0001104659-16-097321.txt : 20160216
0001104659-16-097321.hdr.sgml : 20160215
20160216160542
ACCESSION NUMBER: 0001104659-16-097321
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160216
DATE AS OF CHANGE: 20160216
EFFECTIVENESS DATE: 20160216
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hilltop Holdings Inc.
CENTRAL INDEX KEY: 0001265131
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 841477939
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15359
FILM NUMBER: 161428002
BUSINESS ADDRESS:
STREET 1: 200 CRESCENT COURT
STREET 2: SUITE 1330
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214.855.2177
MAIL ADDRESS:
STREET 1: 200 CRESCENT COURT
STREET 2: SUITE 1330
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER COMPANY:
FORMER CONFORMED NAME: AFFORDABLE RESIDENTIAL COMMUNITIES INC
DATE OF NAME CHANGE: 20030929
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0001265131
XXXXXXXX
12-31-2015
12-31-2015
false
Hilltop Holdings Inc.
200 Crescent Court
Suite 1330
Dallas
TX
75201
13F HOLDINGS REPORT
028-15359
N
Corey G. Prestidge
Executive Vice President, General Counsel and Secretary
214-855-2177
/s/ Corey G. Prestidge
Dallas
TX
02-16-2016
2
468
344029
false
1
0001569620
028-15365
PlainsCapital Corp
2
0001534401
028-15369
PlainsCapital Bank
INFORMATION TABLE
2
a16-4180_1informationtable.xml
INFORMATION TABLE
3M CO
COM
88579Y101
649
4310
SH
DFND
0
0
4310
3M CO
COM
88579Y101
502
3330
SH
DFND
1,2
2877
109
344
ABBOTT LABS
COM
002824100
207
4600
SH
DFND
0
0
4600
ABBOTT LABS
COM
002824100
60
1355
SH
DFND
1,2
1095
0
260
ABBVIE INC
COM
00287Y109
18
300
SH
DFND
0
0
300
ABBVIE INC
COM
00287Y109
349
5885
SH
DFND
1,2
5710
0
175
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
233
2228
SH
DFND
1,2
2228
0
0
ACE LTD
SHS
H0023R105
374
3205
SH
DFND
1,2
3123
0
82
ADVANCE AUTO PARTS INC
COM
00751Y106
242
1610
SH
DFND
1,2
1610
0
0
AETNA INC NEW
COM
00817Y108
559
5171
SH
DFND
0
0
5171
AETNA INC NEW
COM
00817Y108
271
2509
SH
DFND
1,2
2509
0
0
AGCO CORP
COM
001084102
1604
35342
SH
DFND
1,2
34912
0
430
ALASKA AIR GROUP INC
COM
011659109
305
3787
SH
DFND
1,2
3787
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
534
6575
SH
DFND
0
0
6575
ALLERGAN PLC
SHS
G0177J108
260
833
SH
DFND
1,2
794
0
39
ALLIANCE DATA SYSTEMS CORP
COM
018581108
434
1567
SH
DFND
1,2
1466
50
51
ALLIANCEBERNSTEIN INCOME FUN
COM
01881E101
308
40100
SH
DFND
0
0
40100
ALLISON TRANSMISSION HLDGS I
COM
01973R101
291
11232
SH
DFND
0
0
11232
ALLSTATE CORP
COM
020002101
518
8338
SH
DFND
1,2
8208
0
130
ALPHABET INC
CAP STK CL A
02079K305
810
1042
SH
DFND
1,2
987
0
55
ALPHABET INC
CAP STK CL C
02079K107
322
424
SH
DFND
1,2
405
0
19
ALPINE GLOBAL PREMIER PPTYS
COM SBI
02083A103
259
44835
SH
DFND
0
0
44835
ALPS ETF TR
ALERIAN MLP
00162Q866
1007
83579
SH
DFND
0
0
83579
ALPS ETF TR
ALERIAN MLP
00162Q866
208
17263
SH
DFND
1,2
17263
0
0
ALTRIA GROUP INC
COM
02209S103
1309
22479
SH
DFND
0
0
22479
ALTRIA GROUP INC
COM
02209S103
2016
34644
SH
DFND
1,2
34279
365
0
AMERICAN AIRLS GROUP INC
COM
02376R102
213
5020
SH
DFND
0
0
5020
AMERICAN ELEC PWR INC
COM
025537101
700
12008
SH
DFND
1,2
11928
80
0
AMERICAN FINL GROUP INC OHIO
COM
025932104
440
6102
SH
DFND
1,2
5162
280
660
AMGEN INC
COM
031162100
305
1877
SH
DFND
0
0
1877
AMGEN INC
COM
031162100
213
1317
SH
DFND
1,2
1317
0
0
AMPHENOL CORP NEW
CL A
032095101
5
100
SH
DFND
0
0
100
AMPHENOL CORP NEW
CL A
032095101
323
6197
SH
DFND
1,2
5802
125
270
APPLE INC
COM
037833100
5504
52289
SH
DFND
0
0
52289
APPLE INC
COM
037833100
1574
14947
SH
DFND
1,2
14518
100
329
AT&T INC
COM
00206R102
1822
52952
SH
DFND
0
0
52952
AT&T INC
COM
00206R102
2487
72295
SH
DFND
1,2
69470
535
2290
AUTOMATIC DATA PROCESSING IN
COM
053015103
42
500
SH
DFND
0
0
500
AUTOMATIC DATA PROCESSING IN
COM
053015103
516
6098
SH
DFND
1,2
4988
310
800
BANK AMER CORP
COM
060505104
444
26400
SH
DFND
0
0
26400
BANK AMER CORP
COM
060505104
290
17259
SH
DFND
1,2
17259
0
0
BAXTER INTL INC
COM
071813109
5
120
SH
DFND
0
0
120
BAXTER INTL INC
COM
071813109
478
12543
SH
DFND
1,2
11048
455
