0001104659-15-038672.txt : 20150515
0001104659-15-038672.hdr.sgml : 20150515
20150515160252
ACCESSION NUMBER: 0001104659-15-038672
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150515
DATE AS OF CHANGE: 20150515
EFFECTIVENESS DATE: 20150515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hilltop Holdings Inc.
CENTRAL INDEX KEY: 0001265131
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 841477939
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15359
FILM NUMBER: 15868947
BUSINESS ADDRESS:
STREET 1: 200 CRESCENT COURT
STREET 2: SUITE 1330
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214.855.2177
MAIL ADDRESS:
STREET 1: 200 CRESCENT COURT
STREET 2: SUITE 1330
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER COMPANY:
FORMER CONFORMED NAME: AFFORDABLE RESIDENTIAL COMMUNITIES INC
DATE OF NAME CHANGE: 20030929
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0001265131
XXXXXXXX
03-31-2015
03-31-2015
false
Hilltop Holdings Inc.
200 Crescent Court
Suite 1330
Dallas
TX
75201
13F HOLDINGS REPORT
028-15359
N
Corey G. Prestidge
Executive Vice President, General Counsel and Secretary
214-855-2177
/s/ Corey G. Prestidge
Dallas
TX
05-15-2015
2
484
391399
false
1
0001569620
028-15365
PlainsCapital Corp
2
0001534401
028-15369
PlainsCapital Bank
INFORMATION TABLE
2
a15-11643_1informationtable.xml
INFORMATION TABLE
3M CO
COM
88579Y101
387
2347
SH
DFND
1,2
2106
9
232
3M CO
COM
88579Y101
711
4310
SH
DFND
0
0
4310
ABBOTT LABS
COM
002824100
145
3137
SH
DFND
1,2
2827
0
310
ABBOTT LABS
COM
002824100
213
4600
SH
DFND
0
0
4600
ABBVIE INC
COM
00287Y109
536
9153
SH
DFND
1,2
8928
0
225
ABBVIE INC
COM
00287Y109
18
300
SH
DFND
0
0
300
ACE LTD
SHS
H0023R105
366
3283
SH
DFND
1,2
3283
0
0
ACTAVIS PLC
SHS
G0083B108
235
790
SH
DFND
1,2
735
0
55
ACTAVIS PLC
SHS
G0083B108
67
226
SH
DFND
0
0
226
ADVISORSHARES TR
PERITUS HG YLD
00768Y503
1049
25354
SH
DFND
0
0
25354
AETNA INC NEW
COM
00817Y108
306
2874
SH
DFND
1,2
2874
0
0
AETNA INC NEW
COM
00817Y108
551
5171
SH
DFND
0
0
5171
AGCO CORP
COM
001084102
1947
40874
SH
DFND
1,2
40240
0
634
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
547
6575
SH
DFND
0
0
6575
ALLIANCE DATA SYSTEMS CORP
COM
018581108
263
889
SH
DFND
1,2
885
0
4
ALLIANCEBERNSTEIN INCOME FUN
COM
01881E101
310
40100
SH
DFND
0
0
40100
ALLISON TRANSMISSION HLDGS I
COM
01973R101
359
11232
SH
DFND
0
0
11232
ALLSTATE CORP
COM
020002101
742
10434
SH
DFND
1,2
10204
0
230
ALPINE GLOBAL PREMIER PPTYS
COM SBI
02083A103
307
44835
SH
DFND
0
0
44835
ALPS ETF TR
ALERIAN MLP
00162Q866
1385
83579
SH
DFND
0
0
83579
ALTRIA GROUP INC
COM
02209S103
1904
38061
SH
DFND
1,2
37731
330
0
ALTRIA GROUP INC
COM
02209S103
1124
22479
SH
DFND
0
0
22479
AMBARELLA INC
SHS
G037AX101
247
3266
SH
DFND
0
0
3266
AMERICAN AIRLS GROUP INC
COM
02376R102
296
5607
SH
DFND
0
0
5607
AMERICAN ELEC PWR INC
COM
025537101
682
12120
SH
DFND
1,2
12040
80
0
AMERICAN EXPRESS CO
COM
025816109
157
2013
SH
DFND
1,2
1675
0
338
AMERICAN EXPRESS CO
COM
025816109
61
775
SH
DFND
0
0
775
AMERICAN FINL GROUP INC OHIO
COM
025932104
281
4381
SH
DFND
1,2
3451
258
672
AMERIPRISE FINL INC
COM
03076C106
268
2051
SH
DFND
1,2
2051
0
0
AMERISOURCEBERGEN CORP
COM
03073E105
263
2314
SH
DFND
1,2
2034
0
280
AMGEN INC
COM
031162100
128
796
SH
DFND
1,2
796
0
0
AMGEN INC
COM
031162100
300
1877
SH
DFND
0
0
1877
APPLE INC
COM
037833100
1903
15292
SH
DFND
1,2
14731
0
561
APPLE INC
COM
037833100
6528
52461
SH
DFND
0
0
52461
ASBURY AUTOMOTIVE GROUP INC
COM
043436104
261
3144
SH
DFND
1,2
3144
0
0
AT&T INC
COM
00206R102
2212
67776
SH
DFND
1,2
64916
480
2380
AT&T INC
COM
00206R102
1727
52902
SH
DFND
0
0
52902
AUTOMATIC DATA PROCESSING IN
COM
053015103
277
3242
SH
DFND
1,2
2616
194
432
AUTOMATIC DATA PROCESSING IN
COM
053015103
43
500
SH
DFND
0
0
500
BAIDU INC
SPON ADR REP A
056752108
140
670
SH
DFND
1,2
670
0
0
BAIDU INC
SPON ADR REP A
056752108
70
335
SH
DFND
0
0
335
BANK AMER CORP
COM
060505104
316
20529
SH
DFND
1,2
20529
0
0
BANK AMER CORP
COM
060505104
406
26400
SH
DFND
0
0
26400
BAXTER INTL INC
COM
071813109
522
7617
SH
DFND
1,2
6069
370
1178
BAXTER INTL INC
COM
071813109
8
120
SH
DFND
0
0
120
BCE INC
COM NEW
