0001104659-15-060039.txt : 20150814
0001104659-15-060039.hdr.sgml : 20150814
20150814160014
ACCESSION NUMBER: 0001104659-15-060039
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150814
DATE AS OF CHANGE: 20150814
EFFECTIVENESS DATE: 20150814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hilltop Holdings Inc.
CENTRAL INDEX KEY: 0001265131
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 841477939
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15359
FILM NUMBER: 151055529
BUSINESS ADDRESS:
STREET 1: 200 CRESCENT COURT
STREET 2: SUITE 1330
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214.855.2177
MAIL ADDRESS:
STREET 1: 200 CRESCENT COURT
STREET 2: SUITE 1330
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER COMPANY:
FORMER CONFORMED NAME: AFFORDABLE RESIDENTIAL COMMUNITIES INC
DATE OF NAME CHANGE: 20030929
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0001265131
XXXXXXXX
06-30-2015
06-30-2015
false
Hilltop Holdings Inc.
200 Crescent Court
Suite 1330
Dallas
TX
75201
13F HOLDINGS REPORT
028-15359
N
Corey G. Prestidge
Executive Vice President, General Counsel and Secretary
214-855-2177
/s/ Corey G. Prestidge
Dallas
TX
08-14-2015
2
463
367462
false
1
0001569620
028-15365
PlainsCapital Corp
2
0001534401
028-15369
PlainsCapital Bank
INFORMATION TABLE
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a15-17662_1informationtable.xml
INFORMATION TABLE
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88579Y101
294
1904
SH
DFND
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1904
3M CO
COM
88579Y101
330
2138
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DFND
1,2
1856
54
228
ABBOTT LABS
COM
002824100
226
4600
SH
DFND
0
0
4600
ABBOTT LABS
COM
002824100
105
2127
SH
DFND
1,2
1817
0
310
ABBVIE INC
COM
00287Y109
74
1100
SH
DFND
0
0
1100
ABBVIE INC
COM
00287Y109
629
9364
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DFND
1,2
9139
0
225
ACE LTD
SHS
H0023R105
376
3695
SH
DFND
1,2
3695
0
0
ADVISORSHARES TR
PERITUS HG YLD
00768Y503
1173
28899
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DFND
0
0
28899
AETNA INC NEW
COM
00817Y108
528
4143
SH
DFND
0
0
4143
AETNA INC NEW
COM
00817Y108
368
2886
SH
DFND
1,2
2886
0
0
AGCO CORP
COM
001084102
2254
39711
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DFND
1,2
39077
0
634
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01609W102
621
7550
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7550
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01609W102
3
40
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Call
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ALLERGAN PLC
SHS
G0177J108
66
219
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DFND
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0
219
ALLERGAN PLC
SHS
G0177J108
325
1071
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DFND
1,2
1016
0
55
ALLIANCE DATA SYSTEMS CORP
COM
018581108
267
915
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DFND
1,2
915
0
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COM
01881E101
261
35100
SH
DFND
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35100
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COM
01973R101
334
11400
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COM
020002101
5
72
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72
ALLSTATE CORP
COM
020002101
662
10209
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DFND
1,2
10029
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180
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COM SBI
02083A103
219
33895
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1481
95211
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ALPS ETF TR
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00162Q866
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DFND
1,2
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0
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COM
02209S103
1016
20777
SH
DFND
0
0
20777
ALTRIA GROUP INC
COM
02209S103
1732
35420
SH
DFND
1,2
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330
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AMAZON COM INC
COM
023135106
148
340
SH
DFND
0
0
340
AMAZON COM INC
COM
023135106
63
145
SH
DFND
1,2
145
0
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AMERICAN ELEC PWR INC
COM
025537101
642
12118
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DFND
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12038
80
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AMERICAN FINL GROUP INC OHIO
COM
025932104
342
5252
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DFND
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258
660
AMERIPRISE FINL INC
COM
03076C106
258
2067
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DFND
1,2
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0
0
AMERISOURCEBERGEN CORP
COM
03073E105
248
2325
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DFND
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0
