N-PX 1 d771322dnpx.htm REAVES UTILITY INCOME FUND Reaves Utility Income Fund

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT

INVESTMENT COMPANY

Investment Company Act file number: 811-21432

REAVES UTILITY INCOME FUND

(Exact name of registrant as specified in charter)

1290 Broadway, Suite 1100, Denver, Colorado 80203

(Address of principal executive offices) (Zip code)

David T. Buhler, Esq.

Reaves Utility Income Fund

1290 Broadway, Suite 1100

Denver, Colorado 80203

(Name and address of agent for service)

Registrant’s Telephone Number, including Area Code: (303) 623-2577

Date of fiscal year end: October 31

Date of reporting period: July 1, 2013 - June 30, 2014


Item 1.    Proxy Voting Record.


Investment Company Report

 

ALTRIA GROUP, INC.

 

Security

 

  

02209S103

 

     

Meeting Type

 

  

Annual

 

Ticker Symbol

 

  

MO

      Meeting Date    14-May-2014

ISIN  

 

     

US02209S1033

      Agenda    933956801 - Management

Item

   Proposal       Type   

Vote

  

For/Against Management

 

  

1A.

  

ELECTION OF DIRECTOR: GERALD L. BALILES

 

   Management   

For

  

For

  

1B.

  

ELECTION OF DIRECTOR: MARTIN J. BARRINGTON

 

   Management   

For

  

For

  

1C.

  

ELECTION OF DIRECTOR: JOHN T. CASTEEN III

 

   Management   

For

  

For

  

1D.

  

ELECTION OF DIRECTOR: DINYAR S. DEVITRE

 

   Management   

For

  

For

  

1E.

  

ELECTION OF DIRECTOR: THOMAS F. FARRELL II

 

   Management   

For

  

For

  

1F.

  

ELECTION OF DIRECTOR: THOMAS W. JONES

 

   Management   

For

  

For

  

1G.

  

ELECTION OF DIRECTOR: DEBRA J. KELLY ENNIS

 

   Management   

For

  

For

  

1H.

  

ELECTION OF DIRECTOR: W. LEO KIELY III

 

   Management   

For

  

For

  

1I.

  

ELECTION OF DIRECTOR: KATHRYN B. MCQUADE

 

   Management   

For

  

For

  

1J.

  

ELECTION OF DIRECTOR: GEORGE MUNOZ

 

   Management   

For

  

For

  

1K.

  

ELECTION OF DIRECTOR: NABIL Y. SAKKAB

 

   Management   

For

  

For

  

2

  

RATIFICATION OF THE SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

 

   Management   

For

  

For

  

3.

   ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS    Management   

For

  

For

  

4.

  

SHAREHOLDER PROPOSAL - PREPARATION OF HEALTH EFFECT AND CESSATION MATERIALS FOR POOR AND LESS FORMALLY EDUCATED TOBACCO CONSUMERS

 

   Shareholder   

Against

  

For

  

5.

  

SHAREHOLDER PROPOSAL - DISCLOSURE OF LOBBYING POLICIES AND PRACTICES

 

   Shareholder   

Against

  

For

  

AMEREN CORPORATION

 

Security

 

  

023608102

      Meeting Type    Annual

Ticker Symbol

 

  

AEE

      Meeting Date    24-Apr-2014

ISIN  

     

US0236081024

     

Agenda

 

   933933485 - Management

Item

   Proposal       Type   

Vote

  

For/Against Management

 

  

1

   DIRECTOR    Management   
  

1

  

WARNER L. BAXTER

 

  

For

  

For

  
  

2

  

CATHERINE S. BRUNE

 

  

For

  

For

  
  

3

  

ELLEN M. FITZSIMMONS

 

  

For

  

For

  
  

4

  

WALTER J. GALVIN

 

  

For

  

For

  
  

5

  

RICHARD J. HARSHMAN

 

  

For

  

For

  
  

6

  

GAYLE P.W. JACKSON

 

  

For

  

For

  
  

7

  

JAMES C. JOHNSON

 

  

For

  

For

  
  

8

  

STEVEN H. LIPSTEIN

 

  

For

  

For

  
  

9

  

PATRICK T. STOKES

 

  

For

  

For

  
  

10

  

THOMAS R. VOSS

 

  

For

  

For

  
  

11

  

STEPHEN R. WILSON

 

  

For

  

For

  
  

12

  

JACK D. WOODARD

 

  

For

  

For

  

2

  

NON-BINDING ADVISORY APPROVAL OF COMPENSATION OF THE EXECUTIVES DISCLOSED IN THE PROXY STATEMENT.

 

   Management   

For

  

For

  

3

  

APPROVAL OF THE 2014 OMNIBUS INCENTIVE COMPENSATION PLAN.

 

   Management   

For

  

For

  

4

  

RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014.

 

   Management   

For

  

For

  

5

  

SHAREHOLDER PROPOSAL REGARDING HAVING AN INDEPENDENT BOARD CHAIRMAN.

 

   Shareholder   

Against

  

For

  

6

  

SHAREHOLDER PROPOSAL REGARDING A REPORT ON LOBBYING.

 

   Shareholder   

Against

  

For

  

7

  

SHAREHOLDER PROPOSAL REGARDING A REPORT ON GREENHOUSE GAS EMISSIONS.

 

   Shareholder   

Against

  

For

  

AMERICAN TOWER CORPORATION

 

Security

 

  

03027X100

      Meeting Type    Annual

Ticker Symbol

 

  

AMT

      Meeting Date    20-May-2014

ISIN  

 

     

US03027X1000

      Agenda    933965735 - Management

Item

   Proposal       Type   

Vote

  

For/Against Management

 

  

1A.

 

   ELECTION OF DIRECTOR: RAYMOND P. DOLAN    Management   

For

  

For

  

1B.

 

   ELECTION OF DIRECTOR: RONALD M. DYKES    Management   

For

  

For

  

1C.

 

   ELECTION OF DIRECTOR: CAROLYN F. KATZ    Management   

For

  

For

  


1D.

   ELECTION OF DIRECTOR: GUSTAVO LARA CANTU    Management   

For

  

For

  

1E.

   ELECTION OF DIRECTOR: JOANN A. REED    Management   

For

  

For

  

1F.

   ELECTION OF DIRECTOR: PAMELA D.A. REEVE    Management   

For

  

For

  

1G.

   ELECTION OF DIRECTOR: DAVID E. SHARBUTT    Management   

For

  

For

  

1H.

   ELECTION OF DIRECTOR: JAMES D. TAICLET, JR.    Management   

For

  

For

  

1I.

   ELECTION OF DIRECTOR: SAMME L. THOMPSON    Management   

For

  

For

  

2.

   TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.    Management   

For

  

For

  

3.

  

TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY’S EXECUTIVE COMPENSATION.

 

   Management   

For

  

For

  

AMERICAN WATER WORKS COMPANY, INC.

 

Security

  

030420103

      Meeting Type    Annual

Ticker Symbol

  

AWK

      Meeting Date    09-May-2014

ISIN  

     

US0304201033

     

Agenda

 

   933945909 - Management

Item

   Proposal       Type   

Vote

  

For/Against Management

 

  

1A.

   ELECTION OF DIRECTOR: JULIE A. DOBSON    Management   

For

  

For

  

1B.

   ELECTION OF DIRECTOR: PAUL J. EVANSON    Management   

For

  

For

  

1C.

   ELECTION OF DIRECTOR: MARTHA CLARK GOSS    Management   

For

  

For

  

1D.

   ELECTION OF DIRECTOR: RICHARD R. GRIGG    Management   

For

  

For

  

1E.

   ELECTION OF DIRECTOR: JULIA L. JOHNSON    Management   

For

  

For

  

1F.

   ELECTION OF DIRECTOR: GEORGE MACKENZIE    Management   

For

  

For

  

1G.

   ELECTION OF DIRECTOR: WILLIAM J. MARRAZZO    Management   

For

  

For

  

1H.

   ELECTION OF DIRECTOR: SUSAN N. STORY    Management   

For

  

For

  

2.

  

RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDED DECEMBER 31, 2014.

 

   Management   

For

  

For

  

3.

  

AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.

 

   Management   

For

  

For

  

ANNALY CAPITAL MANAGEMENT, INC.

 

Security

  

035710409

      Meeting Type    Annual

Ticker Symbol

  

NLY

      Meeting Date    22-May-2014

ISIN  

     

US0357104092

     

Agenda

 

   933971310 - Management

Item

   Proposal       Type   

Vote

  

For/Against Management

 

  

1A.

   ELECTION OF DIRECTOR: JONATHAN D. GREEN    Management   

For

  

For

  

1B.

   ELECTION OF DIRECTOR: JOHN H. SCHAEFER    Management   

For

  

For

  

1C.

   ELECTION OF DIRECTOR: FRANCINE J. BOVICH    Management   

For

  

For

  

2.

  

THE PROPOSAL TO APPROVE A NON-BINDING ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION.

 

   Management   

For

  

For

  

3.

  

RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE 2014 FISCAL YEAR.

 

   Management   

For

  

For

  

AQUA AMERICA, INC.

 

Security

  

03836W103

      Meeting Type    Annual

Ticker Symbol

  

WTR

      Meeting Date    07-May-2014

ISIN  

     

US03836W1036

     

Agenda

 

   933945947 - Management

Item

   Proposal       Type   

Vote

  

For/Against Management

 

  

1.

   DIRECTOR    Management   
  

1

   NICHOLAS DEBENEDICTIS   

For

  

For

  
  

2

   MICHAEL L. BROWNE   

For

  

For

  
  

3

   RICHARD H. GLANTON   

For

  

For

  
  

4

   LON R. GREENBERG   

For

  

For

  
  

5

   WILLIAM P. HANKOWSKY   

For

  

For

  
  

6

   WENDELL F. HOLLAND   

For

  

For

  
  

7

   ELLEN T. RUFF   

For

  

For

  
  

8

   ANDREW J. SORDONI III   

For

  

For

  

2.

   TO CONSIDER AND TAKE ACTION ON THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE 2014 FISCAL YEAR.    Management   

For

  

For

  

3.

   TO CONSIDER AND TAKE AN ADVISORY VOTE TO APPROVE THE COMPANY’S EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT.    Management   

For

  

For

  

4.

   TO CONSIDER AND TAKE ACTION ON THE APPROVAL OF THE AMENDED AQUA AMERICA, INC. 2009 OMNIBUS COMPENSATION PLAN.    Management   

For

  

For

  


5.   

TO CONSIDER AND TAKE ACTION ON A SHAREHOLDER PROPOSAL REQUESTING THAT THE BOARD OF DIRECTORS CREATE A COMPREHENSIVE POLICY ARTICULATING THE COMPANY’S RESPECT FOR AND COMMITMENT TO THE HUMAN RIGHT TO WATER, IF PROPERLY PRESENTED AT THE MEETING.

 

   Shareholder   

Against

  

For

  

6.

  

TO CONSIDER AND TAKE ACTION ON A SHAREHOLDER PROPOSAL REQUESTING THAT THE BOARD OF DIRECTORS CREATE A POLICY IN WHICH THE BOARD’S CHAIRMAN IS AN INDEPENDENT DIRECTOR WHO HAS NOT PREVIOUSLY SERVED AS AN EXECUTIVE OFFICER OF THE COMPANY, IF PROPERLY PRESENTED AT THE MEETING.

 

   Shareholder   

Against

  

For

  

AT&T INC.

 

Security

 

  

00206R102

 

     

Meeting Type

 

  

Annual

 

Ticker Symbol

 

  

T

      Meeting Date    25-Apr-2014

ISIN  

 

     

US00206R1023

      Agenda    933930807 - Management

Item

   Proposal       Type   

Vote

  

For/Against Management

 

  

1A.

  

ELECTION OF DIRECTOR: RANDALL L. STEPHENSON

 

   Management   

For

  

For

  

1B.

  

ELECTION OF DIRECTOR: REUBEN V. ANDERSON

 

   Management   

For

  

For

  

1C.

  

ELECTION OF DIRECTOR: JAIME CHICO PARDO

 

   Management   

For

  

For

  

1D.

  

ELECTION OF DIRECTOR: SCOTT T. FORD

 

   Management   

For

  

For

  

1E.

  

ELECTION OF DIRECTOR: JAMES P. KELLY

 

   Management   

For

  

For

  

1F.

  

ELECTION OF DIRECTOR: JON C. MADONNA

 

   Management   

For

  

For

  

1G.

  

ELECTION OF DIRECTOR: MICHAEL B. MCCALLISTER

 

   Management   

For

  

For

  

1H.