05534B760
1106
26115
SH
DFND
1,2
25795
320
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
218
1
SH
DFND
1,2
1
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1279
8861
SH
DFND
1,2
8543
0
318
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
320
2217
SH
DFND
0
0
2217
BIOAMBER INC
COM
09072Q106
157
18000
SH
DFND
0
0
18000
BIOGEN INC
COM
09062X103
11
26
SH
DFND
1,2
18
0
8
BIOGEN INC
COM
09062X103
1697
4020
SH
DFND
0
0
4020
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
1486
38200
SH
DFND
0
0
38200
BOEING CO
COM
097023105
1700
11328
SH
DFND
0
0
11328
BOSTON PROPERTIES INC
COM
101121101
411
2926
SH
DFND
0
0
2926
BP PLC
SPONSORED ADR
055622104
972
24861
SH
DFND
1,2
24571
290
0
BP PLC
SPONSORED ADR
055622104
179
4580
SH
DFND
0
0
4580
BPZ RESOURCES INC
COM
055639108
0
10000
SH
DFND
0
0
10000
BRISTOL MYERS SQUIBB CO
COM
110122108
523
8114
SH
DFND
1,2
7068
288
758
BRISTOL MYERS SQUIBB CO
COM
110122108
1186
18383
SH
DFND
0
0
18383
BROADRIDGE FINL SOLUTIONS IN
COM
11133T103
2443
44412
SH
DFND
1,2
43707
0
705
CA INC
COM
12673P105
223
6840
SH
DFND
1,2
6840
0
0
CA INC
COM
12673P105
10
300
SH
DFND
0
0
300
CANADIAN NATL RY CO
COM
136375102
317
4740
SH
DFND
1,2
4740
0
0
CDW CORP
COM
12514G108
307
8240
SH
DFND
1,2
8240
0
0
CELGENE CORP
COM
151020104
4
37
SH
DFND
1,2
0
0
37
CELGENE CORP
COM
151020104
349
3026
SH
DFND
0
0
3026
CENTENE CORP DEL
COM
15135B101
3209
45392
SH
DFND
1,2
44644
0
748
CENTURYLINK INC
COM
156700106
1243
35966
SH
DFND
0
0
35966
CHENIERE ENERGY INC
COM NEW
16411R208
530
6850
SH
DFND
0
0
6850
CHEVRON CORP NEW
COM
166764100
1775
16907
SH
DFND
1,2
15957
75
875
CHEVRON CORP NEW
COM
166764100
162
1547
SH
DFND
0
0
1547
CHICAGO BRIDGE & IRON CO N V
COM
167250109
1887
38308
SH
DFND
1,2
37884
0
424
CHICAGO BRIDGE & IRON CO N V
COM
167250109
123
2500
SH
DFND
0
0
2500
CINEMARK HOLDINGS INC
COM
17243V102
306
6796
SH
DFND
1,2
6796
0
0
CISCO SYS INC
COM
17275R102
296
10746
SH
DFND
1,2
10329
0
417
CISCO SYS INC
COM
17275R102
132
4800
SH
DFND
0
0
4800
CITIGROUP INC
COM NEW
172967424
79
1543
SH
DFND
1,2
1543
0
0
CITIGROUP INC
COM NEW
172967424
1008
19573
SH
DFND
3653
0
15920
CLEAN HARBORS INC
COM
184496107
2211
38958
SH
DFND
1,2
38268
0
690
CLOROX CO DEL
COM
189054109
269
2439
SH
DFND
1,2
2433
0
6
CLOROX CO DEL
COM
189054109
81
733
SH
DFND
0
0
733
COACH INC
COM
189754104
710
17142
SH
DFND
1,2
16442
0
700
COACH INC
COM
189754104
15
350
SH
DFND
0
0
350
COCA COLA CO
COM
191216100
931
22948
SH
DFND
1,2
22488
160
300
COCA COLA CO
COM
191216100
605
14911
SH
DFND
0
0
14911
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
913
14640
SH
DFND
1,2
14385
0
255
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
415
6645
SH
DFND
0
0
6645
CONOCOPHILLIPS
COM
20825C104
807
12954
SH
DFND
1,2
12803
0
151
CONOCOPHILLIPS
COM
20825C104
254
4080
SH
DFND
0
0
4080
CONSOLIDATED WATER CO INC
ORD
G23773107
135
13185
SH
DFND
0
0
13185
CORE LABORATORIES N V
COM
N22717107
363
3475
SH
DFND
1,2
3352
0
123
CUMMINS INC
COM
231021106
375
2707
SH
DFND
1,2
2597
0
110
CUMMINS INC
COM
231021106
181
1302
SH
DFND
0
0
1302
CUSHING MLP TOTAL RETURN FD
COM SHS
231631102
59
14500
SH
DFND
0
0
14500
CVS HEALTH CORP
COM
126650100
378
3662
SH
DFND
1,2
3587
0
75
CVS HEALTH CORP
COM
126650100
182
1765
SH
DFND
0
0
1765
CYRUSONE INC
COM
23283R100
564
18125
SH
DFND
0
0
18125
D R HORTON INC
COM
23331A109
1465
51450
SH
DFND
0
0
51450
DARDEN RESTAURANTS INC
COM
237194105
495
7138
SH
DFND
1,2
6708
24
406
DARDEN RESTAURANTS INC
COM
237194105
71
1030
SH
DFND
0
0
1030
DARLING INGREDIENTS INC
COM
237266101
1524
108783
SH
DFND
1,2
107363
0
1420
DAVITA HEALTHCARE PARTNERS I
COM
23918K108
212
2605
SH
DFND
1,2
2605
0
0
DELTA AIRLINES INC DEL
COM NEW
247361702
208
4615
SH
DFND
1,2
4615
0
0
DELTA AIRLINES INC DEL
COM NEW
247361702
83
1852
SH
DFND
0
0
1852
DELUXE CORP
COM
248019101
287
4136
SH
DFND
1,2
4136
0
0
DIAGEO P L C
SPON ADR NEW
25243Q205
71
640
SH
DFND
1,2
640
0
0
DIAGEO P L C
SPON ADR NEW
25243Q205
1358
12285
SH
DFND
0
0
12285
DISCOVER FINL SVCS
COM
254709108
135
2405
SH
DFND
1,2
2215
0
190
DISCOVER FINL SVCS
COM
254709108
425
7538
SH
DFND
0
0
7538
DISNEY WALT CO
COM DISNEY
254687106
