COM 166764100 162 1547 SH DFND 0 0 1547 CHEVRON CORP NEW COM 166764100 1568 14962 SH DFND 1,2 13854 95 1013 CHICAGO BRIDGE & IRON CO N V COM 167250109 87 2500 SH DFND 0 0 2500 CHICAGO BRIDGE & IRON CO N V COM 167250109 961 27759 SH DFND 1,2 27347 0 412 CHUBB LIMITED COM H1467J104 650 4973 SH DFND 1,2 4868 0 105 CISCO SYS INC COM 17275R102 138 4800 SH DFND 0 0 4800 CISCO SYS INC COM 17275R102 221 7733 SH DFND 1,2 7602 0 131 CITIGROUP INC COM NEW 172967424 1 13 SH DFND 1,2 13 0 0 CITIGROUP INC COM NEW 172967424 811 19123 SH DFND 3653 0 15470 CLEAN HARBORS INC COM 184496107 1217 23359 SH DFND 1,2 22982 0 377 COCA COLA CO COM 191216100 676 14911 SH DFND 0 0 14911 COCA COLA CO COM 191216100 929 20505 SH DFND 1,2 19910 345 250 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 191 3345 SH DFND 0 0 3345 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 339 5931 SH DFND 1,2 5640 0 291 COMFORT SYS USA INC COM 199908104 222 6816 SH DFND 1,2 6816 0 0 CONOCOPHILLIPS COM 20825C104 178 4080 SH DFND 0 0 4080 CONOCOPHILLIPS COM 20825C104 233 5340 SH DFND 1,2 5093 125 122 CONSOLIDATED WATER CO INC ORD G23773107 172 13185 SH DFND 0 0 13185 CROWN CASTLE INTL CORP NEW COM 22822V101 219 2163 SH DFND 1,2 2163 0 0 CONSOLIDATED EDISON INC COM 209115104 489 6085 SH DFND 1,2 6025 60 0 CVS HEALTH CORP COM 126650100 169 1765 SH DFND 0 0 1765 CVS HEALTH CORP COM 126650100 242 2528 SH DFND 1,2 2528 0 0 CYRUSONE INC COM 23283R100 1009 18125 SH DFND 0 0 18125 D R HORTON INC COM 23331A109 1620 51450 SH DFND 0 0 51450 D R HORTON INC COM 23331A109 147 4669 SH DFND 1,2 4669 0 0 DARLING INGREDIENTS INC COM 237266101 1372 92039 SH DFND 1,2 90589 0 1450 DELUXE CORP COM 248019101 221 3320 SH DFND 1,2 3320 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 1387 12285 SH DFND 0 0 12285 DIAGEO P L C SPON ADR NEW 25243Q205 6 49 SH DFND 1,2 49 0 0 DISCOVER FINL SVCS COM 254709108 404 7538 SH DFND 0 0 7538 DISCOVER FINL SVCS COM 254709108 21 395 SH DFND 1,2 395 0 0 DISNEY WALT CO COM DISNEY 254687106 471 4816 SH DFND 0 0 4816 DISNEY WALT CO COM DISNEY 254687106 29 294 SH DFND 1,2 269 0 25 DOLLAR TREE INC COM 256746108 567 6016 SH DFND 1,2 5633 0 383 DOMINION RES INC VA NEW COM 25746U109 901 11559 SH DFND 1,2 11299 260 0 DST SYS INC DEL COM 233326107 211 1811 SH DFND 1,2 1811 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 274 4223 SH DFND 0 0 4223 DU PONT E I DE NEMOURS & CO COM 263534109 11 173 SH DFND 1,2 135 0 38 DUKE ENERGY CORP NEW COM NEW 26441C204 803 9356 SH DFND 0 0 9356 DUKE ENERGY CORP NEW COM NEW 26441C204 1872 21827 SH DFND 1,2 21001 456 370 EATON VANCE SR INCOME TR SH BEN INT 27826S103 432 71840 SH DFND 0 0 71840 EATON VANCE TAX MNGD GBL DV COM 27829F108 29 3350 SH DFND 0 0 3350 EATON VANCE TAX MNGD GBL DV COM 27829F108 81 9450 SH DFND 1,2 9450 0 0 ECOLAB INC COM 278865100 363 3061 SH DFND 1,2 2911 0 150 EMERSON ELEC CO COM 291011104 56 1082 SH DFND 0 0 1082 EMERSON ELEC CO COM 291011104 168 3219 SH DFND 1,2 2629 130 460 ENDOCYTE INC COM 29269A102 34 10720 SH DFND 