  

ELECTION OF DIRECTOR: JOHN B. MCCOY

 

   Management   

For

  

For

  

1I.

  

ELECTION OF DIRECTOR: BETH E. MOONEY

 

   Management   

For

  

For

  

1J.

  

ELECTION OF DIRECTOR: JOYCE M. ROCHE

 

   Management   

For

  

For

  

1K.

  

ELECTION OF DIRECTOR: MATTHEW K. ROSE

 

   Management   

For

  

For

  

1L.

  

ELECTION OF DIRECTOR: CYNTHIA B. TAYLOR

 

   Management   

For

  

For

  

1M.

  

ELECTION OF DIRECTOR: LAURA D’ANDREA TYSON

 

   Management   

For

  

For

  

2

  

RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS.

 

   Management   

For

  

For

  

3

  

ADVISORY APPROVAL OF EXECUTIVE COMPENSATION.

 

   Management   

For

  

For

  

4

  

APPROVE SEVERANCE POLICY.

 

   Management   

For

  

For

  

5

  

POLITICAL REPORT.

 

   Shareholder   

Against

  

For

  

6

  

LOBBYING REPORT.

 

   Shareholder   

Against

  

For

  

7

  

WRITTEN CONSENT.

 

   Shareholder   

Against

  

For

  

BCE INC.

 

Security

 

  

05534B760

      Meeting Type    Annual

Ticker Symbol

 

  

BCE

      Meeting Date    06-May-2014

ISIN  

     

CA05534B7604

     

Agenda

 

   933948361 - Management

Item

   Proposal       Type   

Vote

  

For/Against Management

 

  

01

   DIRECTOR    Management   
  

1

  

B.K. ALLEN

 

  

For

  

For

  
  

2

  

A. BÉRARD

 

  

For

  

For

  
  

3

  

R.A. BRENNEMAN

 

  

For

  

For

  
  

4

  

S. BROCHU

 

  

For

  

For

  
  

5

  

R.E. BROWN

 

  

For

  

For

  
  

6

  

G.A. COPE

 

  

For

  

For

  
  

7

  

D.F. DENISON

 

  

For

  

For

  
  

8

  

I. GREENBERG

 

  

For

  

For

  
  

9

  

T.C. O’NEILL

 

  

For

  

For

  
  

10

  

J. PRENTICE

 

  

For

  

For

  
  

11

  

R.C. SIMMONDS

 

  

For

  

For

  
  

12

  

C. TAYLOR

 

  

For

  

For

  
  

13

  

P.R. WEISS

 

  

For

  

For

  

02

  

APPOINTMENT OF DELOITTE LLP AS AUDITORS.

 

   Management   

For

  

For

  

03

  

RESOLVED, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLE AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS, THAT THE SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE 2014 MANAGEMENT PROXY CIRCULAR DATED MARCH 6, 2014 DELIVERED IN ADVANCE OF THE 2014 ANNUAL GENERAL MEETING OF SHAREHOLDERS OF BCE.

 

   Management   

For

  

For

  

4A

  

PROPOSAL NO. 1 RISK MANAGEMENT COMMITTEE.

 

   Shareholder   

Against

  

For

  

4B

  

PROPOSAL NO. 2 TOTAL EXECUTIVE COMPENSATION GROSS PAY CAP AT $5,000,000.

 

   Shareholder   

Against

  

For

  

CENTURYLINK, INC.

 

Security

 

  

156700106

      Meeting Type    Annual

Ticker Symbol

 

  

CTL

      Meeting Date    28-May-2014

ISIN

 

       

US1567001060

        Agenda    933986068 - Management


Item  

   Proposal       Type   

Vote

  

For/Against Management

 

  

1.

   DIRECTOR    Management   
  

1

  

VIRGINIA BOULET

 

  

For

  

For

  
  

2

  

PETER C. BROWN

 

  

For

  

For

  
  

3

  

RICHARD A. GEPHARDT

 

  

For

  

For

  
  

4

  

W. BRUCE HANKS

 

  

For

  

For

  
  

5

  

GREGORY J. MCCRAY

 

  

For

  

For

  
  

6

  

C.G. MELVILLE, JR.

 

  

For

  

For

  
  

7

  

FRED R. NICHOLS

 

  

For

  

For

  
  

8

  

WILLIAM A. OWENS

 

  

For

  

For

  
  

9

  

HARVEY P. PERRY

 

  

For

  

For

  
  

10

  

GLEN F. POST, III

 

  

For

  

For

  
  

11

  

MICHAEL J. ROBERTS

 

  

For

  

For

  
  

12

  

LAURIE A. SIEGEL

 

  

For

  

For

  
  

13

  

JOSEPH R. ZIMMEL

 

  

For

  

For

  

2.

  

RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT AUDITOR FOR 2014.

 

   Management   

For

  

For

  

3.

  

RATIFY A PROXY ACCESS BYLAW AMENDMENT.

 

   Management   

For

  

For

  

4.

  

ADVISORY VOTE REGARDING OUR EXECUTIVE COMPENSATION.

 

   Management   

For

  

For

  

5.

  

SHAREHOLDER PROPOSAL REGARDING EQUITY RETENTION.

 

   Shareholder   

Against

  

For

  

COMCAST CORPORATION

 

Security

 

  

20030N101

      Meeting Type    Annual

Ticker Symbol

 

  

CMCSA

      Meeting Date    21-May-2014

ISIN  

     

US20030N1019

     

Agenda

 

   933967563 - Management

Item

   Proposal       Type   

Vote

  

For/Against Management

 

  

1.

   DIRECTOR    Management   
  

1

  

KENNETH J. BACON

 

  

For

  

For

  
  

2

  

SHELDON M. BONOVITZ

 

  

For

  

For

  
  

3

  

EDWARD D. BREEN

 

  

For

  

For

  
  

4

  

JOSEPH J. COLLINS

 

  

For

  

For

  
  

5

  

J. MICHAEL COOK

 

  

For

  

For

  
  

6

  

GERALD L. HASSELL

 

  

For

  

For

  
  

7

  

JEFFREY A. HONICKMAN

 

  

For

  

For

  
  

8

  

EDUARDO G. MESTRE

 

  

For

  

For

  
  

9

  

BRIAN L. ROBERTS

 

  

For

  

For

  
  

10

  

RALPH J. ROBERTS

 

  

For

  

For

  
  

11

  

JOHNATHAN A. RODGERS

 

  

For

  

For

  
  

12

  

DR. JUDITH RODIN

 

  

For

  

For

  

2.

  

RATIFICATION OF THE APPOINTMENT OF OUR INDEPENDENT AUDITORS

 

   Management   

For

  

For

  

3.

  

APPROVAL, ON AN ADVISORY BASIS, OF OUR EXECUTIVE COMPENSATION

 

   Management   

For

  

For

  

4.

  

TO PREPARE AN ANNUAL REPORT ON LOBBYING ACTIVITIES

 

   Shareholder   

Against

  

For

  

5.

  

TO PROHIBIT ACCELERATED VESTING UPON A CHANGE IN CONTROL

 

   Shareholder   

Against

  

For

  

COMPANHIA DE SANEAMENTO BASICO DO ESTADO

 

Security

 

  

20441A102

      Meeting Type    Annual

Ticker Symbol

 

  

SBS

      Meeting Date    30-Apr-2014

ISIN  

 

     

US20441A1025

     

Agenda

 

   933996437 - Management

Item

   Proposal       Type   

Vote

  

For/Against Management

 

  

A1.

  

EXAMINATION OF THE ANNUAL MANAGEMENT REPORT FOR THE FISCAL YEAR ENDED DECEMBER 31, 2013; RESOLUTION ON THE COMPANY’S FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2013, NAMELY: BALANCE SHEET AND THE RESPECTIVE STATEMENTS OF INCOME, CHANGES IN SHAREHOLDERS’ EQUITY, CASH FLOWS AND VALUE ADDED AND NOTES TO THE FINANCIAL STATEMENTS, IN ADDITION TO THE REPORTS OF THE INDEPENDENT AUDITORS, FISCAL COUNCIL AND AUDIT COMMITTEE.

 

   Management   

For

  

For

  

A2.

  

RESOLUTION ON THE ALLOCATION OF NET INCOME FOR FISCAL YEAR 2013.

 

   Management   

For

  

For

  

A3.

  

DEFINITION OF THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS.

 

   Management   

For

  

For

  

A4.

  

ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR A TERM OF OFFICE ENDING IN 2016, AND APPOINTMENT OF THE CHAIRMAN OF THE BOARD OF DIRECTORS.

 

   Management   

For

  

For

  

A5.

  

ELECTION OF THE MEMBERS OF THE FISCAL COUNCIL FOR A TERM OF OFFICE ENDING IN 2015.

 

   Management   

For

  

For

  

A6.

  

ESTABLISHMENT OF THE OVERALL ANNUAL COMPENSATION OF MANAGEMENT AND MEMBERS OF THE FISCAL COUNCIL FOR FISCAL YEAR 2014.

 

   Management   

For

  

For

  


E1.

  

INCREASE IN COMPANY’S CAPITAL STOCK, WITHOUT ISSUING NEW SHARES, THROUGH CAPITALIZATION OF CAPITAL RESERVE, IN AMOUNT OF ONE HUNDRED AND TWENTY-FOUR MILLION, TWO HUNDRED AND FIFTY-FOUR THOUSAND, EIGHT HUNDRED AND FIFTY-ONE REAIS AND FIFTY-ONE CENTS (R$124,254,851.51) AND PART OF COMPANY’S PROFIT RESERVE, IN AMOUNT OF THREE BILLION, SIX HUNDRED AND SEVENTY-TWO MILLION, FIFTY-SIX THOUSAND, FIVE HUNDRED & EIGHTY-THREE REAIS & TWENTY-SIX CENTS (R$3,672,056,583.26), IN ACCORDANCE WITH PARAGRAPH ONE OF ARTICLE 169 AND ARTICLE 199 OF FEDERAL LAW 6404/1976.

 

   Management   

For

  

For

  

E2.

  

AMENDMENT TO THE COMPANY’S BYLAWS WITH THE CHANGE OF (A) CAPUT OF ARTICLE 3, TO REFLECT THE COMPANY’S NEW PAID-IN CAPITAL STOCK AFTER THE CAPITAL INCREASE IN ITEM E1 ABOVE, IF IT IS APPROVED; (B) PARAGRAPH ONE OF ARTICLE 3, TO INCREASE THE AUTHORIZED CAPITAL LIMIT TO FIFTEEN BILLION REAIS (R$15,000,000,000.00); AND (C) ARTICLE 14, TO ADJUST THE ATTRIBUTIONS OF THREE (3) EXECUTIVE AREAS, DUE TO CHANGES IN THEIR ORGANIZATIONAL STRUCTURES.

 

   Management   

For

  

For

  

DOMINION RESOURCES, INC.

 

Security

 

  

25746U109

      Meeting Type    Annual

Ticker Symbol

 

  

D

      Meeting Date    07-May-2014

ISIN  

 

     

US25746U1097

      Agenda    933952055 - Management

Item

   Proposal       Type   

Vote

  

For/Against Management

 

  

1A.

  

ELECTION OF DIRECTOR: WILLIAM P. BARR

 

   Management   

For

  

For

  

1B.

  

ELECTION OF DIRECTOR: PETER W. BROWN, M.D.

 

   Management   

For

  

For

  

1C.

  

ELECTION OF DIRECTOR: HELEN E. DRAGAS

 

   Management   

For

  

For

  

1D.

  

ELECTION OF DIRECTOR: JAMES O. ELLIS, JR.

 

   Management   

For

  

For

  

1E.

  

ELECTION OF DIRECTOR: THOMAS F. FARRELL II

 

   Management   

For

  

For

  

1F.

  

ELECTION OF DIRECTOR: JOHN W. HARRIS

 

   Management   

For

  

For

  

1G.

  

ELECTION OF DIRECTOR: MARK J. KINGTON

 

   Management   

For

  

For

  

1H.

  

ELECTION OF DIRECTOR: PAMELA J. ROYAL, M.D.

 

   Management   

For

  

For

  

1I.

  

ELECTION OF DIRECTOR: ROBERT H. SPILMAN, JR.

 

   Management   

For

  

For

  

1J.

  

ELECTION OF DIRECTOR: MICHAEL E. SZYMANCZYK

 

   Management   

For

  

For

  

1K.

  

ELECTION OF DIRECTOR: DAVID A. WOLLARD

 

   Management   

For

  

For

  

2.

  

RATIFICATION OF APPOINTMENT OF THE INDEPENDENT AUDITORS FOR 2014

 

   Management   

For

  

For

  

3.