1040
BCE INC
COM NEW
05534B760
1236
32003
SH
DFND
1,2
31683
320
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
286
2167
SH
DFND
0
0
2167
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1031
7802
SH
DFND
1,2
7446
100
256
BIOAMBER INC
COM
09072Q106
111
18000
SH
DFND
0
0
18000
BIOGEN INC
COM
09062X103
1232
4020
SH
DFND
0
0
4020
BIOGEN INC
COM
09062X103
28
92
SH
DFND
1,2
92
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
1117
38200
SH
DFND
0
0
38200
BOEING CO
COM
097023105
1638
11328
SH
DFND
0
0
11328
BOEING CO
COM
097023105
64
445
SH
DFND
1,2
445
0
0
BOSTON PROPERTIES INC
COM
101121101
373
2926
SH
DFND
0
0
2926
BOSTON PROPERTIES INC
COM
101121101
7
51
SH
DFND
1,2
51
0
0
BP PLC
SPONSORED ADR
055622104
143
4580
SH
DFND
0
0
4580
BP PLC
SPONSORED ADR
055622104
1152
36869
SH
DFND
1,2
36399
470
0
BRISTOL MYERS SQUIBB CO
COM
110122108
1265
18383
SH
DFND
0
0
18383
BRISTOL MYERS SQUIBB CO
COM
110122108
790
11475
SH
DFND
1,2
10327
428
720
BROADRIDGE FINL SOLUTIONS IN
COM
11133T103
1966
36615
SH
DFND
1,2
36125
0
490
CDW CORP
COM
12514G108
309
7332
SH
DFND
1,2
7332
0
0
CELGENE CORP
COM
151020104
362
3026
SH
DFND
0
0
3026
CELGENE CORP
COM
151020104
201
1676
SH
DFND
1,2
1664
0
12
CENTENE CORP DEL
COM
15135B101
2123
32263
SH
DFND
1,2
31911
0
352
CENTURYLINK INC
COM
156700106
905
35966
SH
DFND
0
0
35966
CHENIERE ENERGY INC
COM NEW
16411R208
255
6850
SH
DFND
0
0
6850
CHEVRON CORP NEW
COM
166764100
139
1547
SH
DFND
0
0
1547
CHEVRON CORP NEW
COM
166764100
1525
16948
SH
DFND
1,2
15840
95
1013
CHICAGO BRIDGE & IRON CO N V
COM
167250109
97
2500
SH
DFND
0
0
2500
CHICAGO BRIDGE & IRON CO N V
COM
167250109
1553
39826
SH
DFND
1,2
39585
0
241
CINEMARK HOLDINGS INC
COM
17243V102
210
6269
SH
DFND
1,2
6269
0
0
CISCO SYS INC
COM
17275R102
130
4800
SH
DFND
0
0
4800
CISCO SYS INC
COM
17275R102
347
12784
SH
DFND
1,2
12614
0
170
CITIGROUP INC
COM NEW
172967424
83
1596
SH
DFND
1,2
1596
0
0
CITIGROUP INC
COM NEW
172967424
990
19123
SH
DFND
3653
0
15470
CLEAN HARBORS INC
COM
184496107
1457
34988
SH
DFND
1,2
34988
0
0
CLOROX CO DEL
COM
189054109
93
733
SH
DFND
0
0
733
CLOROX CO DEL
COM
189054109
201
1584
SH
DFND
1,2
1584
0
0
COACH INC
COM
189754104
11
350
SH
DFND
0
0
350
COACH INC
COM
189754104
350
10702
SH
DFND
1,2
10702
0
0
COCA COLA CO
COM
191216100
641
14911
SH
DFND
0
0
14911
COCA COLA CO
COM
191216100
1026
23879
SH
DFND
1,2
23409
220
250
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
201
3345
SH
DFND
0
0
3345
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
736
12263
SH
DFND
1,2
11978
130
155
CONOCOPHILLIPS
COM
20825C104
190
4080
SH
DFND
0
0
4080
CONOCOPHILLIPS
COM
20825C104
208
4451
SH
DFND
1,2
4326
125
0
CONSOLIDATED WATER CO INC
ORD
G23773107
161
13185
SH
DFND
0
0
13185
CORE LABORATORIES N V
COM
N22717107
260
2389
SH
DFND
1,2
2381
0
8
CUMMINS INC
COM
231021106
115
1302
SH
DFND
0
0
1302
CUMMINS INC
COM
231021106
141
1607
SH
DFND
1,2
1607
0
0
CVS HEALTH CORP
COM
126650100
173
1765
SH
DFND
0
0
1765
CVS HEALTH CORP
COM
126650100
422
4321
SH
DFND
1,2
4321
0
0
CYRUSONE INC
COM
23283R100
679
18125
SH
DFND
0
0
18125
D R HORTON INC
COM
23331A109
1648
51450
SH
DFND
0
0
51450
D R HORTON INC
COM
23331A109
52
1610
SH
DFND
1,2
1610
0
0
DARDEN RESTAURANTS INC
COM
237194105
66
1030
SH
DFND
0
0
1030
DARDEN RESTAURANTS INC
COM
237194105
248
3899
SH
DFND
1,2
3875
24
0
DARLING INGREDIENTS INC
COM
237266101
1333
126697
SH
DFND
1,2
126697
0
0
DBX ETF TR
XTRAK MSCI EAFE
233051200
311
11468
SH
DFND
0
0
11468
DBX ETF TR
XTRAK MSCI EAFE
233051200
9
333
SH
DFND
1,2
333
0
0
DELUXE CORP
COM
248019101
233
4283
SH
DFND
1,2
4283
0
0
DIAGEO P L C
SPON ADR NEW
25243Q205
1340
12285
SH
DFND
0
0
12285
DIAGEO P L C
SPON ADR NEW
25243Q205
14
130
SH
DFND
1,2
130
0
0
DISCOVER FINL SVCS
COM
254709108
404
7538
SH
DFND
0
0
7538
DISCOVER FINL SVCS
COM
254709108
67
1245
SH
DFND
1,2
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0
0
DISNEY WALT CO
COM DISNEY
254687106
506
4816
SH
DFND
0
0
4816
DISNEY WALT CO
COM DISNEY
254687106
145
1376
SH
DFND
1,2
1351
0
25
DOLLAR TREE INC
COM
256746108