0 0 10720 ENTERPRISE PRODS PARTNERS L COM 293792107 377 12898 SH DFND 0 0 12898 EVOLUTION PETROLEUM CORP COM 30049A107 421 76900 SH DFND 0 0 76900 EXXON MOBIL CORP COM 30231G102 740 7892 SH DFND 0 0 7892 EXXON MOBIL CORP COM 30231G102 3656 38995 SH DFND 1,2 37596 519 880 FACEBOOK INC CL A 30303M102 2153 18842 SH DFND 0 0 18842 FACEBOOK INC CL A 30303M102 25 222 SH DFND 1,2 142 0 80 FAIRCHILD SEMICONDUCTOR INTL COM 303726103 2410 121400 SH DFND 0 0 121400 FASTENAL CO COM 311900104 313 7051 SH DFND 1,2 6619 0 432 FIBROGEN INC COM 31572Q808 592 36075 SH DFND 0 0 36075 FIRST TR EXCHAN TRADED FD VI FST TR GLB FD 33739H101 598 27600 SH DFND 0 0 27600 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 924 27412 SH DFND 0 0 27412 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 1130 23369 SH DFND 0 0 23369 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 1131 15688 SH DFND 0 0 15688 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 1001 16983 SH DFND 0 0 16983 FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 970 10846 SH DFND 0 0 10846 FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 497 10406 SH DFND 0 0 10406 FIRST TR MULTI CP VAL ALPHA COM SHS 33733C108 1080 25416 SH DFND 0 0 25416 FLOWSERVE CORP COM 34354P105 979 21677 SH DFND 1,2 21350 0 327 FORD MTR CO DEL COM PAR $0.01 345370860 729 57958 SH DFND 0 0 57958 FORD MTR CO DEL COM PAR $0.01 345370860 62 4945 SH DFND 1,2 4945 0 0 FRANCO NEVADA CORP COM 351858105 2973 39090 SH DFND 0 0 39090 GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 426 65605 SH DFND 0 0 65605 GENERAL DYNAMICS CORP COM 369550108 65 464 SH DFND 0 0 464 GENERAL DYNAMICS CORP COM 369550108 202 1446 SH DFND 1,2 1246 0 200 GENERAL ELECTRIC CO COM 369604103 967 30707 SH DFND 0 0 30707 GENERAL ELECTRIC CO COM 369604103 94 2991 SH DFND 1,2 2507 0 484 GENERAL MLS INC COM 370334104 89 1242 SH DFND 0 0 1242 GENERAL MLS INC COM 370334104 972 13642 SH DFND 1,2 13427 215 0 GILEAD SCIENCES INC COM 375558103 233 2798 SH DFND 0 0 2798 GILEAD SCIENCES INC COM 375558103 47 562 SH DFND 1,2 562 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1914 44160 SH DFND 0 0 44160 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1771 40866 SH DFND 1,2 40041 825 0 GRAHAM CORP COM 384556106 440 23900 SH DFND 0 0 23900 GRUBHUB INC COM 400110102 248 7985 SH DFND 0 0 7985 HANESBRANDS INC COM 410345102 3 120 SH DFND 0 0 120 HANESBRANDS INC COM 410345102 1033 41095 SH DFND 1,2 40373 0 722 HARRIS CORP DEL COM 413875105 9 104 SH DFND 0 0 104 HARRIS CORP DEL COM 413875105 269 3218 SH DFND 1,2 2756 172 290 HASBRO INC COM 418056107 90 1069 SH DFND 0 0 1069 HASBRO INC COM 418056107 198 2349 SH DFND 1,2 2349 0 0 HILLTOP HOLDINGS INC COM 432748101 7 324 SH DFND 0 0 324 HILLTOP HOLDINGS INC COM 432748101 262 12491 SH DFND 1,2 12491 0 0 HOME DEPOT INC COM 437076102 428 3351 SH DFND 0 0 3351 HOME DEPOT INC COM 437076102 67 522 SH DFND 1,2 522 0 0 HONEYWELL INTL INC COM 438516106 430 3700 SH DFND 0 0 3700 HONEYWELL INTL INC COM 438516106 164 