  

ADVISORY VOTE ON APPROVAL OF EXECUTIVE COMPENSATION (SAY ON PAY)

 

   Management   

For

  

For

  

4.

  

APPROVAL OF THE 2014 INCENTIVE COMPENSATION PLAN

 

   Management   

For

  

For

  

5.

  

EXECUTIVES TO RETAIN SIGNIFICANT STOCK

 

   Shareholder   

Against

  

For

  

6.

  

REPORT ON FINANCIAL RISKS TO DOMINION POSED BY CLIMATE CHANGE

 

   Shareholder   

Against

  

For

  

7.

  

REPORT ON METHANE EMISSIONS

 

   Shareholder   

Against

  

For

  

8.

  

REPORT ON LOBBYING

 

   Shareholder   

Against

  

For

  

9.

  

REPORT ON ENVIRONMENTAL AND CLIMATE CHANGE IMPACTS OF BIOMASS

 

   Shareholder   

Against

  

For

  

10.

  

ADOPT QUANTITATIVE GOALS FOR REDUCING GREENHOUSE GAS EMISSIONS

 

   Shareholder   

Against

  

For

  

DTE ENERGY COMPANY

 

Security

 

  

233331107

      Meeting Type    Annual

Ticker Symbol

 

  

DTE

      Meeting Date    01-May-2014

ISIN  

 

     

US2333311072

      Agenda    933940846 - Management

Item

   Proposal       Type   

Vote

  

For/Against Management

 

  

1.

   DIRECTOR    Management   
  

1

  

GERARD M. ANDERSON

 

  

For

  

For

  
  

2

  

LILLIAN BAUDER

 

  

For

  

For

  
  

3

  

DAVID A. BRANDON

 

  

For

  

For

  
  

4

  

W. FRANK FOUNTAIN, JR.

 

  

For

  

For

  
  

5

  

CHARLES G. MCCLURE, JR.

 

  

For

  

For

  
  

6

  

GAIL J. MCGOVERN

 

  

For

  

For

  
  

7

  

MARK A. MURRAY

 

  

For

  

For

  
  

8

  

JAMES B. NICHOLSON

 

  

For

  

For

  
  

9

  

CHARLES W. PRYOR, JR.

 

  

For

  

For

  
  

10

  

JOSUE ROBLES, JR.

 

  

For

  

For

  
  

11

  

RUTH G. SHAW

 

  

For

  

For

  
  

12

  

DAVID A. THOMAS

 

  

For

  

For

  
  

13

  

JAMES H. VANDENBERGHE

 

  

For

  

For

  

2.

  

RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM PRICEWATERHOUSECOOPERS LLP

 

   Management   

For

  

For

  

3.

  

ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION

 

   Management   

For

  

For

  

4.

  

MANAGEMENT PROPOSAL TO AMEND AND RESTATE THE LONG TERM INCENTIVE PLAN

 

   Management   

For

  

For

  

5.

  

SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS

 

   Shareholder   

Against

  

For

  

DUKE ENERGY CORPORATION

 

Security

 

  

26441C204

      Meeting Type    Annual


Ticker Symbol

 

  

DUK

      Meeting Date    01-May-2014

ISIN  

 

     

US26441C2044

      Agenda    933932926 - Management

Item

   Proposal       Type   

Vote

  

For/Against Management

 

  

1.

  

DIRECTOR

 

   Management   
  

1

  

G. ALEX BERNHARDT, SR.

 

  

For

  

For

  
  

2

  

MICHAEL G. BROWNING

 

  

For

  

For

  
  

3

  

HARRIS E. DELOACH, JR.

 

  

For

  

For

  
  

4

  

DANIEL R. DIMICCO

 

  

For

  

For

  
  

5

  

JOHN H. FORSGREN

 

  

For

  

For

  
  

6

  

LYNN J. GOOD

 

  

For

  

For

  
  

7

  

ANN M. GRAY

 

  

For

  

For

  
  

8

  

JAMES H. HANCE, JR.

 

  

For

  

For

  
  

9

  

JOHN T. HERRON

 

  

For

  

For

  
  

10

  

JAMES B. HYLER, JR.

 

  

For

  

For

  
  

11

  

WILLIAM E. KENNARD

 

  

For

  

For

  
  

12

  

E. MARIE MCKEE

 

  

For

  

For

  
  

13

  

E. JAMES REINSCH

 

  

For

  

For

  
  

14

  

JAMES T. RHODES

 

  

For

  

For

  
  

15

  

CARLOS A. SALADRIGAS

 

  

For

  

For

  

2.

  

RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE ENERGY CORPORATION’S INDEPENDENT PUBLIC ACCOUNTANT FOR 2014

 

   Management   

For

  

For

  

3.

  

ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION

 

   Management   

For

  

For

  

4.

  

APPROVAL OF THE AMENDMENT TO DUKE ENERGY CORPORATION’S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO AUTHORIZE SHAREHOLDER ACTION BY LESS THAN UNANIMOUS WRITTEN CONSENT

 

   Management   

For

  

For

  

5.

  

SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER RIGHT TO CALL A SPECIAL SHAREHOLDER MEETING

 

   Shareholder   

Against

  

For

  

6.

  

SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTION DISCLOSURE

 

   Shareholder   

Against

  

For

  

EDISON INTERNATIONAL

 

Security

 

  

281020107

      Meeting Type    Annual

Ticker Symbol

 

  

EIX

      Meeting Date    24-Apr-2014

ISIN  

 

     

US2810201077

      Agenda    933932370 - Management

Item

   Proposal       Type   

Vote

  

For/Against Management

 

  

1A.

  

ELECTION OF DIRECTOR: JAGJEET S. BINDRA

 

   Management   

For

  

For

  

1B.

  

ELECTION OF DIRECTOR: VANESSA C.L. CHANG

 

   Management   

For

  

For

  

1C.

  

ELECTION OF DIRECTOR: FRANCE A. CORDOVA

 

   Management   

For

  

For

  

1D.

  

ELECTION OF DIRECTOR: THEODORE F. CRAVER, JR.

 

   Management   

For

  

For

  

1E.

  

ELECTION OF DIRECTOR: BRADFORD M. FREEMAN

 

   Management   

For

  

For

  

1F.

  

ELECTION OF DIRECTOR: LUIS G. NOGALES

 

   Management   

For

  

For

  

1G.

  

ELECTION OF DIRECTOR: RICHARD T. SCHLOSBERG, III

 

   Management   

For

  

For

  

1H.

  

ELECTION OF DIRECTOR: LINDA G. STUNTZ

 

   Management   

For

  

For

  

1I.

  

ELECTION OF DIRECTOR: THOMAS C. SUTTON

 

   Management   

For

  

For

  

1J.

  

ELECTION OF DIRECTOR: ELLEN O. TAUSCHER

 

   Management   

For

  

For

  

1K.

  

ELECTION OF DIRECTOR: PETER J. TAYLOR

 

   Management   

For

  

For

  

1L.

  

ELECTION OF DIRECTOR: BRETT WHITE

 

   Management   

For

  

For

  

2.

  

RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

 

   Management   

For

  

For

  

3.

  

ADVISORY VOTE TO APPROVE THE COMPANY’S EXECUTIVE COMPENSATION

 

   Management   

For

  

For

  

4.

  

SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIRMAN

 

   Shareholder   

Against

  

For

  

ENERGEN CORPORATION

 

Security

 

  

29265N108

      Meeting Type    Annual

Ticker Symbol

 

  

EGN

      Meeting Date    23-Apr-2014

ISIN

 

     

US29265N1081

      Agenda    933954059 - Management

Item

   Proposal       Type   

Vote

  

For/Against Management

 

  

1.

  

DIRECTOR

 

   Management   
  

1

  

KENNETH W. DEWEY

 

  

For

  

For

  
  

2

  

M. JAMES GORRIE

 

  

For

  

For

  
  

3

  

JAMES T. MCMANUS, II

 

  

For

  

For

  

2.

  

RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

 

   Management   

For

  

For

  

3.

   PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO EXECUTIVE COMPENSATION    Management   

Against

  

Against

  


4.

  

SHAREHOLDER PROPOSAL

 

   Shareholder   

Against

  

For

  

ENTERGY CORPORATION

 

Security

 

  

29364G103

      Meeting Type    Annual

Ticker Symbol

 

  

ETR

      Meeting Date    02-May-2014

ISIN  

     

US29364G1031

     

Agenda

 

   933938358 - Management

Item

   Proposal       Type   

Vote

  

For/Against Management

 

  

1A.

  

ELECTION OF DIRECTOR: M.S. BATEMAN

 

   Management   

For

  

For

  

1B.

  

ELECTION OF DIRECTOR: L.P. DENAULT

 

   Management   

For

  

For

  

1C.

  

ELECTION OF DIRECTOR: K.H. DONALD

 

   Management   

For

  

For

  

1D.

  

ELECTION OF DIRECTOR: G.W. EDWARDS

 

   Management   

For

  

For

  

1E.

  

ELECTION OF DIRECTOR: A.M. HERMAN

 

   Management   

For

  

For

  

1F.

  

ELECTION OF DIRECTOR: D.C. HINTZ

 

   Management   

For

  

For

  

1G.

  

ELECTION OF DIRECTOR: S.L. LEVENICK

 

   Management   

For

  

For

  

1H.

  

ELECTION OF DIRECTOR: B.L. LINCOLN

 

   Management   

For

  

For

  

1I.

  

ELECTION OF DIRECTOR: S.C. MYERS

 

   Management   

For

  

For

  

1J.

  

ELECTION OF DIRECTOR: W.J. TAUZIN

 

   Management   

For

  

For

  

1K.

  

ELECTION OF DIRECTOR: S.V. WILKINSON

 

   Management   

For

  

For

  

2.

  

RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2014.

 

   Management   

For

  

For

  

3.

  

ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.

 

   Management   

For

  

For

  

4.

  

SHAREHOLDER PROPOSAL REGARDING DECOMMISSIONING OF INDIAN POINT NUCLEAR REACTORS.

 

   Shareholder   

Against

  

For

  

5.

  

SHAREHOLDER PROPOSAL REGARDING REPORTING ON NUCLEAR SAFETY.

 

   Shareholder   

Against

  

For

  

FIRST SOLAR, INC.

 

Security

 

  

336433107

      Meeting Type    Annual

Ticker Symbol

 

  

FSLR

      Meeting Date    21-May-2014

ISIN  

     

US3364331070

     

Agenda

 

   933971118 - Management

Item

   Proposal       Type   

Vote

  

For/Against Management

 

  

1.

  

DIRECTOR

 

   Management   
  

1

  

MICHAEL J. AHEARN

 

  

For

  

For

  
  

2

  

SHARON L. ALLEN

 

  

For

  

For

  
  

3

  

RICHARD D. CHAPMAN

 

  

For

  

For

  
  

4

  

GEORGE A. HAMBRO

 

  

For

  

For

  
  

5

  

JAMES A. HUGHES

 

  

For

  

For

  
  

6

  

CRAIG KENNEDY

 

  

For

  

For

  
  

7

  

JAMES F. NOLAN

 

  

For

  

For

  
  

8

  

WILLIAM J. POST

 

  

For

  

For

  
  

9

  

J. THOMAS PRESBY

 

  

For

  

For

  
  

10

  

PAUL H. STEBBINS

 

  

For

  

For

  
  

11

  

MICHAEL SWEENEY

 

  

For

  

For

  

2.

  

RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014.

 

   Management   

For

  

For

  

3.

  

APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.

 

   Management   

For

  

For

  

4.

  

STOCKHOLDER PROPOSAL REGARDING ACCELERATED VESTING OF EQUITY AWARDS UPON CHANGE IN CONTROL.

 

   Shareholder   

Against

  

For

  

5.

  

STOCKHOLDER PROPOSAL REGARDING MAJORITY VOTING STANDARD IN UNCONTESTED DIRECTOR ELECTIONS.

 

   Shareholder   

Against

  

For

  

INTEGRYS ENERGY GROUP, INC.

 

Security

 

  

45822P105

      Meeting Type    Annual

Ticker Symbol

 

  

TEG

      Meeting Date    15-May-2014

ISIN  

     

US45822P1057

     

Agenda

 

   933937421 - Management

Item

   Proposal       Type   

Vote

  

For/Against Management

 

  

1.

  

DIRECTOR

 

   Management   
  

1

  

WILLIAM J. BRODSKY

 

  

For

  

For

  
  

2

  

ALBERT J. BUDNEY, JR.

