0001209191-13-030680.txt : 20130604
0001209191-13-030680.hdr.sgml : 20130604
20130604214939
ACCESSION NUMBER: 0001209191-13-030680
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130531
FILED AS OF DATE: 20130604
DATE AS OF CHANGE: 20130604
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARLIN BUSINESS SERVICES CORP
CENTRAL INDEX KEY: 0001260968
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 383686388
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 300 FELLOWSHIP ROAD
CITY: MT. LAUREL
STATE: NJ
ZIP: 08054
BUSINESS PHONE: 8884799111
MAIL ADDRESS:
STREET 1: 300 FELLOWSHIP ROAD
CITY: MT. LAUREL
STATE: NJ
ZIP: 08054
FORMER COMPANY:
FORMER CONFORMED NAME: MARLIN BUSINESS SERVICES INC
DATE OF NAME CHANGE: 20030822
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SULLIVAN MATTHEW J
CENTRAL INDEX KEY: 0001276033
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50448
FILM NUMBER: 13893049
MAIL ADDRESS:
STREET 1: 1170 PEACHTREE STREET NE
STREET 2: SUITE 1610
CITY: ATLANTA
STATE: GA
ZIP: 30309
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2013-05-31
0
0001260968
MARLIN BUSINESS SERVICES CORP
MRLN
0001276033
SULLIVAN MATTHEW J
C/O MARLIN BUSINESS SERVICES CORP.
300 FELLOWSHIP ROAD
MOUNT LAUREL
NJ
08054
1
0
0
0
Common stock
2013-05-31
4
A
0
1540
A
17356
D
Common stock
2309934
I
See footnote (4)
Option to Purchase Common Stock
7.17
2010-10-28
2016-10-28
Common Stock
2041
2041
D
Option to Purchase Common Stock
7.66
2009-06-02
2015-06-02
Common Stock
3704
3704
D
Option to Purchase Common Stock
7.61
2012-04-17
2015-04-17
Common Stock
5000
5000
D
Represents grant of restricted stock as part of the Company's Director compensation plan. The restrictions on these shares shall lapse upon the earlier of (i) seven years from the grant date and (ii) six months following the Director's termination of Board service.
N/A
Includes 17,356 restricted stock where, as of the date of this filing, the restrictions have not yet lapsed.
The 2,309,934 reported shares are owned directly by WCI (Private Equity) LLC, whose sole manager is Peachtree Equity Investment Management, Inc. (the "Manager"). The reporting person is one of the directors of the Manager and could be deemed to be an indirect holder of the reported shares. The reporting person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner or these shares for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.
Grant of options made pursuant to the Company's Director compensation plan. Date listed is the date of full vesting (which is one year from the date of grant). The options cliff vest on the first anniversary of the grant date.
Grant of options made pursuant to the Company's Director compensation plan. Date listed is the date of full vesting. Each grant vests 25% per year beginning on the first anniversary of the date of grant.
/s/ George D. Pelose
Attorney-in-Fact
2013-06-04