1403 SH DFND 1,2 1333 0 70 HP INC COM 40434L105 170 13505 SH DFND 1,2 13505 0 0 IDEX CORP COM 45167R104 1217 14824 SH DFND 1,2 14524 0 300 INDEXIQ ETF TR IQ MRGR ARB ETF 45409B800 1492 52469 SH DFND 0 0 52469 INSTALLED BLDG PRODS INC COM 45780R101 622 17150 SH DFND 0 0 17150 INTEL CORP COM 458140100 620 18902 SH DFND 0 0 18902 INTEL CORP COM 458140100 146 4469 SH DFND 1,2 2629 0 1840 INTERNATIONAL BUSINESS MACHS COM 459200101 17 112 SH DFND 0 0 112 INTERNATIONAL BUSINESS MACHS COM 459200101 410 2702 SH DFND 1,2 2397 69 236 INVESCO TR INVT GRADE MUNS COM 46131M106 162 10880 SH DFND 0 0 10880 ISHARES MIN VOL GBL ETF 464286525 2612 34206 SH DFND 0 0 34206 ISHARES MSCI GERMANY ETF 464286806 1259 52350 SH DFND 0 0 52350 ISHARES MSCI JAPAN ETF 464286848 3218 279868 SH DFND 0 0 279868 ISHARES MSCI JAPAN ETF 464286848 30 2615 SH DFND 1,2 2615 0 0 ISHARES TR 1-3 YR CR BD ETF 464288646 19 175 SH DFND 0 0 175 ISHARES TR 1-3 YR CR BD ETF 464288646 6717 63316 SH DFND 1,2 63316 0 0 ISHARES TR 1-3 YR TR BD ETF 464287457 2697 31613 SH DFND 0 0 31613 ISHARES TR 1-3 YR TR BD ETF 464287457 751 8808 SH DFND 1,2 8808 0 0 ISHARES TR 20 YR TR BD ETF 464287432 4873 35081 SH DFND 0 0 35081 ISHARES TR 20 YR TR BD ETF 464287432 553 3979 SH DFND 1,2 3979 0 0 ISHARES TR 3-7 YR TR BD ETF 464288661 6 48 SH DFND 0 0 48 ISHARES TR 3-7 YR TR BD ETF 464288661 425 3341 SH DFND 1,2 3341 0 0 ISHARES TR CMBS ETF 46429B366 958 18020 SH DFND 0 0 18020 ISHARES TR CORE S&P MCP ETF 464287507 116 775 SH DFND 0 0 775 ISHARES TR CORE S&P MCP ETF 464287507 1407 9419 SH DFND 1,2 8619 0 800 ISHARES TR CORE S&P SCP ETF 464287804 90 775 SH DFND 0 0 775 ISHARES TR CORE S&P SCP ETF 464287804 641 5517 SH DFND 1,2 5517 0 0 ISHARES TR CORE S&P500 ETF 464287200 802 3812 SH DFND 0 0 3812 ISHARES TR CORE S&P500 ETF 464287200 872 4143 SH DFND 1,2 4143 0 0 ISHARES TR CORE US AGGBD ET 464287226 1740 15450 SH DFND 0 0 15450 ISHARES TR CORE US AGGBD ET 464287226 126 1120 SH DFND 1,2 1120 0 0 ISHARES TR CORE US CR BD 464288620 445 3930 SH DFND 0 0 3930 ISHARES TR IBOXX HI YD ETF 464288513 2530 29869 SH DFND 1,2 29869 0 0 ISHARES TR IBOXX INV CP ETF 464287242 1505 12264 SH DFND 0 0 12264 ISHARES TR IBOXX INV CP ETF 464287242 1580 12871 SH DFND 1,2 12871 0 0 ISHARES TR INTL SEL DIV ETF 464288448 14 500 SH DFND 0 0 500 ISHARES TR INTL SEL DIV ETF 464288448 6672 233048 SH DFND 1,2 232345 0 703 ISHARES TR JP MOR EM MK ETF 464288281 6 50 SH DFND 0 0 50 ISHARES TR JP MOR EM MK ETF 464288281 1840 15980 SH DFND 1,2 15980 0 0 ISHARES TR MBS ETF 464288588 1473 13394 SH DFND 0 0 13394 ISHARES TR MBS ETF 464288588 2725 24783 SH DFND 1,2 24783 0 0 ISHARES TR MICRO-CAP ETF 464288869 1139 16103 SH DFND 0 0 16103 ISHARES TR MRG RL ES CP ETF 464288539 1250 121824 SH DFND 1,2 121824 0 0 ISHARES TR MSCI EAFE ETF 464287465 3 50 SH DFND 0 0 50 ISHARES TR MSCI EAFE ETF 464287465 1652 29611 SH DFND 1,2 29611 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 123 3581 SH DFND 0 0 3581 ISHARES TR MSCI EMG MKT ETF 464287234 127 3687 SH