 

  

For

  

For

  
  

3

  

ELLEN CARNAHAN

 

  

For

  

For

  
  

4

  

MICHELLE L. COLLINS

 

  

For

  

For

  
  

5

  

K.M. HASSELBLAD-PASCALE

 

  

For

  

For

  
  

6

  

JOHN W. HIGGINS

 

  

For

  

For

  
  

7

  

PAUL W. JONES

 

  

For

  

For

  
  

8

  

HOLLY KELLER KOEPPEL

 

  

For

  

For

  
  

9

   MICHAEL E. LAVIN   

For

  

For

  


  

10

  

WILLIAM F. PROTZ, JR.

 

  

For

  

For

  
  

11

  

CHARLES A. SCHROCK

 

  

For

  

For

  

2.

  

THE APPROVAL OF A NON-BINDING ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.

 

   Management   

For

  

For

  

3.

  

THE APPROVAL OF THE INTEGRYS ENERGY GROUP 2014 OMNIBUS INCENTIVE COMPENSATION PLAN.

 

   Management   

For

  

For

  

4.

  

THE RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR INTEGRYS ENERGY GROUP AND ITS SUBSIDIARIES FOR 2014.

 

   Management   

For

  

For

  

ITC HOLDINGS CORP.

 

Security

 

  

465685105

      Meeting Type    Annual

Ticker Symbol

 

  

ITC

      Meeting Date    21-May-2014

ISIN  

     

US4656851056

     

Agenda

 

   933978186 - Management

Item

   Proposal       Type   

Vote

  

For/Against Management

 

  

1

   DIRECTOR    Management   
  

1

  

CHRISTOPHER H. FRANKLIN

 

  

For

  

For

  
  

2

  

EDWARD G. JEPSEN

 

  

For

  

For

  
  

3

  

WILLIAM J. MUSELER

 

  

For

  

For

  
  

4

  

HAZEL R. O’LEARY

 

  

For

  

For

  
  

5

  

THOMAS G. STEPHENS

 

  

For

  

For

  
  

6

  

G. BENNETT STEWART III

 

  

For

  

For

  
  

7

  

LEE C. STEWART

 

  

For

  

For

  
  

8

  

JOSEPH L. WELCH

 

  

For

  

For

  

2.

  

TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION.

 

   Management   

For

  

For

  

3.

  

RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2014.

 

   Management   

For

  

For

  

4.

  

APPROVAL OF AMENDMENT TO OUR EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE PLAN.

 

   Management   

For

  

For

  

5.

  

SHAREHOLDER PROPOSAL TO REQUEST THE BOARD TO MODIFY THE BYLAWS WITH RESPECT TO CALLING SPECIAL MEETINGS OF SHAREHOLDERS.

 

   Shareholder   

Against

  

For

  

LIBERTY GLOBAL PLC.

 

Security

 

  

G5480U104

      Meeting Type    Special

Ticker Symbol

 

  

LBTYA

      Meeting Date    30-Jan-2014

ISIN

 

     

GB00B8W67662

      Agenda    933910499 - Management

Item

   Proposal       Type   

Vote

  

For/Against Management

 

  

1.

  

ORDINARY RESOLUTION TO APPROVE THE LIBERTY GLOBAL 2014 INCENTIVE PLAN.

 

   Management   

For

  

For

  

2.

  

ORDINARY RESOLUTION TO APPROVE THE LIBERTY GLOBAL 2014 NONEMPLOYEE DIRECTOR INCENTIVE PLAN.

 

   Management   

For

  

For

  

LIBERTY GLOBAL PLC.

 

Security

 

  

G5480U104

      Meeting Type    Annual

Ticker Symbol

 

  

LBTYA

      Meeting Date    26-Jun-2014

ISIN  

     

GB00B8W67662

     

Agenda

 

   934017155 - Management

Item

   Proposal       Type   

Vote

  

For/Against Management

 

  

1.

  

TO ELECT MIRANDA CURTIS AS A DIRECTOR OF LIBERTY GLOBAL FOR A TERM EXPIRING AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2017.

 

   Management   

For

  

For

  

2.

  

TO ELECT JOHN W. DICK AS A DIRECTOR OF LIBERTY GLOBAL FOR A TERM EXPIRING AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2017.

 

   Management   

For

  

For

  

3.

  

TO ELECT J.C. SPARKMAN AS A DIRECTOR OF LIBERTY GLOBAL FOR A TERM EXPIRING AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2017.

 

   Management   

For

  

For

  

4.

  

TO ELECT J. DAVID WARGO AS A DIRECTOR OF LIBERTY GLOBAL FOR A TERM EXPIRING AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2017.

 

   Management   

For

  

For

  

5.

  

TO APPROVE THE DIRECTORS’ COMPENSATION POLICY CONTAINED IN APPENDIX A OF LIBERTY GLOBAL’S PROXY STATEMENT FOR THE 2014 ANNUAL GENERAL MEETING OF SHAREHOLDERS (IN ACCORDANCE WITH REQUIREMENTS APPLICABLE TO UNITED KINGDOM (U.K.) COMPANIES) TO BE EFFECTIVE AS OF THE DATE OF THE 2014 ANNUAL GENERAL MEETING OF SHAREHOLDERS.

 

   Management   

For

  

For

  

6

  

TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN LIBERTY GLOBAL’S PROXY STATEMENT FOR THE 2014 ANNUAL GENERAL MEETING OF SHAREHOLDERS PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS SECTION, THE SUMMARY COMPENSATION TABLE AND OTHER RELATED TABLES AND DISCLOSURE.

 

   Management   

For

  

For

  


7.

  

THE OPTION OF ONCE EVERY ONE YEAR, TWO YEARS, OR THREE YEARS THAT RECEIVES A MAJORITY OF THE AFFIRMATIVE VOTES CAST FOR THIS RESOLUTION WILL BE DETERMINED TO BE THE FREQUENCY FOR THE ADVISORY VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED PURSUANT TO THE SECURITIES AND EXCHANGE COMMISSION’S COMPENSATION DISCLOSURE RULES.

 

   Management   

3 Years

  

For

  

8.

  

TO APPROVE, ON AN ADVISORY BASIS, THE ANNUAL REPORT ON THE IMPLEMENTATION OF THE DIRECTORS’ COMPENSATION POLICY FOR THE YEAR ENDED DECEMBER 31, 2013, CONTAINED IN APPENDIX A OF THE PROXY STATEMENT (IN ACCORDANCE WITH REQUIREMENTS APPLICABLE TO U.K. COMPANIES).

 

   Management   

For

  

For

  

9.

  

TO RATIFY THE APPOINTMENT OF KPMG LLP (U.S.) AS LIBERTY GLOBAL’S INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2014.

 

   Management   

For

  

For

  

10.

  

TO APPOINT KPMG LLP (U.K.) AS LIBERTY GLOBAL’S U.K. STATUTORY AUDITOR UNDER THE U.K. COMPANIES ACT 2006 (TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE LIBERTY GLOBAL).

 

   Management   

For

  

For

  

11.

  

TO AUTHORIZE THE AUDIT COMMITTEE OF LIBERTY GLOBAL’S BOARD OF DIRECTORS TO DETERMINE THE U.K. STATUTORY AUDITOR’S COMPENSATION.

 

   Management   

For

  

For

  

MARKWEST ENERGY PARTNERS LP

 

Security

 

  

570759100

      Meeting Type    Annual

Ticker Symbol

 

  

MWE

      Meeting Date    06-Jun-2014

ISIN  

     

US5707591005

     

Agenda

 

   934004906 - Management

Item

   Proposal       Type   

Vote

  

For/Against Management

 

  

1.

   DIRECTOR    Management   
  

1

  

FRANK M. SEMPLE

 

  

For

  

For

  
  

2

  

DONALD D. WOLF

 

  

For

  

For

  
  

3

  

W.A. BRUCKMANN III

 

  

For

  

For

  
  

4

  

MICHAEL L. BEATTY

 

  

For

  

For

  
  

5

  

CHARLES K. DEMPSTER

 

  

For

  

For

  
  

6

  

DONALD C. HEPPERMANN

 

  

For

  

For

  
  

7

  

RANDALL J. LARSON

 

  

For

  

For

  
  

8

  

ANNE E. FOX MOUNSEY

 

  

For

  

For

  
  

9

  

WILLIAM P. NICOLETTI

 

  

For

  

For

  

2.

  

TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE PARTNERSHIP’S NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PARTNERSHIP’S PROXY STATEMENT FOR THE 2014 ANNUAL MEETING OF COMMON UNITHOLDERS.

 

   Management   

For

  

For

  

3.

  

RATIFICATION OF DELOITTE & TOUCHE LLP AS THE PARTNERSHIP’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014.

 

   Management   

For

  

For

  

NATIONAL FUEL GAS COMPANY

 

Security

 

  

636180101

      Meeting Type    Annual

Ticker Symbol

 

  

NFG

      Meeting Date    13-Mar-2014

ISIN  

     

US6361801011

     

Agenda

 

   933918104 - Management

Item

   Proposal       Type   

Vote

  

For/Against Management

 

  

1.

   DIRECTOR    Management   
  

1

  

RONALD W. JIBSON

 

  

For

  

For

  
  

2

  

JEFFREY W. SHAW

 

  

For

  

For

  
  

3

  

RONALD J. TANSKI

 

  

For

  

For

  

2.

  

VOTE TO RATIFY PRICEWATERHOUSECOOPERS LLP AS OUR REGISTERED PUBLIC ACCOUNTING FIRM

 

   Management   

For

  

For

  

3.

  

ADVISORY APPROVAL OF EXECUTIVE COMPENSATION

 

   Management   

For

  

For

  

4.

  

STOCKHOLDER PROPOSAL

 

   Shareholder   

Against

  

For

  

NEXTERA ENERGY, INC.

 

Security

 

  

65339F101

      Meeting Type    Annual

Ticker Symbol

 

  

NEE

      Meeting Date    22-May-2014

ISIN

 

     

US65339F1012

     

Agenda

 

   933956611 - Management

Item

   Proposal       Type   

Vote

  

For/Against Management

 

  

1A.

 

   ELECTION OF DIRECTOR: SHERRY S. BARRAT    Management   

For

  

For

  

1B.

 

   ELECTION OF DIRECTOR: ROBERT M. BEALL, II    Management   

For

  

For

  

1C.

 

   ELECTION OF DIRECTOR: JAMES L. CAMAREN    Management   

For

  

For

  

1D.

 

   ELECTION OF DIRECTOR: KENNETH B. DUNN    Management   

For

  

For

  

1E.

 

   ELECTION OF DIRECTOR: KIRK S. HACHIGIAN    Management   

For

  

For

  

1F.

 

   ELECTION OF DIRECTOR: TONI JENNINGS    Management   

For

  

For

  

1G.

 

   ELECTION OF DIRECTOR: JAMES L. ROBO    Management   

For

  

For

  

1H.

 

   ELECTION OF DIRECTOR: RUDY E. SCHUPP    Management   

For

  

For

  

1I.

 

   ELECTION OF DIRECTOR: JOHN L. SKOLDS    Management   

For

  

For

  


1J.

  

ELECTION OF DIRECTOR: WILLIAM H. SWANSON

 

   Management   

For

  

For

  

1K.

  

ELECTION OF DIRECTOR: HANSEL E. TOOKES, II

 

   Management   

For

  

For

  

2.

  

RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS NEXTERA ENERGY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.

 

   Management   

For

  

For

  

3.

  

APPROVAL, BY NON-BINDING ADVISORY VOTE, OF NEXTERA ENERGY’S COMPENSATION OF ITS NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT.

 

   Management   

For

  

For

  

4.

  

SHAREHOLDER PROPOSAL - ELIMINATE SUPERMAJORITY VOTE REQUIREMENTS IN ARTICLES OF INCORPORATION AND BYLAWS.

 

   Shareholder   

Against

  

For

  

NISOURCE INC.

 

Security

 

  

65473P105

      Meeting Type    Annual

Ticker Symbol

 

  

NI

      Meeting Date    13-May-2014

ISIN  

     

US65473P1057

     

Agenda

 

   933961458 - Management

Item

   Proposal       Type   

Vote

  

For/Against Management

 

  

1A.

   ELECTION OF DIRECTOR: RICHARD A. ABDOO    Management   

For

  

For

  

1B.

   ELECTION OF DIRECTOR: ARISTIDES S. CANDRIS    Management   

For

  

For

  

1C.

   ELECTION OF DIRECTOR: SIGMUND L. CORNELIUS    Management   

For

  

For

  

1D.

   ELECTION OF DIRECTOR: MICHAEL E. JESANIS    Management   

For

  

For

  

1E.

   ELECTION OF DIRECTOR: MARTY R. KITTRELL    Management   

For

  

For

  

1F.

