0001209191-16-109723.txt : 20160321 0001209191-16-109723.hdr.sgml : 20160321 20160321150655 ACCESSION NUMBER: 0001209191-16-109723 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160317 FILED AS OF DATE: 20160321 DATE AS OF CHANGE: 20160321 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL TECHNICAL INSTITUTE INC CENTRAL INDEX KEY: 0001261654 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860226984 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 16220 NORTH SCOTTSDALE ROAD STREET 2: SUITE 100 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 BUSINESS PHONE: 623-445-9500 MAIL ADDRESS: STREET 1: 16220 NORTH SCOTTSDALE ROAD STREET 2: SUITE 100 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Peterson Bryce H CENTRAL INDEX KEY: 0001537809 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31923 FILM NUMBER: 161518576 MAIL ADDRESS: STREET 1: 671 W. ROADRUNNER CT. CITY: CHANDLER STATE: AZ ZIP: 85286 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-03-17 0 0001261654 UNIVERSAL TECHNICAL INSTITUTE INC UTI 0001537809 Peterson Bryce H 16220 N. SCOTTSDALE ROAD STE. 100 SCOTTSDALE AZ 85254 0 1 0 0 SVP Information Technology Common Stock, $0.0001 par value 2016-03-17 4 S 0 5149 4.791 D 67714 D Common Stock, $0.0001 par value 2016-03-18 4 S 0 3775 4.79 D 63939 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2015. The transaction was executed in multiple trades at prices ranging from $4.79 to $4.79. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected /s/ Brian K. Udall, attorney-in-fact for Bryce H. Peterson 2016-03-21