0001104659-15-079279.txt : 20151116
0001104659-15-079279.hdr.sgml : 20151116
20151116160627
ACCESSION NUMBER: 0001104659-15-079279
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150930
FILED AS OF DATE: 20151116
DATE AS OF CHANGE: 20151116
EFFECTIVENESS DATE: 20151116
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hilltop Holdings Inc.
CENTRAL INDEX KEY: 0001265131
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 841477939
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15359
FILM NUMBER: 151234374
BUSINESS ADDRESS:
STREET 1: 200 CRESCENT COURT
STREET 2: SUITE 1330
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214.855.2177
MAIL ADDRESS:
STREET 1: 200 CRESCENT COURT
STREET 2: SUITE 1330
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER COMPANY:
FORMER CONFORMED NAME: AFFORDABLE RESIDENTIAL COMMUNITIES INC
DATE OF NAME CHANGE: 20030929
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0001265131
XXXXXXXX
09-30-2015
09-30-2015
false
Hilltop Holdings Inc.
200 Crescent Court
Suite 1330
Dallas
TX
75201
13F HOLDINGS REPORT
028-15359
N
Corey G. Prestidge
Executive Vice President, General Counsel and Secretary
214-855-2177
/s/ Corey G. Prestidge
Dallas
TX
11-16-2015
2
476
341990
false
1
0001569620
028-15365
PlainsCapital Corp
2
0001534401
028-15369
PlainsCapital Bank
INFORMATION TABLE
2
a15-23014_1informationtable.xml
INFORMATION TABLE
3M CO
COM
88579Y101
611
4310
SH
DFND
0
0
4310
3M CO
COM
88579Y101
415
2924
SH
DFND
1,2
2596
54
274
ABBOTT LABS
COM
002824100
185
4600
SH
DFND
0
0
4600
ABBOTT LABS
COM
002824100
64
1590
SH
DFND
1,2
1330
0
260
ABBVIE INC
COM
00287Y109
16
300
SH
DFND
0
0
300
ABBVIE INC
COM
00287Y109
301
5529
SH
DFND
1,2
5354
0
175
ACE LTD
SHS
H0023R105
332
3207
SH
DFND
1,2
3151
0
56
ADVANCE AUTO PARTS INC
COM
00751Y106
265
1398
SH
DFND
1,2
1338
0
60
AETNA INC NEW
COM
00817Y108
566
5171
SH
DFND
0
0
5171
AETNA INC NEW
COM
00817Y108
278
2543
SH
DFND
1,2
2543
0
0
AGCO CORP
COM
001084102
1757
37675
SH
DFND
1,2
37230
0
445
ALASKA AIR GROUP INC
COM
011659109
301
3793
SH
DFND
1,2
3793
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
388
6575
SH
DFND
0
0
6575
ALLERGAN PLC
SHS
G0177J108
222
815
SH
DFND
1,2
776
0
39
ALLIANCE DATA SYSTEMS CORP
COM
018581108
378
1462
SH
DFND
1,2
1383
50
29
ALLIANCEBERNSTEIN INCOME FUN
COM
01881E101
315
40100
SH
DFND
0
0
40100
ALLISON TRANSMISSION HLDGS I
COM
01973R101
300
11232
SH
DFND
0
0
11232
ALLSTATE CORP
COM
020002101
516
8858
SH
DFND
1,2
8728
0
130
ALPINE GLOBAL PREMIER PPTYS
COM SBI
02083A103
250
44835
SH
DFND
0
0
44835
ALPS ETF TR
ALERIAN MLP
00162Q866
1043
83579
SH
DFND
0
0
83579
ALPS ETF TR
ALERIAN MLP
00162Q866
13
1031
SH
DFND
1,2
1031
0
0
ALTRIA GROUP INC
COM
02209S103
1223
22479
SH
DFND
0
0
22479
ALTRIA GROUP INC
COM
02209S103
1892
34779
SH
DFND
1,2
34414
365
0
AMERICAN ELEC PWR INC
COM
025537101
658
11577
SH
DFND
1,2
11497
80
0
AMERICAN FINL GROUP INC OHIO
COM
025932104
421
6121
SH
DFND
1,2
5181
280
660
AMERISOURCEBERGEN CORP
COM
03073E105
203
2137
SH
DFND
1,2
1915
0
222
AMGEN INC
COM
031162100
260
1877
SH
DFND
0
0
1877
AMGEN INC
COM
031162100
184
1329
SH
DFND
1,2
1329
0
0
AMPHENOL CORP NEW
CL A
032095101
5
100
SH
DFND
0
0
100
AMPHENOL CORP NEW
CL A
032095101
281
5521
SH
DFND
1,2
5256
125
140
APPLE INC
COM
037833100
5864
53162
SH
DFND
0
0
53162
APPLE INC
COM
037833100
1630
14781
SH
DFND
1,2
14352
100
329
ASBURY AUTOMOTIVE GROUP INC
COM
043436104
238
2930
SH
DFND
1,2
2930
0
0
AT&T INC
COM
00206R102
1741
53452
SH
DFND
0
0
53452
AT&T INC
COM
00206R102
2301
70632
SH
DFND
1,2
67675
535
2422
AUTOMATIC DATA PROCESSING IN
COM
053015103
40
500
SH
DFND
0
0
500
AUTOMATIC DATA PROCESSING IN
COM
053015103
448
5579
SH
DFND
1,2
4469
310
800
BANK AMER CORP
COM
060505104
411
26400
SH
DFND
0
0
26400
BANK AMER CORP
COM
060505104
269
17259
SH
DFND
1,2
17259
0
0
BAXTER INTL INC
COM
071813109
4
120
SH
DFND
0
0
120
BAXTER INTL INC
COM
071813109
357
10880
SH
DFND
1,2
9385
455
1040
BCE INC
COM NEW
05534B760
1273
31084
SH
DFND
1,2
30764
320
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
289
2217
SH
DFND
0
0
2217
