0001104659-13-063941.txt : 20130814
0001104659-13-063941.hdr.sgml : 20130814
20130814172911
ACCESSION NUMBER: 0001104659-13-063941
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130630
FILED AS OF DATE: 20130814
DATE AS OF CHANGE: 20130814
EFFECTIVENESS DATE: 20130814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hilltop Holdings Inc.
CENTRAL INDEX KEY: 0001265131
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 841477939
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15359
FILM NUMBER: 131037972
BUSINESS ADDRESS:
STREET 1: 200 CRESCENT COURT
STREET 2: SUITE 1330
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214.855.2177
MAIL ADDRESS:
STREET 1: 200 CRESCENT COURT
STREET 2: SUITE 1330
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER COMPANY:
FORMER CONFORMED NAME: AFFORDABLE RESIDENTIAL COMMUNITIES INC
DATE OF NAME CHANGE: 20030929
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0001265131
XXXXXXXX
06-30-2013
06-30-2013
false
Hilltop Holdings Inc.
200 Crescent Court
Suite 1330
Dallas
TX
75201
13F HOLDINGS REPORT
028-15359
N
Corey G. Prestidge
General Counsel and Secretary
(214) 855-2177
/s/ Corey G. Prestidge
Dallas
TX
08-14-2013
2
168
147715
false
1
0001569620
028-15365
PlainsCapital Corp
2
0001534401
028-15369
PlainsCapital Bank
INFORMATION TABLE
2
a13-18636_1informationtable.xml
INFORMATION TABLE
3M CO
COM
88579Y101
358
3275
SH
DFND
1,2
3175
0
100
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
211
2929
SH
DFND
1,2
629
0
2300
ACE LTD
SHS
H0023R105
393
4399
SH
DFND
1,2
4399
0
0
ADVANCE AUTO PARTS INC
COM
00751Y106
249
3063
SH
DFND
1,2
3063
0
0
AFFILIATED MANAGERS GROUP
COM
008252108
1885
11501
SH
DFND
1,2
9198
0
2303
AGCO CORP
COM
001084102
1291
25721
SH
DFND
1,2
25231
0
490
ALLERGAN INC
COM
018490102
202
2396
SH
DFND
1,2
2256
0
140
ALLIANT ENERGY CORP
COM
018802108
266
5289
SH
DFND
1,2
5255
0
34
AMAZON COM INC
COM
023135106
330
1188
SH
DFND
1,2
1121
0
67
AMERICAN ELEC PWR INC
COM
025537101
285
6362
SH
DFND
1,2
6326
0
36
AMERICAN EXPRESS CO
COM
025816109
236
3153
SH
DFND
1,2
2793
0
360
AMPHENOL CORP NEW
CL A
032095101
266
3409
SH
DFND
1,2
3409
0
0
APACHE CORP
COM
037411105
431
5135
SH
DFND
1,2
1342
0
3793
APPLE INC
COM
037833100
909
2293
SH
DFND
1,2
2217
0
76
AT&T INC
COM
00206R102
464
13101
SH
DFND
1,2
11961
0
1140
BECTON DICKINSON & CO
COM
075887109
202
2050
SH
DFND
1,2
2050
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
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303
2707
SH
DFND
1,2
2657
0
50
BIOGEN IDEC INC
COM
09062X103
261
1212
SH
DFND
1,2
1146
0
66
BROADRIDGE FINL SOLUTIONS IN
COM
11133T103
1225
46091
SH
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45211
0
880
CAMERON INTERNATIONAL CORP
COM
13342B105
238
3885
SH
DFND
1,2
3615
0
270
CELGENE CORP
COM
151020104
207
1770
SH
DFND
1,2
1674
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96
CENTENE CORP DEL
COM
15135B101
1409
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SH
DFND
1,2
26367
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495
CERNER CORP
COM
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268
2794
SH
DFND
1,2
2643
0
151
CHEVRON CORP NEW
COM
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925
7818
SH
DFND
1,2
7590
0
228
CHICAGO BRIDGE & IRON CO N V
N Y REGISTRY SH
167250109
1513
25364
SH
DFND
1,2
24984
0
380
CISCO SYS INC
COM
17275R102
506
20795
SH
DFND
1,2
2770
0
18025
CITRIX SYS INC
COM
177376100
255
4225
SH
DFND
1,2
3991
0
234
CLECO CORP NEW
COM
12561W105
211
4552
SH
DFND
1,2
4552
0
0
CLOROX CO DEL
COM
189054109
336
4039
SH
DFND
1,2
4039
0
0
COCA COLA CO
COM
191216100
712
17740
SH
DFND
1,2
6618
0
11122
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
274
4384
SH
DFND
1,2
4384
0
0
COLUMBIA SPORTSWEAR CO
COM