488
6322
SH
DFND
1,2
5726
225
371
DOMINION RES INC VA NEW
COM
25746U109
810
11977
SH
DFND
1,2
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135
0
DST SYS INC DEL
COM
233326107
241
2113
SH
DFND
1,2
2113
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
281
4223
SH
DFND
0
0
4223
DU PONT E I DE NEMOURS & CO
COM
263534109
22
321
SH
DFND
1,2
283
0
38
DUKE ENERGY CORP NEW
COM NEW
26441C204
668
9356
SH
DFND
0
0
9356
DUKE ENERGY CORP NEW
COM NEW
26441C204
1527
21388
SH
DFND
1,2
20687
331
370
E M C CORP MASS
COM
268648102
217
8448
SH
DFND
1,2
8173
0
275
EATON VANCE SR INCOME TR
SH BEN INT
27826S103
415
71840
SH
DFND
0
0
71840
EATON VANCE TAX MNGD GBL DV
COM
27829F108
30
3350
SH
DFND
0
0
3350
EATON VANCE TAX MNGD GBL DV
COM
27829F108
84
9450
SH
DFND
1,2
9450
0
0
ECOLAB INC
COM
278865100
318
2782
SH
DFND
1,2
2656
0
126
EMERSON ELEC CO
COM
291011104
52
1082
SH
DFND
0
0
1082
EMERSON ELEC CO
COM
291011104
214
4484
SH
DFND
1,2
3894
130
460
ENDOCYTE INC
COM
29269A102
43
10720
SH
DFND
0
0
10720
ENTERPRISE PRODS PARTNERS L
COM
293792107
330
12898
SH
DFND
0
0
12898
EVOLUTION PETROLEUM CORP
COM
30049A107
370
76900
SH
DFND
0
0
76900
EXPRESS SCRIPTS HLDG CO
COM
30219G108
4
50
SH
DFND
0
0
50
EXPRESS SCRIPTS HLDG CO
COM
30219G108
938
10741
SH
DFND
1,2
10228
100
413
EXXON MOBIL CORP
COM
30231G102
615
7892
SH
DFND
0
0
7892
EXXON MOBIL CORP
COM
30231G102
3076
39468
SH
DFND
1,2
38264
324
880
FACEBOOK INC
CL A
30303M102
1972
18842
SH
DFND
0
0
18842
FACEBOOK INC
CL A
30303M102
117
1117
SH
DFND
1,2
1037
0
80
FAIRCHILD SEMICONDUCTOR INTL
COM
303726103
2514
121400
SH
DFND
0
0
121400
FASTENAL CO
COM
311900104
260
6380
SH
DFND
1,2
5710
250
420
FIBROGEN INC
COM
31572Q808
1099
36075
SH
DFND
0
0
36075
FIRST TR EXCHAN TRADED FD VI
FST TR GLB FD
33739H101
561
27600
SH
DFND
0
0
27600
FIRST TR EXCHANGE TRADED FD
CONSUMR DISCRE
33734X101
935
27412
SH
DFND
0
0
27412
FIRST TR EXCHANGE TRADED FD
CONSUMR STAPLE
33734X119
1039
23369
SH
DFND
0
0
23369
FIRST TR EXCHANGE TRADED FD
DJ INTERNT IDX
33733E302
1170
15688
SH
DFND
0
0
15688
FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD
33738D309
488
10406
SH
DFND
0
0
10406
FIRST TR EXCHANGE TRADED FD
HLTH CARE ALPH
33734X143
1027
16983
SH
DFND
0
0
16983
FIRST TR EXCHANGE TRADED FD
HLTH CARE ALPH
33734X143
23
377
SH
DFND
1,2
377
0
0
FIRST TR EXCHANGE TRADED FD
NY ARCA BIOTECH
33733E203
1226
10846
SH
DFND
0
0
10846
FIRST TR MULTI CP VAL ALPHA
COM SHS
33733C108
1035
25416
SH
DFND
0
0
25416
FLOWSERVE CORP
COM
34354P105
1322
31404
SH
DFND
1,2
31091
0
313
FORD MTR CO DEL
COM PAR $0.01
345370860
817
57958
SH
DFND
0
0
57958
FORD MTR CO DEL
COM PAR $0.01
345370860
53
3770
SH
DFND
1,2
3770
0
0
FRANCO NEVADA CORP
COM
351858105
1788
39090
SH
DFND
0
0
39090
GAMCO GLOBAL GOLD NAT RES &
COM SH BEN INT
36465A109
312
65605
SH
DFND
0
0
65605
GENERAL DYNAMICS CORP
COM
369550108
64
464
SH
DFND
0
0
464
GENERAL DYNAMICS CORP
COM
369550108
460
3351
SH
DFND
1,2
3151
0
200
GENERAL ELECTRIC CO
COM
369604103
972
31207
SH
DFND
0
0
31207
GENERAL ELECTRIC CO
COM
369604103
369
11849
SH
DFND
1,2
11209
0
640
GENERAL MLS INC
COM
370334104
72
1242
SH
DFND
0
0
1242
GENERAL MLS INC
COM
370334104
865
15015
SH
DFND
1,2
14800
215
0
GILEAD SCIENCES INC
COM
375558103
283
2798
SH
DFND
0
0
2798
GILEAD SCIENCES INC
COM
375558103
224
2214
SH
DFND
1,2
2214
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
1782
44160
SH
DFND
0
0
44160
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
1648
40841
SH
DFND
1,2
40341
500
0
GRAHAM CORP
COM
384556106
402
23900
SH
DFND
0
0
23900
HANESBRANDS INC
COM
410345102
4
120
SH
DFND
0
0
120
HANESBRANDS INC
COM
410345102
2309
78464
SH
DFND
1,2
77669
0
795
HARRIS CORP DEL
COM
413875105
9
104
SH
DFND
0
0
104
HARRIS CORP DEL
COM
413875105
203
2334
SH
DFND
1,2
1872
172
290
HCP INC
COM
40414L109
787
20602
SH
DFND
1,2
20177
225
200
HILLTOP HOLDINGS INC
COM
432748101
136
7097
SH
DFND
0
0
7097
HILLTOP HOLDINGS INC
COM
432748101
240
12491
SH
DFND
1,2
12491
0
0
HOME DEPOT INC
COM
437076102
443
3351
SH
DFND
0
0
3351
HOME DEPOT INC
COM
437076102
196
1484
