General Counsel and Secretary

0001104659-14-010612.txt : 20140214 0001104659-14-010612.hdr.sgml : 20140214 20140214160948 ACCESSION NUMBER: 0001104659-14-010612 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140214 DATE AS OF CHANGE: 20140214 EFFECTIVENESS DATE: 20140214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hilltop Holdings Inc. CENTRAL INDEX KEY: 0001265131 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 841477939 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15359 FILM NUMBER: 14616454 BUSINESS ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1330 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214.855.2177 MAIL ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1330 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: AFFORDABLE RESIDENTIAL COMMUNITIES INC DATE OF NAME CHANGE: 20030929 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001265131 XXXXXXXX 12-31-2013 12-31-2013 false Hilltop Holdings Inc.

200 Crescent Court Suite 1330 Dallas TX 75201

13F HOLDINGS REPORT 028-15359 N Corey G. Prestidge General Counsel and Secretary 214-855-2177 /s/ Corey G. Prestidge Dallas TX 02-14-2014 2 227 195341 false 1 0001569620 028-15365 PlainsCapital Corp 2 0001534401 028-15369 PlainsCapital Bank INFORMATION TABLE 2 a14-5902_1informationtable.xml INFORMATION TABLE 3M CO COM 88579Y101 400 2853 SH DFND 1,2 2753 0 100 ABBVIE INC COM 00287Y109 493 9334 SH DFND 1,2 8826 0 508 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 234 2852 SH DFND 1,2 2807 0 45 ACE LTD SHS H0023R105 459 4437 SH DFND 1,2 4437 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 271 2449 SH DFND 1,2 2449 0 0 ADVISORSHARES TR PERITUS HG YLD 00768Y503 206 3977 SH DFND 1,2 0 0 3977 AFFILIATED MANAGERS GROUP COM 008252108 1192 5497 SH DFND 1,2 5415 0 82 AGCO CORP COM 001084102 1645 27799 SH DFND 1,2 27204 0 595 ALEXION PHARMACEUTICALS INC COM 015351109 249 1871 SH DFND 1,2 1772 0 99 ALLIANCE DATA SYSTEMS CORP COM 018581108 357 1358 SH DFND 1,2 1300 0 58 ALLIANT ENERGY CORP COM 018802108 277 5359 SH DFND 1,2 5325 0 34 ALLSTATE CORP COM 020002101 385 7068 SH DFND 1,2 6888 0 180 ALTRIA GROUP INC COM 02209S103 517 13491 SH DFND 1,2 12589 0 902 AMAZON COM INC COM 023135106 466 1169 SH DFND 1,2 1113 0 56 AMERICAN ELEC PWR INC COM 025537101 348 7438 SH DFND 1,2 7378 0 60 AMERICAN EXPRESS CO COM 025816109 269 2970 SH DFND 1,2 2608 0 362 AMERISOURCEBERGEN CORP COM 03073E105 248 3518 SH DFND 1,2 3238 0 280 AMPHENOL CORP NEW CL A 032095101 286 3205 SH DFND 1,2 3205 0 0 APACHE CORP COM 037411105 454 5284 SH DFND 1,2 5161 0 123 APPLE INC COM 037833100 1411 2515 SH DFND 1,2 2440 0 75 ASTRAZENECA PLC SPONSORED ADR 046353108 437 7348 SH DFND 1,2 6749 0 599 AT&T INC COM 00206R102 845 24037 SH DFND 1,2 22273 0 1764 