DFND 1,2 3687 0 0 ISHARES TR MSCI KLD400 SOC 464288570 463 5975 SH DFND 1,2 5975 0 0 ISHARES TR RUS 1000 ETF 464287622 1046 8948 SH DFND 1,2 8948 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 15 150 SH DFND 0 0 150 ISHARES TR RUS 1000 GRW ETF 464287614 407 4054 SH DFND 1,2 4054 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 259 1889 SH DFND 1,2 1889 0 0 ISHARES TR RUS MID-CAP ETF 464287499 785 4669 SH DFND 1,2 4669 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 4 36 SH DFND 0 0 36 ISHARES TR RUSSELL 2000 ETF 464287655 1596 13877 SH DFND 1,2 13627 0 250 ISHARES TR S&P MC 400GR ETF 464287606 281 1659 SH DFND 1,2 1659 0 0 ISHARES TR SELECT DIVID ETF 464287168 107 1250 SH DFND 0 0 1250 ISHARES TR SELECT DIVID ETF 464287168 2779 32586 SH DFND 1,2 32586 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 425 4000 SH DFND 0 0 4000 ISHARES TR U.S. ENERGY ETF 464287796 897 23392 SH DFND 0 0 23392 ISHARES TR U.S. PFD STK ETF 464288687 1267 31755 SH DFND 0 0 31755 ISHARES TR U.S. PFD STK ETF 464288687 3116 78134 SH DFND 1,2 78134 0 0 ISHARES TR U.S. PHARMA ETF 464288836 771 5343 SH DFND 0 0 5343 ISHARES TR USA MOMENTUM FCT 46432F396 2149 28129 SH DFND 0 0 28129 JMP GROUP LLC COM 46629U107 260 47900 SH DFND 0 0 47900 JOHNSON & JOHNSON COM 478160104 980 8076 SH DFND 0 0 8076 JOHNSON & JOHNSON COM 478160104 2258 18620 SH DFND 1,2 17277 393 950 JPMORGAN CHASE & CO COM 46625H100 379 6100 SH DFND 0 0 6100 JPMORGAN CHASE & CO COM 46625H100 27 424 SH DFND 1,2 282 0 142 KAYNE ANDERSON MLP INVT CO COM 486606106 3563 175157 SH DFND 1,2 175157 0 0 KIMBERLY CLARK CORP COM 494368103 72 524 SH DFND 0 0 524 KIMBERLY CLARK CORP COM 494368103 1537 11186 SH DFND 1,2 11086 100 0 KINDER MORGAN INC DEL COM 49456B101 252 13440 SH DFND 0 0 13440 KNOWLES CORP COM 49926D109 683 49941 SH DFND 1,2 48842 0 1099 KRAFT HEINZ CO COM 500754106 1685 19034 SH DFND 1,2 18599 435 0 KROGER CO COM 501044101 38 1035 SH DFND 0 0 1035 KROGER CO COM 501044101 189 5157 SH DFND 1,2 5157 0 0 LAM RESEARCH CORP COM 512807108 204 2424 SH DFND 1,2 2424 0 0 LATTICE SEMICONDUCTOR CORP COM 518415104 1609 300700 SH DFND 0 0 300700 LEGGETT & PLATT INC COM 524660107 200 3921 SH DFND 1,2 3266 185 470 LENNOX INTL INC COM 526107107 206 1447 SH DFND 1,2 1447 0 0 LINKEDIN CORP COM CL A 53578A108 250 1320 SH DFND 0 0 1320 LOCKHEED MARTIN CORP COM 539830109 285 1147 SH DFND 0 0 1147 LOCKHEED MARTIN CORP COM 539830109 683 2752 SH DFND 1,2 2365 79 308 LOWES COS INC COM 548661107 155 1963 SH DFND 0 0 1963 LOWES COS INC COM 548661107 244 3089 SH DFND 1,2 2564 0 525 MARRIOTT INTL INC NEW CL A 571903202 497 7476 SH DFND 0 0 7476 MASTERCARD INC CL A 57636Q104 374 4253 SH DFND 1,2 3826 0 427 MAXIMUS INC COM 577933104 346 6247 SH DFND 1,2 5890 0 357 MCCORMICK & CO INC COM NON VTG 579780206 70 660 SH DFND 0 0 660 MCCORMICK & CO INC COM NON VTG 579780206 277 2593 SH DFND 1,2 2399 0 194 MCDONALDS CORP COM 580135101 442 3671 SH DFND 0 0 3671 MCDONALDS CORP COM 580135101 2214 18396 SH DFND 1,2 17396 300 700 