199
1893
SH
DFND
1,2
1843
0
50
DISNEY WALT CO
COM DISNEY
254687106
591
5636
SH
DFND
0
0
5636
DOLLAR TREE INC
COM
256746108
223
2742
SH
DFND
1,2
2742
0
0
DOMINION RES INC VA NEW
COM
25746U109
881
12434
SH
DFND
1,2
12314
120
0
DST SYSTEMS INC DEL
COM
233326107
264
2383
SH
DFND
1,2
2383
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
153
2137
SH
DFND
1,2
2062
0
75
DU PONT E I DE NEMOURS & CO
COM
263534109
302
4223
SH
DFND
0
0
4223
DUKE ENERGY CORP NEW
COM NEW
26441C204
1580
20579
SH
DFND
1,2
19887
306
386
DUKE ENERGY CORP NEW
COM NEW
26441C204
718
9356
SH
DFND
0
0
9356
E M C CORP MASS
COM
268648102
492
19277
SH
DFND
1,2
17832
0
1445
EATON CORP PLC
SHS
G29183103
255
3754
SH
DFND
1,2
3704
0
50
EATON CORP PLC
SHS
G29183103
3
50
SH
DFND
0
0
50
EATON VANCE SR INCOME TR
SH BEN INT
27826S103
468
71840
SH
DFND
0
0
71840
EATON VANCE TAX MNGD GBL DV
COM
27829F108
92
9450
SH
DFND
1,2
9450
0
0
EATON VANCE TAX MNGD GBL DV
COM
27829F108
32
3350
SH
DFND
0
0
3350
ECOLAB INC
COM
278865100
207
1807
SH
DFND
1,2
1737
0
70
EMERSON ELEC CO
COM
291011104
283
4993
SH
DFND
1,2
4467
30
496
EMERSON ELEC CO
COM
291011104
61
1082
SH
DFND
0
0
1082
ENDOCYTE INC
COM
29269A102
67
10720
SH
DFND
0
0
10720
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
396
6250
SH
DFND
0
0
6250
ENTERPRISE PRODS PARTNERS L
COM
293792107
425
12898
SH
DFND
0
0
12898
EVOLUTION PETROLEUM CORP
COM
30049A107
458
76900
SH
DFND
0
0
76900
EXPRESS SCRIPTS HLDG CO
COM
30219G108
1161
13381
SH
DFND
1,2
12711
0
670
EXPRESS SCRIPTS HLDG CO
COM
30219G108
4
50
SH
DFND
0
0
50
EXXON MOBIL CORP
COM
30231G102
2003
23568
SH
DFND
1,2
22454
216
898
EXXON MOBIL CORP
COM
30231G102
671
7892
SH
DFND
0
0
7892
FACEBOOK INC
CL A
30303M102
46
562
SH
DFND
1,2
382
0
180
FACEBOOK INC
OTHER
30303M102
1549
18842
SH
DFND
0
0
18842
FAIRCHILD SEMICONDUCTOR INTL
COM
303726103
2207
121400
SH
DFND
0
0
121400
FEDEX CORP
COM
31428X106
4
25
SH
DFND
1,2
0
0
25
FEDEX CORP
COM
31428X106
199
1205
SH
DFND
0
0
1205
FIBROGEN INC
COM
31572Q808
1132
36075
SH
DFND
0
0
36075
FIRST TR EXCHAN TRADED FD VI
FST TR GLB FD
33739H101
665
27600
SH
DFND
0
0
27600
FIRST TR EXCHANGE TRADED FD
NY ARCA BIOTECH
33733E203
1282
10846
SH
DFND
0
0
10846
FIRST TR EXCHANGE TRADED FD
DJ INTERNT IDX
33733E302
1018
15688
SH
DFND
0
0
15688
FIRST TR EXCHANGE TRADED FD
CONSUMR DISCRE
33734X101
1022
27412
SH
DFND
0
0
27412
FIRST TR EXCHANGE TRADED FD
CONSUMR STAPLE
33734X119
1043
23369
SH
DFND
0
0
23369
FIRST TR EXCHANGE TRADED FD
HLTH CARE ALPH
33734X143
1138
16983
SH
DFND
0
0
16983
FIRST TR EXCHANGE TRADED FD
SENIOR LN FD
33738D309
512
10406
SH
DFND
0
0
10406
FIRST TR MULTI CP VAL ALPHA
COM SHS
33733C108
1210
25416
SH
DFND
0
0
25416
FLOWSERVE CORP
COM
34354P105
1678
29707
SH
DFND
1,2
29281
0
426
FLOWSERVE CORP
COM
34354P105
10
174
SH
DFND
0
0
174
FORD MTR CO DEL
COM PAR $0.01
345370860
27
1645
SH
DFND
1,2
1645
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
1000
61967
SH
DFND
0
0
61967
FRANCO NEVADA CORP
COM
351858105
1897
39090
SH
DFND
0
0
39090
GAMCO GLOBAL GOLD NAT RES &
COM SH BEN INT
36465A109
456
65605
SH
DFND
0
0
65605
GENERAL DYNAMICS CORP
COM
369550108
418
3078
SH
DFND
1,2
2873
0
205
GENERAL DYNAMICS CORP
COM
369550108
63
464
SH
DFND
0
0
464
GENERAL ELECTRIC CO
COM
369604103
417
16791
SH
DFND
1,2
15689
0
1102
GENERAL ELECTRIC CO
COM
369604103
787
31707
SH
DFND
0
0
31707
GENERAL MLS INC
COM
370334104
613
10846
SH
DFND
1,2
10656
190
0
GENERAL MLS INC
COM
370334104
70
1242
SH
DFND
0
0
1242
GILEAD SCIENCES INC
COM
375558103
115
1173
SH
DFND
1,2
1143
0
30
GILEAD SCIENCES INC
COM
375558103
275
2798
SH
DFND
0
0
2798
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
1376
29812
SH
DFND
1,2
29462
350
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
2038
44160
SH
DFND
0
0
44160
GOOGLE INC
CL A
38259P508
474
855
SH
DFND
1,2
837
0
18
GOOGLE INC
CL A
38259P508
73
132
SH
DFND
0
0
132
GOOGLE INC
CL C
38259P706
339
620
SH
DFND
1,2
600
0
20
GOOGLE INC
CL C
38259P706
4077
7439
SH
DFND
0
0
7439
GRAHAM CORP
COM
384556106
573
23900
SH
DFND
0
0
23900
GRUBHUB INC
COM
400110102
362
7985
SH
DFND
0
0
7985
HALLIBURTON CO
COM
406216101
29
670
SH
DFND
1,2
600
0
70