BAKER HUGHES INC COM 057224107 214 3875 SH DFND 1,2 3875 0 0 BANCO SANTANDER SA ADR 05964H105 117 12917 SH DFND 1,2 0 0 12917 BANK OF AMERICA CORPORATION COM 060505104 209 13447 SH DFND 1,2 13447 0 0 BB&T CORP COM 054937107 204 5457 SH DFND 1,2 5457 0 0 BECTON DICKINSON & CO COM 075887109 219 1976 SH DFND 1,2 1976 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 299 2519 SH DFND 1,2 2469 0 50 BGC PARTNERS INC CL A 05541T101 344 56870 SH DFND 1,2 56870 0 0 BIOGEN IDEC INC COM 09062X103 294 1052 SH DFND 1,2 998 0 54 BP PLC SPONSORED ADR 055622104 295 6068 SH DFND 1,2 5622 0 446 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 1927 48762 SH DFND 1,2 47586 0 1176 CANADIAN PAC RY LTD COM 13645T100 227 1503 SH DFND 1,2 1405 0 98 CATAMARAN CORP COM 148887102 200 4223 SH DFND 1,2 4223 0 0 CELGENE CORP COM 151020104 301 1784 SH DFND 1,2 1663 0 121 CENTENE CORP DEL COM 15135B101 1475 25021 SH DFND 1,2 24454 0 567 CERNER CORP COM 156782104 276 4957 SH DFND 1,2 4717 0 240 CHEVRON CORP NEW COM 166764100 1389 11124 SH DFND 1,2 9763 0 1361 CHICAGO BRIDGE & IRON CO N V COM 167250109 2163 26015 SH DFND 1,2 25563 0 452 CHIPOTLE MEXICAN GRILL INC COM 169656105 223 419 SH DFND 1,2 401 0 18 CISCO SYS INC COM 17275R102 1087 48444 SH DFND 1,2 47734 0 710 CLEAN HARBORS INC COM 184496107 1056 17618 SH DFND 1,2 17169 0 449 CLECO CORP NEW COM 12561W105 234 5025 SH DFND 1,2 5009 0 16 CLOROX CO DEL COM 189054109 383 4126 SH DFND 1,2 4108 0 18 COCA COLA CO COM 191216100 1079 26119 SH DFND 1,2 25565 0 554 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 371 3673 SH DFND 1,2 3673 0 0 CONOCOPHILLIPS COM 20825C104 990 14016 SH DFND 1,2 13356 0 660 COVIDIEN PLC SHS G2554F113 743 10914 SH DFND 1,2 10889 0 25 CUMMINS INC COM 231021106 257 1824 SH DFND 1,2 1730 0 94 CVS CAREMARK CORPORATION COM 126650100 783 10945 SH DFND 1,2 10595 0 350 DARDEN RESTAURANTS INC COM 237194105 370 6811 SH DFND 1,2 6785 0 26 DARLING INTL INC COM 237266101 1367 65488 SH DFND 1,2 64002 0 1486 DIAMOND OFFSHORE DRILLING IN COM 25271C102 203 3568 SH DFND 1,2 3568 0 0 DIANA CONTAINERSHIPS INC COM Y2069P101 57 14000 SH DFND 1,2 14000 0 0 DOLLAR TREE INC COM 256746108 291 5158 SH DFND 1,2 5158 0 0 DOMINION RES INC VA NEW COM 25746U109 284 4395 SH DFND 1,2 3698 0 697 DOVER CORP COM 260003108 207 2147 SH DFND 1,2 1985 0 162 DUKE ENERGY CORP NEW COM NEW 26441C204 302 4367 SH DFND 1,2 3969 0 398 E M C CORP MASS COM 268648102 209 8279 SH DFND 1,2 7704 0 575 EATON CORP PLC SHS G29183103 441 5798 SH DFND 1,2 5776 0 22 EBAY INC COM 278642103 203 3700 SH DFND 1,2 3325 0 375 ECOLAB INC COM 278865100 475 4552 SH DFND 1,2 4428 0 124 EMERSON ELEC CO COM 291011104 656 9354 SH DFND 1,2 9120 0 234 EQT CORP COM 26884L109 431 4798 SH DFND 1,2 4798 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 