0001172661-20-001719.txt : 20200814
0001172661-20-001719.hdr.sgml : 20200814
20200814110148
ACCESSION NUMBER: 0001172661-20-001719
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200630
FILED AS OF DATE: 20200814
DATE AS OF CHANGE: 20200814
EFFECTIVENESS DATE: 20200814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: EVERGREEN CAPITAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0001260824
IRS NUMBER: 911962899
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10541
FILM NUMBER: 201102605
BUSINESS ADDRESS:
STREET 1: 10500 NE 8TH STREET, SUITE 950
CITY: BELLEVUE
STATE: WA
ZIP: 98004
BUSINESS PHONE: 4254674600
MAIL ADDRESS:
STREET 1: 10500 NE 8TH STREET, SUITE 950
CITY: BELLEVUE
STATE: WA
ZIP: 98004
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001260824
XXXXXXXX
06-30-2020
06-30-2020
false
EVERGREEN CAPITAL MANAGEMENT LLC
10500 NE 8th Street, Suite 950
Bellevue
WA
98004
13F HOLDINGS REPORT
028-10541
N
Stephen V Conway
Operations Manager
425-467-4609
/s/ Stephen V Conway
Bellevue
WA
08-14-2020
0
397
1320168
INFORMATION TABLE
2
infotable.xml
3M CO
COM
88579Y101
1019
6532
SH
SOLE
3966
0
2566
ABBOTT LABS
COM
002824100
678
7415
SH
SOLE
507
0
6908
ABBVIE INC
COM
00287Y109
2906
29597
SH
SOLE
298
0
29299
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
417
1943
SH
SOLE
328
0
1615
ADOBE INC
COM
00724F101
743
1707
SH
SOLE
393
0
1314
AEGON N V
NY REGISTRY SHS
007924103
60
20421
SH
SOLE
0
0
20421
AGNC INVT CORP
COM
00123Q104
6294
487941
SH
SOLE
0
0
487941
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
8252
38257
SH
SOLE
1150
0
37107
ALLOGENE THERAPEUTICS INC
COM
019770106
2125
49636
SH
SOLE
0
0
49636
ALLSTATE CORP
COM
020002101
1576
16246
SH
SOLE
0
0
16246
ALPHABET INC
CAP STK CL A
02079K305
10651
7511
SH
SOLE
538
0
6973
ALPHABET INC
CAP STK CL C
02079K107
22803
16131
SH
SOLE
293
0
15838
ALPS ETF TR
ALERIAN MLP
00162Q452
3594
145644
SH
SOLE
0
0
145644
ALTRIA GROUP INC
COM
02209S103
314
8000
SH
SOLE
233
0
7767
AMAZON COM INC
COM
023135106
25177
9126
SH
SOLE
1319
0
7807
AMERICAN EXPRESS CO
COM
025816109
671
7051
SH
SOLE
1292
0
5759
AMERICAN TOWER CORP NEW
COM
03027X100
581
2247
SH
SOLE
156
0
2091
AMGEN INC
COM
031162100
751
3186
SH
SOLE
1085
0
2101
ANNALY CAPITAL MANAGEMENT IN
COM
035710409
10336
1575654
SH
SOLE
106
0
1575548
ANSYS INC
COM
03662Q105
212
728
SH
SOLE
352
0
376
ANTERO MIDSTREAM CORP
COM
03676B102
3148
617187
SH
SOLE
0
0
617187
AON PLC
SHS CL A
G0403H108
409
2124
SH
SOLE
27
0
2097
APPLE INC
COM
037833100
38653
105956
SH
SOLE
23694
0
82262
APPLIED MATLS INC
COM
038222105
295
4883
SH
SOLE
1611
0
3272
ARES CAPITAL CORP
COM
04010L103
5498
380483
SH
SOLE
0
0
380483
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
269
732
SH
SOLE
0
0
732
ASTRAZENECA PLC
SPONSORED ADR
046353108
222
4193
SH
SOLE
0
0
4193
AT&T INC
COM
00206R102
1334
44135
SH
SOLE
9849
0
34286
ATLANTICA SUSTAINABLE INFR P
SHS
G0751N103
3065
105325
SH
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0
0
105325
AUTOMATIC DATA PROCESSING IN
COM
053015103
419
2816
SH
SOLE
0
0
2816
BANCO BILBAO VIZCAYA ARGENTA
SPONSORED ADR
05946K101
78
23051
SH
SOLE
0
0
23051
BANK NEW YORK MELLON CORP
COM
064058100
1181
30565
SH
SOLE
2108
0
28457
BARRICK GOLD CORPORATION
COM
067901108
460
17068
SH
SOLE
249
0
16819
BAXTER INTL INC
COM
071813109
322
3735
SH
SOLE
20
0
3715
BECTON DICKINSON & CO
COM
075887109
2891
12082
SH
SOLE
0
0
12082
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
7587
42504
SH
SOLE
5072
0
37432
BEYOND MEAT INC
COM
08862E109
360
2689
SH
SOLE
2480
0
209
BIO RAD LABS INC
CL A
090572207
349
773
SH
