0001209191-13-030680.txt : 20130604 0001209191-13-030680.hdr.sgml : 20130604 20130604214939 ACCESSION NUMBER: 0001209191-13-030680 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130531 FILED AS OF DATE: 20130604 DATE AS OF CHANGE: 20130604 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARLIN BUSINESS SERVICES CORP CENTRAL INDEX KEY: 0001260968 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 383686388 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 FELLOWSHIP ROAD CITY: MT. LAUREL STATE: NJ ZIP: 08054 BUSINESS PHONE: 8884799111 MAIL ADDRESS: STREET 1: 300 FELLOWSHIP ROAD CITY: MT. LAUREL STATE: NJ ZIP: 08054 FORMER COMPANY: FORMER CONFORMED NAME: MARLIN BUSINESS SERVICES INC DATE OF NAME CHANGE: 20030822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SULLIVAN MATTHEW J CENTRAL INDEX KEY: 0001276033 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50448 FILM NUMBER: 13893049 MAIL ADDRESS: STREET 1: 1170 PEACHTREE STREET NE STREET 2: SUITE 1610 CITY: ATLANTA STATE: GA ZIP: 30309 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-05-31 0 0001260968 MARLIN BUSINESS SERVICES CORP MRLN 0001276033 SULLIVAN MATTHEW J C/O MARLIN BUSINESS SERVICES CORP. 300 FELLOWSHIP ROAD MOUNT LAUREL NJ 08054 1 0 0 0 Common stock 2013-05-31 4 A 0 1540 A 17356 D Common stock 2309934 I See footnote (4) Option to Purchase Common Stock 7.17 2010-10-28 2016-10-28 Common Stock 2041 2041 D Option to Purchase Common Stock 7.66 2009-06-02 2015-06-02 Common Stock 3704 3704 D Option to Purchase Common Stock 7.61 2012-04-17 2015-04-17 Common Stock 5000 5000 D Represents grant of restricted stock as part of the Company's Director compensation plan. The restrictions on these shares shall lapse upon the earlier of (i) seven years from the grant date and (ii) six months following the Director's termination of Board service. N/A Includes 17,356 restricted stock where, as of the date of this filing, the restrictions have not yet lapsed. The 2,309,934 reported shares are owned directly by WCI (Private Equity) LLC, whose sole manager is Peachtree Equity Investment Management, Inc. (the "Manager"). The reporting person is one of the directors of the Manager and could be deemed to be an indirect holder of the reported shares. The reporting person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner or these shares for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein. Grant of options made pursuant to the Company's Director compensation plan. Date listed is the date of full vesting (which is one year from the date of grant). The options cliff vest on the first anniversary of the grant date. Grant of options made pursuant to the Company's Director compensation plan. Date listed is the date of full vesting. Each grant vests 25% per year beginning on the first anniversary of the date of grant. /s/ George D. Pelose Attorney-in-Fact 2013-06-04