280
AMGEN INC
COM
031162100
295
1919
SH
DFND
0
0
1919
AMGEN INC
COM
031162100
182
1186
SH
DFND
1,2
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0
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APPLE INC
COM
037833100
1864
14862
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DFND
0
0
14862
APPLE INC
COM
037833100
9
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Call
DFND
0
0
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APPLE INC
COM
037833100
1827
14564
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DFND
1,2
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0
420
ASBURY AUTOMOTIVE GROUP INC
COM
043436104
289
3195
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DFND
1,2
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0
0
AT&T INC
COM
00206R102
2039
57407
SH
DFND
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0
57407
AT&T INC
COM
00206R102
2461
69285
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480
2290
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053015103
16
200
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380
4735
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274
800
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ADR
05964H105
95
13497
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DFND
1,2
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0
13497
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COM
060505104
535
31450
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DFND
0
0
31450
BANK AMER CORP
COM
060505104
262
15396
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DFND
1,2
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0
0
BAXTER INTL INC
COM
071813109
8
120
SH
DFND
0
0
120
BAXTER INTL INC
COM
071813109
586
8381
SH
DFND
1,2
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370
1136
BCE INC
COM NEW
05534B760
1208
28419
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DFND
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320
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BERKSHIRE HATHAWAY INC DEL
CL A
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205
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DFND
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CL B NEW
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300
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BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1203
8837
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BIOAMBER INC
COM
09072Q106
155
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BIOGEN INC
COM
09062X103
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18
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DFND
1,2
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BIOGEN INC
COM
09062X103
1614
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DFND
0
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BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
1594
39010
SH
DFND
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0
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BOSTON PROPERTIES INC
COM
101121101
350
2890
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DFND
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BP PLC
SPONSORED ADR
055622104
83
2080
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DFND
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BP PLC
SPONSORED ADR
055622104
1044
26140
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DFND
1,2
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290
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BRISTOL MYERS SQUIBB CO
COM
110122108
1086
16315
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DFND
0
0
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BRISTOL MYERS SQUIBB CO
COM
110122108
674
10126
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DFND
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388
720
BROADRIDGE FINL SOLUTIONS IN
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11133T103
2107
42134
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DFND
1,2
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0
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CA INC
COM
12673P105
200
6840
SH
DFND
1,2
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0
0
CANADIAN NATL RY CO
COM
136375102
269
4665
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DFND
1,2
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0
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CDW CORP
COM
12514G108
287
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DFND
1,2
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CENTENE CORP DEL
COM
15135B101
3032
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16411R208
474
6850
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DFND
0
0
6850
CHEVRON CORP NEW
COM
166764100
154
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DFND
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0
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CHEVRON CORP NEW
