0001096906-13-000228.txt : 20130214 0001096906-13-000228.hdr.sgml : 20130214 20130214161054 ACCESSION NUMBER: 0001096906-13-000228 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20130214 DATE AS OF CHANGE: 20130214 GROUP MEMBERS: RICHARD C. MCKENZIE JR. GROUP MEMBERS: SEVEN BRIDGES FOUNDATION INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ESPERANZA RESOURCES CORP CENTRAL INDEX KEY: 0001261252 STANDARD INDUSTRIAL CLASSIFICATION: MINING, QUARRYING OF NONMETALLIC MINERALS (NO FUELS) [1400] IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-80176 FILM NUMBER: 13613831 BUSINESS ADDRESS: STREET 1: SUITE 1400 STREET 2: 400 BURRARD STREET CITY: VANCOUVER STATE: A1 ZIP: V6C 3A6 BUSINESS PHONE: 604-628-1168 MAIL ADDRESS: STREET 1: SUITE 1400 STREET 2: 400 BURRARD STREET CITY: VANCOUVER STATE: A1 ZIP: V6C 3A6 FORMER COMPANY: FORMER CONFORMED NAME: ESPERANZA SILVER CORP DATE OF NAME CHANGE: 20100218 FORMER COMPANY: FORMER CONFORMED NAME: ESPERANZA SILVER Corp DATE OF NAME CHANGE: 20100218 FORMER COMPANY: FORMER CONFORMED NAME: ESPERANZA SILVER CORP DATE OF NAME CHANGE: 20030825 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MCKENZIE RICHARD C JR CENTRAL INDEX KEY: 0001004823 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 118 JOHN STREET CITY: GREENWICH STATE: CT ZIP: 06831 SC 13G/A 1 richardmckenzie.htm ESPERANZA RESOURCES CORP. SCH13GA1 2012-12-31 richardmckenzie.htm


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G/A
(Amendment No. 1)*

 
Under the Securities Exchange Act of 1934
 
 
ESPERANZA RESOURCES CORP.
______________________________________________________________________________________
(Name of Issuer)

Common Stock
______________________________________________________________________________________
(Title of Class Securities)

29664V107
___________________________________
(CUSIP Number)

December 31, 2012
______________________________________________________________________________________
(Date of Event Which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
 
o
Rule 13d-1(b)
 
x
Rule 13d-1(c)
 
o
Rule 13d-1(d)
 
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosure provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 
 
 

 
 
CUSIP No. 29664V107
 
 
1
NAME OF REPORTING PERSONS.
 
Richard C. McKenzie, Jr.
 
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
 
 
 
 
2
Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a) [    ]
(b) [    ]
 
 
3
SEC Use Only
 
 
 
4
Citizenship or Place of Organization
 
Connecticut
 
 
 
 
 
 
NUMBER OF SHARES
 BENEFICIALLY OWNED
BY EACH REPORTING
PERSON WITH
 
 
 
5
 
Sole Voting Power
 
0
 
6
 
Shared Voting Power
 
0
 
7
 
Sole Dispositive Power
 
0
 
8
 
Shared Dispositive Power
 
0
 
9
 
Aggregate Amount Beneficially Owned by Each Reporting Person
 
0
 
10
 
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
 
 
11
 
Percent of Class Represented by Amount in Row (9)
 
0%
 
12
 
Type of Reporting Person (See Instructions)
 
IN
 
 
 
Page 2 of 7

 
 
 CUSIP No. 29664V107
 
 
1
NAME OF REPORTING PERSONS.
 
Seven Bridges Foundation, Inc.
 
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
 
06-1498953
  
 
 
2
Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a) [    ]
(b) [    ]
 
 
3
SEC Use Only
 
 
 
4
Citizenship or Place of Organization
 
Connecticut
 
 
 
 
 
 
NUMBER OF SHARES
BENEFICIALLY OWNED
BY EACH REPORTING
 PERSON WITH
 
 
 
5
 
Sole Voting Power
 
0
 
6
 
Shared Voting Power
 
0
 
7
 
Sole Dispositive Power
 
0
 
8
 
Shared Dispositive Power
 
0
 
9
 
Aggregate Amount Beneficially Owned by Each Reporting Person
 
0
 
10
 
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
 
 
11
 
Percent of Class Represented by Amount in Row (9)
 
0%
 
12
 
Type of Reporting Person (See Instructions)
 
CO


 
Page 3 of 7

 
 
CUSIP No. 29664V107

 Item 1.
 