HALLIBURTON CO
COM
406216101
224
5105
SH
DFND
0
0
5105
HANESBRANDS INC
COM
410345102
3245
96857
SH
DFND
1,2
95357
0
1500
HANESBRANDS INC
COM
410345102
4
120
SH
DFND
0
0
120
HANSEN MEDICAL INC
COM
411307101
9
10000
SH
DFND
0
0
10000
HCP INC
COM
40414L109
837
19376
SH
DFND
1,2
18976
200
200
HEALTH CARE REIT INC
COM
42217K106
848
10962
SH
DFND
1,2
10847
115
0
HEALTH CARE REIT INC
COM
42217K106
60
778
SH
DFND
0
0
778
HILLTOP HOLDINGS INC
COM
432748101
318
16354
SH
DFND
1,2
16354
0
0
HILLTOP HOLDINGS INC
COM
432748101
460
23674
SH
DFND
0
0
23674
HOME DEPOT INC
COM
437076102
152
1334
SH
DFND
1,2
1334
0
0
HOME DEPOT INC
COM
437076102
381
3351
SH
DFND
0
0
3351
HONEYWELL INTL INC
COM
438516106
405
3883
SH
DFND
1,2
3753
0
130
HONEYWELL INTL INC
COM
438516106
386
3700
SH
DFND
0
0
3700
ICON PLC
SHS
G4705A100
208
2948
SH
DFND
1,2
2948
0
0
IDEX CORP
COM
45167R104
1878
24777
SH
DFND
1,2
24400
0
377
ILLINOIS TOOL WKS INC
COM
452308109
83
862
SH
DFND
1,2
837
0
25
ILLINOIS TOOL WKS INC
COM
452308109
125
1284
SH
DFND
0
0
1284
INDEXIQ ETF TR
IQ MRGR ARB ETF
45409B800
1513
52469
SH
DFND
0
0
52469
ING GROEP N V
SPONSORED ADR
456837103
149
10220
SH
DFND
1,2
10220
0
0
INSTALLED BLDG PRODS INC
COM
45780R101
373
17150
SH
DFND
0
0
17150
INTEL CORP
COM
458140100
695
22235
SH
DFND
1,2
19530
585
2120
INTEL CORP
COM
458140100
591
18902
SH
DFND
0
0
18902
INTERNATIONAL BUSINESS MACHS
COM
459200101
364
2267
SH
DFND
1,2
1995
69
203
INTERNATIONAL BUSINESS MACHS
COM
459200101
18
112
SH
DFND
0
0
112
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
301
2561
SH
DFND
1,2
2511
0
50
INTERPHASE CORP
COM
460593106
176
117200
SH
DFND
0
0
117200
INVESCO TR INVT GRADE MUNS
COM
46131M106
146
10880
SH
DFND
0
0
10880
ISHARES
CNTRY MIN VL ETF
464286525
2452
34206
SH
DFND
0
0
34206
ISHARES
MSCI GERMANY ETF
464286806
1562
52350
SH
DFND
0
0
52350
ISHARES
MSCI JAPAN ETF
464286848
377
30050
SH
DFND
1,2
30050
0
0
ISHARES
MSCI JAPAN ETF
464286848
3507
279868
SH
DFND
0
0
279868
ISHARES
SHT NTLAMTFR ETF
464288158
515
4870
SH
DFND
0
0
4870
ISHARES
JP MOR EM MK ETF
464288281
2450
21849
SH
DFND
1,2
19333
0
2516
ISHARES
JP MOR EM MK ETF
464288281
6
50
SH
DFND
0
0
50
ISHARES
NAT AMT FREE BD
464288414
203
1838
SH
DFND
0
0
1838
ISHARES
INTL SEL DIV ETF
464288448
1757
52233
SH
DFND
1,2
52233
0
0
ISHARES
INTL SEL DIV ETF
464288448
17
500
SH
DFND
0
0
500
ISHARES
IBOXX HI YD ETF
464288513
3816
42124
SH
DFND
1,2
37455
0
4669
ISHARES
MRG RL ES CP ETF
464288539
2305
197183
SH
DFND
1,2
173327
0
23856
ISHARES
MSCI KLD400 SOC
464288570
486
6302
SH
DFND
1,2
6302
0
0
ISHARES
MBS ETF
464288588
3756
34037
SH
DFND
1,2
30222
0
3815
ISHARES
MBS ETF
464288588
1478
13394
SH
DFND
0
0
13394
ISHARES
CORE US CR BD
464288620
446
3930
SH
DFND
0
0
3930
ISHARES
1-3 YR CR BD ETF
464288646
10336
97945
SH
DFND
1,2
86875
0
11070
ISHARES
1-3 YR CR BD ETF
464288646
18
175
SH
DFND
0
0
175
ISHARES
3-7 YR TR BD ETF
464288661
832
6700
SH
DFND
1,2
6700
0
0
ISHARES
3-7 YR TR BD ETF
464288661
6
48
SH
DFND
0
0
48
ISHARES
SHRT TRS BD ETF
464288679
4238
38431
SH
DFND
0
0
38431
ISHARES
U.S. PFD STK ETF
464288687
4475
111563
SH
DFND
1,2
101008
0
10555
ISHARES
U.S. PFD STK ETF
464288687
1274
31755
SH
DFND
0
0
31755
ISHARES
U.S. PHARMA ETF
464288836
921
5343
SH
DFND
0
0
5343
ISHARES
MICRO-CAP ETF
464288869
1273
16103
SH
DFND
0
0
16103
ISHARES TR
SELECT DIVID ETF
464287168
3836
49228
SH
DFND
1,2
43967
0
5261
ISHARES TR
SELECT DIVID ETF
464287168
97
1250
SH
DFND
0
0
1250
ISHARES TR
CORE S&P500 ETF
464287200
2187
10521
SH
DFND
1,2
10021
0
500
ISHARES TR
CORE S&P500 ETF
464287200
792
3812
SH
DFND
0
0
3812
ISHARES TR
CORE US AGGBD ET
464287226
271
2436
SH
DFND
1,2
2436
0
0
ISHARES TR
CORE US AGGBD ET
464287226
1722
15450
SH
DFND
0
0
15450
ISHARES TR
MSCI EMG MKT ETF
464287234
1031
25703
SH
DFND
1,2
25703
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
144
3581
SH
DFND
0
0
3581
ISHARES TR
IBOXX INV CP ETF
464287242
2492
20473
SH
DFND
1,2
18173
0
2300
ISHARES TR
IBOXX INV CP ETF
464287242
1493
12264
SH
DFND
0
0
12264
ISHARES TR
20+ YR TR BD ETF
464287432
4585
35081
SH
DFND
0
0
35081
ISHARES TR
7-10 Y TR BD ETF
464287440
346
3195
SH
DFND
1,2
3195
0
0