429 6103 SH DFND 1,2 5782 0 321 EXXON MOBIL CORP COM 30231G102 2580 25493 SH DFND 1,2 25033 0 460 FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 230 4555 SH DFND 1,2 4555 0 0 FLOWSERVE CORP COM 34354P105 1792 22730 SH DFND 1,2 21666 0 1064 GENERAL DYNAMICS CORP COM 369550108 366 3830 SH DFND 1,2 3622 0 208 GENERAL ELECTRIC CO COM 369604103 1325 47267 SH DFND 1,2 44337 0 2930 GENERAL MLS INC COM 370334104 371 7431 SH DFND 1,2 7399 0 32 GENTEX CORP COM 371901109 294 8915 SH DFND 1,2 8915 0 0 GILEAD SCIENCES INC COM 375558103 309 4113 SH DFND 1,2 3833 0 280 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 254 4765 SH DFND 1,2 4334 0 431 GLOBAL CASH ACCESS HLDGS INC COM 378967103 114 11451 SH DFND 1,2 11451 0 0 GOOGLE INC CL A 38259P508 753 672 SH DFND 1,2 652 0 20 HANESBRANDS INC COM 410345102 1977 28129 SH DFND 1,2 27618 0 511 HERSHA HOSPITALITY TR SH BEN INT A 427825104 423 76020 SH DFND 1,2 76020 0 0 HEWLETT PACKARD CO COM 428236103 668 23855 SH DFND 1,2 23836 0 19 HILLTOP HOLDINGS INC COM 432748101 8619 372626 SH DFND 1,2 350049 0 22577 HONEYWELL INTL INC COM 438516106 501 5474 SH DFND 1,2 5332 0 142 HSBC HLDGS PLC SPON ADR NEW 404280406 586 10642 SH DFND 1,2 10467 0 175 HUBBELL INC CL B 443510201 263 2422 SH DFND 1,2 2408 0 14 HUNT J B TRANS SVCS INC COM 445658107 234 3022 SH DFND 1,2 2836 0 186 IAO KUN GROUP HLDG CO LTD ORD USD SHS G47204105 295 96331 SH DFND 1,2 96331 0 0 IDEX CORP COM 45167R104 1439 19489 SH DFND 1,2 19141 0 348 ILLINOIS TOOL WKS INC COM 452308109 544 6462 SH DFND 1,2 6272 0 190 INTEL CORP COM 458140100 341 13170 SH DFND 1,2 12870 0 300 INTERNATIONAL BUSINESS MACHS COM 459200101 479 2554 SH DFND 1,2 2536 0 18 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 753 8764 SH DFND 1,2 8426 0 338 ISHARES 1-3 YR CR BD ETF 464288646 9224 87459 SH DFND 1,2 86789 0 670 ISHARES 1-3 YR TR BD ETF 464287457 1433 16987 SH DFND 1,2 16590 0 397 ISHARES 3-7 YR TR BD ETF 464288661 804 6700 SH DFND 1,2 6700 0 0 ISHARES 7-10 Y TR BD ETF 464287440 317 3195 SH DFND 1,2 3195 0 0 ISHARES CORE S&P MCP ETF 464287507 2113 15793 SH DFND 1,2 14993 0 800 ISHARES CORE S&P SCP ETF 464287804 506 4638 SH DFND 1,2 4638 0 0 ISHARES CORE S&P500 ETF 464287200 1104 5947 SH DFND 1,2 4734 0 1213 ISHARES EAFE GRWTH ETF 464288885 251 3510 SH DFND 1,2 3510 0 0 ISHARES GLOBAL 100 ETF 464287572 382 4950 SH DFND 1,2 4950 0 0 ISHARES IBOXX HI YD ETF 464288513 3629 39072 SH DFND 1,2 38995 0 77 ISHARES IBOXX INV CP ETF 464287242 1910 16724 SH DFND 1,2 16711 0 13 ISHARES INTL SEL DIV ETF 464288448 345 9101 SH DFND 1,2 9101 0 0 ISHARES JP MOR EM MK ETF 464288281 1923 17776 SH DFND 1,2 17762 0 14 ISHARES MBS ETF 464288588 5064 48420 SH DFND 1,2 48120 0 300 ISHARES MRG RL ES CP ETF 464288539 2541 220594 SH DFND 1,2 