COM
166764100
1731
17944
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DFND
1,2
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75
1845
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COM
167250109
125
2500
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DFND
0
0
2500
CHICAGO BRIDGE & IRON CO N V
COM
167250109
1919
38342
SH
DFND
1,2
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0
564
CINEMARK HOLDINGS INC
COM
17243V102
252
6283
SH
DFND
1,2
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0
0
CISCO SYS INC
COM
17275R102
129
4700
SH
DFND
0
0
4700
CISCO SYS INC
COM
17275R102
289
10516
SH
DFND
1,2
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0
417
CITIGROUP INC
COM NEW
172967424
1391
25173
SH
DFND
3653
0
21520
CITIGROUP INC
COM NEW
172967424
106
1923
SH
DFND
1,2
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0
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CLEAN HARBORS INC
COM
184496107
2056
38247
SH
DFND
1,2
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0
690
CLOROX CO DEL
COM
189054109
75
720
SH
DFND
0
0
720
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COM
189054109
229
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DFND
1,2
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0
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COACH INC
COM
189754104
2
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SH
DFND
0
0
50
COACH INC
COM
189754104
583
16857
SH
DFND
1,2
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0
700
COCA COLA CO
COM
191216100
507
12917
SH
DFND
0
0
12917
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COM
191216100
935
23834
SH
DFND
1,2
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160
300
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
202
3300
SH
DFND
0
0
3300
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
888
14538
SH
DFND
1,2
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0
475
CONOCOPHILLIPS
COM
20825C104
264
4300
SH
DFND
0
0
4300
CONOCOPHILLIPS
COM
20825C104
492
8017
SH
DFND
1,2
7866
0
151
CONSOLIDATED WATER CO INC
ORD
G23773107
143
11375
SH
DFND
0
0
11375
CORE LABORATORIES N V
COM
N22717107
382
3349
SH
DFND
1,2
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0
123
CUMMINS INC
COM
231021106
337
2572
SH
DFND
1,2
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0
110
CVS HEALTH CORP
COM
126650100
192
1835
SH
DFND
0
0
1835
CVS HEALTH CORP
COM
126650100
497
4740
SH
DFND
1,2
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0
75
D R HORTON INC
COM
23331A109
1493
54561
SH
DFND
0
0
54561
DARDEN RESTAURANTS INC
COM
237194105
69
977
SH
DFND
0
0
977
DARDEN RESTAURANTS INC
COM
237194105
491
6916
SH
DFND
1,2
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24
380
DARLING INGREDIENTS INC
COM
237266101
1712
116796
SH
DFND
1,2
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0
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DAVITA HEALTHCARE PARTNERS I
COM
23918K108
211
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SH
DFND
1,2
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0
0
DBX ETF TR
XTRAK MSCI EAFE
233051200
218
7613
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DFND
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0
7613
DBX ETF TR
XTRAK MSCI EAFE
233051200
30
1050
SH
DFND
1,2
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0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
79
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SH
DFND
0
0
1923
DELTA AIR LINES INC DEL
COM NEW
247361702
189
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SH
DFND
1,2
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0
DELUXE CORP
COM
248019101
261
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SH
DFND
1,2
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0
0
DEVON ENERGY CORP NEW
COM
25179M103
593
9976
SH
DFND
0
0
9976
DEVON ENERGY CORP NEW
COM
25179M103
29
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SH
DFND
1,2
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DISNEY WALT CO
COM DISNEY
254687106
656
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DFND
0
0
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DISNEY WALT CO
COM DISNEY
254687106
150
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COM
256746108
211
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DFND
1,2
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COM
25746U109
847
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SH
DFND
1,2
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120
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DST SYS INC DEL
COM
233326107
305
2414
SH
DFND
1,2
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0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
217
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DFND
0
0
3398
DU PONT E I DE NEMOURS & CO
COM
263534109
19
292
SH
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1,2
217
0
75
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COM NEW