SH
DFND
1,2
1484
0
0
HONEYWELL INTL INC
COM
438516106
383
3700
SH
DFND
0
0
3700
HONEYWELL INTL INC
COM
438516106
280
2697
SH
DFND
1,2
2581
0
116
ICON PLC
SHS
G4705A100
283
3636
SH
DFND
1,2
3636
0
0
IDEX CORP
COM
45167R104
1775
23176
SH
DFND
1,2
22880
0
296
INC RESH HLDGS INC
CL A
45329R109
250
5150
SH
DFND
0
0
5150
INDEXIQ ETF TR
IQ MRGR ARB ETF
45409B800
1473
52469
SH
DFND
0
0
52469
INSTALLED BLDG PRODS INC
COM
45780R101
426
17150
SH
DFND
0
0
17150
INTEL CORP
COM
458140100
651
18902
SH
DFND
0
0
18902
INTEL CORP
COM
458140100
399
11570
SH
DFND
1,2
9670
0
1900
INTERNATIONAL BUSINESS MACHS
COM
459200101
15
112
SH
DFND
0
0
112
INTERNATIONAL BUSINESS MACHS
COM
459200101
360
2622
SH
DFND
1,2
2317
69
236
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
249
2078
SH
DFND
1,2
2053
0
25
INVESCO TR INVT GRADE MUNS
COM
46131M106
145
10880
SH
DFND
0
0
10880
ISHARES
CNTRY MIN VL ETF
464286525
2369
34206
SH
DFND
0
0
34206
ISHARES
MSCI GERMANY ETF
464286806
1371
52350
SH
DFND
0
0
52350
ISHARES
MSCI JAPAN ETF
464286848
3392
279868
SH
DFND
0
0
279868
ISHARES
MSCI JAPAN ETF
464286848
506
41745
SH
DFND
1,2
41745
0
0
ISHARES TR
1-3 YR CR BD ETF
464288646
30
285
SH
DFND
0
0
285
ISHARES TR
1-3 YR CR BD ETF
464288646
9004
86081
SH
DFND
1,2
75492
0
10589
ISHARES TR
1-3 YR TR BD ETF
464287457
2667
31613
SH
DFND
0
0
31613
ISHARES TR
1-3 YR TR BD ETF
464287457
1238
14676
SH
DFND
1,2
14676
0
0
ISHARES TR
20+ YR TR BD ETF
464287432
4230
35081
SH
DFND
0
0
35081
ISHARES TR
20+ YR TR BD ETF
464287432
40
334
SH
DFND
1,2
334
0
0
ISHARES TR
3-7 YR TR BD ETF
464288661
6
48
SH
DFND
0
0
48
ISHARES TR
3-7 YR TR BD ETF
464288661
821
6700
SH
DFND
1,2
6700
0
0
ISHARES TR
7-10 Y TR BD ETF
464287440
6
55
SH
DFND
0
0
55
ISHARES TR
7-10 Y TR BD ETF
464287440
232
2195
SH
DFND
1,2
2195
0
0
ISHARES TR
CMBS ETF
46429B366
913
18020
SH
DFND
0
0
18020
ISHARES TR
CMBS ETF
46429B366
21
406
SH
DFND
1,2
406
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
108
775
SH
DFND
0
0
775
ISHARES TR
CORE S&P MCP ETF
464287507
1548
11111
SH
DFND
1,2
9931
0
1180
ISHARES TR
CORE S&P SCP ETF
464287804
85
775
SH
DFND
0
0
775
ISHARES TR
CORE S&P SCP ETF
464287804
585
5312
SH
DFND
1,2
5312
0
0
ISHARES TR
CORE S&P500 ETF
464287200
781
3812
SH
DFND
0
0
3812
ISHARES TR
CORE S&P500 ETF
464287200
2070
10107
SH
DFND
1,2
9682
0
425
ISHARES TR
CORE US AGGBD ET
464287226
1718
15906
SH
DFND
0
0
15906
ISHARES TR
CORE US AGGBD ET
464287226
121
1120
SH
DFND
1,2
1120
0
0
ISHARES TR
CORE US CR BD
464288620
419
3930
SH
DFND
0
0
3930
ISHARES TR
IBOXX HI YD ETF
464288513
25
310
SH
DFND
0
0
310
ISHARES TR
IBOXX HI YD ETF
464288513
2726
33832
SH
DFND
1,2
29163
0
4669
ISHARES TR
IBOXX INV CP ETF
464287242
1398
12264
SH
DFND
0
0
12264
ISHARES TR
IBOXX INV CP ETF
464287242
1967
17249
SH
DFND
1,2
14949
0
2300
ISHARES TR
INTL SEL DIV ETF
464288448
14
500
SH
DFND
0
0
500
ISHARES TR
INTL SEL DIV ETF
464288448
1778
61976
SH
DFND
1,2
61976
0
0
ISHARES TR
JP MOR EM MK ETF
464288281
5
50
SH
DFND
0
0
50
ISHARES TR
JP MOR EM MK ETF
464288281
2015
19047
SH
DFND
1,2
16531
0
2516
ISHARES TR
MBS ETF
464288588
1443
13394
SH
DFND
0
0
13394
ISHARES TR
MBS ETF
464288588
3228
29974
SH
DFND
1,2
26159
0
3815
ISHARES TR
MICRO-CAP ETF
464288869
1161
16103
SH
DFND
0
0
16103
ISHARES TR
MRG RL ES CP ETF
464288539
1570
164292
SH
DFND
1,2
140436
0
23856
ISHARES TR
MSCI EAFE ETF
464287465
3
50
SH
DFND
0
0
50
ISHARES TR
MSCI EAFE ETF
464287465
3556
60555
SH
DFND
1,2
59785
0
770
ISHARES TR
MSCI EMG MKT ETF
464287234
115
3581
SH
DFND
0
0
3581
ISHARES TR
MSCI EMG MKT ETF
464287234
597
18578
SH
DFND
1,2
17728
0
850
ISHARES TR
MSCI KLD400 SOC
464288570
480
6336
SH
DFND
1,2
6336
0
0
ISHARES TR
MSCI USAMOMFCT
46432F396
2062
28129
SH
DFND
0
0
28129
ISHARES TR
NAT AMT FREE BD
464288414
519
4686
SH
DFND
0
0
4686
ISHARES TR
RUS 1000 ETF
464287622
765
6750
SH
DFND
1,2
6750
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
15
150
SH
DFND
0
0
150
ISHARES TR
RUS 1000 GRW ETF
464287614
1371
13775
SH
DFND
1,2
13775
0
0
ISHARES TR
RUS 2000 GRW ETF
464287648
261
1877
SH
DFND