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1019
7812
SH
DFND
1,2
7586
0
226
BIOAMBER INC
COM
09072Q106
96
18000
SH
DFND
0
0
18000
BIOGEN INC
COM
09062X103
1173
4020
SH
DFND
0
0
4020
BIOGEN INC
COM
09062X103
5
18
SH
DFND
1,2
18
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
1210
38200
SH
DFND
0
0
38200
BOEING CO
COM
097023105
1483
11328
SH
DFND
0
0
11328
BOEING CO
COM
097023105
58
445
SH
DFND
1,2
445
0
0
BOSTON PROPERTIES INC
COM
101121101
346
2926
SH
DFND
0
0
2926
BP PLC
SPONSORED ADR
055622104
140
4580
SH
DFND
0
0
4580
BP PLC
SPONSORED ADR
055622104
1109
36287
SH
DFND
1,2
35817
470
0
BRISTOL MYERS SQUIBB CO
COM
110122108
1088
18383
SH
DFND
0
0
18383
BRISTOL MYERS SQUIBB CO
COM
110122108
623
10520
SH
DFND
1,2
9372
428
720
BROADRIDGE FINL SOLUTIONS IN
COM
11133T103
2180
39381
SH
DFND
1,2
38891
0
490
CDW CORP
COM
12514G108
302
7386
SH
DFND
1,2
7386
0
0
CELGENE CORP
COM
151020104
327
3026
SH
DFND
0
0
3026
CELGENE CORP
COM
151020104
137
1262
SH
DFND
1,2
1150
0
112
CENTENE CORP DEL
COM
15135B101
1821
33579
SH
DFND
1,2
33227
0
352
CENTURYLINK INC
COM
156700106
903
35966
SH
DFND
0
0
35966
CHENIERE ENERGY INC
COM NEW
16411R208
331
6850
SH
DFND
0
0
6850
CHEVRON CORP NEW
COM
166764100
122
1547
SH
DFND
0
0
1547
CHEVRON CORP NEW
COM
166764100
1392
17644
SH
DFND
1,2
16484
95
1065
CHICAGO BRIDGE & IRON CO N V
COM
167250109
99
2500
SH
DFND
0
0
2500
CHICAGO BRIDGE & IRON CO N V
COM
167250109
1643
41450
SH
DFND
1,2
40989
0
461
CINEMARK HOLDING INC
COM
17243V102
207
6378
SH
DFND
1,2
6378
0
0
CISCO SYS INC
COM
17275R102
126
4800
SH
DFND
0
0
4800
CISCO SYS INC
COM
17275R102
333
12689
SH
DFND
1,2
12519
0
170
CITIGROUP INC
COM NEW
172967424
971
19573
SH
DFND
3653
0
15920
CITIGROUP INC
COM NEW
172967424
95
1923
SH
DFND
1,2
1923
0
0
CLEAN HARBORS INC
COM
184496107
1682
38249
SH
DFND
1,2
37729
0
520
CLOROX CO DEL
COM
189054109
85
733
SH
DFND
0
0
733
CLOROX CO DEL
COM
189054109
186
1609
SH
DFND
1,2
1609
0
0
COACH INC
COM
189754104
10
350
SH
DFND
0
0
350
COACH INC
COM
189754104
382
13212
SH
DFND
1,2
13027
0
185
COCA COLA CO
COM
191216100
598
14911
SH
DFND
0
0
14911
COCA COLA CO
COM
191216100
971
24212
SH
DFND
1,2
23742
220
250
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
344
5495
SH
DFND
0
0
5495
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
816
13029
SH
DFND
1,2
12524
130
375
CONOCOPHILLIPS
COM
20825C104
244
5080
SH
DFND
0
0
5080
CONOCOPHILLIPS
COM
20825C104
216
4498
SH
DFND
1,2
4247
125
126
CONSOLIDATED WATER CO INC
ORD
G23773107
153
13185
SH
DFND
0
0
13185
CORE LABORATORIES N V
COM
N22717107
272
2724
SH
DFND
1,2
2671
0
53
CUMMINS INC
COM
231021106
141
1302
SH
DFND
0
0
1302
CUMMINS INC
COM
231021106
226
2085
SH
DFND
1,2
2039
0
46
CVS HEALTH CORP
COM
126650100
170
1765
SH
DFND
0
0
1765
CVS HEALTH CORP
COM
126650100
406
4216
SH
DFND
1,2
4216
0
0
CYRUSONE INC
COM
23283R100
592
18125
SH
DFND
0
0
18125
D R HORTON INC
COM
23331A109
1511
51450
SH
DFND
0
0
51450
DARDEN RESTAURANTS INC
COM
237194105
71
1030
SH
DFND
0
0
1030
DARDEN RESTAURANTS INC
COM
237194105
316
4605
SH
DFND
1,2
4581
24
0
DARLING INGREDIENTS INC
COM
237266101
1416
126017
SH
DFND
1,2
124807
0
1210
DAVITA HEALTHCARE PARTNERS I
COM
23918K108
205
2837
SH
DFND
1,2
2837
0
0
DBX ETF TR
XTRAK MSCI EAFE
233051200
278
10678
SH
DFND
0
0
10678
DELUXE CORP
COM
248019101
239
4277
SH
DFND
1,2
4277
0
0
DIAGEO P L C
SPON ADR NEW
25243Q205
1324
12285
SH
DFND
0
0
12285
DIAGEO P L C
SPON ADR NEW
25243Q205
17
158
SH
DFND
1,2
158
0
0
DISCOVER FINL SVCS
COM
254709108
392
7538
SH
DFND
0
0
7538
DISCOVER FINL SVCS
COM
254709108
77
1475
SH
DFND
1,2
1475
0
0
DISNEY WALT CO
COM DISNEY
254687106
584
5710
SH
DFND
0
0
5710
DISNEY WALT CO
COM DISNEY
254687106
133
1298
SH
DFND
1,2
1273
0
25
DOLLAR TREE INC
COM
256746108
357
5359
SH
DFND
1,2
4903
150
306
DOMINION RES INC VA NEW
COM
25746U109
861
12242
SH
DFND
1,2
12107
135
0
DST SYS INC DEL
COM
233326107
221
2109
SH
DFND
1,2
2109
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
204
4223
SH
DFND
0
0
4223
DU PONT E I DE NEMOURS & CO
COM
263534109
12
255
SH
DFND
1,2
217
0
38
DUKE ENERGY CORP NEW
COM NEW
26441C204
673
9356
SH
DFND
0