26441C204
464
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SH
DFND
0
0
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DUKE ENERGY CORP NEW
COM NEW
26441C204
1533
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306
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COM
268648102
435
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SH
DFND
1,2
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0
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EATON CORP PLC
SHS
G29183103
5
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SH
DFND
0
0
75
EATON CORP PLC
SHS
G29183103
209
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SH
DFND
1,2
3043
0
50
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SH BEN INT
27826S103
339
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EATON VANCE TAX MNGD GBL DV
COM
27829F108
31
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SH
DFND
0
0
3200
EATON VANCE TAX MNGD GBL DV
COM
27829F108
92
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SH
DFND
1,2
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0
0
EMERSON ELEC CO
COM
291011104
61
1105
SH
DFND
0
0
1105
EMERSON ELEC CO
COM
291011104
267
4805
SH
DFND
1,2
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30
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ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
571
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SH
DFND
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8900
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UNIT LTD PARTN
29273R109
368
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COM
293792107
527
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0
17630
ETF SER SOLUTIONS
ALPCLONE ALTER
26922A305
262
5822
SH
DFND
0
0
5822
EVOLUTION PETROLEUM CORP
COM
30049A107
471
71400
SH
DFND
0
0
71400
EXPRESS SCRIPTS HLDG CO
COM
30219G108
13
150
SH
DFND
0
0
150
EXPRESS SCRIPTS HLDG CO
COM
30219G108
1145
12872
SH
DFND
1,2
12152
0
720
EXXON MOBIL CORP
COM
30231G102
601
7227
SH
DFND
0
0
7227
EXXON MOBIL CORP
COM
30231G102
1963
23598
SH
DFND
1,2
22502
216
880
FACEBOOK INC
CL A
30303M102
1564
18231
SH
DFND
0
0
18231
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CL A
30303M102
96
1117
SH
DFND
1,2
1037
0
80
FAIRCHILD SEMICONDUCTOR INTL
COM
303726103
2167
124700
SH
DFND
0
0
124700
FEDEX CORP
COM
31428X106
211
1240
SH
DFND
0
0
1240
FEDEX CORP
COM
31428X106
4
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SH
DFND
1,2
0
0
25
FIBROGEN INC
COM
31572Q808
1151
48975
SH
DFND
0
0
48975
FIRST TR EXCHAN TRADED FD VI
FST TR GLB FD
33739H101
674
27200
SH
DFND
0
0
27200
FIRST TR EXCHANGE TRADED FD
DORSEY WRIGHT
33738R886
2248
115071
SH
DFND
0
0
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FIRST TR EXCHANGE TRADED FD
DORSEY WRT 5 ETF
33738R605
2321
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SH
DFND
0
0
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FIRST TR EXCHANGE TRADED FD
SENIOR LN FD
33738D309
637
13022
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DFND
0
0
13022
FIRST TR MULTI CP VAL ALPHA
COM SHS
33733C108
1613
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SH
DFND
0
0
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FLEXSHARES TR
IBOXX 3R TARGT
33939L506
210
8559
SH
DFND
1,2
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0
0
FLOWSERVE CORP
COM
34354P105
9
174
SH
DFND
0
0
174
FLOWSERVE CORP
COM
34354P105
1556
29557
SH
DFND
1,2
29131
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426
FRANCO NEVADA CORP
COM
351858105
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41197
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DFND
0
0
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GAMCO GLOBAL GOLD NAT RES &
COM SH BEN INT
36465A109
334
51230
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DFND
0
0
51230
GENERAL DYNAMICS CORP
COM
369550108
36
254
SH
DFND
0
0
254
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COM
369550108
493
3484
SH
DFND
1,2
3284
0
200
GENERAL ELECTRIC CO
COM
369604103
824
31015
SH
DFND
0
0
31015
GENERAL ELECTRIC CO
COM
369604103
403
15209
SH
DFND
1,2
14337
0
872
GENERAL MLS INC
COM
370334104
68
1212
SH
DFND
0
0
1212
GENERAL MLS INC
COM
370334104
742
13311
SH
DFND
1,2
13121
190
0
GILEAD SCIENCES INC
COM
375558103
360
3073
SH
DFND
0
0
3073
GILEAD SCIENCES INC
COM
375558103
211
1799
SH
DFND
1,2
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0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
1732
41576
SH
DFND
0
0
41576
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
1333
31991
SH
DFND
1,2
31641
350
0
GOOGLE INC
CL A
38259P508
65
120
SH
DFND
0
0
120
GOOGLE INC
CL A
38259P508
529
979
SH
DFND
1,2
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0
43
GOOGLE INC
CL C
38259P706
219
420
SH
DFND
0
0
420
GOOGLE INC
CL C
38259P706
299
574
SH
DFND
1,2
554
0
20
GRAHAM CORP
COM
384556106
374
18250
SH
DFND
0
0
18250
HALLIBURTON CO
COM
406216101
274
6359
SH
DFND
0
0
6359
HALLIBURTON CO
COM
406216101
23
524
SH
DFND
1,2
454
0
70