   ELECTION OF DIRECTOR: W. LEE NUTTER    Management   

For

  

For

  

1G.

   ELECTION OF DIRECTOR: DEBORAH S. PARKER    Management   

For

  

For

  

1H.

   ELECTION OF DIRECTOR: ROBERT C. SKAGGS, JR.    Management   

For

  

For

  

1I.

   ELECTION OF DIRECTOR: TERESA A. TAYLOR    Management   

For

  

For

  

1J.

   ELECTION OF DIRECTOR: RICHARD L. THOMPSON    Management   

For

  

For

  

1K.

   ELECTION OF DIRECTOR: CAROLYN Y. WOO    Management   

For

  

For

  

2.

   TO CONSIDER ADVISORY APPROVAL OF EXECUTIVE COMPENSATION.    Management   

For

  

For

  

3.

   TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS.    Management   

For

  

For

  

4.

  

TO CONSIDER A STOCKHOLDER PROPOSAL REGARDING REPORTS ON POLITICAL CONTRIBUTIONS.

 

   Shareholder   

Against

  

For

  

NORTHEAST UTILITIES

 

Security

 

  

664397106

      Meeting Type    Annual

Ticker Symbol

 

  

NU

      Meeting Date    01-May-2014

ISIN  

     

US6643971061

     

Agenda

 

   933936695 - Management

Item

   Proposal       Type   

Vote

  

For/Against Management

 

  

1.

   DIRECTOR    Management   
  

1

   RICHARD H. BOOTH   

For

  

For

  
  

2

   JOHN S. CLARKESON   

For

  

For

  
  

3

   COTTON M. CLEVELAND   

For

  

For

  
  

4

   SANFORD CLOUD, JR.   

For

  

For

  
  

5

   JAMES S. DISTASIO   

For

  

For

  
  

6

   FRANCIS A. DOYLE   

For

  

For

  
  

7

   CHARLES K. GIFFORD   

For

  

For

  
  

8

   PAUL A. LA CAMERA   

For

  

For

  
  

9

   KENNETH R. LEIBLER   

For

  

For

  
  

10

   THOMAS J. MAY   

For

  

For

  
  

11

   WILLIAM C. VAN FAASEN   

For

  

For

  
  

12

   FREDERICA M. WILLIAMS   

For

  

For

  
  

13

   DENNIS R. WRAASE   

For

  

For

  

2.

   TO CONSIDER AND APPROVE THE FOLLOWING ADVISORY (NON-BINDING) PROPOSAL: “RESOLVED, THAT THE COMPENSATION PAID TO THE COMPANY’S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, THE COMPENSATION TABLES AND ANY RELATED MATERIAL DISCLOSED IN THIS PROXY STATEMENT, IS HEREBY APPROVED.”    Management   

For

  

For

  

3.

  

TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.

 

   Management   

For

  

For

  

NRG YIELD, INC.

 

Security

 

  

62942X108

      Meeting Type    Annual

Ticker Symbol

 

  

NYLD

      Meeting Date    06-May-2014

ISIN  

     

US62942X1081

     

Agenda

 

   933948309 - Management

Item

   Proposal       Type   

Vote

  

For/Against Management

 

  

1.

  

DIRECTOR

      Management         
  

1

   DAVID CRANE   

For

  

For

  


  

2

   JOHN F. CHLEBOWSKI   

For

  

For

  
  

3

   KIRKLAND B. ANDREWS   

For

  

For

  
  

4

   BRIAN R. FORD   

For

  

For

  
  

5

   MAURICIO GUTIERREZ   

For

  

For

  
  

6

   FERRELL P. MCCLEAN   

For

  

For

  
  

7

   CHRISTOPHER S. SOTOS   

For

  

For

  

2.

  

TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014.

 

   Management   

For

  

For

  

ONEOK, INC.

 

Security

 

  

682680103

      Meeting Type    Annual

Ticker Symbol

 

  

OKE

      Meeting Date    21-May-2014

ISIN  

     

US6826801036

     

Agenda

 

   933966078 - Management

Item

   Proposal       Type   

Vote

  

For/Against Management

 

  

1A.

  

ELECTION OF DIRECTOR: JAMES C. DAY

 

   Management   

For

  

For

  

1B.

  

ELECTION OF DIRECTOR: JULIE H. EDWARDS

 

   Management   

For

  

For

  

1C.

  

ELECTION OF DIRECTOR: WILLIAM L. FORD

 

   Management   

For

  

For

  

1D.

  

ELECTION OF DIRECTOR: JOHN W. GIBSON

 

   Management   

For

  

For

  

1E.

  

ELECTION OF DIRECTOR: BERT H. MACKIE

 

   Management   

For

  

For

  

1F.

  

ELECTION OF DIRECTOR: STEVEN J. MALCOLM

 

   Management   

For

  

For

  

1G.

  

ELECTION OF DIRECTOR: JIM W. MOGG

 

   Management   

For

  

For

  

1H.

  

ELECTION OF DIRECTOR: PATTYE L. MOORE

 

   Management   

For

  

For

  

1I.

  

ELECTION OF DIRECTOR: GARY D. PARKER

 

   Management   

For

  

For

  

1J.

  

ELECTION OF DIRECTOR: EDUARDO A. RODRIGUEZ

 

   Management   

For

  

For

  

1K.

  

ELECTION OF DIRECTOR: TERRY K. SPENCER

 

   Management   

For

  

For

  

2.

  

RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ONEOK, INC.

 

   Management   

For

  

For

  

3.

  

AN ADVISORY VOTE TO APPROVE THE COMPANY’S EXECUTIVE COMPENSATION.

 

   Management   

For

  

For

  

4.

  

A SHAREHOLDER PROPOSAL REGARDING PUBLICATION OF A REPORT ON METHANE EMISSIONS.

 

   Shareholder   

Against

  

For

  

PATTERN ENERGY GROUP INC.

 

Security

 

  

70338P100

      Meeting Type    Annual

Ticker Symbol

 

  

PEGI

      Meeting Date    05-Jun-2014

ISIN  

     

US70338P1003

     

Agenda

 

   933992946 - Management

Item

   Proposal       Type   

Vote

  

For/Against Management

 

  

1.

   DIRECTOR    Management   
  

1

   ALAN BATKIN   

For

  

For

  
  

2

   PATRICIA BELLINGER   

For

  

For

  
  

3

   LORD BROWNE MADINGLEY   

For

  

For

  
  

4

   MICHAEL GARLAND   

For

  

For

  
  

5

   DOUGLAS HALL   

For

  

For

  
  

6

   MICHAEL HOFFMAN   

For

  

For

  
  

7

   PATRICIA NEWSON   

For

  

For

  

2.

  

TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED ACCOUNTING FIRM FOR FISCAL YEAR 2014.

 

   Management   

For

  

For

  

PG&E CORPORATION

 

Security

 

  

69331C108

      Meeting Type    Annual

Ticker Symbol

 

  

PCG

      Meeting Date    12-May-2014

ISIN  

 

     

US69331C1080

      Agenda    933953805 - Management

Item

   Proposal       Type   

Vote

  

For/Against Management

 

  

1A.

   ELECTION OF DIRECTOR: LEWIS CHEW    Management   

For

  

For

  

1B.

   ELECTION OF DIRECTOR: ANTHONY F. EARLEY, JR.    Management   

For

  

For

  

1C.

   ELECTION OF DIRECTOR: FRED J. FOWLER    Management   

For

  

For

  

1D.

   ELECTION OF DIRECTOR: MARYELLEN C. HERRINGER    Management   

For

  

For

  

1E.

   ELECTION OF DIRECTOR: RICHARD C. KELLY    Management   

For

  

For

  

1F.

   ELECTION OF DIRECTOR: ROGER H. KIMMEL    Management   

For

  

For

  

1G.

   ELECTION OF DIRECTOR: RICHARD A. MESERVE    Management   

For

  

For

  

1H.

   ELECTION OF DIRECTOR: FORREST E. MILLER    Management   

For

  

For

  

1I.

   ELECTION OF DIRECTOR: ROSENDO G. PARRA    Management   

For

  

For

  

1J.

   ELECTION OF DIRECTOR: BARBARA L. RAMBO    Management   

For

  

For

  

1K.

   ELECTION OF DIRECTOR: BARRY LAWSON WILLIAMS    Management   

For

  

For

  

2.

   RATIFICATION OF APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM    Management   

For

  

For

  

3.

   ADVISORY VOTE TO APPROVE THE COMPANY’S EXECUTIVE COMPENSATION    Management   

For

  

For

  


4.

  

APPROVAL OF THE PG&E CORPORATION 2014 LONG-TERM INCENTIVE PLAN

 

   Management   

For

  

For

  

PINNACLE WEST CAPITAL CORPORATION

 

Security

 

  

723484101

 

     

Meeting Type

 

  

Annual

 

Ticker Symbol

 

  

PNW

      Meeting Date    21-May-2014

ISIN  

 

     

US7234841010

      Agenda    933944060 - Management

Item

   Proposal       Type   

Vote

  

For/Against Management

 

  

1.

   DIRECTOR    Management   
  

1

  

DONALD E. BRANDT

 

  

For

  

For

  
  

2

  

SUSAN CLARK-JOHNSON

 

  

For

  

For

  
  

3

  

DENIS A. CORTESE, M.D.

 

  

For

  

For

  
  

4

  

RICHARD P. FOX

 

  

For

  

For

  
  

5

  

MICHAEL L. GALLAGHER

 

  

For

  

For

  
  

6

  

R.A. HERBERGER, JR, PHD

 

  

For

  

For

  
  

7

  

DALE E. KLEIN, PH.D.

 

  

For

  

For

  
  

8

  

HUMBERTO S. LOPEZ

 

  

For

  

For

  
  

9

  

KATHRYN L. MUNRO

 

  

For

  

For

  
  

10

  

BRUCE J. NORDSTROM

 

  

For

  

For

  
  

11

  

DAVID P. WAGENER

 

  

For

  

For

  

2.

   VOTE ON AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION AS DISCLOSED IN THE 2014 PROXY STATEMENT.    Management   

For

  

For

  

3.

  

RATIFY THE APPOINTMENT OF THE COMPANY’S INDEPENDENT ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2014.

 

   Management   

For

  

For

  

PIONEER NATURAL RESOURCES COMPANY

 

Security

 

  

723787107

 

     

Meeting Type

 

  

Annual

 

Ticker Symbol

 

  

PXD

      Meeting Date    28-May-2014

ISIN

 

     

US7237871071

      Agenda    933975990 - Management

Item

   Proposal       Type   

Vote

  

For/Against Management

 

  

1.1

  

ELECTION OF DIRECTOR: TIMOTHY L. DOVE

 

   Management   

Against

  

Against

  

1.2

  

ELECTION OF DIRECTOR: STACY P. METHVIN

 

   Management   

For

  

For

  

1.3

  

ELECTION OF DIRECTOR: CHARLES E. RAMSEY, JR.

 

   Management   

For

  

For

  

1.4

  

ELECTION OF DIRECTOR: FRANK A. RISCH

 

   Management   

For

  

For

  

1.5

  

ELECTION OF DIRECTOR: EDISON C. BUCHANAN

 

   Management   

For

  

For

  

1.6

  

ELECTION OF DIRECTOR: LARRY R. GRILLOT

 

   Management   

For

  

For

  

1.7

  

ELECTION OF DIRECTOR: J. KENNETH THOMPSON

 

   Management   

For

  

For

  

1.8

  

ELECTION OF DIRECTOR: JIM A. WATSON

 

   Management   

For

  

For

  

2

  

RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

 

   Management   

For

  

For

  

3

  

ADVISORY VOTE TO APPROVE EXECUTIVE OFFICER COMPENSATION

 

   Management   

Against

  

Against

  

4

  

REAPPROVAL OF THE SECTION 162(M) MATERIAL TERMS UNDER THE 2006 LONG- TERM INCENTIVE PLAN

 

   Management   

For

  

For

  

PORTLAND GENERAL ELECTRIC CO

 

Security

 

  

736508847

 

     

Meeting Type

 

  

Annual

 

Ticker Symbol

 

  

POR

      Meeting Date    07-May-2014

ISIN

 

     

US7365088472

      Agenda    933951700 - Management

Item

   Proposal       Type   

Vote

  

For/Against Management

 

  

1.

   DIRECTOR    Management   
  

1

   JOHN W. BALLANTINE   

For

  

For

  
  

2

   RODNEY L. BROWN, JR.   