220410 0 184 ISHARES MSCI EAFE ETF 464287465 1711 25492 SH DFND 1,2 24017 0 1475 ISHARES MSCI KLD400 SOC 464288570 432 6253 SH DFND 1,2 6253 0 0 ISHARES RUS 1000 ETF 464287622 275 2665 SH DFND 1,2 2665 0 0 ISHARES RUS 1000 GRW ETF 464287614 1950 22691 SH DFND 1,2 22691 0 0 ISHARES RUS 2000 GRW ETF 464287648 426 3141 SH DFND 1,2 3141 0 0 ISHARES RUS MD CP GR ETF 464287481 894 10600 SH DFND 1,2 10600 0 0 ISHARES RUS MID-CAP ETF 464287499 375 2500 SH DFND 1,2 2500 0 0 ISHARES RUSSELL 2000 ETF 464287655 2205 19118 SH DFND 1,2 18648 0 470 ISHARES S&P MC 400GR ETF 464287606 317 2109 SH DFND 1,2 2109 0 0 ISHARES SELECT DIVID ETF 464287168 2309 32359 SH DFND 1,2 32336 0 23 ISHARES U.S. ENERGY ETF 464287796 953 18879 SH DFND 1,2 0 0 18879 ISHARES U.S. INDS ETF 464287754 990 9768 SH DFND 1,2 0 0 9768 ISHARES U.S. PFD STK ETF 464288687 2751 74715 SH DFND 1,2 74656 0 59 ISHARES U.S. TECH ETF 464287721 992 11220 SH DFND 1,2 0 0 11220 ISHARES US HLTHCARE ETF 464287762 962 8254 SH DFND 1,2 0 0 8254 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 296 2338 SH DFND 1,2 2338 0 0 JOHNSON & JOHNSON COM 478160104 884 9648 SH DFND 1,2 8239 0 1409 JOHNSON CTLS INC COM 478366107 222 4330 SH DFND 1,2 4180 0 150 JPMORGAN CHASE & CO COM 46625H100 437 7470 SH DFND 1,2 6585 0 885 KAYNE ANDERSON MLP INVT CO COM 486606106 6650 166927 SH DFND 1,2 166863 0 64 KIMBERLY CLARK CORP COM 494368103 1038 9935 SH DFND 1,2 9828 0 107 KRAFT FOODS GROUP INC COM 50076Q106 233 4336 SH DFND 1,2 4336 0 0 LAKE SHORE GOLD CORP COM 510728108 9 20000 SH DFND 1,2 0 0 20000 LIMONEIRA CO COM 532746104 280 10540 SH DFND 1,2 10540 0 0 LINCOLN ELEC HLDGS INC COM 533900106 270 3785 SH DFND 1,2 3785 0 0 LINCOLN NATL CORP IND COM 534187109 216 4183 SH DFND 1,2 4183 0 0 LINKEDIN CORP COM CL A 53578A108 226 1042 SH DFND 1,2 940 0 102 LKQ CORP COM 501889208 331 10050 SH DFND 1,2 10050 0 0 LORILLARD INC COM 544147101 1190 23489 SH DFND 1,2 23047 0 442 MASTERCARD INC CL A 57636Q104 308 369 SH DFND 1,2 369 0 0 MATTEL INC COM 577081102 223 4685 SH DFND 1,2 4660 0 25 MCCORMICK & CO INC COM NON VTG 579780206 300 4366 SH DFND 1,2 4366 0 0 MCDONALDS CORP COM 580135101 645 6647 SH DFND 1,2 5972 0 675 MCGRAW HILL FINL INC COM 580645109 503 6430 SH DFND 1,2 6386 0 44 MDU RES GROUP INC COM 552690109 518 16979 SH DFND 1,2 16579 0 400 MEADWESTVACO CORP COM 583334107 1276 34544 SH DFND 1,2 33848 0 696 MERCK & CO INC NEW COM 58933Y105 685 13692 SH DFND 1,2 13015 0 677 MICHAEL KORS HLDGS LTD SHS G60754101 226 2780 SH DFND 1,2 2625 0 155 MICROSOFT CORP COM 594918104 935 24988 SH DFND 1,2 24158 0 830 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 129 19260 SH DFND 1,2 19260 0 0 MONSANTO CO NEW COM 61166W101 426 3654 SH DFND 1,2 3468 0 186 NATIONAL GRID PLC SPON ADR NEW 636274300 483 