HANESBRANDS INC
COM
410345102
4
135
SH
DFND
0
0
135
HANESBRANDS INC
COM
410345102
2880
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DFND
1,2
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0
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HCP INC
COM
40414L109
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200
200
HEALTH CARE REIT INC
COM
42217K106
50
768
SH
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0
0
768
HEALTH CARE REIT INC
COM
42217K106
726
11063
SH
DFND
1,2
10948
115
0
HILLTOP HOLDINGS INC
COM
432748101
340
14097
SH
DFND
0
0
14097
HILLTOP HOLDINGS INC
COM
432748101
397
16494
SH
DFND
1,2
16494
0
0
HOME DEPOT INC
COM
437076102
346
3111
SH
DFND
0
0
3111
HOME DEPOT INC
COM
437076102
161
1444
SH
DFND
1,2
1444
0
0
HONEYWELL INTL INC
COM
438516106
288
2825
SH
DFND
0
0
2825
HONEYWELL INTL INC
COM
438516106
313
3073
SH
DFND
1,2
2943
0
130
ICON PLC
SHS
G4705A100
205
3048
SH
DFND
1,2
3048
0
0
IDEX CORP
COM
45167R104
1849
23533
SH
DFND
1,2
23156
0
377
INDEXIQ ETF TR
IQ MRGR ARB ETF
45409B800
1770
61665
SH
DFND
0
0
61665
ING GROEP N V
SPONSORED ADR
456837103
177
10710
SH
DFND
1,2
10710
0
0
INTEL CORP
COM
458140100
520
17099
SH
DFND
0
0
17099
INTEL CORP
COM
458140100
487
16011
SH
DFND
1,2
13876
85
2050
INTERNATIONAL BUSINESS MACHS
COM
459200101
27
165
SH
DFND
0
0
165
INTERNATIONAL BUSINESS MACHS
COM
459200101
406
2498
SH
DFND
1,2
2193
69
236
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
252
2309
SH
DFND
1,2
2259
0
50
ISHARES
1-3 YR CR BD ETF
464288646
3386
32148
SH
DFND
0
0
32148
ISHARES
1-3 YR CR BD ETF
464288646
10450
99207
SH
DFND
1,2
88618
0
10589
ISHARES
3-7 YR TR BD ETF
464288661
160
1303
SH
DFND
0
0
1303
ISHARES
3-7 YR TR BD ETF
464288661
824
6700
SH
DFND
1,2
6700
0
0
ISHARES
CORE US CR BD
464288620
416
3831
SH
DFND
0
0
3831
ISHARES
EAFE VALUE ETF
464288877
1383
26434
SH
DFND
0
0
26434
ISHARES
IBOXX HI YD ETF
464288513
28
320
SH
DFND
0
0
320
ISHARES
IBOXX HI YD ETF
464288513
3783
42597
SH
DFND
1,2
37928
0
4669
ISHARES
INTL SEL DIV ETF
464288448
2713
83918
SH
DFND
1,2
83918
0
0
ISHARES
JP MOR EM MK ETF
464288281
5
50
SH
DFND
0
0
50
ISHARES
JP MOR EM MK ETF
464288281
2457
22352
SH
DFND
1,2
19836
0
2516
ISHARES
MBS ETF
464288588
3771
34715
SH
DFND
1,2
30900
0
3815
ISHARES
MSCI GERMANY ETF
464286806
2807
100670
SH
DFND
0
0
100670
ISHARES
MSCI JAPAN ETF
464286848
433
33810
SH
DFND
1,2
33810
0
0
ISHARES
NAT AMT FREE BD
464288414
290
2683
SH
DFND
0
0
2683
ISHARES
SHRT TRS BD ETF
464288679
3542
32111
SH
DFND
0
0
32111
ISHARES
SHT NTLAMTFR ETF
464288158
444
4199
SH
DFND
0
0
4199
ISHARES
U.S. PFD STK ETF
464288687
4422
112941
SH
DFND
1,2
102386
0
10555
ISHARES
U.S. PHARMA ETF
464288836
1133
6480
SH
DFND
0
0
6480
ISHARES
INTL SEL DIV ETF
464288448
32
1000
SH
DFND
0
0
1000
ISHARES
MICRO-CAP ETF
464288869
998
12241
SH
DFND
0
0
12241
ISHARES
MRG RL ES CP ETF
464288539
2135
201796
SH
DFND
1,2
177940
0
23856
ISHARES
MSCI KLD400 SOC
464288570
479
6302
SH
DFND
1,2
6302
0
0
ISHARES
U.S. PFD STK ETF
464288687
2903
74105
SH
DFND
0
0
74105
ISHARES TR
1-3 YR TR BD ETF
464287457
1172
13810
SH
DFND
0
0
13810
ISHARES TR
1-3 YR TR BD ETF
464287457
1249
14716
SH
DFND
1,2
14716
0
0
ISHARES TR
7-10 Y TR BD ETF
464287440
158
1500
SH
DFND
0
0
1500
ISHARES TR
7-10 Y TR BD ETF
464287440
230
2195
SH
DFND
1,2
2195
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
861
18686
SH
DFND
0
0
18686
ISHARES TR
CMBS ETF
46429B366
1169
22754
SH
DFND
0
0
22754
ISHARES TR
CORE S&P MCP ETF
464287507
154
1025
SH
DFND
0
0
1025
ISHARES TR
CORE S&P MCP ETF
464287507
1720
11466
SH
DFND
1,2
10286
0
1180
ISHARES TR
CORE S&P SCP ETF
464287804
121
1025
SH
DFND
0
0
1025
ISHARES TR
CORE S&P SCP ETF
464287804
622
5278
SH
DFND
1,2
5278
0
0
ISHARES TR
CORE S&P500 ETF
464287200
803
3877
SH
DFND
0
0
3877
ISHARES TR
CORE S&P500 ETF
464287200
2044
9866
SH
DFND
1,2
9441
0
425
ISHARES TR
EAFE MIN VOL ETF
46429B689
1623
24857
SH
DFND
0
0
24857
ISHARES TR
IBOXX INV CP ETF
464287242
559
4833
SH
DFND
0
0
4833
ISHARES TR
IBOXX INV CP ETF
464287242
2411
20835
SH
DFND
1,2
18535
0
2300
ISHARES TR
MSCI EAFE ETF
464287465
3847
60589
SH
DFND
1,2
59819
0
770
ISHARES TR
MSCI EMG MKT ETF
464287234
2
59
SH
DFND
0
0
59
ISHARES TR
MSCI EMG MKT ETF
464287234
667
16838
SH
DFND
1,2
16838
0
0
ISHARES TR
MSCI USAMOMFCT
46432F396
1778
24889
SH
DFND
0
0
24889
ISHARES TR
RUS 1000 ETF
464287622
637
5487
SH
DFND
1,2
5487
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
1379
13920
SH
DFND
1,2
13920
0
0
ISHARES TR
RUS 2000 GRW ETF
464287648
289
1872
SH
DFND
1,2
1872
0
0
ISHARES TR
RUS MID-CAP ETF
464287499
660
3875
SH
DFND
1,2
3875
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
5287
42338
SH
DFND
1,2
41843
0
495
ISHARES TR
S&P MC 400GR ETF
464287606
357
2109
SH
DFND
1,2
2109
0
0
ISHARES TR
SELECT DIVID ETF
464287168
3783
50334
SH
DFND
1,2
45073
0
5261
ISHARES TR
U.S. ENERGY ETF
464287796
2782
65646
SH
DFND
0
0
65646
ISHARES TR
U.S. FINLS ETF
464287788
1928
21484
SH
DFND
0
0
21484
ISHARES TR
USA MIN VOL ETF
46429B697
1545
38320
SH
DFND
0
0
38320
ISHARES TR
RUSSELL 2000 ETF