ISHARES TR
7-10 Y TR BD ETF
464287440
6
55
SH
DFND
0
0
55
ISHARES TR
1-3 YR TR BD ETF
464287457
1249
14716
SH
DFND
1,2
14716
0
0
ISHARES TR
1-3 YR TR BD ETF
464287457
2683
31613
SH
DFND
0
0
31613
ISHARES TR
MSCI EAFE ETF
464287465
4012
62521
SH
DFND
1,2
61571
0
950
ISHARES TR
MSCI EAFE ETF
464287465
3
50
SH
DFND
0
0
50
ISHARES TR
RUS MID-CAP ETF
464287499
716
4136
SH
DFND
1,2
4136
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
1638
10776
SH
DFND
1,2
9776
0
1000
ISHARES TR
CORE S&P MCP ETF
464287507
118
775
SH
DFND
0
0
775
ISHARES TR
S&P MC 400GR ETF
464287606
362
2109
SH
DFND
1,2
2109
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
1377
13920
SH
DFND
1,2
13920
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
15
150
SH
DFND
0
0
150
ISHARES TR
RUS 1000 ETF
464287622
680
5872
SH
DFND
1,2
5872
0
0
ISHARES TR
RUS 2000 GRW ETF
464287648
284
1872
SH
DFND
1,2
1872
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
5501
44237
SH
DFND
1,2
43767
0
470
ISHARES TR
RUSSELL 2000 ETF
464287655
4
36
SH
DFND
0
0
36
ISHARES TR
U.S. ENERGY ETF
464287796
3080
70631
SH
DFND
0
0
70631
ISHARES TR
CORE S&P SCP ETF
464287804
582
4928
SH
DFND
1,2
4928
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
91
775
SH
DFND
0
0
775
ISHARES TR
CMBS ETF
46429B366
940
18020
SH
DFND
0
0
18020
ISHARES TR
MSCI USAMOMFCT
46432F396
1977
28129
SH
DFND
0
0
28129
JMP GROUP LLC
COM
46629U107
401
47900
SH
DFND
0
0
47900
JOHNSON & JOHNSON
COM
478160104
1901
18893
SH
DFND
1,2
17500
413
980
JOHNSON & JOHNSON
COM
478160104
864
8592
SH
DFND
0
0
8592
JPMORGAN CHASE & CO
COM
46625H100
332
5477
SH
DFND
1,2
5087
0
390
JPMORGAN CHASE & CO
COM
46625H100
382
6300
SH
DFND
0
0
6300
KAYNE ANDERSON MLP INVT CO
COM
486606106
7332
206522
SH
DFND
1,2
194675
0
11847
KIMBERLY CLARK CORP
COM
494368103
1288
12025
SH
DFND
1,2
11922
85
18
KIMBERLY CLARK CORP
COM
494368103
56
524
SH
DFND
0
0
524
KINDER MORGAN INC DEL
COM
49456B101
376
8943
SH
DFND
1,2
8793
150
0
KINDER MORGAN INC DEL
COM
49456B101
565
13440
SH
DFND
0
0
13440
KRAFT FOODS GROUP INC
COM
50076Q106
2732
31366
SH
DFND
1,2
31091
275
0
KRAFT FOODS GROUP INC
COM
50076Q106
160
1831
SH
DFND
0
0
1831
KROGER CO
COM
501044101
282
3682
SH
DFND
1,2
3682
0
0
KROGER CO
COM
501044101
79
1035
SH
DFND
0
0
1035
LAKE SHORE GOLD CORP
COM
510728108
50
61500
SH
DFND
0
0
61500
LATTICE SEMICONDUCTOR CORP
COM
518415104
1906
300700
SH
DFND
0
0
300700
LINCOLN NATL CORP IND
COM
534187109
376
6553
SH
DFND
1,2
6553
0
0
LINKEDIN CORP
COM CL A
53578A108
330
1320
SH
DFND
0
0
1320
LKQ CORP
COM
501889208
508
19859
SH
DFND
1,2
19219
0
640
LMP CORPORATE LN FD INC
COM
50208B100
396
35460
SH
DFND
0
0
35460
LOCKHEED MARTIN CORP
COM
539830109
400
1973
SH
DFND
1,2
1557
97
319
LOCKHEED MARTIN CORP
COM
539830109
233
1147
SH
DFND
0
0
1147
LORILLARD INC
COM
544147101
833
12746
SH
DFND
1,2
12362
22
362
LORILLARD INC
COM
544147101
148
2269
SH
DFND
0
0
2269
LOWES COS INC
COM
548661107
279
3761
SH
DFND
1,2
3161
0
600
LOWES COS INC
COM
548661107
146
1963
SH
DFND
0
0
1963
M & T BK CORP
COM
55261F104
548
4315
SH
DFND
1,2
4239
0
76
MARATHON PETE CORP
COM
56585A102
29
280
SH
DFND
1,2
250
0
30
MARATHON PETE CORP
COM
56585A102
215
2095
SH
DFND
0
0
2095
MARRIOTT INTL INC NEW
CL A
571903202
600
7476
SH
DFND
0
0
7476
MASTERCARD INC
CL A
57636Q104
214
2468
SH
DFND
1,2
2268
0
200
MCDONALDS CORP
COM
580135101
1910
19607
SH
DFND
1,2
18756
315
536
MCDONALDS CORP
COM
580135101
398
4089
SH
DFND
0
0
4089
MCGRAW HILL FINL INC
COM
580645109
278
2696
SH
DFND
1,2
2696
0
0
MCKESSON CORP
COM
58155Q103
10
46
SH
DFND
1,2
46
0
0
MCKESSON CORP
COM
58155Q103
201
888
SH
DFND
0
0
888
MEAD JOHNSON NUTRITION CO
COM
582839106
460
4573
SH
DFND
1,2
4385
0
188
MEADWESTVACO CORP
COM
583334107
1530
30688
SH
DFND
1,2
30102
0
586
MEADWESTVACO CORP
COM
583334107
30
600
SH
DFND
0
0
600
MEDTRONIC PLC
SHS
G5960L103
21
266
SH
DFND
1,2
266
0
0
MEDTRONIC PLC
SHS
G5960L103
335
4298
SH
DFND
0
0
4298
MERCK & CO INC NEW
COM
58933Y105
1710
29760
SH
DFND
1,2
29375
260
125
MERCK & CO INC NEW
COM
58933Y105
481
8365
SH
DFND
0
0
8365
MICRON TECHNOLOGY INC
COM
595112103
499
18395
SH
DFND
0
0
18395
MICROSEMI CORP
COM
595137100
342
9650
SH