7397 SH DFND 1,2 6960 0 437 NEW JERSEY RES COM 646025106 281 6081 SH DFND 1,2 6065 0 16 NEWFIELD EXPL CO COM 651290108 1241 50405 SH DFND 1,2 49465 0 940 NEXTERA ENERGY INC COM 65339F101 702 8197 SH DFND 1,2 7048 0 1149 NOBLE CORP PLC SHS USD G65431101 543 14495 SH DFND 1,2 14350 0 145 NOMURA HLDGS INC SPONSORED ADR 65535H208 103 13270 SH DFND 1,2 13270 0 0 NORDSON CORP COM 655663102 426 5727 SH DFND 1,2 5641 0 86 NORFOLK SOUTHERN CORP COM 655844108 322 3467 SH DFND 1,2 3327 0 140 NORTHEAST UTILS COM 664397106 207 4878 SH DFND 1,2 4840 0 38 NORTHROP GRUMMAN CORP COM 666807102 372 3251 SH DFND 1,2 3235 0 16 NOVO-NORDISK A S ADR 670100205 604 3268 SH DFND 1,2 3268 0 0 OGE ENERGY CORP COM 670837103 1011 29833 SH DFND 1,2 29138 0 695 OLD REP INTL CORP COM 680223104 197 11451 SH DFND 1,2 11451 0 0 ORACLE CORP COM 68389X105 532 13896 SH DFND 1,2 13736 0 160 PENTAIR LTD SHS H6169Q108 1326 17077 SH DFND 1,2 16706 0 371 PEPSICO INC COM 713448108 764 9208 SH DFND 1,2 9123 0 85 PFIZER INC COM 717081103 626 20465 SH DFND 1,2 20465 0 0 PG&E CORP COM 69331C108 274 6807 SH DFND 1,2 6765 0 42 PHILIP MORRIS INTL INC COM 718172109 476 5461 SH DFND 1,2 5258 0 203 PHILLIPS 66 COM 718546104 355 4608 SH DFND 1,2 4508 0 100 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 407 3825 SH DFND 1,2 3295 0 530 POLARIS INDS INC COM 731068102 1172 8044 SH DFND 1,2 7868 0 176 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 909 34700 SH DFND 1,2 34700 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 2095 84221 SH DFND 1,2 84066 0 155 PPG INDS INC COM 693506107 565 2980 SH DFND 1,2 2970 0 10 PPL CORP COM 69351T106 274 9110 SH DFND 1,2 8628 0 482 PRECISION CASTPARTS CORP COM 740189105 335 1243 SH DFND 1,2 1243 0 0 PRICELINE COM INC COM NEW 741503403 917 789 SH DFND 1,2 767 0 22 PROCTER & GAMBLE CO COM 742718109 400 4918 SH DFND 1,2 4426 0 492 PUBLIC SVC ENTERPRISE GROUP COM 744573106 277 8656 SH DFND 1,2 8406 0 250 QUALCOMM INC COM 747525103 724 9746 SH DFND 1,2 8790 0 956 REPUBLIC SVCS INC COM 760759100 668 20133 SH DFND 1,2 19798 0 335 REYNOLDS AMERICAN INC COM 761713106 335 6715 SH DFND 1,2 6213 0 502 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 342 4555 SH DFND 1,2 4252 0 303 SAFEWAY INC COM NEW 786514208 1198 36790 SH DFND 1,2 36022 0 768 SCHLUMBERGER LTD COM 806857108 443 4914 SH DFND 1,2 4804 0 110 SCHWAB CHARLES CORP NEW COM 808513105 265 10180 SH DFND 1,2 9570 0 610 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1317 19704 SH DFND 1,2 4996 0 14708 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 936 21772 SH DFND 1,2 260 0 21512 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 2003 91634 SH DFND 1,2 47091 0 44543 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 2005 52808 SH DFND 1,2 52768 0 40 