MEDTRONIC PLC SHS G5960L103 373 4298 SH DFND 0 0 4298 MEDTRONIC PLC SHS G5960L103 4 47 SH DFND 1,2 47 0 0 MERCK & CO INC COM 58933Y105 482 8365 SH DFND 0 0 8365 MERCK & CO INC COM 58933Y105 1648 28615 SH DFND 1,2 28060 555 0 MICROCHIP TECHNOLOGY INC COM 595017104 339 6673 SH DFND 1,2 5913 240 520 MICRON TECHNOLOGY INC COM 595112103 253 18395 SH DFND 0 0 18395 MICROSEMI CORP COM 595137100 315 9650 SH DFND 0 0 9650 MICROSOFT CORP COM 594918104 771 15059 SH DFND 0 0 15059 MICROSOFT CORP COM 594918104 668 13072 SH DFND 1,2 12512 100 460 MIDDLEBY CORP COM 596278101 256 2216 SH DFND 1,2 2066 0 150 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 2229 503200 SH DFND 0 0 503200 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 1 150 SH DFND 1,2 150 0 0 MONDELEZ INTL INC CL A 609207105 268 5898 SH DFND 0 0 5898 MONDELEZ INTL INC CL A 609207105 6 135 SH DFND 1,2 135 0 0 MURPHY USA INC COM 626755102 9 125 SH DFND 0 0 125 MURPHY USA INC COM 626755102 865 11664 SH DFND 1,2 11465 0 199 NATIONAL GRID PLC SPON ADR NEW 636274300 100 1350 SH DFND 0 0 1350 NATIONAL GRID PLC SPON ADR NEW 636274300 1949 26217 SH DFND 1,2 25637 580 0 NEW MEDIA INVT GROUP INC COM 64704V106 441 24396 SH DFND 0 0 24396 NEW SR INVT GROUP INC COM 648691103 151 14125 SH DFND 0 0 14125 NEWCASTLE INVT CORP NEW COM PAR $0.01 65105M603 65 14242 SH DFND 0 0 14242 NEWFIELD EXPL CO COM 651290108 1338 30284 SH DFND 1,2 29684 0 600 NEXTERA ENERGY INC COM 65339F101 479 3670 SH DFND 0 0 3670 NEXTERA ENERGY INC COM 65339F101 221 1692 SH DFND 1,2 1573 0 119 NOMURA HLDGS INC SPONSORED ADR 65535H208 88 25000 SH DFND 0 0 25000 NORTHROP GRUMMAN CORP COM 666807102 40 180 SH DFND 0 0 180 NORTHROP GRUMMAN CORP COM 666807102 234 1052 SH DFND 1,2 1052 0 0 NOVO-NORDISK A S ADR 670100205 454 8439 SH DFND 1,2 8070 0 369 NXP SEMICONDUCTORS N V COM N6596X109 313 3996 SH DFND 0 0 3996 NXP SEMICONDUCTORS N V COM N6596X109 175 2233 SH DFND 1,2 2233 0 0 OGE ENERGY CORP COM 670837103 160 4885 SH DFND 0 0 4885 OGE ENERGY CORP COM 670837103 1028 31400 SH DFND 1,2 30947 0 453 OLD REP INTL CORP COM 680223104 693 35940 SH DFND 1,2 32830 160 2950 OMEGA HEALTHCARE INVS INC COM 681936100 449 13214 SH DFND 1,2 12799 415 0 ONEOK INC NEW COM 682680103 10 210 SH DFND 0 0 210 ONEOK INC NEW COM 682680103 207 4370 SH DFND 1,2 3760 90 520 PALO ALTO NETWORKS INC COM 697435105 483 3941 SH DFND 0 0 3941 PAN AMERICAN SILVER CORP COM 697900108 4098 249100 SH DFND 0 0 249100 PENTAIR PLC SHS G7S00T104 802 13749 SH DFND 1,2 13517 0 232 PEOPLES UNITED FINANCIAL INC COM 712704105 15 1012 SH DFND 0 0 1012 PEOPLES UNITED FINANCIAL INC COM 712704105 881 60089 SH DFND 1,2 52649 2280 5160 PEPSICO INC COM 713448108 264 2495 SH DFND 0 0 2495 PEPSICO INC COM 713448108 884 8343 SH DFND 1,2 8106 55 182 PFIZER INC COM 717081103 1732 49192 SH DFND 0 0 49192 PFIZER INC COM 717081103 89 2536 SH DFND 1,2 2536 0 0 PHILIP MORRIS INTL INC COM 718172109 696 6838 SH DFND 0 0 6838 PHILIP MORRIS INTL INC COM 718172109 3040 29887 SH DFND 1,2 28663 321 903 PHILLIPS 66 