SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Stanland David

(Last) (First) (Middle)
C/O NEWALLIANCE BANK
195 CHURCH STREET

(Street)
NEW HAVEN CT 06510

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
07/28/2009
3. Issuer Name and Ticker or Trading Symbol
NEWALLIANCE BANCSHARES INC [ NAL ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP, Treasurer & CIO
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock(1) 1,000 I By Stock Award
Common Stock(2) 1,500 I By Stock Award
Common Stock(3) 1,097 I By Stock Award
Common Stock 3,527 I Joint w/ Spouse
Common Stock - ESOP 5,869 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options(4) 12/31/2005 06/17/2015 Common Stock 60,000 $14.39 D
Stock Options(4) 12/31/2005 06/17/2015 Common Stock 100,000 $14.71 D
Stock Options(5) 05/31/2010 05/29/2019 Common Stock 4,987 $12.94 D
Explanation of Responses:
1. Stock Awards granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan vests 25% on each of February 27 of years 2008-2011.
2. Stock Awards granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan vests 25% on each of February 26 of years 2009-2012.
3. Stock Awards granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan cliff vest on May 31, 2012.
4. Stock Options granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Compensation Plan vest 40% on December 30, 2005 and 20% on the last business day of each of the three succeeding years.
5. Stock Options granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan vest 1/4 on each May 31 of years 2010-2013.
Remarks:
/s/ David J. Stanland 08/04/2009
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.