-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L235I7VaA4jV6/pM6B95jsRmHRuPY+vMLcgxS4shVh/v0+atsFJWy1AjOmnXO1er v1Me0wEJUVlb+KCnscTzzw== 0000935836-09-000309.txt : 20090217 0000935836-09-000309.hdr.sgml : 20090216 20090217153251 ACCESSION NUMBER: 0000935836-09-000309 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090217 DATE AS OF CHANGE: 20090217 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PACIFIC CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001264691 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE SANSOME STREET STREET 2: 39TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4154619192 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Firepond, Inc. CENTRAL INDEX KEY: 0001012316 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING [7310] IRS NUMBER: 203446646 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-58567 FILM NUMBER: 09613078 BUSINESS ADDRESS: STREET 1: 11 CIVIC CENTER PLAZA STREET 2: SUITE 310 CITY: MANKATO STATE: MN ZIP: 56001 BUSINESS PHONE: (866) 826-6344 MAIL ADDRESS: STREET 1: 11 CIVIC CENTER PLAZA STREET 2: SUITE 310 CITY: MANKATO STATE: MN ZIP: 56001 FORMER COMPANY: FORMER CONFORMED NAME: FP Technology, Inc. DATE OF NAME CHANGE: 20060705 FORMER COMPANY: FORMER CONFORMED NAME: AFG Enterprises USA, Inc. DATE OF NAME CHANGE: 20050809 FORMER COMPANY: FORMER CONFORMED NAME: IN STORE MEDIA SYSTEMS INC DATE OF NAME CHANGE: 19991210 SC 13G/A 1 sched13g.htm

SEC     Page 1 of 11

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

OMB APPROVAL
OMB Number: 3235-0145
Expires:
December 31, 2009
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hours per response 10.4

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 2)

Firepond, Inc.

     

(Name of Issuer)

Common Stock

     

(Title of Class of Securities)

31822L104

     

(CUSIP Number)

December 31, 2008

     

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
[ ]     Rule 13d-1(b)
 
[ X ]     Rule 13d-1(c)
 
[ ]     Rule 13d-1(d)
 
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
 
 

SEC     Page 1 of 11


CUSIP No. 31822L104

     

1.     Names of Reporting Persons.

Jonathan M. Glaser

     

2.     Check the Appropriate Box if a Member of a Group (See Instructions)

(a)               

(b)          X     

     

3.     SEC Use Only                                                   

     

4.     Citizenship or Place of Organization      U.S.A.

Number of
Shares
Beneficially
Owned by
Each Reporting
Person With:

5.     Sole Voting Power          0

6.     Shared Voting Power          348,268

7.     Sole Dispositive Power          0

8.     Shared Dispositive Power     348,268

9.     Aggregate Amount Beneficially Owned by Each Reporting Person     348,268

     

10.     Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See
Instructions)     ______

     

11.     Percent of Class Represented by Amount in Row (9)     2.1%

     

12.     Type of Reporting Person (See Instructions)     IN, HC

     

Page 2 of 11


CUSIP No. 31822L104

     

1.     Names of Reporting Persons.

JMG Capital Management, Inc.

     

2.     Check the Appropriate Box if a Member of a Group (See Instructions)

(a)               

(b)          X     

     

3.     SEC Use Only                                                   

     

4.     Citizenship or Place of Organization      California

Number of
Shares
Beneficially
Owned by
Each Reporting
Person With:

5.     Sole Voting Power          0

6.     Shared Voting Power          174,134

7.     Sole Dispositive Power          0

8.     Shared Dispositive Power     174,134

9.     Aggregate Amount Beneficially Owned by Each Reporting Person     174,134

     

10.     Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See
Instructions)     ______

     

11.     Percent of Class Represented by Amount in Row (9)     1.1%

     

12.     Type of Reporting Person (See Instructions)     CO, HC

     

Page 3 of 11


CUSIP No. 31822L104

     

1.     Names of Reporting Persons.

JMG Capital Management, LLC

     

2.     Check the Appropriate Box if a Member of a Group (See Instructions)

(a)               

(b)          X     

     

3.     SEC Use Only                                                   

     

4.     Citizenship or Place of Organization      Delaware

Number of
Shares
Beneficially
Owned by
Each Reporting
Person With:

5.     Sole Voting Power          0

6.     Shared Voting Power          174,134

7.     Sole Dispositive Power          0

8.     Shared Dispositive Power     174,134

9.     Aggregate Amount Beneficially Owned by Each Reporting Person     174,134

     

10.     Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See
Instructions)     ______

     

11.     Percent of Class Represented by Amount in Row (9)     1.1%

     