(a)
Name of Issuer
 
 
Esperanza Resources Corp.
 
     
 
(b)
Address of Issuer’s Principal Executive Offices
 
570 Granville Street, Vancouver, BC, Canada V6C 3P1
 
 
Item 2.
 
 
(a)
Name of Person Filing
 
 
This Schedule is being filed by each of:
Richard C. McKenzie, Jr.
Seven Bridges Foundation, Inc.
 
Richard C. McKenzie, Jr. is an individual investor.  Seven Bridges Foundation, Inc. is a private operating foundation, and Mr. McKenzie is its President.  Mr. McKenzie has no equitable ownership interest in the shares owned by the Foundation.
 
     
 
(b)
Address of Principal Business office or, if None, Residence
 
118 John Street, Greenwich, CT 06803
 
     
 
(c)
Citizenship
 
 
Connecticut
 
     
 
(d)
Title of Class Securities
 
 
Common Stock
 
     
 
(e)
CUSIP Number
 
 
29664V107
 


 
Page 4 of 7

 
 
Item 3.          If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:

 
(a)
[
]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78c).
 
 
(b)
[
]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
 
 
 
(c)
[
]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
 
 
(d)
[
]
Investment company registered under section 8 of the Investment Company Act (15 U.S.C. 80a-8).
 
 
(e)
[
]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E).
 
 
(f)
[
]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(ii)(F).
 
 
(g)
[
]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G).
 
 
(h)
[
]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813).
 
 
(i)
[
]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3).
 
 
(j)
[
]
Group in accordance with § 240.13d-1(b)(ii)(J).
 
Item 4.           Ownership

 
(a)
Amount beneficially owned: 0
 
 
(b)
Percent of class: 0%
 
 
 
(c)
Number of shares to which the person has:
 
 
(i) Sole power to vote or to direct the vote: 0
 
 
(ii) Shared power to direct the vote: 0
 
 
(iii) Sole power to dispose or to direct the disposition of: 0
 
 
(iv) Shared power to dispose or to direct the disposition of: 0
 
 
Page 5 of 7

 
 
Item 5.           Ownership of Five Percent or Less of a Class.
 
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class securities, check the following x
 
Item 6.           Ownership of More than Five Percent on Behalf of Another Person.
 
Not applicable. 
 
 
Page 6 of 7

 
 
Item 7.           Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
 
Not applicable.
 
Item 8.           Identification and Classification of Members of the Group.
 
Not applicable.
 
Item 9.           Notice of Dissolution of Group.
 
Not applicable.
 
Item 10.         Certification:
 
By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose or with the effect of changing or influencing the control of the issuer and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 
[Signature Page Follows]
 
 
Page 7 of 7

 
 
SIGNATURE
 
Date:  February 13, 2013
 
                                               
  /s/ Richard C. McKenzie, Jr.
  Richard C. McKenzie, Jr.
   
  SEVEN BRIDGES FOUNDATION, INC.
   
 
By: /s/ Richard C. McKenzie, Jr.
 
Name: Richard C. McKenzie, Jr.
 
Its: President
 

 
 
 
 
 

 
EX-99 2 richardmckenzieexh99.htm JOINT FILING AGREEMENT richardmckenzieexh99.htm


Exhibit 99
 
EXHIBIT A - JOINT FILING AGREEMENT


JOINT FILING AGREEMENT

This will confirm the agreement by and among all the undersigned that the Amendment No. 2 to Schedule 13G filed on or about this date, and any amendments thereto, with respect to beneficial ownership by the undersigned of shares of the common stock of Clifton Star Resources, Inc., is being filed on behalf of each of the undersigned in accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934.  This agreement may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument.

Dated: February 13, 2013
 
 
 
/s/ Richard C. McKenzie, Jr.
 
Richard C. McKenzie, Jr.
 
 SEVEN BRIDGES FOUNDATION, INC.
 
 
By: /s/ Richard C. McKenzie, Jr.
 
Name: Richard C. McKenzie, Jr.
 
Its: President
 

  RICHARD C. McKENZIE, JR. ANNUITY TRUST
 
 
By: /s/ Stephen C. Walker
 
Name: Stephen C. Walker
 
Its: Trustee