1,2
1877
0
0
ISHARES TR
RUS MID-CAP ETF
464287499
674
4205
SH
DFND
1,2
4205
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
4
36
SH
DFND
0
0
36
ISHARES TR
RUSSELL 2000 ETF
464287655
4725
41954
SH
DFND
1,2
41459
0
495
ISHARES TR
S&P MC 400GR ETF
464287606
283
1759
SH
DFND
1,2
1759
0
0
ISHARES TR
SELECT DIVID ETF
464287168
94
1250
SH
DFND
0
0
1250
ISHARES TR
SELECT DIVID ETF
464287168
3260
43379
SH
DFND
1,2
38118
0
5261
ISHARES TR
SHT NTLAMTFR ETF
464288158
671
6331
SH
DFND
0
0
6331
ISHARES TR
U.S. ENERGY ETF
464287796
792
23392
SH
DFND
0
0
23392
ISHARES TR
U.S. PFD STK ETF
464288687
1257
32355
SH
DFND
0
0
32355
ISHARES TR
U.S. PFD STK ETF
464288687
3806
97974
SH
DFND
1,2
87419
0
10555
ISHARES TR
U.S. PHARMA ETF
464288836
864
5343
SH
DFND
0
0
5343
JMP GROUP LLC
COM
46629U107
262
47900
SH
DFND
0
0
47900
JOHNSON & JOHNSON
COM
478160104
830
8076
SH
DFND
0
0
8076
JOHNSON & JOHNSON
COM
478160104
2050
19958
SH
DFND
1,2
18575
433
950
JPMORGAN CHASE & CO
COM
46625H100
416
6300
SH
DFND
0
0
6300
JPMORGAN CHASE & CO
COM
46625H100
209
3159
SH
DFND
1,2
2971
0
188
KAYNE ANDERSON MLP INVT CO
COM
486606106
4204
243310
SH
DFND
1,2
231146
0
12164
KIMBERLY CLARK CORP
COM
494368103
67
524
SH
DFND
0
0
524
KIMBERLY CLARK CORP
COM
494368103
1578
12398
SH
DFND
1,2
12298
100
0
KINDER MORGAN INC DEL
COM
49456B101
201
13440
SH
DFND
0
0
13440
KINDER MORGAN INC DEL
COM
49456B101
1
74
SH
DFND
1,2
74
0
0
KNOWLES CORP
COM
49926D109
535
40130
SH
DFND
1,2
40130
0
0
KRAFT HEINZ CO
COM
500754106
2064
28364
SH
DFND
1,2
27897
467
0
KROGER CO
COM
501044101
43
1035
SH
DFND
0
0
1035
KROGER CO
COM
501044101
340
8114
SH
DFND
1,2
8114
0
0
LATTICE SEMICONDUCTOR CORP
COM
518415104
1946
300700
SH
DFND
0
0
300700
LINCOLN ELEC HLDGS INC
COM
533900106
220
4245
SH
DFND
1,2
3945
125
175
LINCOLN NATL CORP IND
COM
534187109
307
6108
SH
DFND
1,2
6108
0
0
LINKEDIN CORP
COM CL A
53578A108
297
1320
SH
DFND
0
0
1320
LKQ CORP
COM
501889208
344
11627
SH
DFND
1,2
11337
0
290
LMP CORPORATE LN FD INC
COM
50208B100
350
35460
SH
DFND
0
0
35460
LOCKHEED MARTIN CORP
COM
539830109
249
1147
SH
DFND
0
0
1147
LOCKHEED MARTIN CORP
COM
539830109
531
2443
SH
DFND
1,2
2031
104
308
LOWES COS INC
COM
548661107
149
1963
SH
DFND
0
0
1963
LOWES COS INC
COM
548661107
316
4165
SH
DFND
1,2
3565
0
600
M & T BK CORP
COM
55261F104
436
3602
SH
DFND
1,2
3532
0
70
MARRIOTT INTL INC NEW
CL A
571903202
501
7476
SH
DFND
0
0
7476
MASTERCARD INC
CL A
57636Q104
447
4592
SH
DFND
1,2
4103
100
389
MAXIMUS INC
COM
577933104
210
3724
SH
DFND
1,2
3599
125
0
MCCORMICK & CO INC
COM NON VTG
579780206
56
660
SH
DFND
0
0
660
MCCORMICK & CO INC
COM NON VTG
579780206
285
3329
SH
DFND
1,2
3141
0
188
MCDONALDS CORP
COM
580135101
434
3671
SH
DFND
0
0
3671
MCDONALDS CORP
COM
580135101
2505
21203
SH
DFND
1,2
20168
335
700
MEAD JOHNSON NUTRITION CO
COM
582839106
259
3282
SH
DFND
1,2
3282
0
0
MEDTRONIC PLC
SHS
G5960L103
331
4298
SH
DFND
0
0
4298
MEDTRONIC PLC
SHS
G5960L103
88
1145
SH
DFND
1,2
1145
0
0
MERCK & CO INC NEW
COM
58933Y105
442
8365
SH
DFND
0
0
8365
MERCK & CO INC NEW
COM
58933Y105
1565
29648
SH
DFND
1,2
29280
305
63
MICROCHIP TECHNOLOGY INC
COM
595017104
288
6190
SH
DFND
1,2
5430
240
520
MICRON TECHNOLOGY INC
COM
595112103
260
18395
SH
DFND
0
0
18395
MICROSEMI CORP
COM
595137100
314
9650
SH
DFND
0
0
9650
MICROSOFT CORP
COM
594918104
835
15059
SH
DFND
0
0
15059
MICROSOFT CORP
COM
594918104
798
14392
SH
DFND
1,2
13872
0
520
MITSUBISHI UFJ FINL GROUP IN
SPONSORED ADR
606822104
3130
503200
SH
DFND
0
0
503200
MITSUBISHI UFJ FINL GROUP IN
SPONSORED ADR
606822104
76
12160
SH
DFND
1,2
12160
0
0
MONDELEZ INTL INC
CL A
609207105
264
5898
SH
DFND
0
0
5898
MONDELEZ INTL INC
CL A
609207105
27
599
SH
DFND
1,2
549
0
50
MURPHY USA INC
COM
626755102
8
125
SH
DFND
0
0
125
MURPHY USA INC
COM
626755102
964
15872
SH
DFND
1,2
15682
0
190
NATIONAL GRID PLC
SPON ADR NEW
636274300
94
1350
SH
DFND
0
0
1350
NATIONAL GRID PLC
SPON ADR NEW
636274300
1886
27120
SH
DFND
1,2
26815
305
0
NATIONAL OILWELL VARCO INC
COM
637071101
17
500
SH
DFND
0
0
500
NATIONAL OILWELL VARCO INC