SOLE
18
0
755
BIOGEN INC
COM
09062X103
356
1330
SH
SOLE
0
0
1330
BK OF AMERICA CORP
COM
060505104
2850
120015
SH
SOLE
8255
0
111760
BLACK STONE MINERALS L P
COM UNIT
09225M101
53
8137
SH
SOLE
0
0
8137
BLACK STONE MINERALS L P
COM UNIT
09225M101
13
2000
SH
Call
SOLE
0
0
2000
BLACKROCK CR ALLOCATION INCO
COM
092508100
1803
136555
SH
SOLE
0
0
136555
BLACKROCK INC
COM
09247X101
2236
4109
SH
SOLE
52
0
4057
BLACKROCK MUN BD TR
COM
09249H104
193
12675
SH
SOLE
0
0
12675
BLACKROCK TAX MUNICPAL BD TR
SHS
09248X100
265
10630
SH
SOLE
0
0
10630
BLACKSTONE GROUP INC
COM CL A
09260D107
312
5500
SH
SOLE
3210
0
2290
BLACKSTONE MTG TR INC
COM CL A
09257W100
210
8700
SH
SOLE
6000
0
2700
BOEING CO
COM
097023105
1041
5678
SH
SOLE
643
0
5036
BOOKING HOLDINGS INC
COM
09857L108
1772
1113
SH
SOLE
25
0
1088
BOSTON PPTYS LTD PARTNERSHIP
COM
101121101
1820
20139
SH
SOLE
45
0
20094
BP MIDSTREAM PARTNERS LP
UNIT LTD PTNR
0556EL109
3997
348461
SH
SOLE
0
0
348461
BP PLC
SPONSORED ADR
055622104
2993
128345
SH
SOLE
875
0
127470
BRISTOL-MYERS SQUIBB CO
COM
110122108
7453
126757
SH
SOLE
6840
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119917
BRISTOL-MYERS SQUIBB CO
RIGHT 99/99/9999
110122157
130
36182
SH
SOLE
1370
0
34812
BRITISH AMERN TOB PLC
SPONSORED ADR
110448107
209
5383
SH
SOLE
113
0
5270
BROADCOM INC
COM
11135F101
438
1387
SH
SOLE
43
0
1344
CAMECO CORP
COM
13321L108
3260
318027
SH
SOLE
305
0
317722
CANADA GOOSE HLDGS INC
SHS SUB VTG
135086106
4711
203330
SH
SOLE
0
0
203330
CARDINAL HEALTH INC
COM
14149Y108
4801
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SH
SOLE
0
0
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CATERPILLAR INC DEL
COM
149123101
414
3272
SH
SOLE
2837
0
435
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
249
2319
SH
SOLE
141
0
2178
CHEVRON CORP NEW
COM
166764100
2679
30019
SH
SOLE
14247
0
15772
CHUBB LIMITED
COM
H1467J104
363
2863
SH
SOLE
55
0
2808
CISCO SYS INC
COM
17275R102
4954
106216
SH
SOLE
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99023
CITIGROUP INC
COM NEW
172967424
308
6026
SH
SOLE
838
0
5188
CITRIX SYS INC
COM
177376100
2096
14173
SH
SOLE
141
0
14032
CLOROX CO DEL
COM
189054109
1499
6835
SH
SOLE
0
0
6835
CME GROUP INC
COM
12572Q105
988
6079
SH
SOLE
14
0
6065
CNX MIDSTREAM PARTNERS LP
COM UNIT REPST
12654A101
145
21800
SH
SOLE
0
0
21800
COCA COLA CO
COM
191216100
961
21508
SH
SOLE
5496
0
16011
COLGATE PALMOLIVE CO
COM
194162103
263
3595
SH
SOLE
320
0
3275
COMCAST CORP NEW
CL A
20030N101
558
14327
SH
SOLE
3279
0
11048
CONOCOPHILLIPS
COM
20825C104
399
9491
SH
SOLE
5573
0
3918
COSTCO WHSL CORP NEW
COM
22160K105
2662
8780
SH
SOLE
4715
0
4065
CUMMINS INC
COM
231021106
206
1189
SH
SOLE
100
0
1089
CVR ENERGY INC
COM
12662P108
1864
92700
SH
SOLE
0
0
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CVS HEALTH CORP
COM
126650100
389
5993
SH
SOLE
1500
0
4493
D R HORTON INC
COM
23331A109
249
4494
SH
SOLE
0
0
4494
DANAHER CORPORATION
COM
235851102
360
2036
SH
SOLE
625
0
1411
DARDEN RESTAURANTS INC
COM
237194105
283
3741
SH
SOLE
0
0
3741
DBX ETF TR
XTRACK HRVST CSI
233051879
603
20312
SH
SOLE
0
0
20312
DCP MIDSTREAM LLC
COM UT LTD PTN
23311P100
3307
292633
SH
SOLE
3000
0
289633
DCP MIDSTREAM LLC
COM UT LTD PTN
23311P100
11
1000
SH
Call
SOLE
0
0
1000
DELL TECHNOLOGIES INC
CL C
24703L202
4684
85254
SH
SOLE
323
0
84931
DIREXION SHS ETF TR
NAS100 EQL WGT
25459Y207
211
3542
SH
SOLE
3542
0
0
DISCOVERY INC
COM SER A
25470F104
2534
120115
SH
SOLE
0
0
120115
DISNEY WALT CO
COM DISNEY
254687106
6483
58137
SH
SOLE
7497
0
50639
DOCUSIGN INC
COM
256163106
588
3417
SH
SOLE
3377
0
40