0
9356
DUKE ENERGY CORP NEW
COM NEW
26441C204
1563
21726
SH
DFND
1,2
21025
331
370
E M C CORP MASS
COM
268648102
290
12032
SH
DFND
1,2
11757
0
275
EATON VANCE SR INCOME TR
SH BEN INT
27826S103
422
71840
SH
DFND
0
0
71840
EATON VANCE TAX MNGD GBL DV
COM
27829F108
28
3350
SH
DFND
0
0
3350
EATON VANCE TAX MNGD GBL DV
COM
27829F108
78
9450
SH
DFND
1,2
9450
0
0
ECOLAB INC
COM
278865100
279
2537
SH
DFND
1,2
2469
0
68
EMERSON ELEC CO
COM
291011104
48
1082
SH
DFND
0
0
1082
EMERSON ELEC CO
COM
291011104
213
4826
SH
DFND
1,2
4236
130
460
ENDOCYTE INC
COM
29269A102
49
10720
SH
DFND
0
0
10720
ENTERPRISE PRODS PARTNERS L
COM
293792107
321
12898
SH
DFND
0
0
12898
EVOLUTION PETROLEUM CORP
COM
30049A107
427
76900
SH
DFND
0
0
76900
EXPRESS SCRIPTS HLDG CO
COM
30219G108
4
50
SH
DFND
0
0
50
EXPRESS SCRIPTS HLDG CO
COM
30219G108
880
10866
SH
DFND
1,2
10353
100
413
EXXON MOBIL CORP
COM
30231G102
587
7892
SH
DFND
0
0
7892
EXXON MOBIL CORP
COM
30231G102
2566
34516
SH
DFND
1,2
33312
324
880
FACEBOOK INC
CL A
30303M102
1694
18842
SH
DFND
0
0
18842
FACEBOOK INC
CL A
30303M102
100
1117
SH
DFND
1,2
1037
0
80
FAIRCHILD SEMICONDUCTOR INTL
COM
303726103
1704
121400
SH
DFND
0
0
121400
FIBROGEN INC
COM
31572Q808
791
36075
SH
DFND
0
0
36075
FIRST TR EXCHAN TRADED FD VI
FST TR GLB FD
33739H101
614
27600
SH
DFND
0
0
27600
FIRST TR EXCHANGE TRADED FD
CONSUMR DISCRE
33734X101
939
27412
SH
DFND
0
0
27412
FIRST TR EXCHANGE TRADED FD
CONSUMR STAPLE
33734X119
979
23369
SH
DFND
0
0
23369
FIRST TR EXCHANGE TRADED FD
DJ INTERNT IDX
33733E302
1037
15688
SH
DFND
0
0
15688
FIRST TR EXCHANGE TRADED FD
HLTH CARE ALPH
33734X143
988
16983
SH
DFND
0
0
16983
FIRST TR EXCHANGE TRADED FD
HLTH CARE ALPH
33734X143
22
377
SH
DFND
1,2
377
0
0
FIRST TR EXCHANGE TRADED FD
NY ARCA BIOTECH
33733E203
1099
10846
SH
DFND
0
0
10846
FIRST TR EXCHANGE TRADED FD
SENIOR LN FD
33738D309
502
10406
SH
DFND
0
0
10406
FIRST TR MULTI CP VAL ALPHA
COM SHS
33733C108
1034
25416
SH
DFND
0
0
25416
FLEXSHARES TR
IBOXX 3R TARGT
33939L506
209
8559
SH
DFND
1,2
8559
0
0
FLOWSERVE CORP
COM
34354P105
1292
31402
SH
DFND
1,2
31009
0
393
FLOWSERVE CORP
COM
34354P105
7
174
SH
DFND
0
0
174
FORD MTR CO DEL
COM PAR $0.01
345370860
842
62040
SH
DFND
0
0
62040
FORD MTR CO DEL
COM PAR $0.01
345370860
51
3770
SH
DFND
1,2
3770
0
0
FRANCO NEVADA CORP
COM
351858105
1721
39090
SH
DFND
0
0
39090
GAMCO GLOBAL GOLD NAT RES &
COM SH BEN INT
36465A109
327
65605
SH
DFND
0
0
65605
GENERAL DYNAMICS CORP
COM
369550108
64
464
SH
DFND
0
0
464
GENERAL DYNAMICS CORP
COM
369550108
476
3447
SH
DFND
1,2
3247
0
200
GENERAL ELECTRIC CO
COM
369604103
800
31707
SH
DFND
0
0
31707
GENERAL ELECTRIC CO
COM
369604103
322
12799
SH
DFND
1,2
12159
0
640
GENERAL MLS INC
COM
370334104
70
1242
SH
DFND
0
0
1242
GENERAL MLS INC
COM
370334104
830
14780
SH
DFND
1,2
14565
215
0
GILEAD SCIENCES INC
COM
375558103
275
2798
SH
DFND
0
0
2798
GILEAD SCIENCES INC
COM
375558103
211
2149
SH
DFND
1,2
2149
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
1698
44160
SH
DFND
0
0
44160
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
1500
39025
SH
DFND
1,2
38525
500
0
GOOGLE INC
CL A
38259P508
84
132
SH
DFND
0
0
132
GOOGLE INC
CL A
38259P508
627
983
SH
DFND
1,2
934
0
49
GOOGLE INC
CL C
38259P706
4526
7439
SH
DFND
0
0
7439
GOOGLE INC
CL C
38259P706
290
476
SH
DFND
1,2
457
0
19
GRAHAM CORP
COM
384556106
422
23900
SH
DFND
0
0
23900
HALLIBURTON CO
COM
406216101
262
7414
SH
DFND
0
0
7414
HALLIBURTON CO
COM
406216101
14
394
SH
DFND
1,2
324
0
70
HANESBRANDS INC
COM
410345102
3
120
SH
DFND
0
0
120
HANESBRANDS INC
COM
410345102
2404
83120
SH
DFND
1,2
82325
0
795
HCP INC
COM
40414L109
770
20676
SH
DFND
1,2
20251
225
200
HILLTOP HOLDINGS INC
COM
432748101
286
14447
SH
DFND
1,2
14447
0
0
HILLTOP HOLDINGS INC
COM
432748101
259
13097
SH
DFND
0
0
13097
HOME DEPOT INC
COM
437076102
387
3351
SH
DFND
0
0
3351
HOME DEPOT INC
COM
437076102
172
1484
SH
DFND
1,2
1484
0
0
HONEYWELL INTL INC
COM
438516106
350
3700
SH
DFND
0
0
3700
HONEYWELL INTL INC
COM
438516106
270
2858
SH
DFND
1,2
2742
0
116
ICON PLC
SHS
G4705A100
266
3747
SH
DFND
1,2
3747
0
0
IDEX CORP
COM