COM 718546104 157 1979 SH DFND 0 0 1979 PHILLIPS 66 COM 718546104 432 5439 SH DFND 1,2 5086 100 253 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 1553 16036 SH DFND 0 0 16036 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 90 925 SH DFND 1,2 675 0 250 PIMCO ETF TR INTER MUN BD ACT 72201R866 307 5578 SH DFND 0 0 5578 POLARIS INDS INC COM 731068102 22 264 SH DFND 0 0 264 POLARIS INDS INC COM 731068102 859 10517 SH DFND 1,2 10352 0 165 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 230 15000 SH DFND 0 0 15000 POWERSHARES ETF TR II FND INV GR CP 73937B761 1898 72972 SH DFND 0 0 72972 POWERSHARES ETF TR II S&P SMCP C DIS 73937B506 788 16587 SH DFND 0 0 16587 POWERSHARES ETF TR II S&P SMCP HC PO 73937B886 1170 16543 SH DFND 0 0 16543 POWERSHARES ETF TR II S&P SMCP IT PO 73937B860 1036 18648 SH DFND 0 0 18648 POWERSHARES ETF TRUST DYN RETAIL PTF 73935X617 682 19662 SH DFND 0 0 19662 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 709 30000 SH DFND 1,2 30000 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 4440 193375 SH DFND 1,2 193375 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 2403 22343 SH DFND 0 0 22343 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 54 505 SH DFND 1,2 505 0 0 PPL CORP COM 69351T106 1096 29031 SH DFND 1,2 28751 280 0 PRICELINE GRP INC COM NEW 741503403 569 456 SH DFND 1,2 433 0 23 PROCTER & GAMBLE CO COM 742718109 783 9245 SH DFND 0 0 9245 PROCTER & GAMBLE CO COM 742718109 1891 22328 SH DFND 1,2 21703 240 385 PRUDENTIAL FINL INC COM 744320102 380 5324 SH DFND 1,2 4685 219 420 QUALCOMM INC COM 747525103 38 710 SH DFND 0 0 710 QUALCOMM INC COM 747525103 618 11530 SH DFND 1,2 10015 465 1050 QUEST DIAGNOSTICS INC COM 74834L100 213 2613 SH DFND 1,2 2613 0 0 RAYTHEON CO COM NEW 755111507 29 210 SH DFND 0 0 210 RAYTHEON CO COM NEW 755111507 403 2967 SH DFND 1,2 2636 86 245 REALTY INCOME CORP COM 756109104 850 12255 SH DFND 1,2 12145 110 0 REGIONS FINL CORP NEW COM 7591EP100 150 17652 SH DFND 1,2 17652 0 0 REPUBLIC SVCS INC COM 760759100 239 4671 SH DFND 1,2 4121 10 540 REYNOLDS AMERICAN INC COM 761713106 201 3725 SH DFND 0 0 3725 REYNOLDS AMERICAN INC COM 761713106 2740 50806 SH DFND 1,2 48518 1032 1256 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 197 3520 SH DFND 0 0 3520 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 103 1829 SH DFND 1,2 1829 0 0 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 604 7518 SH DFND 0 0 7518 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 27 340 SH DFND 1,2 340 0 0 RYDEX ETF TRUST GUGGENHM S&P 500 78355W205 602 4078 SH DFND 0 0 4078 SABINE ROYALTY TR UNIT BEN INT 785688102 334 10000 SH DFND 1,2 10000 0 0 SANOFI SPONSORED ADR 80105N105 6 155 SH DFND 0 0 155 SANOFI SPONSORED ADR 80105N105 963 23036 SH DFND 1,2 22616 420 0 SEALED AIR CORP NEW COM 81211K100 565 12284 SH DFND 0 0 12284 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 2254 33025 SH DFND 33000 0 25 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 917 17475 SH DFND 0 0 