DOLLAR TREE INC
COM
256746108
2182
23538
SH
SOLE
0
0
23538
DOUBLELINE INCOME SOLUTIONS
COM
258622109
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302170
SH
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EATON CORP PLC
SHS
G29183103
1389
15875
SH
SOLE
40
0
15835
EATON VANCE LTD DURATION INC
COM
27828H105
778
69056
SH
SOLE
0
0
69056
EATON VANCE MUN BD FD
COM
27827X101
398
31295
SH
SOLE
0
0
31295
ECOLAB INC
COM
278865100
234
1178
SH
SOLE
474
0
704
EDISON INTL
COM
281020107
230
4230
SH
SOLE
1820
0
2410
EDWARDS LIFESCIENCES CORP
COM
28176E108
314
4541
SH
SOLE
2160
0
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ELECTRONIC ARTS INC
COM
285512109
3182
24100
SH
SOLE
76
0
24024
EMERSON ELEC CO
COM
291011104
395
6368
SH
SOLE
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0
6368
ENABLE MIDSTREAM PARTNERS LP
COM UNIT RP IN
292480100
3670
784224
SH
SOLE
0
0
784224
ENBRIDGE INC
COM
29250N105
877
28837
SH
SOLE
1198
0
27639
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
7217
1013674
SH
SOLE
13516
0
1000158
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
7
1000
SH
Call
SOLE
0
0
1000
ENLINK MIDSTREAM LLC
COM UNIT REP LTD
29336T100
55
22745
SH
SOLE
0
0
22745
ENTERPRISE PRODS PARTNERS L
COM
293792107
25439
1400029
SH
SOLE
5981
0
1394048
EOG RES INC
COM
26875P101
1901
37521
SH
SOLE
0
0
37521
EQUITRANS MIDSTREAM CORP
COM
294600101
3941
474303
SH
SOLE
0
0
474303
EROS INTL PLC
SHS NEW
G3788M114
42
13250
SH
SOLE
0
0
13250
ETF MANAGERS TR
PRIME JUNIR SLVR
26924G102
122
10110
SH
SOLE
0
0
10110
EXXON MOBIL CORP
COM
30231G102
1515
33879
SH
SOLE
12295
0
21584
F5 NETWORKS INC
COM
315616102
1860
13334
SH
SOLE
0
0
13334
FACEBOOK INC
CL A
30303M102
10967
48299
SH
SOLE
11897
0
36402
FEDEX CORP
COM
31428X106
2836
20225
SH
SOLE
0
0
20225
FIDELITY COVINGTON TR
INT VL FCT ETF
316092717
989
53325
SH
SOLE
53325
0
0
FIRST INTST BANCSYSTEM INC
COM CL A
32055Y201
252
8134
SH
SOLE
0
0
8134
FIRST REP BK SAN FRANCISCO C
COM
33616C100
280
2638
SH
SOLE
2501
0
137
FISERV INC
COM
337738108
344
3520
SH
SOLE
0
0
3520
FLEXSHARES TR
IBOXX 3R TARGT
33939L506
480
19000
SH
SOLE
0
0
19000
GENERAL DYNAMICS CORP
COM
369550108
5424
36293
SH
SOLE
30
0
36263
GENERAL ELECTRIC CO
COM
369604103
269
39361
SH
SOLE
16919
0
22442
GENERAL ELECTRIC CO
COM
369604103
7
1000
SH
Call
SOLE
0
0
1000
GENERAL MLS INC
COM
370334104
1047
16978
SH
SOLE
1117
0
15861
GENUINE PARTS CO
COM
372460105
1505
17310
SH
SOLE
0
0
17310
GENWORTH FINL INC
COM CL A
37247D106
60
25769
SH
SOLE
0
0
25769
GILEAD SCIENCES INC
COM
375558103
214
2775
SH
SOLE
630
0
2145
GLOBAL X FDS
GLB X MLP ENRG I
37954Y293
13536
544068
SH
SOLE
0
0
544068
GLOBAL X FDS
GLBL X MLP ETF
37954Y343
18267
671083
SH
SOLE
20
0
671063
GLOBALSTAR INC
COM
378973408
445
1362725
SH
SOLE
0
0
1362725
GOLDMAN SACHS ETF TR
ACCES TREASURY
381430529
21004
209013
SH
SOLE
4894
0
204119
GOLDMAN SACHS GROUP INC
COM
38141G104
467
2365
SH
SOLE
44
0
2321
GOLUB CAP BDC INC
COM
38173M102
5030
431748
SH
SOLE
0
0
431748
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
123
12677
SH
SOLE
0
0
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HOLLYFRONTIER CORP
COM
436106108
3359
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SH
SOLE
0
0
115041
HOME DEPOT INC
COM
437076102
1021
4074
SH
SOLE
909
0
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HONEYWELL INTL INC
COM
438516106
662
4577
SH
SOLE
579
0
3998
HP INC
COM
40434L105
1357
77827
SH
SOLE
5570
0
72257
ILLINOIS TOOL WKS INC
COM
452308109
241
1380
SH
SOLE
310
0
1070
INFOSYS LTD
SPONSORED ADR
456788108
157
16223
SH
SOLE
13600
0
2623
ING GROEP N.V.