45167R104
1694
23765
SH
DFND
1,2
23469
0
296
INC RESH HLDGS INC
CL A
45329R109
206
5150
SH
DFND
0
0
5150
INDEXIQ ETF TR
IQ MRGR ARB ETF
45409B800
1459
52469
SH
DFND
0
0
52469
ING GROEP N V
SPONSORED ADR
456837103
167
11840
SH
DFND
1,2
11840
0
0
INSTALLED BLDG PRODS INC
COM
45780R101
434
17150
SH
DFND
0
0
17150
INTEL CORP
COM
458140100
570
18902
SH
DFND
0
0
18902
INTEL CORP
COM
458140100
385
12781
SH
DFND
1,2
10881
0
1900
INTERNATIONAL BUSINESS MACHS
COM
459200101
16
112
SH
DFND
0
0
112
INTERNATIONAL BUSINESS MACHS
COM
459200101
429
2960
SH
DFND
1,2
2655
69
236
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
233
2258
SH
DFND
1,2
2233
0
25
INTERPHASE CORP
COM
460593106
20
117200
SH
DFND
0
0
117200
INVESCO TR INVT GRADE MUNS
COM
46131M106
141
10880
SH
DFND
0
0
10880
ISHARES
CNTRY MIN VL ETF
464286525
2290
34206
SH
DFND
0
0
34206
ISHARES
MSCI GERMANY ETF
464286806
1295
52350
SH
DFND
0
0
52350
ISHARES
MSCI JAPAN ETF
464286848
3199
279868
SH
DFND
0
0
279868
ISHARES
MSCI JAPAN ETF
464286848
445
38915
SH
DFND
1,2
38915
0
0
ISHARES TR
1-3 YR CR BD ETF
464288646
30
285
SH
DFND
0
0
285
ISHARES TR
1-3 YR CR BD ETF
464288646
9386
89278
SH
DFND
1,2
78689
0
10589
ISHARES TR
1-3 YR TR BD ETF
464287457
2687
31613
SH
DFND
0
0
31613
ISHARES TR
1-3 YR TR BD ETF
464287457
1276
15022
SH
DFND
1,2
15022
0
0
ISHARES TR
20+ YR TR BD ETF
464287432
4334
35081
SH
DFND
0
0
35081
ISHARES TR
20+ YR TR BD ETF
464287432
19
153
SH
DFND
1,2
153
0
0
ISHARES TR
3-7 YR TR BD ETF
464288661
6
48
SH
DFND
0
0
48
ISHARES TR
3-7 YR TR BD ETF
464288661
835
6700
SH
DFND
1,2
6700
0
0
ISHARES TR
7-10 Y TR BD ETF
464287440
6
55
SH
DFND
0
0
55
ISHARES TR
7-10 Y TR BD ETF
464287440
237
2195
SH
DFND
1,2
2195
0
0
ISHARES TR
CMBS ETF
46429B366
933
18020
SH
DFND
0
0
18020
ISHARES TR
CORE S&P MCP ETF
464287507
106
775
SH
DFND
0
0
775
ISHARES TR
CORE S&P MCP ETF
464287507
1460
10689
SH
DFND
1,2
9509
0
1180
ISHARES TR
CORE S&P SCP ETF
464287804
83
775
SH
DFND
0
0
775
ISHARES TR
CORE S&P SCP ETF
464287804
486
4561
SH
DFND
1,2
4561
0
0
ISHARES TR
CORE S&P500 ETF
464287200
735
3812
SH
DFND
0
0
3812
ISHARES TR
CORE S&P500 ETF
464287200
2264
11746
SH
DFND
1,2
11321
0
425
ISHARES TR
CORE US AGGBD ET
464287226
1743
15906
SH
DFND
0
0
15906
ISHARES TR
CORE US AGGBD ET
464287226
39
360
SH
DFND
1,2
360
0
0
ISHARES TR
CORE US CR BD
464288620
426
3930
SH
DFND
0
0
3930
ISHARES TR
IBOXX HI YD ETF
464288513
3176
38130
SH
DFND
1,2
33461
0
4669
ISHARES TR
IBOXX HI YD ETF
464288513
26
310
SH
DFND
0
0
310
ISHARES TR
IBOXX INV CP ETF
464287242
1424
12264
SH
DFND
0
0
12264
ISHARES TR
IBOXX INV CP ETF
464287242
2129
18333
SH
DFND
1,2
16033
0
2300
ISHARES TR
INTL SEL DIV ETF
464288448
14
500
SH
DFND
0
0
500
ISHARES TR
INTL SEL DIV ETF
464288448
1670
59356
SH
DFND
1,2
59356
0
0
ISHARES TR
JP MOR EM MK ETF
464288281
5
50
SH
DFND
0
0
50
ISHARES TR
JP MOR EM MK ETF
464288281
2169
20390
SH
DFND
1,2
17874
0
2516
ISHARES TR
MBS ETF
464288588
1468
13394
SH
DFND
0
0
13394
ISHARES TR
MBS ETF
464288588
3382
30847
SH
DFND
1,2
27032
0
3815
ISHARES TR
MICRO-CAP ETF
464288869
1123
16103
SH
DFND
0
0
16103
ISHARES TR
MRG RL ES CP ETF
464288539
1775
178501
SH
DFND
1,2
154645
0
23856
ISHARES TR
MSCI EAFE ETF
464287465
3
50
SH
DFND
0
0
50
ISHARES TR
MSCI EAFE ETF
464287465
3441
60040
SH
DFND
1,2
59270
0
770
ISHARES TR
MSCI EMG MKT ETF
464287234
117
3581
SH
DFND
0
0
3581
ISHARES TR
MSCI EMG MKT ETF
464287234
532
16238
SH
DFND
1,2
16238
0
0
ISHARES TR
MSCI KLD400 SOC
464288570
447
6302
SH
DFND
1,2
6302
0
0
ISHARES TR
MSCI USAMOMFCT
46432F396
1919
28129
SH
DFND
0
0
28129
ISHARES TR
NAT AMT FREE BD
464288414
467
4266
SH
DFND
0
0
4266
ISHARES TR
RUS 1000 ETF
464287622
590
5512
SH
DFND
1,2
5512
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
14
150
SH
DFND
0
0
150
ISHARES TR
RUS 1000 GRW ETF
464287614
1281
13775
SH
DFND
1,2
13775
0
0
ISHARES TR
RUS 2000 GRW ETF
464287648
251
1877
SH
DFND
1,2
1877
0
0
ISHARES TR
RUS MID-CAP ETF
464287499
628
4036
SH
DFND
1,2
4036
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
4
36
SH
DFND
0
0
36
ISHARES TR
RUSSELL 2000 ETF
464287655
4561
41769
SH
DFND