COM
637071101
279
8335
SH
DFND
1,2
8335
0
0
NEW MEDIA INVT GROUP INC
COM
64704V106
475
24396
SH
DFND
0
0
24396
NEW SR INVT GROUP INC
COM
648691103
139
14125
SH
DFND
0
0
14125
NEWCASTLE INVT CORP NEW
COM PAR $0.01
65105M603
58
14242
SH
DFND
0
0
14242
NEWFIELD EXPL CO
COM
651290108
1706
52397
SH
DFND
1,2
51547
0
850
NEXTERA ENERGY INC
COM
65339F101
381
3670
SH
DFND
0
0
3670
NEXTERA ENERGY INC
COM
65339F101
308
2961
SH
DFND
1,2
2842
0
119
NOMURA HLDGS INC
SPONSORED ADR
65535H208
139
25000
SH
DFND
0
0
25000
NORFOLK SOUTHERN CORP
COM
655844108
152
1802
SH
DFND
0
0
1802
NORFOLK SOUTHERN CORP
COM
655844108
53
617
SH
DFND
1,2
617
0
0
NORTHROP GRUMMAN CORP
COM
666807102
34
180
SH
DFND
0
0
180
NORTHROP GRUMMAN CORP
COM
666807102
386
2043
SH
DFND
1,2
2043
0
0
NOVO-NORDISK A S
ADR
670100205
607
10450
SH
DFND
1,2
9895
200
355
NXP SEMICONDUCTORS N V
COM
N6596X109
337
3996
SH
DFND
0
0
3996
NXP SEMICONDUCTORS N V
COM
N6596X109
270
3202
SH
DFND
1,2
3202
0
0
OGE ENERGY CORP
COM
670837103
128
4885
SH
DFND
0
0
4885
OGE ENERGY CORP
COM
670837103
1308
49728
SH
DFND
1,2
49275
0
453
OLD REP INTL CORP
COM
680223104
639
34308
SH
DFND
1,2
31198
160
2950
OMEGA HEALTHCARE INVS INC
COM
681936100
487
13937
SH
DFND
1,2
13672
265
0
ON SEMICONDUCTOR CORP
COM
682189105
181
18460
SH
DFND
1,2
18460
0
0
PALO ALTO NETWORKS INC
COM
697435105
694
3941
SH
DFND
0
0
3941
PAN AMERICAN SILVER CORP
COM
697900108
1619
249100
SH
DFND
0
0
249100
PENTAIR PLC
SHS
G7S00T104
969
19559
SH
DFND
1,2
19327
0
232
PEOPLES UNITED FINANCIAL INC
COM
712704105
16
1012
SH
DFND
0
0
1012
PEOPLES UNITED FINANCIAL INC
COM
712704105
839
51987
SH
DFND
1,2
44547
2280
5160
PEPSICO INC
COM
713448108
249
2495
SH
DFND
0
0
2495
PEPSICO INC
COM
713448108
956
9563
SH
DFND
1,2
9330
55
178
PERRIGO CO PLC
SHS
G97822103
419
2899
SH
DFND
1,2
2827
0
72
PFIZER INC
COM
717081103
1588
49192
SH
DFND
0
0
49192
PFIZER INC
COM
717081103
265
8233
SH
DFND
1,2
8233
0
0
PHILIP MORRIS INTL INC
COM
718172109
601
6838
SH
DFND
0
0
6838
PHILIP MORRIS INTL INC
COM
718172109
2962
33698
SH
DFND
1,2
32457
321
920
PHILLIPS 66
COM
718546104
162
1979
SH
DFND
0
0
1979
PHILLIPS 66
COM
718546104
315
3859
SH
DFND
1,2
3516
100
243
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
1469
16036
SH
DFND
0
0
16036
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
210
2285
SH
DFND
1,2
1795
0
490
PIMCO ETF TR
INTER MUN BD ACT
72201R866
301
5578
SH
DFND
0
0
5578
POLARIS INDS INC
COM
731068102
23
264
SH
DFND
0
0
264
POLARIS INDS INC
COM
731068102
763
8876
SH
DFND
1,2
8756
0
120
POWERSHARES DB CMDTY IDX TRA
UNIT BEN INT
73935S105
377
28187
SH
DFND
0
0
28187
POWERSHARES ETF TR II
FND INV GR CP
73937B761
1826
72972
SH
DFND
0
0
72972
POWERSHARES ETF TR II
S&P SMCP C DIS
73937B506
762
16587
SH
DFND
0
0
16587
POWERSHARES ETF TR II
S&P SMCP HC PO
73937B886
1189
16543
SH
DFND
0
0
16543
POWERSHARES ETF TR II
S&P SMCP IT PO
73937B860
976
18648
SH
DFND
0
0
18648
POWERSHARES ETF TRUST
DYN RETAIL PTF
73935X617
732
19662
SH
DFND
0
0
19662
POWERSHARES ETF TRUST
FTSE RAFI 1000
73935X583
459
5281
SH
DFND
0
0
5281
POWERSHARES ETF TRUST
WATER RESOURCE
73935X575
752
34700
SH
DFND
1,2
34700
0
0
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
5899
263435
SH
DFND
1,2
228403
0
35032
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
2499
22343
SH
DFND
0
0
22343
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
84
754
SH
DFND
1,2
754
0
0
PPG INDS INC
COM
693506107
280
2837
SH
DFND
1,2
2837
0
0
PPL CORP
COM
69351T106
994
29144
SH
DFND
1,2
28864
280
0
PRICELINE GRP INC
COM NEW
741503403
799
627
SH
DFND
1,2
607
0
20
PROCTER & GAMBLE CO
COM
742718109
734
9245
SH
DFND
0
0
9245
PROCTER & GAMBLE CO
COM
742718109
1702
21434
SH
DFND
1,2
20849
200
385
PRUDENTIAL FINL INC
COM
744320102
386
4742
SH
DFND
1,2
4103
219
420
PRUDENTIAL PLC
ADR
74435K204
219
4853
SH
DFND
1,2
4853
0
0
QUALCOMM INC
COM
747525103
35
710
SH
DFND
0
0
710
QUALCOMM INC
COM
747525103
1001
20027
SH
DFND
1,2
18512
465
1050
QUEST DIAGNOSTICS INC
COM
74834L100
214
3011
SH
DFND
1,2
3011
0
0
RAYTHEON CO
COM NEW
755111507