464287655
28
225
SH
DFND
0
0
225
JAZZ PHARMACEUTICALS PLC
SHS USD
G50871105
200
1138
SH
DFND
1,2
1138
0
0
JMP GROUP LLC
COM
46629U107
331
42400
SH
DFND
0
0
42400
JOHNSON & JOHNSON
COM
478160104
700
7186
SH
DFND
0
0
7186
JOHNSON & JOHNSON
COM
478160104
1910
19607
SH
DFND
1,2
18244
413
950
JPMORGAN CHASE & CO
COM
46625H100
1204
17766
SH
DFND
0
0
17766
JPMORGAN CHASE & CO
COM
46625H100
315
4657
SH
DFND
1,2
4267
0
390
KAYNE ANDERSON MLP INVT CO
COM
486606106
6460
210571
SH
DFND
1,2
198724
0
11847
KIMBERLY CLARK CORP
COM
494368103
56
529
SH
DFND
0
0
529
KIMBERLY CLARK CORP
COM
494368103
1262
11909
SH
DFND
1,2
11806
85
18
KINDER MORGAN INC DEL
COM
49456B101
651
16963
SH
DFND
0
0
16963
KINDER MORGAN INC DEL
COM
49456B101
337
8783
SH
DFND
1,2
8633
150
0
KRAFT FOODS GROUP INC
COM
50076Q106
416
4881
SH
DFND
0
0
4881
KRAFT FOODS GROUP INC
COM
50076Q106
2725
32001
SH
DFND
1,2
31726
275
0
KROGER CO
COM
501044101
67
928
SH
DFND
0
0
928
KROGER CO
COM
501044101
270
3717
SH
DFND
1,2
3717
0
0
LAKE SHORE GOLD CORP
COM
510728108
64
61500
SH
DFND
0
0
61500
LATTICE SEMICONDUCTOR CORP
COM
518415104
2324
394548
SH
DFND
0
0
394548
LINCOLN NATL CORP IND
COM
534187109
387
6529
SH
DFND
1,2
6529
0
0
LKQ CORP
COM
501889208
524
17331
SH
DFND
1,2
16691
0
640
LMP CORPORATE LN FD INC
COM
50208B100
296
26815
SH
DFND
0
0
26815
LOCKHEED MARTIN CORP
COM
539830109
413
2223
SH
DFND
1,2
1818
97
308
LOCKHEED MARTIN CORP
COM
539830109
211
1133
SH
DFND
0
0
1133
LOWES COS INC
COM
548661107
135
2009
SH
DFND
0
0
2009
LOWES COS INC
COM
548661107
248
3704
SH
DFND
1,2
3104
0
600
M & T BK CORP
COM
55261F104
563
4503
SH
DFND
1,2
4357
0
146
MAGNA INTL INC
COM
559222401
49
875
SH
DFND
0
0
875
MAGNA INTL INC
COM
559222401
166
2967
SH
DFND
1,2
2967
0
0
MARATHON OIL CORP
COM
565849106
588
22166
SH
DFND
0
0
22166
MARRIOTT INTL INC NEW
CL A
571903202
443
5955
SH
DFND
0
0
5955
MASTERCARD INC
CL A
57636Q104
19
200
SH
DFND
0
0
200
MASTERCARD INC
CL A
57636Q104
285
3050
SH
DFND
1,2
2850
0
200
MCDONALDS CORP
COM
580135101
286
3005
SH
DFND
0
0
3005
MCDONALDS CORP
COM
580135101
1900
19988
SH
DFND
1,2
18973
315
700
MCGRAW HILL FINL INC
COM
580645109
249
2484
SH
DFND
1,2
2484
0
0
MCKESSON CORP
COM
58155Q103
227
1010
SH
DFND
0
0
1010
MCKESSON CORP
COM
58155Q103
7
30
SH
DFND
1,2
30
0
0
MEAD JOHNSON NUTRITION CO
COM
582839106
407
4512
SH
DFND
1,2
4324
0
188
MEADWESTVACO CORP
COM
583334107
28
600
SH
DFND
0
0
600
MEADWESTVACO CORP
COM
583334107
1304
27627
SH
DFND
1,2
27041
0
586
MERCK & CO INC NEW
COM
58933Y105
434
7625
SH
DFND
0
0
7625
MERCK & CO INC NEW
COM
58933Y105
1691
29710
SH
DFND
1,2
29325
260
125
MICROCHIP TECH INC
COM
595017104
218
4607
SH
DFND
1,2
3847
190
570
MICRON TECHNOLOGY INC
COM
595112103
305
16192
SH
DFND
0
0
16192
MICROSEMI CORP
COM
595137100
320
9150
SH
DFND
0
0
9150
MICROSOFT CORP
COM
594918104
630
14270
SH
DFND
0
0
14270
MICROSOFT CORP
COM
594918104
660
14943
SH
DFND
1,2
14325
0
618
MINES MGMT INC
COM
603432105
5
11000
SH
DFND
0
0
11000
MITSUBISHI UFJ FINL GROUP IN
SPONSORED ADR
606822104
2508
347350
SH
DFND
0
0
347350
MITSUBISHI UFJ FINL GROUP IN
SPONSORED ADR
606822104
28
3820
SH
DFND
1,2
3820
0
0
MONDELEZ INTL INC
CL A
609207105
278
6749
SH
DFND
0
0
6749
MONDELEZ INTL INC
CL A
609207105
24
573
SH
DFND
1,2
473
0
100
MURPHY USA INC
COM
626755102
7
125
SH
DFND
0
0
125
MURPHY USA INC
COM
626755102
1081
19372
SH
DFND
1,2
18873
160
339
NATIONAL GRID PLC
SPON ADR NEW
636274300
1401
21696
SH
DFND
1,2
21481
215
0
NATIONAL GRID PLC
SPON ADR NEW
636274300
23
350
SH
DFND
0
0
350
NATIONAL OILWELL VARCO INC
COM
637071101
24
500
SH
DFND
0
0
500
NATIONAL OILWELL VARCO INC
COM
637071101
467
9690
SH
DFND
1,2
9505
0
185
NETFLIX INC
COM
64110L106
102
155
SH
DFND
0
0
155
NETFLIX INC
COM
64110L106
105
160
SH
DFND
1,2
160
0
0
NEW MEDIA INVT GROUP INC
COM
64704V106
321
17896
SH
DFND
0
0
17896
NEWFIELD EXPL CO
COM
651290108
2067
57246
SH
DFND
1,2
56226
0
1020
NEWMONT MINING CORP
COM
651639106
2334
99910
SH
DFND
0
0
99910
NEWMONT MINING CORP
COM
651639106
4
150
SH
DFND
1,2
150
0
0
NEXTERA ENERGY INC
COM
65339F101
280
2860
SH
DFND
0
0
2860
NEXTERA ENERGY INC
COM
65339F101
351
3581
SH
DFND
1,2
3458
0
123
NIKE INC
CL B
654106103
213
1975
SH
DFND
0
0
1975
NIKE INC
CL B
654106103
18
163
SH
DFND
1,2
138
0
25
NORFOLK SOUTHERN CORP
COM
655844108
143
1642
SH
DFND
0
0
1642
NORFOLK SOUTHERN CORP
COM
655844108
82
943
SH
DFND
1,2
943
0
0
NORTHROP GRUMMAN CORP
COM
666807102
29
180
SH
DFND
0
0
180
NORTHROP GRUMMAN CORP
COM
666807102
338
2135
SH
DFND
1,2
2135
0
0
NOVO-NORDISK A S
ADR
670100205
5
100
SH
DFND
0
0
100
NOVO-NORDISK A S
ADR
670100205
419
7647
SH
DFND
1,2
7647
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
589
6003
SH
DFND
1,2
6003
0
0
OGE ENERGY CORP
COM
670837103
125
4390
SH
DFND
0
0
4390
OGE ENERGY CORP
COM
670837103
1140
39901
SH
DFND
1,2
39302
0
599
OLD REP INTL CORP
COM
680223104
504
32245
SH
DFND
1,2
29135
160
2950
ORACLE CORP
COM
68389X105
263
6524
SH
DFND
1,2
5969
0
555
PALO ALTO NETWORKS INC
COM
697435105
699
4003
SH
DFND
0
0
4003
PAN AMERICAN SILVER CORP
COM
697900108
2202
256380
SH
DFND
0
0