For

  

For

  
  

3

   JACK E. DAVIS   

For

  

For

  
  

4

   DAVID A. DIETZLER   

For

  

For

  
  

5

   KIRBY A. DYESS   

For

  

For

  
  

6

   MARK B. GANZ   

For

  

For

  
  

7

   KATHRYN J. JACKSON   

For

  

For

  
  

8

   NEIL J. NELSON   

For

  

For

  
  

9

   M. LEE PELTON   

For

  

For

  
  

10

   JAMES J. PIRO   

For

  

For

  
  

11

   CHARLES W. SHIVERY   

For

  

For

  

2.

   TO APPROVE, BY A NON-BINDING VOTE, THE COMPENSATION OF NAMED EXECUTIVE OFFICERS.    Management   

For

  

For

  

3.

   TO APPROVE AN AMENDMENT TO THE COMPANY’S ARTICLES OF INCORPORATION TO IMPLEMENT MAJORITY VOTING IN UNCONTESTED DIRECTOR ELECTIONS.    Management   

For

  

For

  

4.

   TO RATIFY THE APPOINTMENT OF DELOITTE AND TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014.    Management   

For

  

For

  


PPL CORPORATION

 

Security

 

  

69351T106

      Meeting Type    Annual

Ticker Symbol

 

  

PPL

      Meeting Date    21-May-2014

ISIN  

     

US69351T1060

     

Agenda

 

   933969682 - Management

Item

   Proposal       Type   

Vote

  

For/Against Management

 

  

1A.

  

ELECTION OF DIRECTOR: FREDERICK M. BERNTHAL

 

   Management   

For

  

For

  

1B.

  

ELECTION OF DIRECTOR: JOHN W. CONWAY

 

   Management   

For

  

For

  

1C.

  

ELECTION OF DIRECTOR: PHILIP G. COX

 

   Management   

For

  

For

  

1D.

  

ELECTION OF DIRECTOR: STEVEN G. ELLIOTT

 

   Management   

For

  

For

  

1E.

  

ELECTION OF DIRECTOR: LOUISE K. GOESER

 

   Management   

For

  

For

  

1F.

  

ELECTION OF DIRECTOR: STUART E. GRAHAM

 

   Management   

For

  

For

  

1G.

  

ELECTION OF DIRECTOR: STUART HEYDT

 

   Management   

For

  

For

  

1H.

  

ELECTION OF DIRECTOR: RAJA RAJAMANNAR

 

   Management   

For

  

For

  

1I.

  

ELECTION OF DIRECTOR: CRAIG A. ROGERSON

 

   Management   

For

  

For

  

1J.

  

ELECTION OF DIRECTOR: WILLIAM H. SPENCE

 

   Management   

For

  

For

  

1K.

  

ELECTION OF DIRECTOR: NATICA VON ALTHANN

 

   Management   

For

  

For

  

1L.

  

ELECTION OF DIRECTOR: KEITH H. WILLIAMSON

 

   Management   

For

  

For

  

2.

  

ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION

 

   Management   

For

  

For

  

3.

  

RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

 

   Management   

For

  

For

  

4.

  

SHAREOWNER PROPOSAL - REQUEST FOR POLITICAL SPENDING REPORT

 

   Shareholder   

Against

  

For

  

5.

  

SHAREOWNER PROPOSAL - SPECIAL SHAREOWNER MEETINGS

 

   Shareholder   

Against

  

For

  

SCANA CORPORATION

 

Security

 

  

80589M102

      Meeting Type    Annual

Ticker Symbol

 

  

SCG

      Meeting Date    24-Apr-2014

ISIN  

     

US80589M1027

     

Agenda

 

   933951419 - Management

Item

   Proposal       Type   

Vote

  

For/Against Management

 

  

1.

  

DIRECTOR

 

   Management   
  

1

  

JOHN F.A.V. CECIL

 

  

For

  

For

  
  

2

  

D. MAYBANK HAGOOD

 

  

For

  

For

  
  

3

  

ALFREDO TRUJILLO

 

  

For

  

For

  

2.

  

APPROVAL OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

 

   Management   

For

  

For

  

3.

  

APPROVAL OF BOARD-PROPOSED AMENDMENTS TO ARTICLE 8 OF OUR ARTICLES OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS AND PROVIDE FOR THE ANNUAL ELECTION OF ALL DIRECTORS

 

   Management   

For

  

For

  

4.

  

ADVISORY (NON-BINDING) VOTE TO APPROVE EXECUTIVE COMPENSATION

 

   Management   

For

  

For

  

SEMPRA ENERGY

 

Security

 

  

816851109

      Meeting Type    Annual

Ticker Symbol

 

  

SRE

      Meeting Date    09-May-2014

ISIN  

     

US8168511090

     

Agenda

 

   933945923 - Management

Item

   Proposal       Type   

Vote

  

For/Against Management

 

  

1A.

  

ELECTION OF DIRECTOR: ALAN L. BOECKMANN

 

   Management   

For

  

For

  

1B.

  

ELECTION OF DIRECTOR: JAMES G. BROCKSMITH JR.

 

   Management   

For

  

For

  

1C.

  

ELECTION OF DIRECTOR: KATHLEEN L. BROWN

 

   Management   

For

  

For

  

1D.

  

ELECTION OF DIRECTOR: PABLO A. FERRERO

 

   Management   

For

  

For

  

1E.

  

ELECTION OF DIRECTOR: WILLIAM D. JONES

 

   Management   

For

  

For

  

1F.

  

ELECTION OF DIRECTOR: WILLIAM G. OUCHI

 

   Management   

For

  

For

  

1G.

  

ELECTION OF DIRECTOR: DEBRA L. REED

 

   Management   

For

  

For

  

1H.

  

ELECTION OF DIRECTOR: WILLIAM C. RUSNACK

 

   Management   

For

  

For

  

1I.

  

ELECTION OF DIRECTOR: WILLIAM P. RUTLEDGE

 

   Management   

For

  

For

  

1J.

  

ELECTION OF DIRECTOR: LYNN SCHENK

 

   Management   

For

  

For

  

1K.

  

ELECTION OF DIRECTOR: JACK T. TAYLOR

 

   Management   

For

  

For

  

1L.

  

ELECTION OF DIRECTOR: LUIS M. TELLEZ

 

   Management   

For

  

For

  

1M.

  

ELECTION OF DIRECTOR: JAMES C. YARDLEY

 

   Management   

For

  

For

  

2.

  

RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

 

   Management   

For

  

For

  

3.

  

ADVISORY APPROVAL OF OUR EXECUTIVE COMPENSATION.

 

   Management   

For

  

For

  

SOUTH JERSEY INDUSTRIES, INC.

 

Security

 

  

838518108

      Meeting Type    Annual

Ticker Symbol

 

  

SJI

      Meeting Date    24-Apr-2014

ISIN  

       

US8385181081

       

Agenda

 

   933943094 - Management


Item

   Proposal       Type   

Vote

  

For/Against Management

 

  

1A.

  

ELECTION OF DIRECTOR: SARAH M. BARPOULIS

 

   Management   

For

  

For

  

1B.

  

ELECTION OF DIRECTOR: THOMAS A. BRACKEN

 

   Management   

For

  

For

  

1C.

  

ELECTION OF DIRECTOR: KEITH S. CAMPBELL

 

   Management   

For

  

For

  

1D.

  

ELECTION OF DIRECTOR: SHEILA HARTNETT-DEVLIN

 

   Management   

For

  

For

  

1E.

  

ELECTION OF DIRECTOR: VICTOR A. FORTKIEWICZ

 

   Management   

For

  

For

  

1F.

  

ELECTION OF DIRECTOR: EDWARD J. GRAHAM

 

   Management   

For

  

For

  

1G.

  

ELECTION OF DIRECTOR: WALTER M. HIGGINS III

 

   Management   

For

  

For

  

1H.

  

ELECTION OF DIRECTOR: SUNITA HOLZER

 

   Management   

For

  

For

  

1I.

  

ELECTION OF DIRECTOR: JOSEPH H. PETROWSKI

 

   Management   

For

  

For

  

1J.

  

ELECTION OF DIRECTOR: MICHAEL J. RENNA

 

   Management   

For

  

For

  

1K.

  

ELECTION OF DIRECTOR: FRANK L. SIMS

 

   Management   

For

  

For

  

2.

  

TO HOLD AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.

 

   Management   

For

  

For

  

3.

  

TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.

 

   Management   

For

  

For

  

4.

  

TO APPROVE THE AMENDMENT OF THE RESTATED CERTIFICATE OF INCORPORATION TO MAKE THE PROVISIONS OF SECTION 14A:3-6.1 TO 14A:3-6.9 OF THE NEW JERSEY BUSINESS CORPORATION ACT APPLICABLE TO SOUTH JERSEY INDUSTRIES.

 

   Management   

For

  

For

  

TECO ENERGY, INC.

 

Security

 

  

872375100

 

     

Meeting Type

 

  

Annual

 

Ticker Symbol

 

  

TE

      Meeting Date    30-Apr-2014

ISIN  

     

US8723751009

     

Agenda

 

  

933927331 - Management

 

Item

   Proposal       Type   

Vote

  

For/Against Management

 

  

1.1

  

ELECTION OF DIRECTOR: JAMES L. FERMAN, JR.

 

   Management   

For

  

For

  

1.2

  

ELECTION OF DIRECTOR: EVELYN V. FOLLIT

 

   Management   

For

  

For

  

1.3

  

ELECTION OF DIRECTOR: JOHN B. RAMIL

 

   Management   

For

  

For

  

1.4

  

ELECTION OF DIRECTOR: TOM L. RANKIN

 

   Management   

For

  

For

  

1.5

  

ELECTION OF DIRECTOR: WILLIAM D. ROCKFORD

 

   Management   

For

  

For

  

1.6

  

ELECTION OF DIRECTOR: PAUL L. WHITING

 

   Management   

For

  

For

  

2

  

RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITOR FOR 2014.

 

   Management   

For

  

For

  

3

  

ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION.

 

   Management   

For

  

For

  

4

  

APPROVAL OF THE MATERIAL TERMS FOR PAYMENT OF PERFORMANCE-BASED ANNUAL INCENTIVE COMPENSATION UNDER THE COMPANY’S ANNUAL INCENTIVE PLAN.

 

   Management   

For

  

For

  

5

  

APPROVAL OF PERFORMANCE CRITERIA UNDER THE COMPANY’S 2010 EQUITY INCENTIVE PLAN, AS AMENDED.

 

   Management   

For

  

For

  

6

  

APPROVAL OF THE SHAREHOLDER PROPOSAL REQUESTING ISSUANCE OF A POLITICAL CONTRIBUTIONS REPORT AS DESCRIBED IN THE PROXY STATEMENT.

 

   Shareholder   

Against

  

For

  

TELUS CORPORATION

 

Security

 

  

87971M996

 

     

Meeting Type

 

  

Annual

 

Ticker Symbol

 

         Meeting Date    08-May-2014

ISIN

     

CA87971M9969

     

Agenda

 

  

933943436 - Management

 

Item

   Proposal       Type   

Vote

  

For/Against Management

 

  

01

   DIRECTOR    Management   
  

1

  

R.H. (DICK) AUCHINLECK

 

  

For

  

For

  
  

2

  

A. CHARLES BAILLIE

 

  

For

  

For

  
  

3

  

MICHELINE BOUCHARD

 

  

For

  

For

  
  

4

  

R. JOHN BUTLER

 

  

For

  

For

  
  

5

  

RAYMOND T. CHAN

 

  

For

  

For

  
  

6

  

STOCKWELL DAY

 

  

For

  

For

  
  

7

  

DARREN ENTWISTLE

 

  

For

  

For

  
  

8

  

RUSTON E.T. GOEPEL

 

  

For

  

For

  
  

9

  

MARY JO HADDAD

 

  

For

  

For

  
  

10

  

JOHN S. LACEY

 

  

For

  

For

  
  

11

  

WILLIAM A. MACKINNON

 

  

For

  

For

  
  

12

  

JOHN MANLEY

 

  

For

  

For

  
  

13

  

JOE NATALE

 

  

For

  

For

  
  

14

  

DONALD WOODLEY

 

  

For

  

For

  

02

   APPOINT DELOITTE LLP AS AUDITORS FOR THE ENSUING YEAR AND AUTHORIZE DIRECTORS TO FIX THEIR REMUNERATION.    Management   

For

  

For

  


03

  

ACCEPT THE COMPANY’S APPROACH TO EXECUTIVE COMPENSATION.