26
210
SH
DFND
0
0
210
RAYTHEON CO
COM NEW
755111507
285
2287
SH
DFND
1,2
1956
86
245
REALTY INCOME CORP
COM
756109104
624
12090
SH
DFND
1,2
11980
110
0
REGIONS FINL CORP NEW
COM
7591EP100
169
17652
SH
DFND
1,2
17652
0
0
REPUBLIC SVCS INC
COM
760759100
230
5217
SH
DFND
1,2
4667
10
540
REYNOLDS AMERICAN INC
COM
761713106
172
3725
SH
DFND
0
0
3725
REYNOLDS AMERICAN INC
COM
761713106
2962
64188
SH
DFND
1,2
61802
1130
1256
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
162
3520
SH
DFND
0
0
3520
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
837
18185
SH
DFND
1,2
17995
190
0
RYDEX ETF TRUST
GUG RUSS TOP 50
78355W205
590
4078
SH
DFND
0
0
4078
RYDEX ETF TRUST
GUG RUSS1000 EQL
78355W593
2032
42315
SH
DFND
0
0
42315
RYDEX ETF TRUST
GUG S&P500 EQ WT
78355W106
576
7518
SH
DFND
0
0
7518
RYDEX ETF TRUST
GUG S&P500 EQ WT
78355W106
43
560
SH
DFND
1,2
560
0
0
RYMAN HOSPITALITY PPTYS INC
COM
78377T107
231
4462
SH
DFND
1,2
4462
0
0
SANDISK CORP
COM
80004C101
594
7815
SH
DFND
0
0
7815
SANDISK CORP
COM
80004C101
29
388
SH
DFND
1,2
388
0
0
SANOFI
SPONSORED ADR
80105N105
7
155
SH
DFND
0
0
155
SANOFI
SPONSORED ADR
80105N105
384
9005
SH
DFND
1,2
8855
150
0
SCHLUMBERGER LTD
COM
806857108
145
2075
SH
DFND
0
0
2075
SCHLUMBERGER LTD
COM
806857108
583
8355
SH
DFND
1,2
8310
0
45
SCOTTS MIRACLE GRO CO
CL A
810186106
841
13043
SH
DFND
1,2
11045
488
1510
SEALED AIR CORP NEW
COM
81211K100
548
12284
SH
DFND
0
0
12284
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
3
50
SH
DFND
1,2
50
0
0
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
1992
33025
SH
DFND
33000
0
25
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
756
17475
SH
DFND
0
0
17475
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
1144
26447
SH
DFND
1,2
23375
0
3072
SINA CORP
ORD
G81477104
203
4100
SH
DFND
0
0
4100
SOUTHERN CO
COM
842587107
74
1582
SH
DFND
0
0
1582
SOUTHERN CO
COM
842587107
1422
30404
SH
DFND
1,2
29439
545
420
SOUTHWEST AIRLS CO
COM
844741108
156
3617
SH
DFND
0
0
3617
SOUTHWEST AIRLS CO
COM
844741108
364
8453
SH
DFND
1,2
8453
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
57
563
SH
DFND
0
0
563
SPDR GOLD TRUST
GOLD SHS
78463V107
394
3876
SH
DFND
1,2
3801
0
75
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1426
6994
SH
DFND
1,2
6994
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
3899
19123
SH
DFND
10500
0
8623
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
4382
59574
SH
DFND
1,2
52447
0
7127
STARBUCKS CORP
COM
855244109
109
1815
SH
DFND
0
0
1815
STARBUCKS CORP
COM
855244109
536
8939
SH
DFND
1,2
8299
175
465
STERICYCLE INC
COM
858912108
234
1938
SH
DFND
1,2
1866
0
72
SUMITOMO MITSUI FINL GROUP I
SPONSORED ADR
86562M209
125
16485
SH
DFND
1,2
16485
0
0
SUNTRUST BKS INC
COM
867914103
21
500
SH
DFND
0
0
500
SUNTRUST BKS INC
COM
867914103
309
7232
SH
DFND
1,2
7182
0
50
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
184
8103
SH
DFND
0
0
8103
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
106
4675
SH
DFND
1,2
4675
0
0
TARGET CORP
COM
87612E106
11
147
SH
DFND
0
0
147
TARGET CORP
COM
87612E106
466
6418
SH
DFND
1,2
5798
120
500
TAUBMAN CTRS INC
COM
876664103
447
5832
SH
DFND
1,2
4777
275
780
TEXAS INSTRS INC
COM
882508104
55
1000
SH
DFND
0
0
1000
TEXAS INSTRS INC
COM
882508104
305
5564
SH
DFND
1,2
4874
290
400
THE ADT CORPORATION
COM
00101J106
53
1615
SH
DFND
0
0
1615
THE ADT CORPORATION
COM
00101J106
1690
51258
SH
DFND
1,2
51043
0
215
THERMO FISHER SCIENTIFIC INC
COM
883556102
7
50
SH
DFND
0
0
50
THERMO FISHER SCIENTIFIC INC
COM
883556102
468
3298
SH
DFND
1,2
3042
100
156
THOMSON REUTERS CORP
COM
884903105
483
12766
SH
DFND
1,2
10771
555
1440
THOR INDS INC
COM
885160101
1321
23521
SH
DFND
1,2
23216
0
305
TIDEWATER INC
COM
886423102
251
36038
SH
DFND
1,2
36038
0
0
TIMKEN CO
COM
887389104
1060
37104
SH
DFND
1,2
36854
0
250
TJX COS INC NEW
COM
872540109
404
5703
SH
DFND
1,2
5213
155
335
TORCHMARK CORP
COM
891027104
285
4991
SH
DFND
0
0
4991
TOTAL S A
SPONSORED ADR
89151E109
90
2000
SH
DFND
0
0
2000
TOTAL S A
SPONSORED ADR
89151E109
138
3078
SH