256380
PENTAIR PLC
SHS
G7S00T104
1506
21909
SH
DFND
1,2
21569
0
340
PEOPLES UNITED FINANCIAL INC
COM
712704105
707
43637
SH
DFND
1,2
36367
2110
5160
PEPSICO INC
COM
713448108
204
2187
SH
DFND
0
0
2187
PEPSICO INC
COM
713448108
812
8700
SH
DFND
1,2
8555
45
100
PERRIGO CO PLC
SHS
G97822103
597
3231
SH
DFND
1,2
3111
0
120
PFIZER INC
COM
717081103
1689
50367
SH
DFND
0
0
50367
PFIZER INC
COM
717081103
186
5547
SH
DFND
1,2
5547
0
0
PHILIP MORRIS INTL INC
COM
718172109
512
6388
SH
DFND
0
0
6388
PHILIP MORRIS INTL INC
COM
718172109
2427
30281
SH
DFND
1,2
29068
243
970
PHILLIPS 66
COM
718546104
83
1029
SH
DFND
0
0
1029
PHILLIPS 66
COM
718546104
147
1826
SH
DFND
1,2
1826
0
0
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
1564
15658
SH
DFND
0
0
15658
PIMCO ETF TR
INTER MUN BD ACT
72201R866
287
5448
SH
DFND
0
0
5448
POLARIS INDS INC
COM
731068102
9
64
SH
DFND
0
0
64
POLARIS INDS INC
COM
731068102
1262
8523
SH
DFND
1,2
8375
0
148
POWERSHARES DB CMDTY IDX TRA
UNIT BEN INT
73935S105
413
22921
SH
DFND
0
0
22921
POWERSHARES ETF TR II
FND INV GR CP
73937B761
2253
88853
SH
DFND
0
0
88853
POWERSHARES ETF TR II
KBW BK PORT
73937B746
489
12296
SH
DFND
0
0
12296
POWERSHARES ETF TRUST
DYNAMIC MKT PT
73935X104
1481
19523
SH
DFND
0
0
19523
POWERSHARES ETF TRUST
FTSE RAFI 1000
73935X583
297
3274
SH
DFND
0
0
3274
POWERSHARES ETF TRUST
WATER RESOURCE
73935X575
866
34700
SH
DFND
1,2
34700
0
0
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
7414
311783
SH
DFND
1,2
276596
0
35187
POWERSHARES GLOBAL ETF FD
S&P 500 BUYWRT
73936G308
261
12417
SH
DFND
0
0
12417
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
3825
35723
SH
DFND
0
0
35723
PPG INDS INC
COM
693506107
369
3214
SH
DFND
1,2
3214
0
0
PPL CORP
COM
69351T106
859
29178
SH
DFND
1,2
28898
280
0
PRICELINE GRP INC
COM NEW
741503403
656
569
SH
DFND
1,2
554
0
15
PROCTER & GAMBLE CO
COM
742718109
391
5002
SH
DFND
0
0
5002
PROCTER & GAMBLE CO
COM
742718109
1380
17639
SH
DFND
1,2
17089
145
405
PRUDENTIAL FINL INC
COM
744320102
369
4220
SH
DFND
1,2
3672
128
420
PRUDENTIAL PLC
ADR
74435K204
241
4962
SH
DFND
1,2
4962
0
0
QUALCOMM INC
COM
747525103
54
870
SH
DFND
0
0
870
QUALCOMM INC
COM
747525103
1516
24203
SH
DFND
1,2
22370
378
1455
RAYTHEON CO
COM
755111507
14
150
SH
DFND
0
0
150
RAYTHEON CO
COM
755111507
192
2011
SH
DFND
1,2
1680
86
245
REALTY INCOME CORP
COM
756109104
487
10977
SH
DFND
1,2
10877
100
0
REGIONS FINL CORP NEW
COM
7591EP100
183
17652
SH
DFND
1,2
17652
0
0
RESTORATION HARDWARE HLDGS I
COM
761283100
356
3646
SH
DFND
0
0
3646
REYNOLDS AMERICAN INC
COM
761713106
480
6431
SH
DFND
0
0
6431
REYNOLDS AMERICAN INC
COM
761713106
2566
34372
SH
DFND
1,2
33246
498
628
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
205
3570
SH
DFND
0
0
3570
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
972
16957
SH
DFND
1,2
16767
190
0
RYDEX ETF TRUST
GUG RUSS1000 EQL
78355W593
1941
37818
SH
DFND
0
0
37818
RYDEX ETF TRUST
GUG S&P500 EQ WT
78355W106
579
7251
SH
DFND
0
0
7251
RYDEX ETF TRUST
GUG S&P500 EQ WT
78355W106
45
560
SH
DFND
1,2
560
0
0
SANOFI
SPONSORED ADR
80105N105
8
155
SH
DFND
0
0
155
SANOFI
SPONSORED ADR
80105N105
367
7403
SH
DFND
1,2
7263
140
0
SCHLUMBERGER LTD
COM
806857108
211
2450
SH
DFND
0
0
2450
SCHLUMBERGER LTD
COM
806857108
859
9969
SH
DFND
1,2
9622
0
347
SCOTTS MIRACLE GRO CO
CL A
810186106
632
10676
SH
DFND
1,2
8728
438
1510
SEALED AIR CORP NEW
COM
81211K100
483
9398
SH
DFND
0
0
9398
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
2070
27066
SH
DFND
0
0
27066
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
31
400
SH
DFND
1,2
400
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
17
690
SH
DFND
0
0
690
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
243
9989
SH
DFND
1,2
9989
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
1262
30456
SH
DFND
1,2
27384
0
3072
SEMPRA ENERGY
COM
816851109
230
2328
SH
DFND
1,2
2328
0
0
SENIOR HSG PPTYS TR
SH BEN INT
81721M109
513
29253
SH
DFND
1,2
26313
350
2590
SKYWORKS SOLUTIONS INC
COM
83088M102
325
3122
SH
DFND
0
0
3122
SKYWORKS SOLUTIONS INC
COM
83088M102
91
872
SH
DFND
1,2
872
0
0
SOUTHERN CO
COM
842587107
72
1708
SH
DFND
0
0
1708
SOUTHERN CO
COM
842587107
1314
31367
SH
DFND
1,2
30487
460
420
SOUTHWEST AIRLS CO
COM
844741108
459
13873
SH
DFND
0
0
13873
SOUTHWEST AIRLS CO
COM
844741108
280
8453
SH
DFND
1,2
8453
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
63
563
SH
DFND
0
0
563
SPDR GOLD TRUST
GOLD SHS
78463V107
493
4381
SH
DFND
1,2
4306
0
75
SPDR S&P 500 ETF TR
TR UNIT
78462F103
2363
11475
SH
DFND
0
0
11475
SPDR S&P 500 ETF TR
TR UNIT
78462F103
485
2356
SH
DFND
1,2
2356
0
0
SPDR SERIES TRUST
AEROSPACE DEF
78464A631
1053
9208
SH
DFND
0
0
9208
SPDR SERIES TRUST
BRC CNV SECS ETF
78464A359
338
7108
SH
DFND
0
0
7108
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
149
1950
SH
DFND
0
0
1950
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
5199
68212
SH
DFND
1,2
61085
0
7127
SPROTT PHYSICAL GOLD TRUST
UNIT
85207H104
156
16200
SH
DFND
0
0
16200
SPROTT PHYSICAL SILVER TR
TR UNIT
85207K107
178
28800
SH
DFND
0
0
28800