SPONSORED ADR
456837103
75
10901
SH
SOLE
0
0
10901
INTEL CORP
COM
458140100
7013
117223
SH
SOLE
30731
0
86492
INTERNATIONAL BUSINESS MACHS
COM
459200101
2547
21087
SH
SOLE
2659
0
18427
INTEVAC INC
COM
461148108
3683
674463
SH
SOLE
674463
0
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
323
566
SH
SOLE
145
0
421
INVESCO EXCH TRADED FD TR II
FNDMNTL HY CRP
46138E719
8290
458006
SH
SOLE
0
0
458006
INVESCO EXCHANGE TRADED FD T
S&P500 QUALITY
46137V241
4494
126900
SH
SOLE
24546
0
102354
INVESCO QQQ TR
UNIT SER 1
46090E103
2479
10014
SH
SOLE
7482
0
2531
ISHARES GOLD TRUST
ISHARES
464285105
1334
78535
SH
SOLE
77313
0
1222
ISHARES INC
CORE MSCI EMKT
46434G103
3243
68125
SH
SOLE
67258
0
867
ISHARES INC
EM MKT SM-CP ETF
464286475
2088
53479
SH
SOLE
53479
0
0
ISHARES INC
MSCI AUST ETF
464286103
489
25397
SH
SOLE
0
0
25397
ISHARES INC
MSCI BRAZIL ETF
464286400
380
13222
SH
SOLE
0
0
13222
ISHARES INC
MSCI CDA ETF
464286509
1501
58002
SH
SOLE
0
0
58002
ISHARES INC
MSCI FRANCE ETF
464286707
402
14672
SH
SOLE
0
0
14672
ISHARES INC
MSCI GERMANY ETF
464286806
1797
66290
SH
SOLE
0
0
66290
ISHARES INC
MSCI HONG KG ETF
464286871
1193
55821
SH
SOLE
3805
0
52016
ISHARES INC
MSCI JPN ETF NEW
46434G822
3030
55173
SH
SOLE
299
0
54874
ISHARES INC
MSCI MEXICO ETF
464286822
840
26338
SH
SOLE
35
0
26303
ISHARES INC
MSCI RUSSIA ETF
46434G798
759
22669
SH
SOLE
0
0
22669
ISHARES INC
MSCI SINGPOR ETF
46434G780
1142
60846
SH
SOLE
0
0
60846
ISHARES INC
MSCI STH KOR ETF
464286772
6312
110492
SH
SOLE
0
0
110492
ISHARES INC
MSCI SWEDEN ETF
464286756
842
27087
SH
SOLE
0
0
27087
ISHARES INC
MSCI SWITZERLAND
464286749
588
15093
SH
SOLE
0
0
15093
ISHARES SILVER TR
ISHARES
46428Q109
1153
67798
SH
SOLE
205
0
67593
ISHARES TR
1 3 YR TREAS BD
464287457
18442
212931
SH
SOLE
92322
0
120609
ISHARES TR
3 7 YR TREAS BD
464288661
231
1727
SH
SOLE
0
0
1727
ISHARES TR
BARCLAYS 7 10 YR
464287440
346
2840
SH
SOLE
0
0
2840
ISHARES TR
CORE MSCI EAFE
46432F842
4455
77934
SH
SOLE
76167
0
1767
ISHARES TR
CORE S&P MCP ETF
464287507
287
1613
SH
SOLE
647
0
966
ISHARES TR
CORE S&P SCP ETF
464287804
3294
48238
SH
SOLE
9793
0
38445
ISHARES TR
CORE S&P500 ETF
464287200
1075
3470
SH
SOLE
2543
0
927
ISHARES TR
CORE US AGGBD ET
464287226
630
5334
SH
SOLE
2476
0
2858
ISHARES TR
EDGE MSCI MINM
46435G433
475
16400
SH
SOLE
16400
0
0
ISHARES TR
EDGE MSCI USA VL
46432F388
3168
43828
SH
SOLE
43828
0
0
ISHARES TR
FLTG RATE NT ETF
46429B655
697
13770
SH
SOLE
0
0
13770
ISHARES TR
GLOBAL ENERG ETF
464287341
6754
345662
SH
SOLE
336167
0
9495
ISHARES TR
IBOXX INV CP ETF
464287242
29402
218604
SH
SOLE
742
0
217862
ISHARES TR
MBS ETF
464288588
16716
150998
SH
SOLE
1101
0
149897
ISHARES TR
MIN VOL EAFE ETF
46429B689
694
10510
SH
SOLE
8365
0
2145
ISHARES TR
MORTGE REL ETF
46435G342
6829
274700
SH
SOLE
0
0
274700
ISHARES TR
MSCI CHINA ETF
46429B671
1547
23639
SH
SOLE
14030
0
9609
ISHARES TR
MSCI EAFE ETF
464287465
524
8610
SH
SOLE
1272
0
7338
ISHARES TR
MSCI EMG MKT ETF
464287234
425
10633
SH
SOLE
8163
0
2470
ISHARES TR
MSCI MIN VOL ETF
46429B697
2448
40369
SH
SOLE
40369
0
0
ISHARES TR
MSCI UK ETF NEW
46435G334
2216
86043
SH
SOLE
0
0
86043
ISHARES TR
PFD AND INCM SEC
464288687
41780
1206129
SH
SOLE
8750
0
1197379
ISHARES TR
RUS 1000 GRW ETF
464287614
385
2004
SH
SOLE
0
0
2004
ISHARES TR
RUS 1000 VAL ETF
464287598
320
2838
SH
SOLE
1433
0
1405
ISHARES TR
RUSSELL 2000 ETF
464287655
658
4593
SH
SOLE
3290
0
1304
ISHARES TR