 

   Management   

For

  

For

  

TELUS CORPORATION

 

Security

 

  

87971M103

 

     

Meeting Type

 

  

Annual

 

Ticker Symbol

 

  

TU

      Meeting Date    08-May-2014

ISIN

     

CA87971M1032

      Agenda   

933963628 - Management

 

Item

   Proposal       Type   

Vote

  

For/Against Management

 

  

01

   DIRECTOR    Management   
  

1

  

R.H. (DICK) AUCHINLECK

 

  

For

  

For

  
  

2

  

A. CHARLES BAILLIE

 

  

For

  

For

  
  

3

  

MICHELINE BOUCHARD

 

  

For

  

For

  
  

4

  

R. JOHN BUTLER

 

  

For

  

For

  
  

5

  

RAYMOND CHAN

 

  

For

  

For

  
  

6

  

STOCKWELL DAY

 

  

For

  

For

  
  

7

  

DARREN ENTWISTLE

 

  

For

  

For

  
  

8

  

RUSTON E.T. GOEPEL

 

  

For

  

For

  
  

9

  

MARY JO HADDAD

 

  

For

  

For

  
  

10

  

JOHN S. LACEY

 

  

For

  

For

  
  

11

  

WILLIAM A. MACKINNON

 

  

For

  

For

  
  

12

  

JOHN MANLEY

 

  

For

  

For

  
  

13

  

JOE NATALE

 

  

For

  

For

  
  

14

  

DONALD WOODLEY

 

  

For

  

For

  

02

  

APPOINT DELOITTE LLP AS AUDITORS FOR THE ENSUING YEAR AND AUTHORIZE DIRECTORS TO FIX THEIR REMUNERATION.

 

   Management   

For

  

For

  

03

  

ACCEPT THE COMPANY’S APPROACH TO EXECUTIVE COMPENSATION.

 

   Management   

For

  

For

  

THE SOUTHERN COMPANY

 

Security

 

  

842587107

 

     

Meeting Type

 

  

Annual

 

Ticker Symbol

 

  

SO

      Meeting Date    28-May-2014

ISIN

 

     

US8425871071

      Agenda    933980737 - Management

Item

   Proposal       Type   

Vote

  

For/Against Management

 

  

1A.

  

ELECTION OF DIRECTOR: J.P. BARANCO

 

   Management   

For

  

For

  

1B.

  

ELECTION OF DIRECTOR: J.A. BOSCIA

 

   Management   

For

  

For

  

1C.

  

ELECTION OF DIRECTOR: H.A. CLARK III

 

   Management   

For

  

For

  

1D.

  

ELECTION OF DIRECTOR: T.A. FANNING

 

   Management   

For

  

For

  

1E.

  

ELECTION OF DIRECTOR: D.J. GRAIN

 

   Management   

For

  

For

  

1F.

  

ELECTION OF DIRECTOR: V.M. HAGEN

 

   Management   

For

  

For

  

1G.

  

ELECTION OF DIRECTOR: W.A. HOOD, JR.

 

   Management   

For

  

For

  

1H.

  

ELECTION OF DIRECTOR: L.P. HUDSON

 

   Management   

For

  

For

  

1I.

  

ELECTION OF DIRECTOR: D.M. JAMES

 

   Management   

For

  

For

  

1J.

  

ELECTION OF DIRECTOR: D.E. KLEIN

 

   Management   

For

  

For

  

1K.

  

ELECTION OF DIRECTOR: W.G. SMITH, JR.

 

   Management   

For

  

For

  

1L.

  

ELECTION OF DIRECTOR: S.R. SPECKER

 

   Management   

For

  

For

  

1M.

  

ELECTION OF DIRECTOR: E.J. WOOD III

 

   Management   

For

  

For

  

2.

  

RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014

 

   Management   

For

  

For

  

3.

  

ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICERS’ COMPENSATION

 

   Management   

For

  

For

  

4.

  

STOCKHOLDER PROPOSAL ON AN INDEPENDENT BOARD CHAIR

 

   Shareholder   

Against

  

For

  

THE WILLIAMS COMPANIES, INC.

 

Security

 

  

969457100

 

     

Meeting Type

 

  

Annual

 

Ticker Symbol

 

  

WMB

      Meeting Date    22-May-2014

ISIN

     

US9694571004

      Agenda   

933985294 - Management

 

Item

   Proposal       Type   

Vote

  

For/Against Management

 

  

1A.

  

ELECTION OF DIRECTOR: ALAN S. ARMSTRONG

 

   Management   

For

  

For

  

1B.

  

ELECTION OF DIRECTOR: JOSEPH R. CLEVELAND

 

   Management   

For

  

For

  

1C.

  

ELECTION OF DIRECTOR: KATHLEEN B. COOPER

 

   Management   

For

  

For

  

1D.

  

ELECTION OF DIRECTOR: JOHN A. HAGG

 

   Management   

For

  

For

  

1E.

  

ELECTION OF DIRECTOR: JUANITA H. HINSHAW

 

   Management   

For

  

For

  

1F.

  

ELECTION OF DIRECTOR: RALPH IZZO

 

   Management   

For

  

For

  

1G.

  

ELECTION OF DIRECTOR: FRANK T. MACINNIS

 

   Management   

For

  

For

  

1H.

  

ELECTION OF DIRECTOR: ERIC W. MANDELBLATT

 

   Management   

For

  

For

  

1I.

  

ELECTION OF DIRECTOR: STEVEN W. NANCE

 

   Management   

For

  

For

  

1J.

   ELECTION OF DIRECTOR: MURRAY D. SMITH    Management   

For

  

For

  


1K.

   ELECTION OF DIRECTOR: JANICE D. STONEY    Management   

For

  

For

  

1L.

   ELECTION OF DIRECTOR: LAURA A. SUGG    Management   

For

  

For

  

2.

   APPROVAL OF THE AMENDMENT TO THE WILLIAMS COMPANIES, INC. 2007 INCENTIVE PLAN.    Management   

For

  

For

  

3.

   APPROVAL OF THE AMENDMENT TO THE WILLIAMS COMPANIES, INC. 2007 EMPLOYEE STOCK PURCHASE PLAN.    Management   

For

  

For

  

4.

   RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS FOR 2014.    Management   

For

  

For

  

5.

  

APPROVAL, BY NONBINDING ADVISORY VOTE, OF THE COMPANY’S EXECUTIVE COMPENSATION.

 

   Management   

For

  

For

  

TIME WARNER CABLE INC

 

Security

   88732J207       Meeting Type    Annual

Ticker Symbol

   TWC       Meeting Date    05-Jun-2014

ISIN

      US88732J2078      

Agenda

 

   934011610 - Management

Item

   Proposal       Type   

Vote

  

For/Against Management

 

  

1A.

   ELECTION OF DIRECTOR: CAROLE BLACK    Management   

For

  

For

  

1B.

   ELECTION OF DIRECTOR: GLENN A. BRITT    Management   

For

  

For

  

1C.

   ELECTION OF DIRECTOR: THOMAS H. CASTRO    Management   

For

  

For

  

1D.

   ELECTION OF DIRECTOR: DAVID C. CHANG    Management   

For

  

For

  

1E.

   ELECTION OF DIRECTOR: JAMES E. COPELAND, JR.    Management   

For

  

For

  

1F.

   ELECTION OF DIRECTOR: PETER R. HAJE    Management   

For

  

For

  

1G.

   ELECTION OF DIRECTOR: DONNA A. JAMES    Management   

For

  

For

  

1H.

   ELECTION OF DIRECTOR: DON LOGAN    Management   

For

  

For

  

1I.

   ELECTION OF DIRECTOR: ROBERT D. MARCUS    Management   

For

  

For

  

1J.

   ELECTION OF DIRECTOR: N.J. NICHOLAS, JR.    Management   

For

  

For

  

1K.

   ELECTION OF DIRECTOR: WAYNE H. PACE    Management   

For

  

For

  

1L.

   ELECTION OF DIRECTOR: EDWARD D. SHIRLEY    Management   

For

  

For

  

1M.

   ELECTION OF DIRECTOR: JOHN E. SUNUNU    Management   

For

  

For

  

2.

   RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.    Management   

For

  

For

  

3.

   ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.    Management   

For

  

For

  

4.

   STOCKHOLDER PROPOSAL ON DISCLOSURE OF LOBBYING ACTIVITIES.    Shareholder   

Against

  

For

  

5.

  

STOCKHOLDER PROPOSAL ON ACCELERATED VESTING OF EQUITY AWARDS IN A CHANGE IN CONTROL.

 

   Shareholder   

Against

  

For

  

TRANSCANADA CORPORATION

 

Security

   89353D107       Meeting Type    Annual

Ticker Symbol

   TRP       Meeting Date    02-May-2014

ISIN  

      CA89353D1078       Agenda    933940048 - Management

Item

   Proposal       Type   

Vote

  

For/Against Management

 

  

01

   DIRECTOR    Management   
  

1

   KEVIN E. BENSON   

For

  

For

  
  

2

   DEREK H. BURNEY   

For

  

For

  
  

3

   PAULE GAUTHIER   

For

  

For

  
  

4

   RUSSELL K. GIRLING   

For

  

For

  
  

5

   S. BARRY JACKSON   

For

  

For

  
  

6

   PAULA ROSPUT REYNOLDS   

For

  

For

  
  

7

   JOHN RICHELS   

For

  

For

  
  

8

   MARY PAT SALOMONE   

For

  

For

  
  

9

   D. MICHAEL G. STEWART   

For

  

For

  
  

10

   SIIM A. VANASELJA   

For

  

For

  
  

11

   RICHARD E. WAUGH   

For

  

For

  

02

   RESOLUTION TO APPOINT KPMG LLP, CHARTERED ACCOUNTANTS AS AUDITORS AND AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION.    Management   

For

  

For

  

03

  

RESOLUTION TO ACCEPT TRANSCANADA CORPORATION’S APPROACH TO EXECUTIVE COMPENSATION, AS DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR.

 

   Management   

For

  

For

  

UNION PACIFIC CORPORATION

 

Security

   907818108       Meeting Type    Annual

Ticker Symbol

   UNP       Meeting Date    15-May-2014

ISIN  

      US9078181081      

Agenda

 

   933969012 - Management

Item

   Proposal       Type   

Vote

  

For/Against Management

 

  

1A.

   ELECTION OF DIRECTOR: A.H. CARD, JR.    Management   

For

  

For

  

1B.

   ELECTION OF DIRECTOR: E.B. DAVIS, JR.    Management   

For

  

For

  

1C.

   ELECTION OF DIRECTOR: D.B. DILLON    Management   

For

  

For

  

1D.

   ELECTION OF DIRECTOR: J.R. HOPE    Management   

For

  

For

  

1E.

   ELECTION OF DIRECTOR: J.J. KORALESKI    Management   

For

  

For

  


1F.

  

ELECTION OF DIRECTOR: C.C. KRULAK

 

   Management   

For

  

For

  

1G.

  

ELECTION OF DIRECTOR: M.R. MCCARTHY

 

   Management   

For

  

For

  

1H.

  

ELECTION OF DIRECTOR: M.W. MCCONNELL

 

   Management   

For

  

For

  

1I.

  

ELECTION OF DIRECTOR: T.F. MCLARTY III

 

   Management   

For

  

For

  

1J.

  

ELECTION OF DIRECTOR: S.R. ROGEL

 

   Management   

For

  

For

  

1K.

  

ELECTION OF DIRECTOR: J.H. VILLARREAL

 

   Management   

For

  

For

  

2

  

RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

 

   Management   

For

  

For

  

3.

  

AN ADVISORY VOTE ON EXECUTIVE COMPENSATION (“SAY ON PAY”).

 

   Management   

For

  

For

  

4.

  

AMENDMENT TO THE RESTATED ARTICLES OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK.

 

   Management   

For

  

For

  

5.

  

SHAREHOLDER PROPOSAL REGARDING EXECUTIVES TO RETAIN SIGNIFICANT STOCK IF PROPERLY PRESENTED AT THE ANNUAL MEETING.

 

   Shareholder   

Against

  

For

  

VERIZON COMMUNICATIONS INC.

 

Security

 

  

92343V104

 

     

Meeting Type

 

  

Special

 

Ticker Symbol

 

   VZ       Meeting Date    28-Jan-2014

ISIN

 

      US92343V1044       Agenda    933908735 - Management

Item

   Proposal       Type   

Vote

  

For/Against Management

 

  

1.

  

APPROVE THE ISSUANCE OF UP TO APPROXIMATELY 1.28 BILLION SHARES OF VERIZON COMMON STOCK TO VODAFONE ORDINARY SHAREHOLDERS IN CONNECTION WITH VERIZON’S ACQUISITION OF VODAFONE’S INDIRECT 45% INTEREST IN VERIZON WIRELESS

 

   Management   

For

  

For

  

2.