DFND
1,2
2818
260
0
TRC COS INC
COM
872625108
222
23966
SH
DFND
0
0
23966
TRINITY INDS INC
COM
896522109
12
500
SH
DFND
0
0
500
TRINITY INDS INC
COM
896522109
1201
50003
SH
DFND
1,2
49553
0
450
TWITTER INC
COM
90184L102
1819
78630
SH
DFND
0
0
78630
TWITTER INC
COM
90184L102
2
95
SH
DFND
1,2
95
0
0
TWO HBRS INVT CORP
COM
90187B101
204
25195
SH
DFND
0
0
25195
ULTA SALON COSMETCS & FRAG I
COM
90384S303
424
2293
SH
DFND
0
0
2293
UNILEVER PLC
SPON ADR NEW
904767704
1089
25264
SH
DFND
1,2
24949
315
0
UNION PAC CORP
COM
907818108
142
1813
SH
DFND
0
0
1813
UNION PAC CORP
COM
907818108
345
4417
SH
DFND
1,2
4292
125
0
UNITED CONTL HLDGS INC
COM
910047109
266
4640
SH
DFND
0
0
4640
UNITED PARCEL SERVICE INC
CL B
911312106
216
2241
SH
DFND
0
0
2241
UNITED PARCEL SERVICE INC
CL B
911312106
10
109
SH
DFND
1,2
109
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
145
1505
SH
DFND
0
0
1505
UNITED TECHNOLOGIES CORP
COM
913017109
684
7117
SH
DFND
1,2
6468
184
465
UNITEDHEALTH GROUP INC
COM
91324P102
179
1525
SH
DFND
0
0
1525
UNITEDHEALTH GROUP INC
COM
91324P102
84
712
SH
DFND
1,2
712
0
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
70
883
SH
DFND
0
0
883
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
611
7673
SH
DFND
1,2
7673
0
0
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
2519
31192
SH
DFND
0
0
31192
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
26
325
SH
DFND
1,2
175
0
150
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
2501
29843
SH
DFND
0
0
29843
VANGUARD INDEX FDS
MID CAP ETF
922908629
405
3370
SH
DFND
0
0
3370
VANGUARD INDEX FDS
REIT ETF
922908553
498
6252
SH
DFND
0
0
6252
VANGUARD INDEX FDS
REIT ETF
922908553
434
5440
SH
DFND
1,2
4715
0
725
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
580
5562
SH
DFND
0
0
5562
VANGUARD INDEX FDS
VALUE ETF
922908744
1650
20246
SH
DFND
0
0
20246
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
1535
35364
SH
DFND
0
0
35364
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
680
20787
SH
DFND
0
0
20787
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
288
8810
SH
DFND
1,2
8810
0
0
VANGUARD SCOTTSDALE FDS
LG-TERM COR BD
92206C813
1323
15722
SH
DFND
0
0
15722
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
493
6340
SH
DFND
0
0
6340
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
2008
15110
SH
DFND
0
0
15110
VENTAS INC
COM
92276F100
716
12681
SH
DFND
1,2
12551
130
0
VERISK ANALYTICS INC
COM
92345Y106
312
4052
SH
DFND
1,2
3847
0
205
VERIZON COMMUNICATIONS INC
COM
92343V104
711
15377
SH
DFND
0
0
15377
VERIZON COMMUNICATIONS INC
COM
92343V104
1734
37516
SH
DFND
1,2
37105
375
36
VISA INC
COM CL A
92826C839
297
3830
SH
DFND
0
0
3830
VISA INC
COM CL A
92826C839
780
10054
SH
DFND
1,2
9764
0
290
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
45
1400
SH
DFND
0
0
1400
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
719
22296
SH
DFND
1,2
21971
250
75
VOYA FINL INC
COM
929089100
378
10228
SH
DFND
0
0
10228
VOYA FINL INC
COM
929089100
6
150
SH
DFND
1,2
150
0
0
VOYA GLBL EQTY DIV & PREM OP
COM
92912T100
499
71295
SH
DFND
0
0
71295
WAL-MART STORES INC
COM
931142103
371
6052
SH
DFND
0
0
6052
WAL-MART STORES INC
COM
931142103
90
1474
SH
DFND
1,2
1394
0
80
WELLS FARGO & CO NEW
COM
949746101
979
18011
SH
DFND
0
0
18011
WELLS FARGO & CO NEW
COM
949746101
932
17153
SH
DFND
1,2
16578
0
575
WELLTOWER INC
COM
95040Q104
787
11579
SH
DFND
1,2
11454
125
0
WESTERN ASSET CLYM INFL OPP
COM
95766R104
107
10415
SH
DFND
0
0
10415
WESTERN ASSET CLYM INFL SEC
COM SH BEN INT
95766Q106
496
46900
SH
DFND
0
0
46900
WESTERN ASSET EMRG MKT DEBT
COM
95766A101
271
19735
SH
DFND
0
0
19735
WESTERN UN CO
COM
959802109
1861
104006
SH
DFND
1,2
102701
0
1305
WESTROCK CO
COM
96145D105
853
18705
SH
DFND
1,2
18412
0
293
WILLIAMS COS INC DEL
COM
969457100
54
2105
SH
DFND
0
0
2105
WILLIAMS COS INC DEL
COM
969457100
254
9907
SH
DFND
1,2
8707
340
860
WISDOMTREE TR
EUROPE HEDGED EQ
97717X701
1481
27519
SH
DFND
0
0
27519
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
2134
42605
SH
DFND
0
0
42605