S&P 100 ETF
464287101
2041
14333
SH
SOLE
0
0
14333
ISHARES TR
S&P 500 GRWT ETF
464287309
12196
58777
SH
SOLE
154
0
58622
ISHARES TR
SH TR CRPORT ETF
464288646
3666
67012
SH
SOLE
67012
0
0
ISHARES TR
TIPS BD ETF
464287176
728
5920
SH
SOLE
5920
0
0
ISHARES TR
USA QUALITY FCTR
46432F339
535
5582
SH
SOLE
3059
0
2523
J P MORGAN EXCHANGE-TRADED F
ULTRA SHRT INC
46641Q837
2561
50478
SH
SOLE
0
0
50478
J P MORGAN EXCHANGE-TRADED F
US AGGREGATE
46641Q613
1778
63558
SH
SOLE
0
0
63558
JOHNSON & JOHNSON
COM
478160104
10377
73790
SH
SOLE
11942
0
61847
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
13565
1027655
SH
SOLE
0
0
1027655
JPMORGAN CHASE & CO
COM
46625H100
7444
79140
SH
SOLE
4299
0
74840
KIMBERLY CLARK CORP
COM
494368103
525
3713
SH
SOLE
205
0
3508
KINDER MORGAN INC DEL
COM
49456B101
957
63086
SH
SOLE
0
0
63086
KINROSS GOLD CORP
COM
496902404
128
17664
SH
SOLE
0
0
17664
KIRKLAND LAKE GOLD LTD
COM
49741E100
2225
53950
SH
SOLE
0
0
53950
LENNAR CORP
CL A
526057104
2363
38354
SH
SOLE
0
0
38354
LEVI STRAUSS & CO NEW
CL A COM STK
52736R102
2482
185260
SH
SOLE
0
0
185260
LIBERTY BROADBAND CORP
COM SER A
530307107
456
3728
SH
SOLE
127
0
3601
LIBERTY BROADBAND CORP
COM SER C
530307305
833
6720
SH
SOLE
0
0
6720
LIBERTY MEDIA CORP DEL
COM A SIRIUSXM
531229409
405
11737
SH
SOLE
0
0
11737
LIBERTY MEDIA CORP DEL
COM C SIRIUSXM
531229607
792
22988
SH
SOLE
0
0
22988
LIBERTY MEDIA CORP DEL
COM SER C FRMLA
531229854
221
6957
SH
SOLE
1211
0
5746
LILLY ELI & CO
COM
532457108
723
4402
SH
SOLE
1763
0
2639
LINDE PLC
SHS
G5494J103
244
1152
SH
SOLE
93
0
1059
LOCKHEED MARTIN CORP
COM
539830109
249
681
SH
SOLE
21
0
660
LOWES COS INC
COM
548661107
1410
10436
SH
SOLE
71
0
10365
LULULEMON ATHLETICA INC
COM
550021109
5396
17294
SH
SOLE
20
0
17274
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
2313
53572
SH
SOLE
700
0
52872
MANULIFE FINL CORP
COM
56501R106
175
12820
SH
SOLE
0
0
12820
MASTERCARD INCORPORATED
CL A
57636Q104
1266
4280
SH
SOLE
2116
0
2164
MCDONALDS CORP
COM
580135101
1269
6877
SH
SOLE
5456
0
1421
MCKESSON CORP
COM
58155Q103
272
1772
SH
SOLE
302
0
1470
MEDICAL PPTYS TRUST INC
COM
58463J304
6556
348715
SH
SOLE
0
0
348715
MEDTRONIC PLC
SHS
G5960L103
550
5993
SH
SOLE
150
0
5843
MERCK & CO. INC
COM
58933Y105
5947
76907
SH
SOLE
5645
0
71262
MGIC INVT CORP WIS
COM
552848103
94
11521
SH
SOLE
0
0
11521
MICROSOFT CORP
COM
594918104
67022
329328
SH
SOLE
28104
0
301224
MOHAWK INDS INC
COM
608190104
2041
20053
SH
SOLE
0
0
20053
MONDELEZ INTL INC
CL A
609207105
340
6641
SH
SOLE
2652
0
3989
MORGAN STANLEY EMERGING MKTS
COM
617477104
68
12096
SH
SOLE
0
0
12096
MORGAN STANLEY INDIA INVT FD
COM
61745C105
354
21820
SH
SOLE
0
0
21820
MPLX LP
COM UNIT REP LTD
55336V100
6109
353522
SH
SOLE
0
0
353522
NAVIGATOR HOLDINGS LTD
SHS
Y62132108
82
12820
SH
SOLE
0
0
12820
NETAPP INC
COM
64110D104
892
20100
SH
SOLE
225
0
19875
NETFLIX INC
COM
64110L106
2779
6107
SH
SOLE
2165
0
3942
NEW RESIDENTIAL INVT CORP
COM NEW
64828T201
97
13088
SH
SOLE
71
0
13017
NEWMONT CORP
COM
651639106
266
4316
SH
SOLE
189
0
4127
NEXTERA ENERGY INC
COM
65339F101
310
1290
SH
SOLE
14
0
1276
NEXTERA ENERGY PARTNERS LP
COM UNIT PART IN
65341B106
7807
152233
SH
SOLE
0
0
152233
NGL ENERGY PARTNERS LP
COM UNIT REPST
62913M107
103
26475
SH
SOLE
0
0
26475
NIKE INC
CL B
654106103
9875
100711
SH
SOLE
44753
0
55958
NORDSTROM INC
COM
655664100
2164
139690
SH
SOLE
0
0
139690
NORFOLK SOUTHERN CORP
COM
655844108
208
1186
SH