198516106
920
14677
SH
DFND
1,2
14392
0
285
CONOCOPHILLIPS
COM
20825C104
429
7084
SH
DFND
1,2
6728
0
356
COVIDIEN PLC
SHS
G2554F113
648
10308
SH
DFND
1,2
2300
0
8008
CVS CAREMARK CORPORATION
COM
126650100
531
9299
SH
DFND
1,2
1024
0
8275
DARDEN RESTAURANTS INC
COM
237194105
276
5474
SH
DFND
1,2
5448
0
26
DARLING INTL INC
COM
237266101
1150
61664
SH
DFND
1,2
60564
0
1100
DIAMOND OFFSHORE DRILLING IN
COM
25271C102
246
3572
SH
DFND
1,2
3572
0
0
DOLLAR TREE INC
COM
256746108
269
5299
SH
DFND
1,2
5299
0
0
E M C CORP MASS
COM
268648102
299
12639
SH
DFND
1,2
11634
0
1005
EATON CORP PLC
SHS
G29183103
342
5207
SH
DFND
1,2
5185
0
22
EBAY INC
COM
278642103
395
7632
SH
DFND
1,2
7002
0
630
ECOLAB INC
COM
278865100
270
3165
SH
DFND
1,2
3165
0
0
EMERSON ELEC CO
COM
291011104
484
8872
SH
DFND
1,2
4083
0
4789
EQT CORP
COM
26884L109
389
4895
SH
DFND
1,2
395
0
4500
EXPRESS SCRIPTS HLDG CO
COM
30219G108
376
6082
SH
DFND
1,2
5811
0
271
EXXON MOBIL CORP
COM
30231G102
460
5095
SH
DFND
1,2
1370
0
3725
FLOWSERVE CORP
COM
34354P105
1172
21715
SH
DFND
1,2
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0
396
FREEPORT-MCMORAN COPPER & GO
COM
35671D857
273
9906
SH
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1,2
9616
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290
GENERAL DYNAMICS CORP
COM
369550108
296
3769
SH
DFND
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3551
0
218
GENERAL ELECTRIC CO
COM
369604103
782
33715
SH
DFND
1,2
9850
0
23865
GENERAL MLS INC
COM
370334104
205
4224
SH
DFND
1,2
4174
0
50
GENTEX CORP
COM
371901109
208
9025
SH
DFND
1,2
200
0
8825
GOOGLE INC
CL A
38259P508
536
608
SH
DFND
1,2
589
0
19
HANESBRANDS INC
COM
410345102
1090
21195
SH
DFND
1,2
16685
0
4510
HILLTOP HOLDINGS INC
COM
432748101
5157
314432
SH
DFND
1,2
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0
27577
HONEYWELL INTL INC
COM
438516106
356
4495
SH
DFND
1,2
4343
0
152
HSBC HLDGS PLC
SPON ADR NEW
404280406
557
10718
SH
DFND
1,2
2747
0
7971
HUBBELL INC
CL B
443510201
243
2456
SH
DFND
1,2
2442
0
14
HUNT J B TRANS SVCS INC
COM
445658107
225
3121
SH
DFND
1,2
2935
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186
IDEX CORP
COM
45167R104
1048
19488
SH
DFND
1,2
19133
0
355
ILLINOIS TOOL WKS INC
COM
452308109
386
5582
SH
DFND
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537
0
5045
INTERNATIONAL BUSINESS MACHS
COM
459200101
331
1730
SH
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0
1500
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COM
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683
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ISHARES GOLD TRUST
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AGENCY BD FD
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384
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ISHARES TR
BARCLYS 3-7 YR
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809
6700
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DFND
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ISHARES TR
BARCLYS 7-10 YR
464287440
327
3195
SH
DFND
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ISHARES TR
BARCLYS MBS BD
464288588
7131
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DFND
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636
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CORE S&P MCP ETF
464287507
411
3562
SH
DFND
1,2
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0
785
ISHARES TR
DJ INTL SEL DIVD
464288448
346
10871
SH
DFND
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0
ISHARES TR
DJ SEL DIV INX
464287168
2471
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DFND
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220
ISHARES TR
DJ US ENERGY
464287796
734