DFND
0
0
9650
MICROSOFT CORP
COM
594918104
620
15238
SH
DFND
1,2
14595
0
643
MICROSOFT CORP
COM
594918104
612
15059
SH
DFND
0
0
15059
MINES MGMT INC
COM
603432105
5
11000
SH
DFND
0
0
11000
MITSUBISHI UFJ FINL GROUP IN
SPONSORED ADR
606822104
9
1380
SH
DFND
1,2
1380
0
0
MITSUBISHI UFJ FINL GROUP IN
SPONSORED ADR
606822104
3130
503200
SH
DFND
0
0
503200
MONDELEZ INTL INC
CL A
609207105
20
535
SH
DFND
1,2
435
0
100
MONDELEZ INTL INC
CL A
609207105
213
5898
SH
DFND
0
0
5898
MURPHY USA INC
COM
626755102
1494
20641
SH
DFND
1,2
20142
160
339
MURPHY USA INC
COM
626755102
9
125
SH
DFND
0
0
125
NATIONAL GRID PLC
SPON ADR NEW
636274300
1397
21611
SH
DFND
1,2
21396
215
0
NATIONAL GRID PLC
SPON ADR NEW
636274300
87
1350
SH
DFND
0
0
1350
NATIONAL OILWELL VARCO INC
COM
637071101
471
9427
SH
DFND
1,2
9242
0
185
NATIONAL OILWELL VARCO INC
COM
637071101
25
500
SH
DFND
0
0
500
NEW JERSEY RES
COM
646025106
207
6692
SH
DFND
1,2
6668
0
24
NEW MEDIA INVT GROUP INC
COM
64704V106
584
24396
SH
DFND
0
0
24396
NEW SR INVT GROUP INC
COM
648691103
235
14125
SH
DFND
0
0
14125
NEWCASTLE INVT CORP NEW
COM PAR $0.01
65105M603
69
14242
SH
DFND
0
0
14242
NEWFIELD EXPL CO
COM
651290108
2210
62981
SH
DFND
1,2
61961
0
1020
NEXTERA ENERGY INC
COM
65339F101
395
3797
SH
DFND
1,2
3674
0
123
NEXTERA ENERGY INC
COM
65339F101
382
3670
SH
DFND
0
0
3670
NOMURA HLDGS INC
SPONSORED ADR
65535H208
147
25000
SH
DFND
0
0
25000
NORFOLK SOUTHERN CORP
COM
655844108
96
934
SH
DFND
1,2
934
0
0
NORFOLK SOUTHERN CORP
COM
655844108
200
1942
SH
DFND
0
0
1942
NORTHROP GRUMMAN CORP
COM
666807102
391
2428
SH
DFND
1,2
2423
0
5
NORTHROP GRUMMAN CORP
COM
666807102
29
180
SH
DFND
0
0
180
NOVO-NORDISK A S
ADR
670100205
413
7738
SH
DFND
1,2
7738
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
573
5708
SH
DFND
1,2
5708
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
401
3996
SH
DFND
0
0
3996
OGE ENERGY CORP
COM
670837103
1113
35237
SH
DFND
1,2
34638
0
599
OGE ENERGY CORP
COM
670837103
154
4885
SH
DFND
0
0
4885
OLD REP INTL CORP
COM
680223104
452
30229
SH
DFND
1,2
27039
160
3030
ORACLE CORP
COM
68389X105
340
7898
SH
DFND
1,2
7343
0
555
PALO ALTO NETWORKS INC
COM
697435105
576
3941
SH
DFND
0
0
3941
PAN AMERICAN SILVER CORP
COM
697900108
2185
249100
SH
DFND
0
0
249100
PENTAIR PLC
SHS
G7S00T104
1493
23745
SH
DFND
1,2
23405
0
340
PEOPLES UNITED FINANCIAL INC
COM
712704105
598
39315
SH
DFND
1,2
31805
2110
5400
PEOPLES UNITED FINANCIAL INC
COM
712704105
15
1012
SH
DFND
0
0
1012
PEPSICO INC
COM
713448108
851
8899
SH
DFND
1,2
8754
45
100
PEPSICO INC
COM
713448108
239
2495
SH
DFND
0
0
2495
PERRIGO CO PLC
SHS
G97822103
552
3339
SH
DFND
1,2
3219
0
120
PFIZER INC
COM
717081103
226
6487
SH
DFND
1,2
6487
0
0
PFIZER INC
COM
717081103
1711
49192
SH
DFND
0
0
49192
PHILIP MORRIS INTL INC
COM
718172109
2292
30430
SH
DFND
1,2
29185
243
1002
PHILIP MORRIS INTL INC
COM
718172109
515
6838
SH
DFND
0
0
6838
PHILLIPS 66
COM
718546104
144
1834
SH
DFND
1,2
1834
0
0
PHILLIPS 66
COM
718546104
156
1979
SH
DFND
0
0
1979
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
1628
16036
SH
DFND
0
0
16036
PIMCO ETF TR
INTER MUN BD ACT
72201R866
300
5578
SH
DFND
0
0
5578
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
360
3550
SH
DFND
1,2
3020
0
530
POLARIS INDS INC
COM
731068102
1320
9353
SH
DFND
1,2
9205
0
148
POLARIS INDS INC
COM
731068102
37
264
SH
DFND
0
0
264
POWERSHARES DB CMDTY IDX TRA
UNIT BEN INT
73935S105
343
20071
SH
DFND
0
0
20071
POWERSHARES ETF TRUST
WATER RESOURCE
73935X575
864
34700
SH
DFND
1,2
34700
0
0
POWERSHARES ETF TRUST
DYN RETAIL PTF
73935X617
815
19662
SH
DFND
0
0
19662
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
7386
306582
SH
DFND
1,2
271395
0
35187
POWERSHARES ETF TRUST II
S&P SMCP C DIS
73937B506
904
16587
SH
DFND
0
0
16587
POWERSHARES ETF TRUST II
FND INV GR CP
73937B761
1878
72972
SH
DFND
0
0
72972
POWERSHARES ETF TRUST II
S&P SMCP IT PO
73937B860
983
18648
SH
DFND
0
0
18648
POWERSHARES ETF TRUST II
S&P SMCP HC PO
73937B886
1140
16543
SH
DFND
0
0
16543
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
2387
22603
SH
DFND
0
0
22603
PPG INDS INC
COM
693506107
427
1892
SH
DFND
1,2
1888
0
4
