0001140361-17-022345.txt : 20170525 0001140361-17-022345.hdr.sgml : 20170525 20170525163355 ACCESSION NUMBER: 0001140361-17-022345 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20170523 FILED AS OF DATE: 20170525 DATE AS OF CHANGE: 20170525 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Fogo de Chao, Inc. CENTRAL INDEX KEY: 0001627487 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 455353489 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14881 QUORUM DRIVE STREET 2: SUITE 750 CITY: DALLAS STATE: TX ZIP: 75254 BUSINESS PHONE: (214) 960-9533 MAIL ADDRESS: STREET 1: 14881 QUORUM DRIVE STREET 2: SUITE 750 CITY: DALLAS STATE: TX ZIP: 75254 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Swenson Jeff T. CENTRAL INDEX KEY: 0001627131 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37450 FILM NUMBER: 17870464 MAIL ADDRESS: STREET 1: C/O THOMAS H. LEE PARNTERS, L.P. STREET 2: 100 FEDERAL STREET, 35TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Haber Douglas A. CENTRAL INDEX KEY: 0001627130 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37450 FILM NUMBER: 17870465 MAIL ADDRESS: STREET 1: C/O THOMAS H. LEE PARNTERS, L.P. STREET 2: 100 FEDERAL STREET, 35TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ABBRECHT TODD M CENTRAL INDEX KEY: 0001260937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37450 FILM NUMBER: 17870467 MAIL ADDRESS: STREET 1: C/O THOMAS H. LEE PARTNERS, L.P. STREET 2: 100 FEDERAL STREET, 35TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 4 1 form4.xml X0306 4 2017-05-23 0001627487 Fogo de Chao, Inc. FOGO 0001260937 ABBRECHT TODD M C/O THOMAS H. LEE PARTNERS, L.P. 100 FEDERAL STREET, 35TH FLOOR BOSTON MA 02110 true 0001627130 Haber Douglas A. C/O THOMAS H. LEE PARTNERS, L.P. 100 FEDERAL STREET, 35TH FLOOR BOSTON MA 02110 true 0001627131 Swenson Jeff T. C/O THOMAS H. LEE PARTNERS, L.P. 100 FEDERAL STREET, 35TH FLOOR BOSTON MA 02110 true Common Stock 2017-05-23 4 S 0 675000 14 D 17149323 I See footnotes See Exhibit 99.1 for text of footnote (1). See Exhibit 99.1 for text of footnote (2). See Exhibit 99.1 for text of footnote (3). See Exhibit 99.1 for text of footnote (4). See Exhibit 99.1 for text of footnote (5). Exhibit 99.1 and Exhibit 99.2 (Joint Filer Information), incorporated herein by reference. /s/ Todd M. Abbrecht 2017-05-25 EX-99.1 2 ex99_1.htm EXHIBIT 99.1
Exhibit 99.1

Name and Address of Reporting Person:
  
Todd M. Abbrecht
   
c/o Thomas H. Lee Partners, L.P.
   
100 Federal Street, 35th Floor
   
Boston, MA  02110

Issuer Name and Ticker or Trading Symbol:
  
Fogo de Chao Inc. [FOGO]

Date of Earliest Transaction
Required to be Reported
(Month/Day/Year):
  
May 23, 2017

Footnotes to Form 4

(1) The shares of the Issuer reported are beneficially owned by:  Thomas H. Lee Advisors, LLC (“THL Advisors”), Thomas H. Lee Equity Fund VI, L.P. (“THL Equity VI”), Thomas H. Lee Parallel Fund VI, L.P. (“Parallel Fund VI”), Thomas H. Lee Parallel (DT) Fund VI, L.P. (“DT Fund VI”), THL Coinvestment Partners, L.P. (“THL Coinvestment”), THL Operating Partners, L.P. (“THL Operating”), THL Equity Fund VI Investors (Fogo), LLC (“THL Fogo”), THL Equity Fund VI Investors (Fogo) II, LLC (“THL Fogo II,” and together with THL Equity VI, Parallel Fund VI, DT Fund VI, THL Coinvestment, THL Operating, THL Fogo and THL Fogo II, the “THL Funds”) as well as Great-West Investors, L.P. (“Great West”) and Putnam Investments Employees’ Securities Company III LLC (“Putnam III”).

Each of the Reporting Persons is a Managing Director of Thomas H. Lee Partners, L.P., which in turn is the general partner of THL Coinvestment and the sole member of THL Equity Advisors VI, LLC, which in turn is the general partner of the THL Equity VI, Parallel Fund VI, DT Fund VI, THL Operating and the sole manager of THL Fogo and THL Fogo II.  THL Advisors is attorney-in-fact of Great West and Putnam Investments, LLC, which is the managing member of Putnam Investments Holdings, LLC, which in turn is the managing member of Putnam III.

(2) Represents shares of the Issuer sold by the following entities: 364,510 shares sold by THL Equity VI; 246,827 shares sold by Parallel Fund VI; 43,116 shares sold by DT Fund VI; 12,574 shares sold by THL Coinvestment; 2,207 shares sold by THL Operating; 1,781 shares sold by THL Fogo; 198 shares sold by THL Fogo II; 1,897 shares sold by Great West; and 1,890 shares sold by Putnam III.

(3) This amount represents the $14.00 secondary public offering price per share of the Issuer’s common stock.

(4) Represents shares of the Issuer directly held by the following entities following the transaction:  9,260,899 shares held by THL Equity VI; 6,270,987 shares held by Parallel Fund VI; 1,095,420 shares held by DT Fund VI; 319,467 shares held by THL Coinvestment; 56,070 shares held by THL Operating; 45,255 shares held by THL Fogo; 5,025 shares held by THL Fogo II; 48,188 shares held by Great West; and 48,012 shares held by Putnam III.

(5) Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of his pecuniary interest.

 
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EX-99.2 3 ex99_2.htm EXHIBIT 99.2
Exhibit 99.2

Joint Filer Information

Name of Joint Filer:
  
Douglas A. Haber
     
Address of Joint Filer:
  
c/o Thomas H. Lee Partners, L.P.
   
100 Federal Street, 35th Floor
   
Boston, MA  02110
     
Relationship of Joint Filer to Issuer:
  
Director
     
Issuer Name and Ticker or Trading Symbol:
  
Fogo de Chao, Inc. [FOGO]
     
Date of Earliest Transaction
    
Required to be Reported
    
(Month/Day/Year):
  
May 23, 2017
     
Designated Filer:
  
Todd M. Abbrecht
     
Signature:
    
     
/s/ Douglas A. Haber
    
Douglas A. Haber
    
     
Dated:  May 25, 2017
    
 
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Exhibit 99.2

Joint Filer Information

Name of Joint Filer:
  
Jeff T. Swenson
     
Address of Joint Filer:
  
c/o Thomas H. Lee Partners, L.P.
   
100 Federal Street, 35th Floor
   
Boston, MA  02110
     
Relationship of Joint Filer to Issuer:
  
Director
     
Issuer Name and Ticker or Trading Symbol:
  
Fogo de Chao, Inc. [FOGO]
     
Date of Earliest Transaction
    
Required to be Reported
    
(Month/Day/Year):
  
May 23, 2017
     
Designated Filer:
  
Todd M. Abbrecht
     
Signature:
    
     
/s/ Jeff T. Swenson
    
Jeff T. Swenson
    
     
Dated:  May 25, 2017
    

 
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