SOLE
0
0
1186
NOVARTIS AG
SPONSORED ADR
66987V109
383
4384
SH
SOLE
695
0
3689
NOVO-NORDISK A S
ADR
670100205
446
6810
SH
SOLE
255
0
6555
NUVEEN AMT FREE MUN CR INC F
COM
67071L106
208
13601
SH
SOLE
8984
0
4617
NUVEEN CA QUALTY MUN INCOME
COM
67066Y105
326
22833
SH
SOLE
3151
0
19682
NUVEEN CALIFORNIA AMT QLT MU
COM
670651108
236
15809
SH
SOLE
7313
0
8496
NUVEEN MUN VALUE FD INC
COM
670928100
602
58980
SH
SOLE
0
0
58980
NUVEEN MUNICIPAL CREDIT INC
COM SH BEN INT
67070X101
182
12354
SH
SOLE
0
0
12354
NUVEEN QUALITY MUNCP INCOME
COM
67066V101
179
12795
SH
SOLE
3742
0
9053
NVIDIA CORPORATION
COM
67066G104
3238
8524
SH
SOLE
553
0
7971
OAKTREE SPECIALTY LENDING CO
COM
67401P108
5847
1308095
SH
SOLE
0
0
1308095
ORACLE CORP
COM
68389X105
3932
71135
SH
SOLE
34897
0
36238
PACCAR INC
COM
693718108
21169
282825
SH
SOLE
12760
0
270065
PACIFIC COAST OIL TR
UNIT BEN INT
694103102
728
2046621
SH
SOLE
0
0
2046621
PACWEST BANCORP DEL
COM
695263103
222
11272
SH
SOLE
0
0
11272
PALO ALTO NETWORKS INC
COM
697435105
235
1024
SH
SOLE
755
0
269
PAN AMERN SILVER CORP
COM
697900108
360
11843
SH
SOLE
0
0
11843
PAYPAL HLDGS INC
COM
70450Y103
1332
7643
SH
SOLE
582
0
7061
PENN NATL GAMING INC
COM
707569109
3282
107480
SH
SOLE
0
0
107480
PEPSICO INC
COM
713448108
3286
24843
SH
SOLE
9318
0
15525
PFIZER INC
COM
717081103
6588
201483
SH
SOLE
11931
0
189552
PHILLIPS 66
COM
718546104
289
4023
SH
SOLE
2678
0
1345
PIMCO DYNAMIC CR INCOME FD
COM SHS
72202D106
5121
277855
SH
SOLE
0
0
277855
PIMCO ETF TR
ACTIVE BD ETF
72201R775
529
4745
SH
SOLE
1600
0
3145
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
10375
102026
SH
SOLE
53979
0
48047
PLAINS GP HLDGS L P
LTD PARTNR INT A
72651A207
1399
157223
SH
SOLE
0
0
157223
PPG INDS INC
COM
693506107
617
5820
SH
SOLE
3574
0
2246
PRETIUM RES INC
COM
74139C102
3038
361620
SH
SOLE
0
0
361620
PRICE T ROWE GROUP INC
COM
74144T108
206
1666
SH
SOLE
185
0
1481
PROCTER AND GAMBLE CO
COM
742718109
2029
16971
SH
SOLE
5198
0
11773
PROLOGIS INC.
COM
74340W103
1949
20880
SH
SOLE
70
0
20810
PROSHARES TR
LARGE CAP CRE
74347R248
481
6776
SH
SOLE
6776
0
0
PROSHARES TR
SHRT RUSSELL2000
74348A210
700
19352
SH
SOLE
0
0
19352
PROSHARES TR
SHRT SMALLCAP60
74348A376
329
10700
SH
SOLE
0
0
10700
PRUDENTIAL FINL INC
COM
744320102
18425
302538
SH
SOLE
93
0
302445
PUBLIC SVC ENTERPRISE GRP IN
COM
744573106
226
4606
SH
SOLE
23
0
4583
QUALCOMM INC
COM
747525103
7877
86357
SH
SOLE
640
0
85717
QUANTA SVCS INC
COM
74762E102
1873
47755
SH
SOLE
0
0
47755
RATTLER MIDSTREAM LP
COM UNITS
75419T103
3986
410917
SH
SOLE
0
0
410917
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
474
7690
SH
SOLE
175
0
7515
REDWOOD TR INC
COM
758075402
7797
1113806
SH
SOLE
1000
0
1112806
ROYAL BK CDA
COM
780087102
222
3267
SH
SOLE
904
0
2363
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
282
9253
SH
SOLE
0
0
9253
ROYAL GOLD INC
COM
780287108
457
3672
SH
SOLE
0
0
3672
S&P GLOBAL INC
COM
78409V104
308
936
SH
SOLE
0
0
936
SALESFORCE COM INC
COM
79466L302
1117
5961
SH
SOLE
296
0
5665
SANOFI
SPONSORED ADR
80105N105
214
4200
SH
SOLE
0
0
4200
SAP SE
SPON ADR
803054204
267
1905
SH
SOLE
120
0
1785
SCHLUMBERGER LTD
COM
806857108
202
10977
SH
SOLE
3876
0
7101
SCHWAB CHARLES CORP
COM
808513105
408
12100
SH
SOLE
9823
0
2277
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
279
9393
SH
SOLE
6446
0
2947
SCHWAB STRATEGIC TR
INTL SCEQT ETF
808524888
3304
111735
SH
SOLE
111106
0
629
SCHWAB STRATEGIC TR
