0001172661-15-001988.txt : 20151116 0001172661-15-001988.hdr.sgml : 20151116 20151116065458 ACCESSION NUMBER: 0001172661-15-001988 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151116 DATE AS OF CHANGE: 20151116 EFFECTIVENESS DATE: 20151116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FLAHERTY & CRUMRINE INC CENTRAL INDEX KEY: 0001261239 IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11701 FILM NUMBER: 151231574 BUSINESS ADDRESS: STREET 1: 301 E. COLORADO BLVD STREET 2: SUITE 720 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 6267957300 MAIL ADDRESS: STREET 1: 301 E. COLORADO BLVD STREET 2: SUITE 720 CITY: PASADENA STATE: CA ZIP: 91101 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001261239 XXXXXXXX 09-30-2015 09-30-2015 false FLAHERTY & CRUMRINE INC

301 E. Colorado Blvd Suite 720 Pasadena CA 91101

13F COMBINATION REPORT 028-11701 0000804328 028-15384 QUALCOMM INC/DE N Chad C. Conwell 626-795-7300 /s/ Chad C. Conwell Pasadena CA 11-16-2015 0 8 85544 INFORMATION TABLE 2 infotable.xml BARCLAYS BANK PLC ADR PFD SR 5 06739H362 23237 898228 SH SOLE 898228 0 0 BARCLAYS BANK PLC ADS7.75%PFD S4 06739H511 1872 72456 SH SOLE 72456 0 0 BARCLAYS BANK PLC SP ADR 7.1%PF3 06739H776 17054 666181 SH SOLE 666181 0 0 CIT GROUP INC COM NEW 125581801 3518 87960 SH SOLE 87960 0 0 EQUITY COMWLTH CUM PFD E 7.25% 294628409 5693 223437 SH SOLE 223437 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T 780097713 31204 1236800 SH SOLE 1236800 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S 780097739 1952 78000 SH SOLE 78000 0 0 WMIH CORP COM 92936P100 1014 391499 SH SOLE 391499 0 0