0001140361-14-042696.txt : 20141118
0001140361-14-042696.hdr.sgml : 20141118
20141118171224
ACCESSION NUMBER: 0001140361-14-042696
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141114
FILED AS OF DATE: 20141118
DATE AS OF CHANGE: 20141118
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GTX INC /DE/
CENTRAL INDEX KEY: 0001260990
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 621715807
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 175 TOYOTA PLAZA
STREET 2: 7TH FLOOR
CITY: MEMPHIS
STATE: TN
ZIP: 38103
BUSINESS PHONE: 901-523-9700
MAIL ADDRESS:
STREET 1: 175 TOYOTA PLAZA
STREET 2: 7TH FLOOR
CITY: MEMPHIS
STATE: TN
ZIP: 38103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pyramid Peak Foundation
CENTRAL INDEX KEY: 0001602393
STATE OF INCORPORATION: TN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50549
FILM NUMBER: 141232695
BUSINESS ADDRESS:
STREET 1: 6410 POPLAR AVENUE
STREET 2: SUITE 710
CITY: MEMPHIS
STATE: TN
ZIP: 38119
BUSINESS PHONE: 901-818-5239
MAIL ADDRESS:
STREET 1: 6410 POPLAR AVENUE
STREET 2: SUITE 710
CITY: MEMPHIS
STATE: TN
ZIP: 38119
4
1
doc1.xml
FORM 4
X0306
4
2014-11-14
0
0001260990
GTX INC /DE/
GTXI
0001602393
Pyramid Peak Foundation
6410 POPLAR AVENUE
SUITE 710
MEMPHIS
TN
38119
0
0
1
0
Common Stock
2014-11-14
4
P
0
24545455
A
30533479
D
Common Stock Warrants (right to buy)
0.85
2014-11-14
4
P
0
24545455
A
Common Stock
24545455
24545455
D
The reported securities are included within 24,545,455 immediately separable Units purchased by the reporting person for $0.675 per Unit. Each Unit consists of one share of Common Stock and one warrant to purchase one share of Common Stock.
The warrants will be exercisable at any time and from time to time from and after the earlier of (i) the Stockholder Approval Date (as defined below) or (ii) the trading day immediately prior to the occurrence of a "fundamental transaction" (as such term is defined in the warrants, which are attached to Exhibit 10.1 of the Current Report on Form 8-K of the Issuer filed with the Securities and Exchange Commission on November 10, 2014), but in no event later than June 1, 2015, and would continue to be exercisable for four years thereafter. The Stockholder Approval Date means the date the Issuer receives stockholder approval, at a special or annual meeting to be held no later than May 27, 2015, of an amendment to the Issuer's Certificate of Incorporation to increase the Issuer's authorized Common Stock to an amount necessary to effect the share settlement of all of the warrants issued by the Issuer on November 14, 2014.
/s/ Andrew R. McCarroll, Secretary
2014-11-18