12.     Type of Reporting Person (See Instructions)     OO, IA

     

Page 4 of 11


CUSIP No. 31822L104

     

1.     Names of Reporting Persons.

Daniel Albert David

     

2.     Check the Appropriate Box if a Member of a Group (See Instructions)

(a)               

(b)          X     

     

3.     SEC Use Only                                                   

     

4.     Citizenship or Place of Organization      U.S.A.

Number of
Shares
Beneficially
Owned by
Each Reporting
Person With:

5.     Sole Voting Power          0

6.     Shared Voting Power          174,134

7.     Sole Dispositive Power          0

8.     Shared Dispositive Power     174,134

9.     Aggregate Amount Beneficially Owned by Each Reporting Person     174,134

     

10.     Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See
Instructions)     ______

     

11.     Percent of Class Represented by Amount in Row (9)     1.1%

     

12.     Type of Reporting Person (See Instructions)     IN, HC

     

Page 5 of 11


CUSIP No. 31822L104

     

1.     Names of Reporting Persons.

Roger Richter

     

2.     Check the Appropriate Box if a Member of a Group (See Instructions)

(a)               

(b)          X     

     

3.     SEC Use Only                                                   

     

4.     Citizenship or Place of Organization      U.S.A.

Number of
Shares
Beneficially
Owned by
Each Reporting
Person With:

5.     Sole Voting Power          0

6.     Shared Voting Power          174,134

7.     Sole Dispositive Power          0

8.     Shared Dispositive Power     174,134

9.     Aggregate Amount Beneficially Owned by Each Reporting Person     174,134

     

10.     Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See
Instructions)     ______

     

11.     Percent of Class Represented by Amount in Row (9)     1.1%

     

12.     Type of Reporting Person (See Instructions)     IN, HC

     

Page 6 of 11


CUSIP No. 31822L104

     

1.     Names of Reporting Persons.

Pacific Assets Management, LLC

     

2.     Check the Appropriate Box if a Member of a Group (See Instructions)

(a)               

(b)          X     

     

3.     SEC Use Only                                                   

     

4.     Citizenship or Place of Organization      Delaware

Number of
Shares
Beneficially
Owned by
Each Reporting
Person With:

5.     Sole Voting Power          0

6.     Shared Voting Power          174,134

7.     Sole Dispositive Power          0

8.     Shared Dispositive Power     174,134

9.     Aggregate Amount Beneficially Owned by Each Reporting Person     174,134

     

10.     Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See
Instructions)     ______

     

11.     Percent of Class Represented by Amount in Row (9)     1.1%

     

12.     Type of Reporting Person (See Instructions)     OO, IA

     

Page 7 of 11


CUSIP No. 31822L104

     

1.     Names of Reporting Persons.

Pacific Capital Management, Inc.

     

2.     Check the Appropriate Box if a Member of a Group (See Instructions)

(a)               

(b)          X     

     

3.     SEC Use Only                                                   

     

4.     Citizenship or Place of Organization      California

Number of
Shares
Beneficially
Owned by
Each Reporting
Person With:

5.     Sole Voting Power          0

6.     Shared Voting Power          174,134

7.     Sole Dispositive Power          0

8.     Shared Dispositive Power     174,134

9.     Aggregate Amount Beneficially Owned by Each Reporting Person     174,134

     

10.     Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See
Instructions)     ______

     

11.     Percent of Class Represented by Amount in Row (9)     1.1%

     

12.     Type of Reporting Person (See Instructions)     CO, HC

     

Page 8 of 11


CUSIP No. 31822L104

Item 1.

(a)     Name of Issuer

Firepond, Inc.
     

(b)     Address of Issuer's Principal Executive Offices

11 Civic Center Plaza, Suite 310, Mankato, MN 56001
     

Item 2.
 

(a)     The names of the persons filing this statement are:

Jonathan M. Glaser     

JMG Capital Management, Inc. (
"JMG Inc.")     

JMG Capital Management, LLC (
"JMG LLC")     

Daniel Albert David     

Roger Richter     

Pacific Assets Management, LLC (
"PAM")     

Pacific Capital Management, Inc. (
"PCM")     
(collectively, the "Filers").

(b)     The principal business office of JMG Inc., JMG LLC and Mr. Glaser is:

11601 Wilshire Boulevard, Suite 2180, Los Angeles, CA 90025     

The principal business office of PAM, PCM, Mr. David and Mr. Richter is:

100 Drakes Landing, Suite 207, Greenbrae, CA 94904     

(c)     For citizenship of Filers, see Item 4 of the cover sheet for each Filer.

(d)     This statement relates to shares of common stock of the Issuer (the "Stock").