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DFND
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ISHARES TR
DJ US INDUSTRL
464287754
753
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9084
ISHARES TR
DJ US TECH SEC
464287721
650
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DFND
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0
8833
ISHARES TR
DJ US UTILS
464287697
725
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SH
DFND
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0
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ISHARES TR
FLTG RATE NT
46429B655
512
10118
SH
DFND
1,2
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0
256
ISHARES TR
HIGH YLD CORP
464288513
5149
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SH
DFND
1,2
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0
418
ISHARES TR
IBOXX INV CPBD
464287242
2438
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SH
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122
ISHARES TR
JPMORGAN USD
464288281
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SH
DFND
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ISHARES TR
MRTG PLS CAP IDX
464288539
2841
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SH
DFND
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ISHARES TR
MSCI KLD400 SOC
464288570
390
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DFND
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ISHARES TR
RUSL 2000 GROW
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260
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ISHARES TR
RUSSELL 2000
464287655
219
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SH
DFND
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420
ISHARES TR
RUSSELL1000GRW
464287614
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SH
DFND
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ISHARES TR
US PFD STK IDX
464288687
3058
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SH
DFND
1,2
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0
856
JOHNSON & JOHNSON
COM
478160104
258
3004
SH
DFND
1,2
2513
0
491
JPMORGAN CHASE & CO
COM
46625H100
272
5154
SH
DFND
1,2
4404
0
750
KAYNE ANDERSON MLP INVSMNT C
COM
486606106
6723
172926
SH
DFND
1,2
172322
0
604
KIMBERLY CLARK CORP
COM
494368103
820
8442
SH
DFND
1,2
6198
0
2244
LINCOLN ELEC HLDGS INC
COM
533900106
241
4212
SH
DFND
1,2
4212
0
0
LKQ CORP
COM
501889208
359
13921
SH
DFND
1,2
13921
0
0
LORILLARD INC
COM
544147101
835
19104
SH
DFND
1,2
19104
0
0
MASTERCARD INC
CL A
57636Q104
238
415
SH
DFND
1,2
415
0
0
MCCORMICK & CO INC
COM NON VTG
579780206
291
4136
SH
DFND
1,2
4136
0
0
MCDONALDS CORP
COM
580135101
381
3851
SH
DFND
1,2
863
0
2988
MCGRAW HILL FINL INC
COM
580645109
483
9075
SH
DFND
1,2
9041
0
34
MDU RES GROUP INC
COM
552690109
421
16235
SH
DFND
1,2
1135
0
15100
MEADWESTVACO CORP
COM
583334107
1088
31899
SH
DFND
1,2
31299
0
600
MERCK & CO INC NEW
COM
58933Y105
361
7789
SH
DFND
1,2
7664
0
125
MICROSOFT CORP
COM
594918104
754
21855
SH
DFND
1,2
7695
0
14160
MITSUBISHI UFJ FINL GROUP IN
SPONSORED ADR
606822104
135
21800
SH
DFND
1,2
21800
0
0
MONSANTO CO NEW
COM
61166W101
342
3466
SH
DFND
1,2
3266
0
200
NEWFIELD EXPL CO
COM
651290108
1172
49099
SH
DFND
1,2
47999
0
1100
NEWS CORP
CL A
65248E104
480
14723
SH
DFND
1,2
1436
0
13287
NEXTERA ENERGY INC
COM
65339F101
560
6867
SH
DFND
1,2
6692
0
175
NOBLE CORPORATION BAAR
NAMEN -AKT
H5833N103
556
14800
SH
DFND
1,2
450
0
14350
NOMURA HLDGS INC
SPONSORED ADR
65535H208
85
11480
SH
DFND
1,2
11480
0
0
NORDSON CORP
COM
655663102
819
11818
SH
DFND
1,2
11610
0
208
NORFOLK SOUTHERN CORP
COM
655844108
212
2922
SH
DFND
1,2
2782
0
140
NORTHEAST UTILS
COM
664397106
209
4971
SH
DFND
1,2
4933
0
38
NORTHROP GRUMMAN CORP
COM
666807102
263
3169
