-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OVd5QjSXaiMvKtN8LigCJqtV3ZdsO3LYKNFeyys5I9UJttrcoz5FnImdrt+ny8QG XpIUiFMUuaQaMothFpSWtQ== 0001209191-04-044805.txt : 20040917 0001209191-04-044805.hdr.sgml : 20040917 20040917084608 ACCESSION NUMBER: 0001209191-04-044805 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040916 FILED AS OF DATE: 20040917 DATE AS OF CHANGE: 20040917 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DYER DANIEL P CENTRAL INDEX KEY: 0001268541 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50448 FILM NUMBER: 041034881 MAIL ADDRESS: STREET 1: 124 GAITHER DRIVE STE 170 STREET 2: C/O MARLIN BUSINESS SERVICES CORP CITY: MOUNT LAURAL STATE: NJ ZIP: 08054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARLIN BUSINESS SERVICES CORP CENTRAL INDEX KEY: 0001260968 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EQUIPMENT RENTAL & LEASING, NEC [7359] IRS NUMBER: 383686388 BUSINESS ADDRESS: STREET 1: 124 GATHER DR. STREET 2: SUITE 170 CITY: MT. LAUREL STATE: NJ ZIP: 08054 BUSINESS PHONE: 8884799111 MAIL ADDRESS: STREET 1: 124 GATHER DR STREET 2: SUITE 170 CITY: MT. LAUREL STATE: NJ ZIP: 08054 FORMER COMPANY: FORMER CONFORMED NAME: MARLIN BUSINESS SERVICES INC DATE OF NAME CHANGE: 20030822 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2004-09-16 0 0001260968 MARLIN BUSINESS SERVICES CORP MRLN 0001268541 DYER DANIEL P C/O MARLIN BUSINESS SERVICES CORP. 124 GAITHER DRIVE MOUNT LAUREL NJ 08054 1 1 0 0 Chief Executive Officer Common Stock 2004-09-16 4 S 0 3336 19.0541 D 365302 D Option to Purchase Common Stock 18.80 2012-01-29 2014-01-28 Common Stock 20000 20000 D Option to Purchase Common Stock 1.91 2001-10-01 2007-10-01 Common Stock 31500 31500 D Option to Purchase Common Stock 4.23 2004-04-03 2010-04-03 Common Stock 28000 28000 D Option to Purchase Common Stock 10.18 2005-10-04 2011-10-04 Common Stock 51240 51240 D Option to Purchase Common Stock 3.39 2006-01-17 2012-01-17 Common Stock 14000 14000 D Option to Purchase Common Stock 3.39 2007-01-13 2013-01-13 Common Stock 7000 7000 D Option to Purchase Common Stock 10.18 2007-01-13 2013-01-13 Common Stock 6650 6650 D The sale of shares of Marlin Business Services Corp. reported on this Form 4 was executed pursuant to a written plan adopted by the reporting person on May 25, 2004, that is intended to comply with Rule 10b5-1(c) of the Securities and Exchange Act of 1934. Represents average sales price per share. Includes 33,119 shares of restricted stock awarded to the reporting person pursuant to the Marlin Business Services Corp. 2003 Equity Compensation Plan. The reporting person elected to allocate 75% of his target bonus for 2004, 2005 and 2006 to restricted stock (in lieu of cash). The number of shares was determined using the closing price of $15.88 on the award date (March 9, 2004). Date listed is date of scheduled full vesting. This grant vests over an eight year period at the following annual increments: 2.5% in first year; 5.0% in second year; 7.5% in third year; 10.0% in fourth year; 15.0% in fifth year; and 20.0% in each of the sixth, seventh and eighth years. Vesting can be accelerated upon the reporting person's achievement of certain performance goals set forth in the grant instrument. Date listed is the date of full vesting. Each grants vests 25% per year beginning on the first anniversary of the date of grant. /s/ George D. Pelose Attorney in Fact 2004-09-17 -----END PRIVACY-ENHANCED MESSAGE-----