0001140361-14-042696.txt : 20141118 0001140361-14-042696.hdr.sgml : 20141118 20141118171224 ACCESSION NUMBER: 0001140361-14-042696 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141114 FILED AS OF DATE: 20141118 DATE AS OF CHANGE: 20141118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GTX INC /DE/ CENTRAL INDEX KEY: 0001260990 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 621715807 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 175 TOYOTA PLAZA STREET 2: 7TH FLOOR CITY: MEMPHIS STATE: TN ZIP: 38103 BUSINESS PHONE: 901-523-9700 MAIL ADDRESS: STREET 1: 175 TOYOTA PLAZA STREET 2: 7TH FLOOR CITY: MEMPHIS STATE: TN ZIP: 38103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pyramid Peak Foundation CENTRAL INDEX KEY: 0001602393 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50549 FILM NUMBER: 141232695 BUSINESS ADDRESS: STREET 1: 6410 POPLAR AVENUE STREET 2: SUITE 710 CITY: MEMPHIS STATE: TN ZIP: 38119 BUSINESS PHONE: 901-818-5239 MAIL ADDRESS: STREET 1: 6410 POPLAR AVENUE STREET 2: SUITE 710 CITY: MEMPHIS STATE: TN ZIP: 38119 4 1 doc1.xml FORM 4 X0306 4 2014-11-14 0 0001260990 GTX INC /DE/ GTXI 0001602393 Pyramid Peak Foundation 6410 POPLAR AVENUE SUITE 710 MEMPHIS TN 38119 0 0 1 0 Common Stock 2014-11-14 4 P 0 24545455 A 30533479 D Common Stock Warrants (right to buy) 0.85 2014-11-14 4 P 0 24545455 A Common Stock 24545455 24545455 D The reported securities are included within 24,545,455 immediately separable Units purchased by the reporting person for $0.675 per Unit. Each Unit consists of one share of Common Stock and one warrant to purchase one share of Common Stock. The warrants will be exercisable at any time and from time to time from and after the earlier of (i) the Stockholder Approval Date (as defined below) or (ii) the trading day immediately prior to the occurrence of a "fundamental transaction" (as such term is defined in the warrants, which are attached to Exhibit 10.1 of the Current Report on Form 8-K of the Issuer filed with the Securities and Exchange Commission on November 10, 2014), but in no event later than June 1, 2015, and would continue to be exercisable for four years thereafter. The Stockholder Approval Date means the date the Issuer receives stockholder approval, at a special or annual meeting to be held no later than May 27, 2015, of an amendment to the Issuer's Certificate of Incorporation to increase the Issuer's authorized Common Stock to an amount necessary to effect the share settlement of all of the warrants issued by the Issuer on November 14, 2014. /s/ Andrew R. McCarroll, Secretary 2014-11-18