1,2
41274
0
495
ISHARES TR
S&P MC 400GR ETF
464287606
276
1759
SH
DFND
1,2
1759
0
0
ISHARES TR
SELECT DIVID ETF
464287168
91
1250
SH
DFND
0
0
1250
ISHARES TR
SELECT DIVID ETF
464287168
3304
45414
SH
DFND
1,2
40153
0
5261
ISHARES TR
SHT NTLAMTFR ETF
464288158
650
6135
SH
DFND
0
0
6135
ISHARES TR
U.S. ENERGY ETF
464287796
803
23392
SH
DFND
0
0
23392
ISHARES TR
U.S. PFD STK ETF
464288687
1249
32355
SH
DFND
0
0
32355
ISHARES TR
U.S. PFD STK ETF
464288687
3933
101889
SH
DFND
1,2
91334
0
10555
ISHARES TR
U.S. PHARMA ETF
464288836
791
5343
SH
DFND
0
0
5343
JMP GROUP LLC
COM
46629U107
297
47900
SH
DFND
0
0
47900
JOHNSON & JOHNSON
COM
478160104
803
8600
SH
DFND
0
0
8600
JOHNSON & JOHNSON
COM
478160104
1810
19386
SH
DFND
1,2
18003
433
950
JPMORGAN CHASE & CO
COM
46625H100
384
6300
SH
DFND
0
0
6300
JPMORGAN CHASE & CO
COM
46625H100
211
3476
SH
DFND
1,2
3288
0
188
KAYNE ANDERSON MLP INVT CO
COM
486606106
5762
248560
SH
DFND
1,2
236713
0
11847
KIMBERLY CLARK CORP
COM
494368103
57
524
SH
DFND
0
0
524
KIMBERLY CLARK CORP
COM
494368103
1329
12194
SH
DFND
1,2
12094
100
0
KINDER MORGAN INC DEL
COM
49456B101
372
13440
SH
DFND
0
0
13440
KINDER MORGAN INC DEL
COM
49456B101
269
9713
SH
DFND
1,2
9563
150
0
KNOWLES CORP
COM
49926D109
630
34203
SH
DFND
1,2
33473
0
730
KRAFT HEINZ CO
COM
500754106
1961
27776
SH
DFND
1,2
27309
467
0
KROGER CO
COM
501044101
37
1035
SH
DFND
0
0
1035
KROGER CO
COM
501044101
294
8144
SH
DFND
1,2
8144
0
0
LAKE SHORE GOLD CORP
COM
510728108
51
61500
SH
DFND
0
0
61500
LATTICE SEMICONDUCTOR CORP
COM
518415104
1158
300700
SH
DFND
0
0
300700
LINCOLN ELEC HLDGS INC
COM
533900106
207
3945
SH
DFND
1,2
3705
125
115
LINCOLN NATL CORP IND
COM
534187109
294
6188
SH
DFND
1,2
6188
0
0
LINKEDIN CORP
COM CL A
53578A108
251
1320
SH
DFND
0
0
1320
LKQ CORP
COM
501889208
393
13872
SH
DFND
1,2
13582
0
290
LMP CORPORATE LN FD INC
COM
50208B100
365
35460
SH
DFND
0
0
35460
LOCKHEED MARTIN CORP
COM
539830109
238
1147
SH
DFND
0
0
1147
LOCKHEED MARTIN CORP
COM
539830109
492
2370
SH
DFND
1,2
1958
104
308
LOWES COS INC
COM
548661107
135
1963
SH
DFND
0
0
1963
LOWES COS INC
COM
548661107
299
4329
SH
DFND
1,2
3729
0
600
M & T BK CORP
COM
55261F104
476
3905
SH
DFND
1,2
3825
0
80
MARRIOTT INTL INC NEW
CL A
571903202
510
7476
SH
DFND
0
0
7476
MASTERCARD INC
CL A
57636Q104
372
4121
SH
DFND
1,2
3677
100
344
MCCORMICK & CO INC
COM NON VTG
579780206
54
660
SH
DFND
0
0
660
MCCORMICK & CO INC
COM NON VTG
579780206
232
2821
SH
DFND
1,2
2743
0
78
MCDONALDS CORP
COM
580135101
404
4096
SH
DFND
0
0
4096
MCDONALDS CORP
COM
580135101
2053
20838
SH
DFND
1,2
19803
335
700
MEAD JOHNSON NUTRITION CO
COM
582839106
249
3544
SH
DFND
1,2
3524
0
20
MEDTRONIC PLC
SHS
G5960L103
288
4298
SH
DFND
0
0
4298
MEDTRONIC PLC
SHS
G5960L103
79
1181
SH
DFND
1,2
1181
0
0
MERCK & CO INC NEW
COM
58933Y105
413
8365
SH
DFND
0
0
8365
MERCK & CO INC NEW
COM
58933Y105
1466
29674
SH
DFND
1,2
29306
305
63
MICROCHIP TECHNOLOGY INC
COM
595017104
240
5573
SH
DFND
1,2
4813
240
520
MICRON TECHNOLOGY INC
COM
595112103
276
18395
SH
DFND
0
0
18395
MICROSEMI CORP
COM
595137100
317
9650
SH
DFND
0
0
9650
MICROSOFT CORP
COM
594918104
667
15059
SH
DFND
0
0
15059
MICROSOFT CORP
COM
594918104
656
14836
SH
DFND
1,2
14316
0
520
MINES MGMT INC
COM
603432105
3
11000
SH
DFND
0
0
11000
MITSUBISHI UFJ FINL GROUP IN
SPONSORED ADR
606822104
3064
503200
SH
DFND
0
0
503200
MITSUBISHI UFJ FINL GROUP IN
SPONSORED ADR
606822104
61
10040
SH
DFND
1,2
10040
0
0
MONDELEZ INTL INC
CL A
609207105
247
5898
SH
DFND
0
0
5898
MONDELEZ INTL INC
CL A
609207105
20
485
SH
DFND
1,2
435
0
50
MURPHY USA INC
COM
626755102
7
125
SH
DFND
0
0
125
MURPHY USA INC
COM
626755102
817
14868
SH
DFND
1,2
14743
0
125
NATIONAL GRID PLC
SPON ADR NEW
636274300
94
1350
SH
DFND
0
0
1350
NATIONAL GRID PLC
SPON ADR NEW
636274300
1858
26686
SH
DFND
1,2
26381
305
0
NATIONAL OILWELL VARCO INC
COM
637071101
19
500
SH
DFND
0
0
500
NATIONAL OILWELL VARCO INC
COM
637071101
326
8656
SH
DFND
1,2
8656
0
0
NEW MEDIA INVT GROUP INC
COM
64704V106
377
24396
SH
DFND
0
0
24396
NEW SR INVT GROUP INC
COM
648691103
148
14125
SH
DFND
0
0
14125
NEWCASTLE INVT CORP NEW