SHT TM US TRES
808524862
3030
58689
SH
SOLE
0
0
58689
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
224
3050
SH
SOLE
3050
0
0
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
1008
15424
SH
SOLE
12412
0
3012
SCHWAB STRATEGIC TR
US TIPS ETF
808524870
200
3331
SH
SOLE
2904
0
427
SELECT SECTOR SPDR TR
ENERGY
81369Y506
1411
37283
SH
SOLE
27290
0
9992
SELECT SECTOR SPDR TR
RL EST SEL SEC
81369Y860
1210
34772
SH
SOLE
32145
0
2627
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
346
3455
SH
SOLE
655
0
2800
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
274
11851
SH
SOLE
5350
0
6501
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
344
5000
SH
SOLE
0
0
5000
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
202
3583
SH
SOLE
583
0
3000
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
774
7406
SH
SOLE
206
0
7200
SEMPRA ENERGY
COM
816851109
218
1858
SH
SOLE
74
0
1784
SERVICE PPTYS TR
COM SH BEN INT
81761L102
105
14823
SH
SOLE
0
0
14823
SERVICENOW INC
COM
81762P102
877
2164
SH
SOLE
0
0
2164
SHELL MIDSTREAM PARTNERS L P
UNIT LTD INT
822634101
389
31680
SH
SOLE
0
0
31680
SNAP ON INC
COM
833034101
203
1469
SH
SOLE
0
0
1469
SOLAR CAP LTD
COM
83413U100
502
31350
SH
SOLE
0
0
31350
SOUTHERN CO
COM
842587107
493
9513
SH
SOLE
563
0
8950
SOUTHWESTERN ENERGY CO
COM
845467109
40
15679
SH
SOLE
0
0
15679
SPDR GOLD TR
GOLD SHS
78463V107
1511
9030
SH
SOLE
7149
0
1881
SPDR INDEX SHS FDS
PORTFOLIO EMG MK
78463X509
351
10500
SH
SOLE
10500
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
10927
35435
SH
SOLE
6054
0
29381
SPDR SER TR
BLOOMBERG BRCLYS
78468R622
253
2500
SH
SOLE
0
0
2500
SPDR SER TR
DJ REIT ETF
78464A607
369
4731
SH
SOLE
0
0
4731
SPDR SER TR
NUVEEN BLMBRG SR
78468R739
288
5766
SH
SOLE
1666
0
4100
SPDR SER TR
S&P BIOTECH
78464A870
1227
10961
SH
SOLE
61
0
10900
SPDR SER TR
S&P DIVID ETF
78464A763
314
3441
SH
SOLE
3441
0
0
SPDR SER TR
SPDR BLOOMBERG
78468R663
344
3757
SH
SOLE
0
0
3757
SPROTT ETF TR
GOLD MINERS ETF
85210B102
485
15350
SH
SOLE
0
0
15350
SPROTT PHYSICAL GOLD & SILVE
TR UNIT
85208R101
22801
1349171
SH
SOLE
2000
0
1347171
SPROTT PHYSICAL GOLD TR
UNIT
85207H104
1383
96675
SH
SOLE
0
0
96675
SPROTT PHYSICAL SILVER TR
TR UNIT
85207K107
12179
1842528
SH
SOLE
0
0
1842528
SQUARE INC
CL A
852234103
4791
45655
SH
SOLE
954
0
44701
SSGA ACTIVE ETF TR
SPDR TR TACTIC
78467V848
671
13548
SH
SOLE
8013
0
5535
STARBUCKS CORP
COM
855244109
1834
24916
SH
SOLE
1293
0
23623
STATE STR CORP
COM
857477103
2612
41100
SH
SOLE
100
0
41000
STRYKER CORPORATION
COM
863667101
281
1560
SH
SOLE
0
0
1560
SUMITOMO MITSUI FINL GROUP I
SPONSORED ADR
86562M209
132
23536
SH
SOLE
0
0
23536
SYNAPTICS INC
COM
87157D109
385
6400
SH
SOLE
6400
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
1808
31844
SH
SOLE
750
0
31094
TARGET CORP
COM
87612E106
470
3923
SH
SOLE
2199
0
1724
TC PIPELINES LP
UT COM LTD PRT
87233Q108
1103
35500
SH
SOLE
0
0
35500
TEEKAY CORPORATION
COM
Y8564W103
83
34575
SH
SOLE
0
0
34575
TEMPLETON EMERGING MKTS INCO
COM
880192109
420
53494
SH
SOLE
0
0
53494
TEMPLETON GLOBAL INCOME FD
COM
880198106
15808
2943747
SH
SOLE
0
0
2943747
TENARIS S A
SPONSORED ADS
88031M109
252
19456
SH
SOLE
2353
0
17103
TESLA INC
COM
88160R101
822
761
SH
SOLE
573
0
188
TEXAS INSTRS INC
COM
882508104
619
4873
SH
SOLE
1281
0
3592
THERMO FISHER SCIENTIFIC INC
COM
883556102
366
1011
SH
SOLE
133
0
878
TORO CO
COM
891092108
469
7076
SH
SOLE
0
0
7076
TOTAL S.A.