PPL CORP
COM
69351T106
1026
30475
SH
DFND
1,2
30195
280
0
PRICELINE GRP INC
COM NEW
741503403
683
587
SH
DFND
1,2
568
0
19
PROCTER & GAMBLE CO
COM
742718109
1379
16830
SH
DFND
1,2
16280
145
405
PROCTER & GAMBLE CO
COM
742718109
758
9245
SH
DFND
0
0
9245
PRUDENTIAL FINL INC
COM
744320102
329
4091
SH
DFND
1,2
3527
128
436
PRUDENTIAL PLC
ADR
74435K204
240
4808
SH
DFND
1,2
4808
0
0
QUALCOMM INC
COM
747525103
1619
23353
SH
DFND
1,2
21472
378
1503
QUALCOMM INC
COM
747525103
91
1310
SH
DFND
0
0
1310
REALTY INCOME CORP
COM
756109104
537
10404
SH
DFND
1,2
10304
100
0
REYNOLDS AMERICAN INC
COM
761713106
2133
30959
SH
DFND
1,2
29938
463
558
REYNOLDS AMERICAN INC
COM
761713106
257
3725
SH
DFND
0
0
3725
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
1060
16910
SH
DFND
1,2
16720
190
0
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
221
3520
SH
DFND
0
0
3520
RSP PERMIAN INC
COM
74978Q105
320
12700
SH
DFND
1,2
12700
0
0
RYDEX ETF TRUST
GUG S&P500 EQ WT
78355W106
45
560
SH
DFND
1,2
560
0
0
RYDEX ETF TRUST
GUG S&P500 EQ WT
78355W106
609
7518
SH
DFND
0
0
7518
RYDEX ETF TRUST
GUG RUSS TOP 50
78355W205
572
4078
SH
DFND
0
0
4078
RYDEX ETF TRUST
GUG RUSS1000 EQL
78355W593
2204
42315
SH
DFND
0
0
42315
RYMAN HOSPITALITY PPTYS INC
COM
78377T107
209
3439
SH
DFND
1,2
3439
0
0
SANDISK CORP
COM
80004C101
41
649
SH
DFND
1,2
570
0
79
SANDISK CORP
COM
80004C101
497
7815
SH
DFND
0
0
7815
SANOFI
SPONSORED ADR
80105N105
327
6610
SH
DFND
1,2
6470
140
0
SANOFI
SPONSORED ADR
80105N105
8
155
SH
DFND
0
0
155
SCHLUMBERGER LTD
COM
806857108
899
10772
SH
DFND
1,2
10485
0
287
SCHLUMBERGER LTD
COM
806857108
173
2075
SH
DFND
0
0
2075
SCOTTS MIRACLE GRO CO
CL A
810186106
617
9193
SH
DFND
1,2
7577
438
1178
SEALED AIR CORP NEW
COM
81211K100
560
12284
SH
DFND
0
0
12284
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
30
400
SH
DFND
1,2
400
0
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
2080
27605
SH
DFND
0
0
27605
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
241
9989
SH
DFND
1,2
9989
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
18
740
SH
DFND
0
0
740
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
1326
29829
SH
DFND
1,2
26757
0
3072
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
776
17475
SH
DFND
0
0
17475
SEMPRA ENERGY
COM
816851109
277
2539
SH
DFND
1,2
2539
0
0
SENIOR HSG PPTYS TR
SH BEN INT
81721M109
867
39108
SH
DFND
1,2
35243
1170
2695
SOUTHERN CO
COM
842587107
1369
30906
SH
DFND
1,2
30176
310
420
SOUTHERN CO
COM
842587107
70
1582
SH
DFND
0
0
1582
SOUTHWEST AIRLS CO
COM
844741108
377
8516
SH
DFND
1,2
8516
0
0
SOUTHWEST AIRLS CO
COM
844741108
160
3617
SH
DFND
0
0
3617
SPDR GOLD TRUST
GOLD SHS
78463V107
498
4381
SH
DFND
1,2
4306
0
75
SPDR GOLD TRUST
GOLD SHS
78463V107
64
563
SH
DFND
0
0
563
SPDR S&P 500 ETF TR
TR UNIT
78462F103
524
2537
SH
DFND
1,2
2537
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1821
8823
SH
DFND
0
0
8823
SPDR SERIES TRUST
S&P TRANSN ETF
78464A532
342
3214
SH
DFND
0
0
3214
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
5272
67414
SH
DFND
1,2
60287
0
7127
SPROTT PHYSICAL GOLD TRUST
UNIT
85207H104
158
16200
SH
DFND
0
0
16200
SPROTT PHYSICAL SILVER TR
TR UNIT
85207K107
186
28800
SH
DFND
0
0
28800
STARBUCKS CORP
COM
855244109
175
1843
SH
DFND
1,2
1813
0
30
STARBUCKS CORP
COM
855244109
172
1815
SH
DFND
0
0
1815
STERICYCLE INC
COM
858912108
618
4398
SH
DFND
1,2
4208
0
190
SUNTRUST BKS INC
COM
867914103
262
6369
SH
DFND
1,2
6269
0
100
SUNTRUST BKS INC
COM
867914103
21
500
SH
DFND
0
0
500
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
220
9365
SH
DFND
1,2
9365
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
190
8103
SH
DFND
0
0
8103
TARGET CORP
COM
87612E106
270
3290
SH
DFND
1,2
2836
120
334
TARGET CORP
COM
87612E106
12
147
SH
DFND
0
0
147
THE ADT CORPORATION
COM
00101J106
1925
46347
SH
DFND
1,2
46060
0
287
THE ADT CORPORATION
COM
00101J106
67
1615
SH
DFND
0
0
1615
THERMO FISHER SCIENTIFIC INC
COM
883556102
224
1671
SH
DFND
1,2
1633
0
38
THERMO FISHER SCIENTIFIC INC
COM
883556102
7
50
SH
DFND
0
0
50
THOMSON REUTERS CORP
COM
884903105
396
9743
SH
DFND
1,2
7721
520
1502
THOR INDS INC
COM
885160101