COM PAR $0.01
65105M603
63
14242
SH
DFND
0
0
14242
NEWFIELD EXPL CO
COM
651290108
1787
54341
SH
DFND
1,2
53491
0
850
NEXTERA ENERGY INC
COM
65339F101
358
3670
SH
DFND
0
0
3670
NEXTERA ENERGY INC
COM
65339F101
316
3239
SH
DFND
1,2
3120
0
119
NIKE INC
CL B
654106103
206
1675
SH
DFND
0
0
1675
NIKE INC
CL B
654106103
17
138
SH
DFND
1,2
138
0
0
NOMURA HLDGS INC
SPONSORED ADR
65535H208
146
25000
SH
DFND
0
0
25000
NORFOLK SOUTHERN CORP
COM
655844108
148
1942
SH
DFND
0
0
1942
NORFOLK SOUTHERN CORP
COM
655844108
52
681
SH
DFND
1,2
681
0
0
NORTHROP GRUMMAN CORP
COM
666807102
30
180
SH
DFND
0
0
180
NORTHROP GRUMMAN CORP
COM
666807102
340
2049
SH
DFND
1,2
2049
0
0
NOVO-NORDISK A S
ADR
670100205
536
9876
SH
DFND
1,2
9571
150
155
NXP SEMICONDUCTORS N V
COM
N6596X109
348
3996
SH
DFND
0
0
3996
NXP SEMICONDUCTORS N V
COM
N6596X109
335
3848
SH
DFND
1,2
3848
0
0
OGE ENERGY CORP
COM
670837103
134
4885
SH
DFND
0
0
4885
OGE ENERGY CORP
COM
670837103
1329
48587
SH
DFND
1,2
47994
0
593
OLD REP INTL CORP
COM
680223104
526
33604
SH
DFND
1,2
30494
160
2950
OMEGA HEALTHCARE INVS INC
COM
681936100
431
12271
SH
DFND
1,2
12006
265
0
ON SEMICONDUCTOR CORP
COM
682189105
175
18605
SH
DFND
1,2
18605
0
0
ON SEMICONDUCTOR CORP
COM
682189105
9
1000
SH
DFND
0
0
1000
ORACLE CORP
COM
68389X105
219
6052
SH
DFND
1,2
5562
0
490
PALO ALTO NETWORKS INC
COM
697435105
720
4185
SH
DFND
0
0
4185
PAN AMERICAN SILVER CORP
COM
697900108
1582
249100
SH
DFND
0
0
249100
PENTAIR PLC
SHS
G7S00T104
1075
21078
SH
DFND
1,2
20841
0
237
PEOPLES UNITED FINANCIAL INC
COM
712704105
16
1012
SH
DFND
0
0
1012
PEOPLES UNITED FINANCIAL INC
COM
712704105
789
50158
SH
DFND
1,2
42718
2280
5160
PEPSICO INC
COM
713448108
235
2495
SH
DFND
0
0
2495
PEPSICO INC
COM
713448108
887
9402
SH
DFND
1,2
9199
55
148
PERRIGO CO PLC
SHS
G97822103
397
2521
SH
DFND
1,2
2437
0
84
PFIZER INC
COM
717081103
1545
49192
SH
DFND
0
0
49192
PFIZER INC
COM
717081103
225
7157
SH
DFND
1,2
7157
0
0
PHILIP MORRIS INTL INC
COM
718172109
542
6838
SH
DFND
0
0
6838
PHILIP MORRIS INTL INC
COM
718172109
2607
32869
SH
DFND
1,2
31628
321
920
PHILLIPS 66
COM
718546104
152
1979
SH
DFND
0
0
1979
PHILLIPS 66
COM
718546104
250
3243
SH
DFND
1,2
2990
100
153
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
1517
16036
SH
DFND
0
0
16036
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
293
3090
SH
DFND
1,2
2560
0
530
PIMCO ETF TR
INTER MUN BD ACT
72201R866
297
5578
SH
DFND
0
0
5578
POLARIS INDS INC
COM
731068102
32
264
SH
DFND
0
0
264
POLARIS INDS INC
COM
731068102
1029
8579
SH
DFND
1,2
8459
0
120
POWERSHARES DB CMDTY IDX TRA
UNIT BEN INT
73935S105
413
27254
SH
DFND
0
0
27254
POWERSHARES ETF TR II
FND INV GR CP
73937B761
1839
72972
SH
DFND
0
0
72972
POWERSHARES ETF TR II
S&P SMCP C DIS
73937B506
795
16587
SH
DFND
0
0
16587
POWERSHARES ETF TR II
S&P SMCP HC PO
73937B886
1077
16543
SH
DFND
0
0
16543
POWERSHARES ETF TR II
S&P SMCP IT PO
73937B860
905
18648
SH
DFND
0
0
18648
POWERSHARES ETF TRUST
DYN RETAIL PTF
73935X617
718
19662
SH
DFND
0
0
19662
POWERSHARES ETF TRUST
FTSE RAFI 1000
73935X583
404
4875
SH
DFND
0
0
4875
POWERSHARES ETF TRUST
WATER RESOURCE
73935X575
712
34700
SH
DFND
1,2
34700
0
0
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
6368
276506
SH
DFND
1,2
241319
0
35187
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
2287
22475
SH
DFND
0
0
22475
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
5
46
SH
DFND
1,2
46
0
0
PPG INDS INC
COM
693506107
258
2938
SH
DFND
1,2
2938
0
0
PPL CORP
COM
69351T106
961
29227
SH
DFND
1,2
28947
280
0
PRECISION CASTPARTS CORP
COM
740189105
257
1121
SH
DFND
1,2
1093
0
28
PRICELINE GRP INC
COM NEW
741503403
750
606
SH
DFND
1,2
586
0
20
PROCTER & GAMBLE CO
COM
742718109
665
9245
SH
DFND
0
0
9245
PROCTER & GAMBLE CO
COM
742718109
1384
19236
SH
DFND
1,2
18651
200
385
PRUDENTIAL FINL INC
COM
744320102
344
4506
SH
DFND
1,2
3867
219
420
QUALCOMM INC
COM
747525103
70
1310
SH
DFND
0
0
1310
QUALCOMM INC
COM
747525103
1252
23313
SH
DFND
1,2
21763
465
1085
RAYTHEON CO
COM NEW
755111507
23
210
SH
DFND
0
0
210
RAYTHEON CO
COM NEW
755111507
245
2250
SH
DFND
