FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
Vistra Corp. [ VST ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 05/20/2022 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 05/20/2022 | S | 580,246 | D | $25.232(1) | 380,468 | D | |||
Common Stock | 05/20/2022 | S | 30,268 | D | $26.084(2) | 350,200 | D | |||
Common Stock | 05/23/2022 | M | 221,749 | A | $14.03 | 571,949 | D | |||
Common Stock | 05/23/2022 | S | 221,749 | D | $25.638(3) | 350,200 | D | |||
Common Stock | 05/24/2022 | M | 236,008 | A | $14.03 | 586,208 | D | |||
Common Stock | 05/24/2022 | S | 236,008 | D | $25.518(4) | 350,293(5) | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
2016 Employee stock option (right to buy) | $14.03 | 05/23/2022 | M | 221,749 | 10/03/2020(6) | 10/11/2026 | Common Stock | 221,749 | $0.00 | 304,567 | D | ||||
2016 Employee stock option (right to buy) | $14.03 | 05/24/2022 | M | 236,008 | 10/03/2020(6) | 10/11/2026 | Common Stock | 236,008 | $0.00 | 68,559(7) | D |
Explanation of Responses: |
1. Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $26.00, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
2. Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $26.05 to $26.12, inclusive. |
3. Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $25.50 to $25.84, inclusive. |
4. Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $25.50 to $25.76, inclusive. |
5. The number of securities shown to be beneficially owned following the transaction being reported in this Form 4 reflects an adjustment upward by 93 shares of common stock due to a previous clerical error in calculating the amount of securities beneficially owned in the Form 4 filed on April 11, 2018, which calculation error was also reflected on Forms 4 subsequently filed. |
6. The 2016 employee stock options vested in four equal installments beginning on October 3, 2017. |
7. The reporting person intends to hold the 68,559 remaining 2016 options that were not exercised in this transaction and also continues to hold 2,323,875 of other options that were granted in 2017, 2018, 2019, and 2020. |
Remarks: |
/s/ Yuki Whitmire, as Attorney-in-Fact | 05/24/2022 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |