0001172661-19-002302.txt : 20191114 0001172661-19-002302.hdr.sgml : 20191114 20191114123014 ACCESSION NUMBER: 0001172661-19-002302 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191114 DATE AS OF CHANGE: 20191114 EFFECTIVENESS DATE: 20191114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EVERGREEN CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001260824 IRS NUMBER: 911962899 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10541 FILM NUMBER: 191218262 BUSINESS ADDRESS: STREET 1: 10500 NE 8TH STREET, SUITE 950 CITY: BELLEVUE STATE: WA ZIP: 98004 BUSINESS PHONE: 4254674600 MAIL ADDRESS: STREET 1: 10500 NE 8TH STREET, SUITE 950 CITY: BELLEVUE STATE: WA ZIP: 98004 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001260824 XXXXXXXX 09-30-2019 09-30-2019 false EVERGREEN CAPITAL MANAGEMENT LLC

10500 NE 8th Street, Suite 950 Bellevue WA 98004

13F HOLDINGS REPORT 028-10541 N Stephen V Conway 425-467-4609 /s/ Stephen V Conway Bellevue WA 11-14-2019 0 420 1072315 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 1331 8099 SH SOLE 0 0 8099 ABBOTT LABS COM 002824100 616 7360 SH SOLE 0 0 7360 ABBVIE INC COM 00287Y109 541 7147 SH SOLE 0 0 7147 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1065 5536 SH SOLE 0 0 5536 ADOBE INC COM 00724F101 870 3148 SH SOLE 0 0 3148 ADTALEM GLOBAL ED INC COM 00737L103 251 6581 SH SOLE 0 0 6581 AEGON N V NY REGISTRY SHS 007924103 203 49189 SH SOLE 0 0 49189 AES CORP COM 00130H105 181 11058 SH SOLE 0 0 11058 AFLAC INC COM 001055102 514 9815 SH SOLE 0 0 9815 AIR PRODS & CHEMS INC COM 009158106 210 945 SH SOLE 0 0 945 ALASKA AIR GROUP INC COM 011659109 2290 35282 SH SOLE 0 0 35282 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 5018 30008 SH SOLE 0 0 30008 ALPHABET INC CAP STK CL A 02079K305 9287 7605 SH SOLE 0 0 7605 ALPHABET INC CAP STK CL C 02079K107 18331 15038 SH SOLE 0 0 15038 ALPS ETF TR ALERIAN 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SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 217 3050 SH SOLE 0 0 3050 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1093 15680 SH SOLE 0 0 15680 SELECT SECTOR SPDR TR ENERGY 81369Y506 317 5347 SH SOLE 0 0 5347 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 338 3755 SH SOLE 0 0 3755 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 323 11525 SH SOLE 0 0 11525 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 388 5000 SH SOLE 0 0 5000 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 232 3583 SH SOLE 0 0 3583 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 564 7005 SH SOLE 0 0 7005 SEMPRA ENERGY COM 816851109 224 1520 SH SOLE 0 0 1520 SERVICE CORP INTL COM 817565104 350 7321 SH SOLE 0 0 7321 SERVICENOW INC COM 81762P102 523 2060 SH SOLE 0 0 2060 SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 1403 68585 SH SOLE 0 0 68585 SIX FLAGS ENTMT CORP NEW COM 83001A102 1811 35665 SH SOLE 0 0 35665 SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 397 8253 SH SOLE 0 0 8253 SMUCKER J M CO COM NEW 832696405 222 2019 SH SOLE 0 0 2019 SOUTHWESTERN ENERGY CO COM 845467109 323 167151 SH SOLE 0 0 167151 SOUTHWESTERN ENERGY CO COM 