17475 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1064 20263 SH DFND 1,2 20063 0 200 SHERWIN WILLIAMS CO COM 824348106 354 1205 SH DFND 1,2 1134 0 71 SINA CORP ORD G81477104 213 4100 SH DFND 0 0 4100 SOUTHERN CO COM 842587107 85 1582 SH DFND 0 0 1582 SOUTHERN CO COM 842587107 1663 31011 SH DFND 1,2 30046 545 420 SOUTHWEST AIRLS CO COM 844741108 142 3617 SH DFND 0 0 3617 SOUTHWEST AIRLS CO COM 844741108 331 8453 SH DFND 1,2 8453 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 71 563 SH DFND 0 0 563 SPDR GOLD TRUST GOLD SHS 78463V107 390 3085 SH DFND 1,2 3010 0 75 SPDR S&P 500 ETF TR TR UNIT 78462F103 1438 6867 SH DFND 1,2 6867 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 4006 19123 SH DFND 10500 0 8623 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 206 5787 SH DFND 1,2 5787 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 3507 41785 SH DFND 1,2 41785 0 0 STARBUCKS CORP COM 855244109 104 1815 SH DFND 0 0 1815 STARBUCKS CORP COM 855244109 536 9390 SH DFND 1,2 8884 0 506 SUNTRUST BKS INC COM 867914103 21 500 SH DFND 0 0 500 SUNTRUST BKS INC COM 867914103 201 4901 SH DFND 1,2 4851 0 50 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 213 8103 SH DFND 0 0 8103 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 28 1064 SH DFND 1,2 1064 0 0 TARGET CORP COM 87612E106 10 147 SH DFND 0 0 147 TARGET CORP COM 87612E106 369 5286 SH DFND 1,2 4666 120 500 TAUBMAN CTRS INC COM 876664103 546 7353 SH DFND 1,2 6298 275 780 TEXAS INSTRS INC COM 882508104 63 1000 SH DFND 0 0 1000 TEXAS INSTRS INC COM 882508104 412 6589 SH DFND 1,2 5899 290 400 THERMO FISHER SCIENTIFIC INC COM 883556102 7 50 SH DFND 0 0 50 THERMO FISHER SCIENTIFIC INC COM 883556102 470 3183 SH DFND 1,2 3018 0 165 THOMSON REUTERS CORP COM 884903105 578 14292 SH DFND 1,2 12447 405 1440 THOR INDS INC COM 885160101 993 15349 SH DFND 1,2 15054 0 295 TIMKEN CO COM 887389104 782 25514 SH DFND 1,2 25189 0 325 TJX COS INC NEW COM 872540109 482 6245 SH DFND 1,2 5721 155 369 TORCHMARK CORP COM 891027104 309 4991 SH DFND 0 0 4991 TRC COS INC COM 872625108 151 23966 SH DFND 0 0 23966 TRINITY INDS INC COM 896522109 9 500 SH DFND 0 0 500 TRINITY INDS INC COM 896522109 651 35076 SH DFND 1,2 34626 0 450 TWITTER INC COM 90184L102 1330 78630 SH DFND 0 0 78630 TWO HBRS INVT CORP COM 90187B101 216 25195 SH DFND 0 0 25195 ULTA SALON COSMETCS & FRAG I COM 90384S303 559 2293 SH DFND 0 0 2293 UNILEVER PLC SPON ADR NEW 904767704 1188 24794 SH DFND 1,2 24299 495 0 UNION PAC CORP COM 907818108 158 1813 SH DFND 0 0 1813 UNION PAC CORP COM 907818108 424 4867 SH DFND 1,2 4512 125 230 UNITED PARCEL SERVICE INC CL B 911312106 241 2241 SH DFND 0 0 2241 UNITED PARCEL SERVICE INC CL B 911312106 5 50 SH DFND 1,2 50 0 0 UNITED TECHNOLOGIES CORP COM 913017109 154 1505 SH DFND 0 0 1505 UNITED TECHNOLOGIES CORP COM 913017109 687 6699 SH DFND 1,2 6043 184 472 UNITEDHEALTH GROUP INC COM 91324P102 215 1525 SH DFND 0 0 1525 UNITEDHEALTH GROUP INC COM 91324P102 54 381 SH DFND 1,2 381 