0001209191-20-035392.txt : 20200609 0001209191-20-035392.hdr.sgml : 20200609 20200609190030 ACCESSION NUMBER: 0001209191-20-035392 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200605 FILED AS OF DATE: 20200609 DATE AS OF CHANGE: 20200609 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCWATERS KIMBERLY J CENTRAL INDEX KEY: 0001272480 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31923 FILM NUMBER: 20953171 MAIL ADDRESS: STREET 1: 20410 NORTH 19TH AVENUE CITY: PHOENIX STATE: AZ ZIP: 85027 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL TECHNICAL INSTITUTE INC CENTRAL INDEX KEY: 0001261654 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860226984 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 16220 NORTH SCOTTSDALE ROAD STREET 2: SUITE 500 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 BUSINESS PHONE: 623-445-9500 MAIL ADDRESS: STREET 1: 16220 NORTH SCOTTSDALE ROAD STREET 2: SUITE 500 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-06-05 0 0001261654 UNIVERSAL TECHNICAL INSTITUTE INC UTI 0001272480 MCWATERS KIMBERLY J 16220 N. SCOTTSDALE ROAD SUITE 500 SCOTTSDALE AZ 85254 1 0 0 0 Common Stock, $0.0001 par value 2020-06-05 4 S 0 29549 7.54 D 521261 D Common Stock, $0.0001 par value 2020-06-08 4 S 0 50000 7.57 D 471261 D Common Stock, $0.0001 par value 2020-06-09 4 S 0 50000 7.54 D 421261 D Common Stock, $0.0001 par value 707 I Spouse The transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person The shares were sold at prices ranging from $7.50 to $7.63. The Reporting Person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. The shares were sold at prices ranging from $7.50 to $7.66. The Reporting Person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. The shares were sold at prices ranging from $7.50 to $7.58. The Reporting Person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. /s/ Brian K. Udall, attorney-in-fact for Kimberly J. McWaters 2020-06-09