845467109 24 12500 SH Call SOLE 0 0 12500 SPDR GOLD TRUST GOLD SHS 78463V107 1125 8102 SH SOLE 0 0 8102 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 463 13500 SH SOLE 0 0 13500 SPDR S&P 500 ETF TR TR UNIT 78462F103 8740 29451 SH SOLE 0 0 29451 SPDR SERIES TRUST NUVEEN BLMBRG SR 78468R739 201 4100 SH SOLE 0 0 4100 SPDR SERIES TRUST S&P BIOTECH 78464A870 747 9800 SH SOLE 0 0 9800 SPDR SERIES TRUST S&P DIVID ETF 78464A763 332 3239 SH SOLE 0 0 3239 SPDR SERIES TRUST SPDR BLOOMBERG 78468R663 4742 51779 SH SOLE 0 0 51779 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 940 66370 SH SOLE 0 0 66370 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 423 35800 SH SOLE 0 0 35800 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 1742 279225 SH SOLE 0 0 279225 SQUARE INC CL A 852234103 2483 40079 SH SOLE 0 0 40079 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 6165 125225 SH SOLE 0 0 125225 STARBUCKS CORP COM 855244109 634 7166 SH SOLE 0 0 7166 STATE STR CORP COM 857477103 4193 70845 SH SOLE 0 0 70845 STEPAN CO COM 858586100 366 3775 SH SOLE 0 0 3775 STRYKER CORP COM 863667101 559 2583 SH SOLE 0 0 2583 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 2728 398766 SH SOLE 0 0 398766 SUN LIFE FINL INC COM 866796105 246 5497 SH SOLE 0 0 5497 SUNCOR ENERGY INC NEW COM 867224107 2153 68176 SH SOLE 0 0 68176 SYNOPSYS INC COM 871607107 380 2770 SH SOLE 0 0 2770 SYSCO CORP COM 871829107 457 5751 SH SOLE 0 0 5751 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 222 4771 SH SOLE 0 0 4771 TARGET CORP COM 87612E106 319 2981 SH SOLE 0 0 2981 TC PIPELINES LP UT COM LTD PRT 87233Q108 1333 32785 SH SOLE 0 0 32785 TECK RESOURCES LTD CL B 878742204 584 35981 SH SOLE 0 0 35981 TEEKAY CORPORATION COM Y8564W103 148 36900 SH SOLE 0 0 36900 TEEKAY OFFSHORE PARTNERS L P PARTNERSHIP UN Y8565J101 6285 5418220 SH SOLE 0 0 5418220 TEEKAY TANKERS LTD CL A Y8565N102 113 87150 SH SOLE 0 0 87150 TEMPLETON EMERG MKTS INCOME COM 880192109 698 76819 SH SOLE 0 0 76819 TEMPLETON GLOBAL INCOME FD COM 880198106 19055 3103340 SH SOLE 0 0 3103340 TEXAS INSTRS INC COM 882508104 1016 7865 SH SOLE 0 0 7865 THE CHARLES SCHWAB CORPORATI COM 808513105 481 11508 SH SOLE 0 0 11508 THERMO FISHER SCIENTIFIC INC COM 883556102 489 1680 SH SOLE 0 0 1680 TJX COS INC NEW COM 872540109 352 6324 SH SOLE 0 0 6324 TORO CO COM 891092108 522 7123 SH SOLE 0 0 7123 TOTAL S A SPONSORED ADS 89151E109 11271 216755 SH SOLE 0 0 216755 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 474 3522 SH SOLE 0 0 3522 TPG RE FIN TR INC COM 87266M107 290 14608 SH SOLE 0 0 14608 TRAVELERS COMPANIES INC COM 89417E109 549 3694 SH SOLE 0 0 3694 TRIMTABS ETF TR ALL CAP US FREE 89628W302 216 5800 SH SOLE 0 0 5800 TWITTER INC COM 90184L102 360 8728 SH SOLE 0 0 8728 UNDER ARMOUR INC CL C 904311206 953 52588 SH SOLE 0 0 52588 UNILEVER N V N Y SHS NEW 904784709 816 13586 SH SOLE 0 0 13586 UNION PACIFIC CORP COM 907818108 639 3943 SH SOLE 0 0 3943 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 30 14205 SH SOLE 0 0 14205 UNITED NAT FOODS INC COM 911163103 216 18772 SH SOLE 0 0 18772 UNITED PARCEL SERVICE INC CL B 911312106 7540 