-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LvTVXqMuPF/xAc+GbyKIMsL9jmLZIN+1gp3pnW+QcrZs55+THd8slbgXgOMWWhd2 tJOanOmVJA53zRw6U8fM5w== 0001193125-04-023020.txt : 20040213 0001193125-04-023020.hdr.sgml : 20040213 20040213151635 ACCESSION NUMBER: 0001193125-04-023020 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20040213 GROUP MEMBERS: CPML INC. GROUP MEMBERS: CRAIG A. T. JONES GROUP MEMBERS: VENTURE ASSOCIATES II, L.P. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TESSERA TECHNOLOGIES INC CENTRAL INDEX KEY: 0001261694 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 161620029 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-79365 FILM NUMBER: 04598352 BUSINESS ADDRESS: STREET 1: 3099 ORCHARD DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4088940700 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CONCORD PARTNERS II LP CENTRAL INDEX KEY: 0001051599 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 535 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2129067000 MAIL ADDRESS: STREET 1: 535 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 SC 13G 1 dsc13g.htm SCHEDULE 13G FOR TESSERA TECHNOLOGIES Schedule 13G for Tessera Technologies

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

SCHEDULE 13G

(Rule 13d-102)

 

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED

PURSUANT TO 13d-2(b)

 

 

 

 

 

Tessera Technologies Inc.


(Name of Issuer)

 

 

Common Stock


(Title of Class of Securities)

 

 

88164L100


                                (CUSIP Number)                                

 

 

December 31, 2003


(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)

 

¨ Rule 13d-1(c)

 

x Rule 13d-1(d)

 

 

1   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


CUSIP No. 88164L100   Page 2 of 11 Pages

 


  1.  

Name of Reporting Person

I.R.S. Identification No. of Above Persons (Entities Only)

 

            Concord Partners II, L.P.

   

  2.  

Check the Appropriate Box if a Member of a Group

(a)  ¨

(b)  x

   

  3.  

SEC Use Only

 

   

  4.  

Citizenship or Place of Organization

 

            Delaware

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    Sole Voting Power

 

                -0-


  6.    Shared Voting Power

 

                3,891,210


  7.    Sole Dispositive Power

 

                -0-


  8.    Shared Dispositive Power

 

                3,891,210


  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            3,891,210

   

10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares

 

¨

   

11.  

Percent of Class Represented by Amount in Row (9)

 

            10.0%

   

12.  

Type of Reporting Person

 

            PN

   


CUSIP No. 88164L100   Page 3 of 11 Pages

 


  1.  

Name of Reporting Person

I.R.S. Identification No. of Above Persons (Entities Only)

 

            Venture Associates II, L.P.

   

  2.  

Check the Appropriate Box if a Member of a Group

(a)  ¨

(b)  x

   

  3.  

SEC Use Only

 

   

  4.  

Citizenship or Place of Organization

 

            Delaware

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    Sole Voting Power

 

                -0-


  6.    Shared Voting Power

 

                3,891,210


  7.    Sole Dispositive Power

 

                -0-


  8.    Shared Dispositive Power

 

                3,891,210


  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            3,891,210

   

10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares

 

¨

   

11.  

Percent of Class Represented by Amount in Row (9)

 

            10.0%

   

12.  

Type of Reporting Person

 

            PN

   


CUSIP No. 88164L100   Page 4 of 11 Pages

 


  1.  

Name of Reporting Person

I.R.S. Identification No. of Above Persons (Entities Only)

 

            CPML Inc.

   

  2.  

Check the Appropriate Box if a Member of a Group

(a)  ¨

(b)  x

   

  3.  

SEC Use Only

 

   

  4.  

Citizenship or Place of Organization

 

            Delaware

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    Sole Voting Power

 

                -0-


  6.    Shared Voting Power

 

                3,891,210


  7.    Sole Dispositive Power

 

                -0-


  8.    Shared Dispositive Power

 

                3,891,210


  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            3,891,210

   

10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares

 

¨

   

11.  

Percent of Class Represented by Amount in Row (9)

 

            10.0%

   

12.  

Type of Reporting Person

 

            CO

   


CUSIP No. 88164L100   Page 5 of 11 Pages

 


  1.  

Name of Reporting Person

I.R.S. Identification No. of Above Persons (Entities Only)

 

            Craig A. T. Jones

   

  2.  

Check the Appropriate Box if a Member of a Group

(a)  ¨

(b)  x

   

  3.  

SEC Use Only

 

   

  4.  

Citizenship or Place of Organization

 

            U.S.

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    Sole Voting Power

 

                3,891,210


  6.    Shared Voting Power

 

                -0-


  7.    Sole Dispositive Power

 

                3,891,210


  8.    Shared Dispositive Power

 

                -0-


  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            3,891,210

   

10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares

 

¨

   

11.  

Percent of Class Represented by Amount in Row (9)

 

            10.0%

   

12.  

Type of Reporting Person

 

            IN

   


CUSIP No. 88164L100   Page 6 of 11 Pages

 

Item 1.

 

(a)

  

Name of Issuer:

 

Tessera Technologies, Inc.