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 1045 22619 SH DFND 1,2 1225 0 21394 SEMPRA ENERGY COM 816851109 407 4534 SH DFND 1,2 4502 0 32 SIEMENS A G SPONSORED ADR 826197501 224 1621 SH DFND 1,2 1121 0 500 SOUTHERN CO COM 842587107 361 8764 SH DFND 1,2 7784 0 980 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 274 1653 SH DFND 1,2 1450 0 203 SPDR GOLD TRUST GOLD SHS 78463V107 629 5414 SH DFND 1,2 5339 0 75 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 206 5000 SH DFND 1,2 5000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1264 6843 SH DFND 1,2 6649 0 194 SPDR SERIES TRUST S&P DIVID ETF 78464A763 4611 63493 SH DFND 1,2 63460 0 33 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 180 23800 SH DFND 1,2 0 0 23800 STARBUCKS CORP COM 855244109 346 4414 SH DFND 1,2 4167 0 247 STATE STR CORP COM 857477103 200 2728 SH DFND 1,2 2728 0 0 SWS GROUP INC COM 78503N107 8970 1475387 SH SOLE - 1475387 0 0 SYMANTEC CORP COM 871503108 336 14235 SH DFND 1,2 13835 0 400 THERMO FISHER SCIENTIFIC INC COM 883556102 1104 9911 SH DFND 1,2 9686 0 225 THOR INDS INC COM 885160101 1194 21623 SH DFND 1,2 21147 0 476 TIDEWATER INC COM 886423102 1084 18286 SH DFND 1,2 17993 0 293 TIM HORTONS INC COM 88706M103 249 4263 SH DFND 1,2 4263 0 0 TIMKEN CO COM 887389104 1042 18939 SH DFND 1,2 18578 0 361 TJX COS INC NEW COM 872540109 333 5219 SH DFND 1,2 5219 0 0 TOTAL S A SPONSORED ADR 89151E109 318 5185 SH DFND 1,2 4870 0 315 TRACTOR SUPPLY CO COM 892356106 398 5136 SH DFND 1,2 4906 0 230 TRINITY INDS INC COM 896522109 1902 34878 SH DFND 1,2 34114 0 764 TUPPERWARE BRANDS CORP COM 899896104 552 5833 SH DFND 1,2 5819 0 14 TWENTY FIRST CENTY FOX INC CL A 90130A101 547 15537 SH DFND 1,2 15202 0 335 UNITED TECHNOLOGIES CORP COM 913017109 614 5396 SH DFND 1,2 5285 0 111 UNS ENERGY CORP COM 903119105 351 5869 SH DFND 1,2 5837 0 32 URS CORP NEW COM 903236107 1616 30505 SH DFND 1,2 29746 0 759 VALEANT PHARMACEUTICALS INTL COM 91911K102 327 2780 SH DFND 1,2 2780 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 763 9546 SH DFND 1,2 9397 0 149 VANGUARD INDEX FDS REIT ETF 922908553 623 9644 SH DFND 1,2 8654 0 990 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1224 29749 SH DFND 1,2 26589 0 3160 VERIZON COMMUNICATIONS INC COM 92343V104 344 6992 SH DFND 1,2 6633 0 359 VISA INC COM CL A 92826C839 802 3605 SH DFND 1,2 3524 0 81 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 930 23645 SH DFND 1,2 22520 0 1125 WAL-MART STORES INC COM 931142103 304 3856 SH DFND 1,2 3678 0 178 WATSCO INC COM 942622200 266 2773 SH DFND 1,2 2752 0 21 WELLS FARGO & CO NEW COM 949746101 1143 25174 SH DFND 1,2 21479 0 3695 WESCO INTL INC COM 95082P105 259 2845 SH DFND 1,2 2845 0 0 WESTERN UN CO COM 959802109 1780 103164 SH DFND 1,2 100914 0 2250