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 72 883 SH DFND 0 0 883 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 623 7678 SH DFND 1,2 7678 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 2629 31192 SH DFND 0 0 31192 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 28 325 SH DFND 1,2 325 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 341 6130 SH DFND 1,2 6130 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 2549 29843 SH DFND 0 0 29843 VANGUARD INDEX FDS MID CAP ETF 922908629 417 3370 SH DFND 0 0 3370 VANGUARD INDEX FDS REIT ETF 922908553 261 2949 SH DFND 0 0 2949 VANGUARD INDEX FDS REIT ETF 922908553 364 4115 SH DFND 1,2 3515 0 600 VANGUARD INDEX FDS TOTAL STK MKT 922908769 596 5562 SH DFND 0 0 5562 VANGUARD INDEX FDS VALUE ETF 922908744 1721 20246 SH DFND 0 0 20246 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1515 35364 SH DFND 0 0 35364 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 732 20787 SH DFND 0 0 20787 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 310 8808 SH DFND 1,2 8808 0 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 1486 15722 SH DFND 0 0 15722 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 528 6340 SH DFND 0 0 6340 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1972 15110 SH DFND 0 0 15110 VENTAS INC COM 92276F100 867 11910 SH DFND 1,2 11780 130 0 VERIZON COMMUNICATIONS INC COM 92343V104 859 15377 SH DFND 0 0 15377 VERIZON COMMUNICATIONS INC COM 92343V104 2193 39270 SH DFND 1,2 38594 640 36 VISA INC COM CL A 92826C839 284 3830 SH DFND 0 0 3830 VISA INC COM CL A 92826C839 466 6279 SH DFND 1,2 5973 0 306 VODAFONE GROUP PLC NEW SPNSR ADR 92857W308 43 1400 SH DFND 0 0 1400 VODAFONE GROUP PLC NEW SPNSR ADR 92857W308 1473 47709 SH DFND 1,2 46549 1085 75 VOYA FINL INC COM 929089100 253 10228 SH DFND 0 0 10228 VOYA FINL INC COM 929089100 4 150 SH DFND 1,2 150 0 0 VOYA GLBL EQTY DIV & PREM OP COM 92912T100 494 71295 SH DFND 0 0 71295 WAL-MART STORES INC COM 931142103 442 6052 SH DFND 0 0 6052 WAL-MART STORES INC COM 931142103 73 997 SH DFND 1,2 917 0 80 WASTE MGMT INC DEL COM 94106L109 236 3561 SH DFND 1,2 2981 160 420 WELLS FARGO & CO NEW COM 949746101 852 18011 SH DFND 0 0 18011 WELLS FARGO & CO NEW COM 949746101 718 15174 SH DFND 1,2 14385 225 564 WELLTOWER INC COM 95040Q104 915 12008 SH DFND 1,2 11783 225 0 WESTERN ASSET CLYM INFL OPP COM 95766R104 116 10415 SH DFND 0 0 10415 WESTERN ASSET CLYM INFL SEC COM SH BEN INT 95766Q106 538 46900 SH DFND 0 0 46900 WESTERN ASSET EMRG MKT DEBT COM 95766A101 304 19735 SH DFND 0 0 19735 WESTERN UN CO COM 959802109 1123 58542 SH DFND 1,2 57325 0 1217 WESTROCK CO COM 96145D105 626 16109 SH DFND 1,2 15776 0 333 WILLIAMS COS INC DEL COM 969457100 39 1805 SH DFND 0 0 1805 WILLIAMS COS INC DEL COM 969457100 237 10998 SH DFND 1,2 9798 340 860 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 1391 27519 SH DFND 0 0 27519 WISDOMTREE TR JAPN HEDGE EQT 97717W851 1652 42605 SH DFND 0 0 42605 XILINX INC COM 983919101 212 4587 SH DFND 1,2 3917 130 540