STARBUCKS CORP
COM
855244109
170
3180
SH
DFND
0
0
3180
STARBUCKS CORP
COM
855244109
283
5292
SH
DFND
1,2
5292
0
0
STERICYCLE INC
COM
858912108
524
3915
SH
DFND
1,2
3725
0
190
SUNTRUST BKS INC
COM
867914103
22
500
SH
DFND
0
0
500
SUNTRUST BKS INC
COM
867914103
278
6466
SH
DFND
1,2
6366
0
100
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
241
10635
SH
DFND
1,2
10635
0
0
TARGET CORP
COM
87612E106
326
3993
SH
DFND
1,2
3373
120
500
TARGET CORP
COM
87612E106
8
97
SH
DFND
0
0
97
TAUBMAN CTRS INC
COM
876664103
219
3140
SH
DFND
1,2
2180
180
780
TEXAS INSTRS INC
COM
882508104
52
1000
SH
DFND
0
0
1000
TEXAS INSTRS INC
COM
882508104
171
3325
SH
DFND
1,2
2755
170
400
THE ADT CORPORATION
COM
00101J106
12
370
SH
DFND
0
0
370
THE ADT CORPORATION
COM
00101J106
1531
45597
SH
DFND
1,2
45220
0
377
THERMO FISHER SCIENTIFIC INC
COM
883556102
6
50
SH
DFND
0
0
50
THERMO FISHER SCIENTIFIC INC
COM
883556102
222
1710
SH
DFND
1,2
1672
0
38
THOMSON REUTERS CORP
COM
884903105
413
10845
SH
DFND
1,2
8885
520
1440
THOR INDS INC
COM
885160101
1424
25310
SH
DFND
1,2
24907
0
403
TIDEWATER INC
COM
886423102
985
43330
SH
DFND
1,2
42749
0
581
TIME WARNER INC
COM NEW
887317303
405
4639
SH
DFND
0
0
4639
TIME WARNER INC
COM NEW
887317303
51
581
SH
DFND
1,2
507
0
74
TIMKEN CO
COM
887389104
1260
34463
SH
DFND
1,2
33862
0
601
TORCHMARK CORP
COM
891027104
281
4824
SH
DFND
0
0
4824
TOTAL S A
SPONSORED ADR
89151E109
1149
23367
SH
DFND
1,2
23107
260
0
TRINITY INDS INC
COM
896522109
13
500
SH
DFND
0
0
500
TRINITY INDS INC
COM
896522109
1094
41392
SH
DFND
1,2
40794
0
598
TWITTER INC
COM
90184L102
2910
80330
SH
DFND
0
0
80330
TWITTER INC
COM
90184L102
2
55
SH
Call
DFND
0
0
0
TWO HBRS INVT CORP
COM
90187B101
197
20185
SH
DFND
0
0
20185
ULTA SALON COSMETCS & FRAG I
COM
90384S303
354
2293
SH
DFND
0
0
2293
UNILEVER PLC
SPON ADR NEW
904767704
934
21738
SH
DFND
1,2
21498
240
0
UNION PAC CORP
COM
907818108
157
1650
SH
DFND
0
0
1650
UNION PAC CORP
COM
907818108
208
2187
SH
DFND
1,2
2187
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
145
1305
SH
DFND
0
0
1305
UNITED TECHNOLOGIES CORP
COM
913017109
643
5795
SH
DFND
1,2
5264
108
423
UNITEDHEALTH GROUP INC
COM
91324P102
220
1800
SH
DFND
0
0
1800
UNITEDHEALTH GROUP INC
COM
91324P102
67
550
SH
DFND
1,2
550
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
248
1116
SH
DFND
1,2
1116
0
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
151
1883
SH
DFND
0
0
1883
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
631
7858
SH
DFND
1,2
7858
0
0
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
3337
41066
SH
DFND
0
0
41066
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
30
375
SH
DFND
1,2
375
0
0
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
1949
21186
SH
DFND
0
0
21186
VANGUARD INDEX FDS
GROWTH ETF
922908736
648
6055
SH
DFND
0
0
6055
VANGUARD INDEX FDS
MID CAP ETF
922908629
415
3257
SH
DFND
0
0
3257
VANGUARD INDEX FDS
REIT ETF
922908553
338
4528
SH
DFND
0
0
4528
VANGUARD INDEX FDS
REIT ETF
922908553
554
7415
SH
DFND
1,2
6690
0
725
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
530
4950
SH
DFND
0
0
4950
VANGUARD INDEX FDS
VALUE ETF
922908744
2240
26870
SH
DFND
0
0
26870
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
2939
60541
SH
DFND
0
0
60541
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
858
20983
SH
DFND
0
0
20983
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
757
18524
SH
DFND
1,2
15974
0
2550
VANGUARD SCOTTSDALE FDS
LG-TERM COR BD
92206C813
426
4998
SH
DFND
0
0
4998
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
227
2848
SH
DFND
0
0
2848
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
2194
15673
SH
DFND
0
0
15673
VARIAN MED SYS INC
COM
92220P105
398
4715
SH
DFND
1,2
4580
0
135
VENTAS INC
COM
92276F100
809
13028
SH
DFND
1,2
12908
120
0
VERISK ANALYTICS INC
COM
92345Y106
475
6528
SH
DFND
1,2
6253
0
275
VERIZON COMMUNICATIONS INC
COM
92343V104
692
14847
SH
DFND
0
0
14847
VERIZON COMMUNICATIONS INC
COM
92343V104
1782
38240
SH
DFND
1,2
37838
330
72
VISA INC
COM CL A
92826C839
294
4380
SH
DFND
0
0
4380
VISA INC
COM CL A
92826C839
699
10410
SH
DFND
1,2
10114
0
296
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
51
1400
SH
DFND
0
0
1400
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
737
20205
SH
DFND
1,2
19835
220
150
VOYA GLBL EQTY DIV & PREM OP
COM
92912T100
476
58265
SH
DFND
0
0
58265
WAL-MART STORES INC
COM
931142103
144
2029
SH
DFND
1,2
1879
0
150
WAL-MART STORES INC
COM
931142103
294
4138
SH
DFND
0
0
4138
WELLS FARGO & CO NEW
COM
949746101
1055
18759
SH
DFND
0
0
18759
WELLS FARGO & CO NEW
COM
949746101
874
15548
SH
DFND
1,2
15028
0
520
WESTERN ASSET CLYM INFL SEC
COM SH BEN INT
95766Q106
402
35690
SH
DFND
0
0
35690
WESTERN ASSET EMRG MKT DEBT
COM
95766A101
223
14895
SH
DFND
0
0
14895
WESTERN UN CO
COM
959802109
2331
114692
SH
DFND
1,2
112664
0
2028
WILLIAMS COS INC DEL
COM
969457100
67
1160
SH
DFND
0
0
1160
WILLIAMS COS INC DEL
COM
969457100
1799
31359
SH
DFND
1,2
29944
555
860
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
6519
113961
SH
DFND
0
0
113961