62925 SH SOLE 0 0 62925 UNITED TECHNOLOGIES CORP COM 913017109 349 2554 SH SOLE 0 0 2554 UNITEDHEALTH GROUP INC COM 91324P102 3671 16894 SH SOLE 0 0 16894 UNUM GROUP COM 91529Y106 2128 71588 SH SOLE 0 0 71588 US BANCORP DEL COM NEW 902973304 2450 44279 SH SOLE 0 0 44279 USD PARTNERS LP COM UT REP LTD 903318103 6992 669103 SH SOLE 0 0 669103 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 6796 254450 SH SOLE 0 0 254450 VANECK VECTORS ETF TR JP MORGAN MKTS 92189H300 14091 427014 SH SOLE 0 0 427014 VANGUARD GROUP DIV APP ETF 921908844 4594 38415 SH SOLE 0 0 38415 VANGUARD INDEX FDS GROWTH ETF 922908736 19694 118437 SH SOLE 0 0 118437 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 5195 55711 SH SOLE 0 0 55711 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 5490 20140 SH SOLE 0 0 20140 VANGUARD INDEX FDS SMALL CP ETF 922908751 2745 17838 SH SOLE 0 0 17838 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2145 14203 SH SOLE 0 0 14203 VANGUARD INDEX FDS VALUE ETF 922908744 13731 123019 SH SOLE 0 0 123019 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 6102 122294 SH SOLE 0 0 122294 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 355 8810 SH SOLE 0 0 8810 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 284 2785 SH SOLE 0 0 2785 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 1089 18594 SH SOLE 0 0 18594 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 22271 334049 SH SOLE 0 0 334049 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 4620 75825 SH SOLE 0 0 75825 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 10026 123701 SH SOLE 0 0 123701 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 237 5781 SH SOLE 0 0 5781 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 1277 14388 SH SOLE 0 0 14388 VANGUARD WORLD FDS ENERGY ETF 92204A306 2674 34278 SH SOLE 0 0 34278 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 511 7304 SH SOLE 0 0 7304 VANGUARD WORLD FDS INF TECH ETF 92204A702 3857 17895 SH SOLE 0 0 17895 VERIZON COMMUNICATIONS INC COM 92343V104 1190 19716 SH SOLE 0 0 19716 VERSO CORP CL A 92531L207 198 16029 SH SOLE 0 0 16029 VISA INC COM CL A 92826C839 1421 8262 SH SOLE 0 0 8262 W P CAREY INC COM 92936U109 452 5046 SH SOLE 0 0 5046 WALMART INC COM 931142103 625 5266 SH SOLE 0 0 5266 WATTS WATER TECHNOLOGIES INC CL A 942749102 258 2751 SH SOLE 0 0 2751 WELLCARE HEALTH PLANS INC COM 94946T106 328 1265 SH SOLE 0 0 1265 WELLS FARGO CO NEW COM 949746101 1039 20599 SH SOLE 0 0 20599 WEST PHARMACEUTICAL SVSC INC COM 955306105 699 4928 SH SOLE 0 0 4928 WESTERN MIDSTREAM PARTNERS L COM UNIT LP INT 958669103 702 28201 SH SOLE 0 0 28201 WEX INC COM 96208T104 344 1701 SH SOLE 0 0 1701 WHEATON PRECIOUS METALS CORP COM 962879102 333 12685 SH SOLE 0 0 12685 WILLIAMS COS INC DEL COM 969457100 217 8999 SH SOLE 0 0 8999 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 336 5000 SH SOLE 0 0 5000 XYLEM INC COM 98419M100 365 4588 SH SOLE 0 0 4588 ZILLOW GROUP INC CL C CAP STK 98954M200 244 8180 SH SOLE 0 0 8180 ZIMMER BIOMET HLDGS INC COM 98956P102 216 1575 SH SOLE 0 0 1575 ZOETIS INC CL A 98978V103 280 2248 SH SOLE 0 0 2248