1,2
1919
86
245
REALTY INCOME CORP
COM
756109104
570
12039
SH
DFND
1,2
11929
110
0
REGIONS FINL CORP NEW
COM
7591EP100
159
17652
SH
DFND
1,2
17652
0
0
REYNOLDS AMERICAN INC
COM
761713106
165
3725
SH
DFND
0
0
3725
REYNOLDS AMERICAN INC
COM
761713106
3033
68524
SH
DFND
1,2
66138
1130
1256
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
167
3520
SH
DFND
0
0
3520
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
875
18442
SH
DFND
1,2
18252
190
0
RYDEX ETF TRUST
GUG RUSS TOP 50
78355W205
542
4078
SH
DFND
0
0
4078
RYDEX ETF TRUST
GUG RUSS1000 EQL
78355W593
1951
42315
SH
DFND
0
0
42315
RYDEX ETF TRUST
GUG S&P500 EQ WT
78355W106
553
7518
SH
DFND
0
0
7518
RYDEX ETF TRUST
GUG S&P500 EQ WT
78355W106
41
560
SH
DFND
1,2
560
0
0
RYMAN HOSPITALITY PPTYS INC
COM
78377T107
220
4462
SH
DFND
1,2
4462
0
0
SANDISK CORP
COM
80004C101
425
7815
SH
DFND
0
0
7815
SANDISK CORP
COM
80004C101
12
226
SH
DFND
1,2
226
0
0
SANOFI
SPONSORED ADR
80105N105
7
155
SH
DFND
0
0
155
SANOFI
SPONSORED ADR
80105N105
423
8926
SH
DFND
1,2
8776
150
0
SCHLUMBERGER LTD
COM
806857108
143
2075
SH
DFND
0
0
2075
SCHLUMBERGER LTD
COM
806857108
586
8497
SH
DFND
1,2
8428
0
69
SCOTTS MIRACLE GRO CO
CL A
810186106
752
12369
SH
DFND
1,2
10371
488
1510
SEALED AIR CORP NEW
COM
81211K100
576
12284
SH
DFND
0
0
12284
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
2021
33025
SH
DFND
33000
0
25
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
3
50
SH
DFND
1,2
50
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
756
17475
SH
DFND
0
0
17475
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
1196
27622
SH
DFND
1,2
24550
0
3072
SEMPRA ENERGY
COM
816851109
201
2071
SH
DFND
1,2
2071
0
0
SENIOR HSG PPTYS TR
SH BEN INT
81721M109
164
10123
SH
DFND
1,2
7533
0
2590
SOUTHERN CO
COM
842587107
71
1582
SH
DFND
0
0
1582
SOUTHERN CO
COM
842587107
1366
30566
SH
DFND
1,2
29601
545
420
SOUTHWEST AIRLS CO
COM
844741108
138
3617
SH
DFND
0
0
3617
SOUTHWEST AIRLS CO
COM
844741108
322
8453
SH
DFND
1,2
8453
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
60
563
SH
DFND
0
0
563
SPDR GOLD TRUST
GOLD SHS
78463V107
502
4701
SH
DFND
1,2
4626
0
75
SPDR S&P 500 ETF TR
TR UNIT
78462F103
3683
19225
SH
DFND
10500
0
8725
SPDR S&P 500 ETF TR
TR UNIT
78462F103
468
2443
SH
DFND
1,2
2443
0
0
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
4454
61726
SH
DFND
1,2
54599
0
7127
SPROTT PHYSICAL GOLD TRUST
UNIT
85207H104
149
16200
SH
DFND
0
0
16200
SPROTT PHYSICAL SILVER TR
TR UNIT
85207K107
173
30500
SH
DFND
0
0
30500
STARBUCKS CORP
COM
855244109
103
1815
SH
DFND
0
0
1815
STARBUCKS CORP
COM
855244109
466
8191
SH
DFND
1,2
7646
175
370
STERICYCLE INC
COM
858912108
275
1974
SH
DFND
1,2
1902
0
72
SUMITOMO MITSUI FINL GROUP I
SPONSORED ADR
86562M209
104
13660
SH
DFND
1,2
13660
0
0
SUNTRUST BKS INC
COM
867914103
19
500
SH
DFND
0
0
500
SUNTRUST BKS INC
COM
867914103
279
7279
SH
DFND
1,2
7229
0
50
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
168
8103
SH
DFND
0
0
8103
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
130
6275
SH
DFND
1,2
6275
0
0
TARGET CORP
COM
87612E106
12
147
SH
DFND
0
0
147
TARGET CORP
COM
87612E106
495
6294
SH
DFND
1,2
5674
120
500
TAUBMAN CTRS INC
COM
876664103
336
4863
SH
DFND
1,2
3808
275
780
TEXAS INSTRS INC
COM
882508104
50
1000
SH
DFND
0
0
1000
TEXAS INSTRS INC
COM
882508104
242
4902
SH
DFND
1,2
4212
290
400
THE ADT CORPORATION
COM
00101J106
48
1615
SH
DFND
0
0
1615
THE ADT CORPORATION
COM
00101J106
1516
50708
SH
DFND
1,2
50493
0
215
THERMO FISHER SCIENTIFIC INC
COM
883556102
6
50
SH
DFND
0
0
50
THERMO FISHER SCIENTIFIC INC
COM
883556102
343
2801
SH
DFND
1,2
2635
100
66
THOMSON REUTERS CORP
COM
884903105
509
12662
SH
DFND
1,2
10667
555
1440
THOR INDS INC
COM
885160101
1270
24512
SH
DFND
1,2
24207
0
305
TIDEWATER INC
COM
886423102
563
42805
SH
DFND
1,2
42805
0
0
TIMKEN CO
COM
887389104
1075
39115
SH
DFND
1,2
38785
0
330
TJX COS INC NEW
COM
872540109
331
4623
SH
DFND
1,2
4228
155
240
TORCHMARK CORP
COM
891027104
281
4991
SH
DFND
0
0
4991
TOTAL S A
SPONSORED ADR
89151E109
89
2000
SH
DFND
0
0
2000
TOTAL S A
SPONSORED ADR
89151E109
472
10557