         
   

(b)

  

Address of Issuer’s Principal Executive Offices

 

Tessera Technologies, Inc.

3099 Orchard Drive

San Jose, CA 95134

         

Item 2.

 

(a)

  

Name of Persons Filing:

 

Concord Partners II, L.P.

Venture Associates II, L.P.

CPML Inc.

Craig A. T. Jones

         
   

(b)

  

Address of Principal Business Office:

 

c/o Concord Partners II, L.P.

40 William Street, Suite G-20

Wellesley, MA 02481

         
   

(c)

  

Citizenship:

 

Concord Partners II, L.P. and Venture Associates II, L.P. are Delaware limited partnerships.

CPML Inc. is a Delaware corporation.

The individual listed in Item 2(a) is a U.S. citizen.

         
   

(d)

  

Title of Class of Securities:

 

Common Stock

         
   

(e)

  

CUSIP Number:

 

88164L100

         

Item 3.

  If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:     
    Not applicable

Item 4.

   Ownership.          
     The information regarding ownership as set forth in Items 5-9 of Pages 2-5 hereto, is hereby incorporated by reference.     

 


CUSIP No. 88164L100   Page 7 of 11 Pages

 

     For a summary of total ownership by all Reporting Persons, see Exhibit 2 hereto.          

Item 5.

  

Ownership of Five Percent or Less of a Class.

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following  ¨.

    

Item 6.

  

Ownership of More than Five Percent on Behalf of Another Person.

 

Not applicable.

         

Item 7.

  

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

 

Not applicable.

Item 8.

  

Identification and Classification of Members of the Group.

 

Not applicable.

         

Item 9.

  

Notice of Dissolution of Group.

 

Not applicable.

         

Item 10.

  

Certification.

 

Not applicable.

         


CUSIP No. 88164L100   Page 8 of 11 Pages

 

SIGNATURES

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: February 12, 2004

 

CONCORD PARTNERS II, L.P.

A Delaware Limited Partnership

By:  

Venture Associates II, L.P.

Its General Partner

By:  

/s/    Craig A. T. Jones        

   
    Craig A. T. Jones, Authorized Signatory

 

 

VENTURE ASSOCIATES II, L.P.
By:  

CPML Inc.

Its Managing General Partner

By:  

/s/    Craig A. T. Jones        

   
    Craig A. T. Jones, Authorized Signatory

 

 

CPML Inc.

By:  

/s/    Craig A. T. Jones        

   
    Craig A. T. Jones, Authorized Signatory

 

 

CRAIG A. T. JONES

By:  

/s/    Craig A. T. Jones        

   
    Craig A. T. Jones, Authorized Signatory


CUSIP No. 88164L100   Page 9 of 11 Pages

 

EXHIBIT INDEX

 

Exhibit 1 – JOINT FILING AGREEMENT

 

Exhibit 2 – OWNERSHIP SUMMARY

EX-99.(1) 3 dex991.htm JOINT FILING AGREEMENT Joint Filing Agreement

EXHIBIT 1

 

JOINT FILING AGREEMENT

 

Pursuant to Rule 13d-1(k)(1)(iii), we the undersigned agree that the Schedule 13G, to which this Joint Filing Agreement is attached as Exhibit 1, is filed on behalf of each of us.

 

Date: February 12, 2004

 

CONCORD PARTNERS II, L.P.

A Delaware Limited Partnership

By:  

Venture Associates II, L.P.

Its General Partner

By:   /s/    Craig A. T. Jones        
   
    Craig A. T. Jones, Authorized Signatory
VENTURE ASSOCIATES II, L.P.
By:  

CPML Inc.

Its Managing General Partner

By:   /s/    Craig A. T. Jones        
   
    Craig A. T. Jones, Authorized Signatory
CPML Inc.
By:   /s/    Craig A. T. Jones        
   
    Craig A. T. Jones, Authorized Signatory
CRAIG A. T. JONES
By:   /s/    Craig A. T. Jones        
   
    Craig A. T. Jones, Authorized Signatory
EX-99.(2) 4 dex992.htm OWNERSHIP SUMMARY Ownership Summary

EXHIBIT 2

 

Name of Reporting Person


  

Number of

Shares

(Direct) (1)


  

Number of

Shares

(Indirect)


   

Percent of Class

Beneficially

Owned


 

Concord Partners II, L.P.

   3,891,210    -0-     10.0 %

Venture Associates II, L.P.

   -0-    3,891,210 (2)   10.0 %

CPML Inc.

   -0-    3,891,210 (2)   10.0 %

Craig A. T. Jones

   -0-    3,891,210 (2)   10.0 %

Total

   3,891,210    3,891,210     10.0 %

 

(1) Each Reporting Person may be deemed to have or share beneficial ownership with respect to the shares of Tessera Technologies, Inc., held of record by Concord Partners II, L.P., but each disclaims such beneficial ownership.

 

(2) Represents shares held directly by Concord Partners II, L.P., of which Venture Associates II, L.P. is the general partner, with sole voting and investment control over the shares held by Concord Partners II, L.P. CPML Inc. is the managing general partner of Venture Associates II, L.P., and Craig A. T. Jones is the President and controlling stockholder of CPML Inc.
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