1682
26614
SH
DFND
1,2
26211
0
403
TIDEWATER INC
COM
886423102
815
42571
SH
DFND
1,2
41990
0
581
TIMKEN CO
COM
887389104
1511
35873
SH
DFND
1,2
35272
0
601
TORCHMARK CORP
COM
891027104
274
4991
SH
DFND
0
0
4991
TOTAL S A
SPONSORED ADR
89151E109
1155
23266
SH
DFND
1,2
23006
260
0
TOTAL S A
SPONSORED ADR
89151E109
99
2000
SH
DFND
0
0
2000
TRINITY INDS INC
COM
896522109
1716
48348
SH
DFND
1,2
47600
0
748
TRINITY INDS INC
COM
896522109
18
500
SH
DFND
0
0
500
TRS COS INC
COM
872625108
199
23966
SH
DFND
0
0
23966
TWITTER INC
COM
90184L102
3938
78630
SH
DFND
0
0
78630
TWO HBRS INVT CORP
COM
90187B101
268
25195
SH
DFND
0
0
25195
ULTRA SALON COSMETICS & FRAG I
COM
90384S303
346
2293
SH
DFND
0
0
2293
UNILEVER PLC
SPON ADR NEW
904767704
826
19815
SH
DFND
1,2
19575
240
0
UNION PAC CORP
COM
907818108
124
1143
SH
DFND
1,2
1143
0
0
UNION PAC CORP
COM
907818108
196
1813
SH
DFND
0
0
1813
UNITED CONTL HLDGS INC
COM
910047109
312
4640
SH
DFND
0
0
4640
UNITED PARCEL SERVICE INC
CL B
911312106
93
964
SH
DFND
1,2
964
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
217
2241
SH
DFND
0
0
2241
UNITED TECHNOLOGIES CORP
COM
913017109
704
6005
SH
DFND
1,2
5463
108
434
UNITED TECHNOLOGIES CORP
COM
913017109
176
1505
SH
DFND
0
0
1505
VALEANT PHARMACEUTICALS INTL
COM
91911K102
236
1189
SH
DFND
1,2
1189
0
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
633
7858
SH
DFND
1,2
7858
0
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
71
883
SH
DFND
0
0
883
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
19
220
SH
DFND
1,2
175
0
45
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
2600
31192
SH
DFND
0
0
31192
VANGUARD INDEX FDS
REIT ETF
922908553
674
7995
SH
DFND
1,2
7005
0
990
VANGUARD INDEX FDS
REIT ETF
922908553
342
4055
SH
DFND
0
0
4055
VANGUARD INDEX FDS
MID CAP ETF
922908629
447
3370
SH
DFND
0
0
3370
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
2760
29843
SH
DFND
0
0
29843
VANGUARD INDEX FDS
VALUE ETF
922908744
1695
20246
SH
DFND
0
0
20246
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
597
5562
SH
DFND
0
0
5562
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
1723
35364
SH
DFND
0
0
35364
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
582
14234
SH
DFND
1,2
11374
0
2860
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
850
20787
SH
DFND
0
0
20787
VANGUARD SCOTTSDALE FDS
LG-TERM COR BD
92206C813
1479
15722
SH
DFND
0
0
15722
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
510
6340
SH
DFND
0
0
6340
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
2048
15110
SH
DFND
0
0
15110
VARIAN MED SYS INC
COM
92220P105
489
5199
SH
DFND
1,2
5064
0
135
VENTAS INC
COM
92276F100
960
13138
SH
DFND
1,2
13018
120
0
VERISK ANALYTICS INC
CL A
92345Y106
488
6830
SH
DFND
1,2
6555
0
275
VERIZON COMMUNICATIONS INC
COM
92343V104
1829
37606
SH
DFND
1,2
37204
330
72
VERIZON COMMUNICATIONS INC
COM
92343V104
748
15377
SH
DFND
0
0
15377
VISA INC
COM CL A
92826C839
655
10012
SH
DFND
1,2
9716
0
296
VISA INC
COM CL A
92826C839
251
3830
SH
DFND
0
0
3830
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
641
19640
SH
DFND
1,2
19270
220
150
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
46
1400
SH
DFND
0
0
1400
VOYA FINL INC
COM
929089100
441
10228
SH
DFND
0
0
10228
VOYA GLBL EQTY DIV & PREM OP
COM
92912T100
593
71295
SH
DFND
0
0
71295
WAL-MART STORES INC
COM
931142103
223
2709
SH
DFND
1,2
2559
0
150
WAL-MART STORES INC
COM
931142103
498
6052
SH
DFND
0
0
6052
WELLS FARGO & CO NEW
COM
949746101
866
15921
SH
DFND
1,2
15401
0
520
WELLS FARGO & CO NEW
COM
949746101
980
18011
SH
DFND
0
0
18011
WESTERN ASSET CLYM INFL OPP
COM
95766R104
118
10415
SH
DFND
0
0
10415
WESTERN ASSET CLYM INFL SEC
COM SH BEN INT
95766Q106
541
46900
SH
DFND
0
0
46900
WESTERN ASSET EMRG MKT DEBT
COM
95766A101
311
19735
SH
DFND
0
0
19735
WESTERN UN CO
COM
959802109
2631
126474
SH
DFND
1,2
124446
0
2028
WILLIAMS COS INC DEL
COM
969457100
1528
30203
SH
DFND
1,2
28744
555
904
WILLIAMS COS INC DEL
COM
969457100
106
2105
SH
DFND
0
0
2105
WISDOMTREE TR
JAPN HEDGE EGT
97717W851
2348
42605
SH
DFND
0
0
42605
WISDOMTREE TR
EUROPE HEDGED EQ
97717X701
1820
27519
SH
DFND
0
0
27519