SH
DFND
1,2
3139
0
30
NOVO-NORDISK A S
ADR
670100205
488
3154
SH
DFND
1,2
3154
0
0
OGE ENERGY CORP
COM
670837103
1057
15493
SH
DFND
1,2
15209
0
284
ORACLE CORP
COM
68389X105
422
13769
SH
DFND
1,2
13589
0
180
PENTAIR LTD
SHS
H6169Q108
967
16777
SH
DFND
1,2
16467
0
310
PEPSICO INC
COM
713448108
444
5427
SH
DFND
1,2
5427
0
0
PG&E CORP
COM
69331C108
256
5591
SH
DFND
1,2
5549
0
42
PHILLIPS 66
COM
718546104
234
3970
SH
DFND
1,2
3870
0
100
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
235
2285
SH
DFND
1,2
1755
0
530
POLARIS INDS INC
COM
731068102
748
7879
SH
DFND
1,2
7729
0
150
PPG INDS INC
COM
693506107
421
2878
SH
DFND
1,2
2878
0
0
PPL CORP
COM
69351T106
228
7541
SH
DFND
1,2
7501
0
40
PRECISION CASTPARTS CORP
COM
740189105
272
1203
SH
DFND
1,2
1203
0
0
PRICELINE COM INC
COM NEW
741503403
717
867
SH
DFND
1,2
840
0
27
PUBLIC SVC ENTERPRISE GROUP
COM
744573106
284
8704
SH
DFND
1,2
8404
0
300
QUALCOMM INC
COM
747525103
646
10579
SH
DFND
1,2
9609
0
970
REPUBLIC SVCS INC
COM
760759100
615
18118
SH
DFND
1,2
5271
0
12847
SAFEWAY INC
COM NEW
786514208
1020
43154
SH
DFND
1,2
42414
0
740
SECTOR MATERIALS SELECT
SBI MATERIALS
81369Y100
701
18288
SH
DFND
1,2
225
0
18063
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
1057
18748
SH
DFND
1,2
4272
0
14476
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
785
19786
SH
DFND
1,2
260
0
19526
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
803
16868
SH
DFND
1,2
0
0
16868
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
2256
115988
SH
DFND
1,2
74635
0
41353
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
2311
61426
SH
DFND
1,2
61053
0
373
SEMPRA ENERGY
COM
816851109
373
4556
SH
DFND
1,2
4524
0
32
SMITHFIELD FOODS INC
COM
832248108
233
7114
SH
DFND
1,2
7114
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
806
6766
SH
DFND
1,2
6691
0
75
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
3671
55374
SH
DFND
1,2
55064
0
310
SPROTT PHYSICAL GOLD TRUST
UNIT
85207H104
141
13800
SH
DFND
1,2
0
0
13800
SPROTT PHYSICAL SILVER TR
TR UNIT
85207K107
275
35600
SH
DFND
1,2
0
0
35600
STARBUCKS CORP
COM
855244109
301
4600
SH
DFND
1,2
4335
0
265
SWS GROUP INC
COM
78503N107
8041
1475387
SH
SOLE
-
1475387
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
819
9680
SH
DFND
1,2
3805
0
5875
THOR INDS INC
COM
885160101
1150
23380
SH
DFND
1,2
23025
0
355
TIDEWATER INC
COM
886423102
623
10942
SH
DFND
1,2
10727
0
215
TIM HORTONS INC
COM
88706M103
222
4106
SH
DFND
1,2
4106
0
0
TIMKEN CO
COM
887389104
820
14575
SH
DFND
1,2
14325
0
250
TJX COS INC NEW
COM
872540109
233
4653
SH
DFND
1,2
4653
0
0
TRACTOR SUPPLY CO
COM
892356106
284
2417
SH
DFND
1,2
2302
0
115
TRINITY INDS INC
COM
896522109
1179
30683
SH
DFND
1,2
30103
0
580
TUPPERWARE BRANDS CORP
COM
899896104
479
6167
SH
DFND
1,2
6127
0
40
UNITED TECHNOLOGIES CORP
COM
913017109
508
5461
SH
DFND
1,2
5350
0
111
UNS ENERGY CORP
COM
903119105
260
5816
SH
DFND
1,2
5784
0
32
URS CORP NEW
COM
903236107
1388
29400
SH
DFND
1,2
28875
0
525
VALEANT PHARMACEUTICALS INTL
COM
91911K102
240
2790
SH
DFND
1,2
2790
0
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
734
9169
SH
DFND
1,2
9020
0
149
VANGUARD INDEX FDS
REIT ETF
922908553
462
6725
SH
DFND
1,2
5660
0
1065
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
825
21274
SH
DFND
1,2
18214
0
3060
VISA INC
COM CL A
92826C839
756
4135
SH
DFND
1,2
4021
0
114
VODAFONE GROUP PLC NEW
SPONS ADR NEW
92857W209
553
19261
SH
DFND
1,2
3361
0
15900
WAL-MART STORES INC
COM
931142103
203
2729
SH
DFND
1,2
2539
0
190
WATSCO INC
COM
942622200
372
4428
SH
DFND
1,2
4428
0
0
WELLS FARGO & CO NEW
COM
949746101
505
12226
SH
DFND
1,2
11621
0
605
WESCO INTL INC
COM
95082P105
307
4515
SH
DFND
1,2
255
0
4260
WESTERN UN CO
COM
959802109
1678
98113
SH
DFND
1,2
67573
0
30540