(e)     The CUSIP number of the Issuer is: 31822L104

Page 9 of 11


CUSIP No. 31822L104

Item 3.     If this statement is filed pursuant to rule 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

(a)     [ ]     Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

(b)     [ ]     Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

(c)     [ ]     Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

(d)     [ ]     Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).

(e)     [ ]     An investment adviser in accordance with section 240.13d-1(b)(1)(ii)(E).

(f)     [ ]     An employee benefit plan or endowment fund in accordance with section 240.13d-1(b)(1)(ii)(F).

(g)     [ ]     A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G).

(h)     [ ]     A savings association as defined in section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813).

(i)     [ ]     A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3).

(j)     [ ]     A non-U.S. institution in accordance with §240.13d-1(b)(ii)(J).

(k)     [ ]     Group, in accordance with Rule 13d-1(b)(1)(ii)(K).

If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution _______________________________________________________________.

Item 4.     Ownership.

See Items 5-9 and 11 of the cover page for each Filer.

Item 5.     Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [X].
 

Item 6.     Ownership of More than Five Percent on Behalf of Another Person.

PAM and JMG LLC are investment advisers whose clients have the right to receive and the power to direct the receipt of dividends from, or the proceeds from the sale of, the Stock. No single client account holds more than 5% of the Stock. PAM is the investment adviser to an investment fund and PCM is a member of PAM. Mr. Glaser, Mr. David and Mr. Richter are control persons of PCM and PAM. JMG LLC is the investment adviser and general partner of an investment limited partnership and JMG Inc. is a member of JMG LLC. Mr. Glaser is the control person of JMG Inc. and JMG LLC.

Item 7.     Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

Not applicable.
 

Item 8.     Identification and Classification of Members of the Group.

The Filers are filing this Schedule 13G jointly, but not as members of a group, and each of them expressly disclaims membership in a group. Each of the Filers also disclaims beneficial ownership of the Stock except to the extent of that Filer’s pecuniary interest therein.

Item 9.     Notice of Dissolution of Group

Not applicable.
 

Item 10.     Certification:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

Exhibits:

Exhibit A Joint Filing Agreement.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

Dated:     February 13, 2009

PACIFIC CAPITAL MANAGEMENT, INC.

By:     

     Jonathan M. Glaser, Vice President

PACIFIC ASSETS MANAGEMENT, LLC
 
 

By:     

     Jonathan M. Glaser, Member Manager

JMG CAPITAL MANAGEMENT, INC.

By:     

     Jonathan M. Glaser, President

JMG CAPITAL MANAGEMENT, LLC
 
 

By:     

     Jonathan M. Glaser, Member Manager

Jonathan M. Glaser

Daniel Albert David

Roger Richter

 

Page 10 of 11


CUSIP No. 31822L104

EXHIBIT A
 
AGREEMENT REGARDING JOINT FILING
OF STATEMENT ON SCHEDULE 13D OR 13G

The undersigned agree to file jointly with the Securities and Exchange Commission (the “SEC”) any and all statements on Schedule 13D or Schedule 13G (and any amendments or supplements thereto) required under section 13(d) of the Securities Exchange Act of 1934, as amended, in connection with purchases and sales by the undersigned of securities of any issuer, until such time as the undersigned file with the SEC a statement terminating this Agreement Regarding Joint Filing of Statement on Schedule 13D or 13G. For that purpose, the undersigned hereby constitute and appoint JMG Capital Management, LLC, a Delaware limited liability company, as their true and lawful agent and attorney-in-fact, with full power and authority for and on behalf of the undersigned to prepare or cause to be prepared, sign, file with the SEC and furnish to any other person all certificates, instruments, agreements and documents necessary to comply with section 13(d) and section 16(a) of the Securities Exchange Act of 1934, as amended, in connection with said purchases and sales, and to do and perform every act necessary and proper to be done incident to the exercise of the foregoing power, as fully as the undersigned might or could do if personally present, until such time as the undersigned file with the SEC a statement terminating this Agreement Regarding Joint Filing of Statement on Schedule 13D or 13G.

Dated:     November 14, 2005

PACIFIC CAPITAL MANAGEMENT, INC.

By:     /s/ Jonathan M. Glaser, Vice President

 

PACIFIC ASSETS MANAGEMENT, LLC
 
 
By:     /s/ Jonathan M. Glaser, Member Manager

JMG CAPITAL MANAGEMENT, INC.

By:     /s/ Jonathan M. Glaser, President

JMG CAPITAL MANAGEMENT, LLC
 
 
By:     /s/ Jonathan M. Glaser, Member Manager

/s/ Jonathan M. Glaser

/s/ Daniel Albert David

/s/ Roger Richter

 

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