SH
DFND
1,2
10297
260
0
TRC COS INC
COM
872625108
284
23966
SH
DFND
0
0
23966
TRINITY INDS INC
COM
896522109
11
500
SH
DFND
0
0
500
TRINITY INDS INC
COM
896522109
1015
44827
SH
DFND
1,2
44292
0
535
TWITTER INC
COM
90184L102
2118
78630
SH
DFND
0
0
78630
TWO HBRS INVT CORP
COM
90187B101
222
25195
SH
DFND
0
0
25195
ULTA SALON COSMETCS & FRAG I
COM
90384S303
375
2293
SH
DFND
0
0
2293
UNILEVER PLC
SPON ADR NEW
904767704
1013
24843
SH
DFND
1,2
24528
315
0
UNION PAC CORP
COM
907818108
160
1813
SH
DFND
0
0
1813
UNION PAC CORP
COM
907818108
369
4185
SH
DFND
1,2
3932
125
128
UNITED CONTL HLDGS INC
COM
910047109
246
4640
SH
DFND
0
0
4640
UNITED PARCEL SERVICE INC
CL B
911312106
221
2241
SH
DFND
0
0
2241
UNITED PARCEL SERVICE INC
CL B
911312106
15
154
SH
DFND
1,2
154
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
134
1505
SH
DFND
0
0
1505
UNITED TECHNOLOGIES CORP
COM
913017109
586
6590
SH
DFND
1,2
5941
184
465
UNITEDHEALTH GROUP INC
COM
91324P102
177
1525
SH
DFND
0
0
1525
UNITEDHEALTH GROUP INC
COM
91324P102
64
550
SH
DFND
1,2
550
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
335
1880
SH
DFND
1,2
1770
0
110
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
71
883
SH
DFND
0
0
883
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
617
7673
SH
DFND
1,2
7673
0
0
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
2555
31192
SH
DFND
0
0
31192
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
14
175
SH
DFND
1,2
175
0
0
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
2436
29843
SH
DFND
0
0
29843
VANGUARD INDEX FDS
MID CAP ETF
922908629
393
3370
SH
DFND
0
0
3370
VANGUARD INDEX FDS
REIT ETF
922908553
455
6027
SH
DFND
0
0
6027
VANGUARD INDEX FDS
REIT ETF
922908553
458
6065
SH
DFND
1,2
5340
0
725
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
549
5562
SH
DFND
0
0
5562
VANGUARD INDEX FDS
VALUE ETF
922908744
1554
20246
SH
DFND
0
0
20246
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
1508
35364
SH
DFND
0
0
35364
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
688
20787
SH
DFND
0
0
20787
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
459
13872
SH
DFND
1,2
11322
0
2550
VANGUARD SCOTTSDALE FDS
LG-TERM COR BD
92206C813
1353
15722
SH
DFND
0
0
15722
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
468
6340
SH
DFND
0
0
6340
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
1852
15110
SH
DFND
0
0
15110
VARIAN MED SYS INC
COM
92220P105
206
2789
SH
DFND
1,2
2739
0
50
VENTAS INC
COM
92276F100
686
12222
SH
DFND
1,2
12092
130
0
VERISK ANALYTICS INC
COM
92345Y106
326
4418
SH
DFND
1,2
4213
0
205
VERIZON COMMUNICATIONS INC
COM
92343V104
669
15377
SH
DFND
0
0
15377
VERIZON COMMUNICATIONS INC
COM
92343V104
1600
36762
SH
DFND
1,2
36351
375
36
VISA INC
COM CL A
92826C839
267
3830
SH
DFND
0
0
3830
VISA INC
COM CL A
92826C839
718
10311
SH
DFND
1,2
10021
0
290
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
44
1400
SH
DFND
0
0
1400
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
682
21507
SH
DFND
1,2
21182
250
75
VOYA FINL INC
COM
929089100
397
10228
SH
DFND
0
0
10228
VOYA FINL INC
COM
929089100
6
150
SH
DFND
1,2
150
0
0
VOYA GLBL EQTY DIV & PREM OP
COM
92912T100
496
71295
SH
DFND
0
0
71295
WAL-MART STORES INC
COM
931142103
392
6052
SH
DFND
0
0
6052
WAL-MART STORES INC
COM
931142103
80
1229
SH
DFND
1,2
1144
0
85
WELLS FARGO & CO NEW
COM
949746101
929
18098
SH
DFND
0
0
18098
WELLS FARGO & CO NEW
COM
949746101
817
15924
SH
DFND
1,2
15499
0
425
WESTERN ASSET CLYM INFL OPP
COM
95766R104
108
10415
SH
DFND
0
0
10415
WESTERN ASSET CLYM INFL SEC
COM SH BEN INT
95766Q106
495
46900
SH
DFND
0
0
46900
WESTERN ASSET EMRG MKT DEBT
COM
95766A101
263
19735
SH
DFND
0
0
19735
WESTERN UN CO
COM
959802109
2012
109557
SH
DFND
1,2
108252
0
1305
WESTROCK CO
COM
96145D105
1050
20425
SH
DFND
1,2
20102
0
323
WILLIAMS COS INC DEL
COM
969457100
78
2105
SH
DFND
0
0
2105
WILLIAMS COS INC DEL
COM
969457100
525
14234
SH
DFND
1,2
13034
340
860
WISDOMTREE TR
EUROPE HEDGED EQ
97717X701
1504
27519
SH
DFND
0
0
27519
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
2073
42605
SH
DFND
0
0
42605