  

APPROVE AN AMENDMENT TO ARTICLE 4(A) OF VERIZON’S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE VERIZON’S AUTHORIZED SHARES OF COMMON STOCK BY 2 BILLION SHARES TO AN AGGREGATE OF 6.25 BILLION AUTHORIZED SHARES OF COMMON STOCK

 

   Management   

For

  

For

  

3.

  

APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING TO SOLICIT ADDITIONAL VOTES AND PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE ABOVE PROPOSALS

 

   Management   

For

  

For

  

VERIZON COMMUNICATIONS INC.

 

Security

 

   92343V104       Meeting Type    Annual

Ticker Symbol

 

   VZ       Meeting Date    01-May-2014

ISIN

 

      US92343V1044       Agenda    933936607 - Management

Item

   Proposal       Type   

Vote

  

For/Against Management

 

  

1A.

 

   ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU    Management   

For

  

For

  

1B.

 

   ELECTION OF DIRECTOR: RICHARD L. CARRION    Management   

For

  

For

  

1C.

 

   ELECTION OF DIRECTOR: MELANIE L. HEALEY    Management   

For

  

For

  

1D.

 

   ELECTION OF DIRECTOR: M. FRANCES KEETH    Management   

For

  

For

  

1E.

 

   ELECTION OF DIRECTOR: ROBERT W. LANE    Management   

For

  

For

  

1F.

 

   ELECTION OF DIRECTOR: LOWELL C. MCADAM    Management   

For

  

For

  

1G.

 

   ELECTION OF DIRECTOR: DONALD T. NICOLAISEN    Management   

For

  

For

  

1H.

 

   ELECTION OF DIRECTOR: CLARENCE OTIS, JR.    Management   

For

  

For

  

1I.

 

   ELECTION OF DIRECTOR: RODNEY E. SLATER    Management   

For

  

For

  

1J.

 

   ELECTION OF DIRECTOR: KATHRYN A. TESIJA    Management   

For

  

For

  

1K.

 

   ELECTION OF DIRECTOR: GREGORY D. WASSON    Management   

For

  

For

  

2.

 

   RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM    Management   

For

  

For

  

3.

 

   ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION    Management   

For

  

For

  

4.

 

   PROPOSAL TO IMPLEMENT PROXY ACCESS    Management   

For

  

For

  

5.

 

   NETWORK NEUTRALITY    Shareholder   

Against

  

For

  

6.

 

   LOBBYING ACTIVITIES    Shareholder   

Against

  

For

  

7.

 

   SEVERANCE APPROVAL POLICY    Shareholder   

Against

  

For

  

8.

 

   SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING    Shareholder   

Against

  

For

  

9.

 

   SHAREHOLDER RIGHT TO ACT BY WRITTEN CONSENT    Shareholder   

Against

  

For

  

10.

 

   PROXY VOTING AUTHORITY    Shareholder   

Against

  

For

  

VODAFONE GROUP PLC

 

Security

 

  

92857W209

 

     

Meeting Type

 

  

Special

 

Ticker Symbol

 

   VOD       Meeting Date    28-Jan-2014

ISIN

 

      US92857W2098       Agenda    933909701 - Management

Item

   Proposal       Type   

Vote

  

For/Against Management

 

  

C1

  

FOR THE COURT MEETING SCHEME.

 

   Management   

For

  

For

  


G1

  

TO APPROVE THE VERIZON WIRELESS TRANSACTION AND THE VODAFONE ITALY TRANSACTION.

 

     Management         For         For      

G2

  

TO APPROVE THE NEW ARTICLES OF ASSOCIATION, THE CAPITAL REDUCTIONS, THE RETURN OF VALUE AND THE SHARE CONSOLIDATION AND CERTAIN RELATED MATTERS PURSUANT TO THE SCHEME.

 

     Management         For         For      

G3

  

TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES.

 

     Management         For         For      

G4

  

TO AUTHORISE THE DIRECTORS TO TAKE ALL NECESSARY AND APPROPRIATE ACTIONS IN RELATION TO RESOLUTIONS 1-3.

 

     Management         For         For      

WISCONSIN ENERGY CORPORATION

 

Security

 

   976657106        

 

Meeting Type

 

  

 

   Annual

 

Ticker Symbol

 

   WEC         Meeting Date       02-May-2014

ISIN

      US9766571064                     Agenda       933938435 - Management

 

Item

   Proposal         Type         Vote        
 

 

For/Against
Management

 

  
  

 

  

1.1

  

ELECTION OF DIRECTOR: JOHN F. BERGSTROM

 

     Management         For         For      

1.2

  

ELECTION OF DIRECTOR: BARBARA L. BOWLES

 

     Management         For         For      

1.3

  

ELECTION OF DIRECTOR: PATRICIA W. CHADWICK

 

     Management         For         For      

1.4

  

ELECTION OF DIRECTOR: CURT S. CULVER

 

     Management         For         For      

1.5

  

ELECTION OF DIRECTOR: THOMAS J. FISCHER

 

     Management         For         For      

1.6

  

ELECTION OF DIRECTOR: GALE E. KLAPPA

 

     Management         For         For      

1.7

  

ELECTION OF DIRECTOR: HENRY W. KNUEPPEL

 

     Management         For         For      

1.8

  

ELECTION OF DIRECTOR: ULICE PAYNE, JR.

 

     Management         For         For      

1.9

  

ELECTION OF DIRECTOR: MARY ELLEN STANEK

 

     Management         For         For      

2.

  

RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR 2014.

 

     Management         For         For      

3.

  

ADVISORY VOTE TO APPROVE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.

 

     Management         For         For      

INFRAESTRUCTURA ENERGETICA NOVA SAB DE DV, MEXICO

 

Security

 

   P5R19K107        
Meeting Type
  
   Annual General Meeting

Ticker Symbol

 

           Meeting Date       30-Apr-2014

ISIN

      MX01IE0600002         Agenda       705155794 - Management

 

Item

   Proposal         Type         Vote        
 

 

For/Against
Management

 

  
  

 

  

I

  

PRESENTATION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE REPORT FROM THE GENERAL DIRECTOR THAT IS PREPARED IN ACCORDANCE WITH ARTICLE 172 OF THE GENERAL MERCANTILE COMPANIES LAW, ACCOMPANIED BY THE OPINION OF THE OUTSIDE AUDITOR, REGARDING THE OPERATIONS AND RESULTS OF THE COMPANY FOR THE FISCAL YEAR THAT ENDED ON DECEMBER 31, 2013, AS WELL AS THE OPINION OF THE BOARD OF DIRECTORS REGARDING THE CONTENT OF THAT REPORT, PRESENTATION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE REPORT FROM THE BOARD OF DIRECTORS THAT IS REFERRED TO IN ARTICLE 172, LINE B, OF THE GENERAL MERCANTILE COMPANIES LAW IN WHICH ARE CONTAINED THE MAIN ACCOUNTING AND INFORMATION POLICIES AND CRITERIA THAT WERE FOLLOWED IN THE PREPARATION OF THE FINANCIAL INFORMATION OF THE COMPANY, PRESENTATION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE FINANCIAL CONTD

 

     Management         For         For      

CONT

  

CONTD STATEMENTS OF THE COMPANY TO DECEMBER 31, 2013, AND THE ALLOCATION OF-THE RESULTS FROM THE FISCAL YEAR, PRESENTATION AND, IF DEEMED APPROPRIATE,-APPROVAL OF THE REPORT REGARDING THE FULFILLMENT OF THE TAX OBLIGATIONS THAT-ARE THE RESPONSIBILITY OF THE COMPANY, PRESENTATION AND, IF DEEMED- APPROPRIATE, APPROVAL OF THE ANNUAL REPORT REGARDING THE ACTIVITIES THAT WERE-CARRIED OUT BY THE AUDIT AND CORPORATE PRACTICES COMMITTEES. RESOLUTIONS IN-THIS REGARD

 

     Non-Voting            

II

  

ELECTION AND OR RATIFICATION OF THE MEMBERS OF THE BOARD OF DIRECTORS, BOTH FULL AND ALTERNATE, AS WELL AS OF THE MEMBERS AND CHAIRPERSONS OF THE AUDIT AND CORPORATE PRACTICES COMMITTEES, CLASSIFICATION OF THE INDEPENDENCE OF THE MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY, IN ACCORDANCE WITH THAT WHICH IS ESTABLISHED IN ARTICLE 26 OF THE SECURITIES MARKET LAW. RESOLUTIONS IN THIS REGARD

 

     Management         For         For      

III

  

COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE VARIOUS COMMITTEES, BOTH FULL AND ALTERNATE, AS WELL AS FOR THE SECRETARY OF THE COMPANY. RESOLUTIONS IN THIS REGARD

 

     Management         For         For      

IV

  

DESIGNATION OF SPECIAL DELEGATES. RESOLUTIONS IN THIS REGARD

 

     Management         For         For      

VERIZON COMMUNICATIONS INC, NEW YORK, NY

 

Security

 

   92343V104        
Meeting Type
  
   Annual General Meeting

Ticker Symbol

 

           Meeting Date       01-May-2014

ISIN

      US92343V1044         Agenda       705041971 - Management

 

Item

   Proposal         Type         Vote        
 

 

For/Against
Management

 

  
  

 

  

1.1

  

Elect Director Shellye L. Archambeau

 

     Management         For         For      

1.2

  

Elect Director Richard L. Carrion

 

     Management         For         For      

1.3

  

Elect Director Melanie L. Healey

 

     Management         For         For      

1.4

  

Elect Director M. Frances Keeth

 

     Management         For         For      

1.5

  

Elect Director Robert W. Lane

 

     Management         For         For      

1.6

  

Elect Director Lowell C. McAdam

 

     Management         For         For      

1.7

  

Elect Director Donald T. Nicolaisen

 

     Management         For         For      

1.8

  

Elect Director Clarence Otis, Jr.

 

     Management         For         For      

1.9

  

Elect Director Rodney E. Slater

 

     Management         For         For      

1.10

  

Elect Director Kathryn A. Tesija

 

     Management         For         For      

1.11

  

Elect Director Gregory D. Wasson

 

     Management         For         For      


2

  

Ratification of Appointment of Independent Registered Public Accounting Firm

 

   Management   

For

  

For

  

3

  

Advisory Vote to Approve Executive Compensation

 

   Management   

For

  

For

  

4

  

Proposal to Implement Proxy Access

 

   Management   

For

  

For

  

5

  

PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Network Neutrally

 

   Shareholder   

Against

  

For

  

6

  

PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Lobbying Activities

 

   Shareholder   

Against

  

For

  

7

  

PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Severance Approval Policy

 

   Shareholder   

Against

  

For

  

8

  

PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Shareholder Right to Call a Special Meeting

 

   Shareholder   

Against

  

For

  

9

  

PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Shareholder Right to Act by Written Consent

 

   Shareholder   

Against

  

For

  

10

  

PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Proxy Voting Authority

 

   Shareholder   

Against

  

For

  

CMMT

  

26 MAR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE MODIFICATION OF TEXT OF R-ESOLUTION 6. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS-PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU

 

   Non-Voting         

VODAFONE GROUP PLC, NEWBURY BERKSHIRE

 

Security

 

   G93882135       Meeting Type    Ordinary General Meeting

Ticker Symbol

 

         Meeting Date    28-Jan-2014

ISIN  

      GB00B16GWD56      

Agenda

 

   704896541 - Management

Item

   Proposal       Type   

Vote

  

For/Against Management

 

  

1

  

To approve the Verizon Wireless Transaction and the Vodafone Italy Transaction

 

   Management   

For

  

For

  

2

  

To approve the New Articles of Association, the Capital Reductions, the Return of Value and the Share Consolidation and certain related matters pursuant to the Scheme

 

   Management   

For

  

For

  

3

  

To authorise the Company to purchase Its own shares

 

   Management   

For

  

For

  

4

  

To authorise the Directors to take all necessary and appropriate actions in relation to Resolutions 1-3

 

   Management   

For

  

For

  

VODAFONE GROUP PLC, NEWBURY BERKSHIRE

 

Security

 

   G93882135       Meeting Type    Court Meeting

Ticker Symbol

 

         Meeting Date    28-Jan-2014

ISIN  

      GB00B16GWD56      

Agenda

 

   704896541 - Management

Item

   Proposal       Type   

Vote

  

For/Against Management

 

  

CMMT

  

PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN “FOR” AND “AGAINST” ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT.

 

   Non-Voting         

1

   To approve the proposed Scheme referred to in the Circular dated on or about 10 December 2013    Management   

For

  

For

  


SIGNATURE

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Reaves Utility Income Fund
By:   /s/ Jeremy O. May
 

Jeremy O. May

President

Date:   August 15, 2014