SPONSORED ADS
89151E109
3713
96529
SH
SOLE
0
0
96529
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
319
2543
SH
SOLE
695
0
1848
TPG RE FIN TR INC
COM
87266M107
166
19292
SH
SOLE
14500
0
4792
TWITTER INC
COM
90184L102
4932
165575
SH
SOLE
685
0
164890
TYSON FOODS INC
CL A
902494103
2748
46028
SH
SOLE
0
0
46028
UBER TECHNOLOGIES INC
COM
90353T100
13097
421391
SH
SOLE
19571
0
401820
UNDER ARMOUR INC
CL C
904311206
468
52588
SH
SOLE
0
0
52588
UNION PAC CORP
COM
907818108
1701
10060
SH
SOLE
2754
0
7306
UNITED PARCEL SERVICE INC
CL B
911312106
9023
81153
SH
SOLE
505
0
80648
UNITEDHEALTH GROUP INC
COM
91324P102
4474
15169
SH
SOLE
7062
0
8107
UNUM GROUP
COM
91529Y106
2075
125067
SH
SOLE
0
0
125067
US BANCORP DEL
COM NEW
902973304
1592
43230
SH
SOLE
116
0
43114
USD PARTNERS LP
COM UT REP LTD
903318103
1878
588665
SH
SOLE
0
0
588665
V F CORP
COM
918204108
1272
20868
SH
SOLE
0
0
20868
VANECK VECTORS ETF TR
FALLEN ANGEL HG
92189F437
53530
1865148
SH
SOLE
0
0
1865148
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
15374
419135
SH
SOLE
1125
0
418010
VANECK VECTORS ETF TR
JP MORGAN MKTS
92189H300
17251
561176
SH
SOLE
0
0
561176
VANECK VECTORS ETF TR
JR GOLD MINERS E
92189F791
626
12635
SH
SOLE
0
0
12635
VANGUARD ADMIRAL FDS INC
SMLCP 600 VAL
921932778
2015
19306
SH
SOLE
19306
0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
24421
120841
SH
SOLE
100
0
120741
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
5737
73051
SH
SOLE
70845
0
2206
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
4560
16087
SH
SOLE
15673
0
414
VANGUARD INDEX FDS
SMALL CP ETF
922908751
1758
12063
SH
SOLE
11681
0
382
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
3078
19663
SH
SOLE
11958
0
7705
VANGUARD INDEX FDS
VALUE ETF
922908744
14274
143325
SH
SOLE
1050
0
142275
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
5524
116032
SH
SOLE
3187
0
112845
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
202
5106
SH
SOLE
4436
0
670
VANGUARD INTL EQUITY INDEX F
FTSE SMCAP ETF
922042718
691
7149
SH
SOLE
6785
0
364
VANGUARD INTL EQUITY INDEX F
GLB EX US ETF
922042676
824
17670
SH
SOLE
17468
0
202
VANGUARD MALVERN FDS
STRM INFPROIDX
922020805
349
6956
SH
SOLE
0
0
6956
VANGUARD SCOTTSDALE FDS
INTER TERM TREAS
92206C706
1224
17339
SH
SOLE
0
0
17339
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206C771
26411
485761
SH
SOLE
68
0
485693
VANGUARD SCOTTSDALE FDS
SHORT TERM TREAS
92206C102
5285
84975
SH
SOLE
11750
0
73225
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
15799
191126
SH
SOLE
3286
0
187840
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
10070
85935
SH
SOLE
32583
0
53352
VANGUARD TAX-MANAGED FDS
FTSE DEV MKT ETF
921943858
251
6477
SH
SOLE
4563
0
1914
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
13738
174381
SH
SOLE
4384
0
169997
VANGUARD WORLD FDS
ENERGY ETF
92204A306
2948
58618
SH
SOLE
58611
0
7
VANGUARD WORLD FDS
FINANCIALS ETF
92204A405
285
4980
SH
SOLE
4980
0
0
VANGUARD WORLD FDS
INF TECH ETF
92204A702
5151
18481
SH
SOLE
18465
0
16
VARIAN MED SYS INC
COM
92220P105
277
2257
SH
SOLE
152
0
2105
VERIZON COMMUNICATIONS INC
COM
92343V104
6030
109374
SH
SOLE
3794
0
105579
VERTEX PHARMACEUTICALS INC
COM
92532F100
215
741
SH
SOLE
181
0
560
VIACOMCBS INC
CL B
92556H206
886
37983
SH
SOLE
100
0
37883
VIPER ENERGY PARTNERS LP
COM UNT RP INT
92763M105
1083
104575
SH
SOLE
0
0
104575
VISA INC
COM CL A
92826C839
1968
10189
SH
SOLE
6103
0
4086
WALMART INC
COM
931142103
342
2855
SH
SOLE
1025
0
1830
WASTE MGMT INC DEL
COM
94106L109
9868
93169
SH
SOLE
737
0
92432
WELLS FARGO CO NEW
COM
949746101
403
15746
SH
SOLE
7113
0
8633
WESTERN DIGITAL CORP.
COM
958102105
1930
43704
SH
SOLE
0
0
43704
WESTERN MIDSTREAM PARTNERS L
COM UNIT LP INT
958669103
918
91413
SH
SOLE
0
0
91413
WILLIAMS COS INC
COM
969457100
220
11574
SH
SOLE
1400
0
10174
WISDOMTREE TR
US LARGECAP DIVD
97717W307
826
8893
SH
SOLE
0
0
8893
XYLEM INC
COM
98419M100
302
4656
SH
SOLE
0
0
4656
ZILLOW GROUP INC
CL C CAP STK
98954M200
279
4845
SH
SOLE
0
0
4845
ZOETIS INC
CL A
98978V103
303
2208
SH
SOLE
805
0
1403