0001172661-14-000217.txt : 20140204
0001172661-14-000217.hdr.sgml : 20140204
20140204120452
ACCESSION NUMBER: 0001172661-14-000217
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140204
DATE AS OF CHANGE: 20140204
EFFECTIVENESS DATE: 20140204
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: EVERGREEN CAPITAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0001260824
IRS NUMBER: 911962899
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10541
FILM NUMBER: 14570911
BUSINESS ADDRESS:
STREET 1: 10500 NE 8TH STREET, SUITE 950
CITY: BELLEVUE
STATE: WA
ZIP: 98004
BUSINESS PHONE: 4254674600
MAIL ADDRESS:
STREET 1: 10500 NE 8TH STREET, SUITE 950
CITY: BELLEVUE
STATE: WA
ZIP: 98004
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001260824
XXXXXXXX
12-31-2013
12-31-2013
false
EVERGREEN CAPITAL MANAGEMENT LLC
10500 Ne 8th Street, Suite 950
Bellevue
WA
98004
13F HOLDINGS REPORT
028-10541
N
Stephen V Conway
Operations Manager
425-467-4609
/s/ Stephen V Conway
Bellevue
WA
02-04-2014
0
177
552052
INFORMATION TABLE
2
infotable.xml
ABBVIE INC
COM
00287Y109
257
4865
SH
SOLE
4865
0
0
ABBVIE INC
COM
00287Y109
21
400
SH
OTR
0
0
400
AIRGAS INC
COM
009363102
224
2000
SH
SOLE
2000
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
20
400
SH
OTR
150
0
250
AMERICAN INTL GROUP INC
COM NEW
026874784
3367
65952
SH
SOLE
62972
0
2980
ANNALY CAP MGMT INC
COM
035710409
17
1675
SH
OTR
0
0
1675
ANNALY CAP MGMT INC
COM
035710409
7413
743486
SH
SOLE
718086
0
25400
APACHE CORP
COM
037411105
10
120
SH
OTR
0
0
120
APACHE CORP
COM
037411105
2560
29785
SH
SOLE
28335
0
1450
APPLE INC
COM
037833100
10035
17887
SH
SOLE
16912
0
975
APPLE INC
COM
037833100
19
34
SH
OTR
0
0
34
AT&T INC
COM
00206R102
54
1540
SH
OTR
0
0
1540
AT&T INC
COM
00206R102
243
6907
SH
SOLE
6607
0
300
BANK NEW YORK MELLON CORP
COM
064058100
42
1200
SH
OTR
300
0
900
BANK NEW YORK MELLON CORP
COM
064058100
4610
131937
SH
SOLE
125685
0
6252
BAXTER INTL INC
COM
071813109
2
30
SH
OTR
0
0
30
BAXTER INTL INC
COM
071813109
2609
37515
SH
SOLE
35735
0
1780
BECTON DICKINSON & CO
COM
075887109
4112
37217
SH
SOLE
35482
0
1735
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
4550
38375
SH
SOLE
36660
0
1715
BIOMED REALTY TRUST INC
COM
09063H107
9
500
SH
OTR
0
0
500
BIOMED REALTY TRUST INC
COM
09063H107
5837
322125
SH
SOLE
311685
0
10440
BOEING CO
COM
097023105
335
2452
SH
SOLE
2452
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
293
5514
SH
SOLE
5514
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
27
500
SH
OTR
200
0
300
C&J ENERGY SVCS INC
COM
12467B304
2
75
SH
OTR
0
0
75
C&J ENERGY SVCS INC
COM
12467B304
2543
110085
SH
SOLE
104790
0
5295
CAMECO CORP
COM
13321L108
2
80
SH
OTR
0
0
80
CAMECO CORP
COM
13321L108
2493
120040
SH
SOLE
112885
0
7155
CENTRAL FD CDA LTD
CL A
153501101
5
375
SH
OTR
0
0
375
CENTRAL FD CDA LTD
CL A
153501101
8275
624530
SH
SOLE
596055
0
28475
CHEVRON CORP NEW
COM
166764100
209
1675
SH
OTR
100
0
1575
CHEVRON CORP NEW
COM
166764100
6278
50260
SH
SOLE
45350
0
4910
CORNING INC
COM
219350105
22
1250
SH
OTR
800
0
450
CORNING INC
COM
219350105
3389
190205
SH
SOLE
181495
0
8710
CVS CAREMARK CORPORATION
COM
126650100
3120
43600
SH
SOLE
41420
0
2180
CVS CAREMARK CORPORATION
COM
126650100
4
50
SH
OTR
0
0
50
DCP MIDSTREAM PARTNERS LP
COM UT LTD PTN
23311P100
478
9500
SH
OTR
0
0
9500
DCP MIDSTREAM PARTNERS LP
COM UT LTD PTN
23311P100
1423
28267
SH
SOLE
27442
0
825
DEERE & CO
COM
244199105
4065
44513
SH
SOLE
42458
0
2055
DIGITAL RLTY TR INC
COM
253868103
1724
35090
SH
SOLE
33555
0
1535
DIRECTV
COM
25490A309
18
255
SH
OTR
150
0
105
DIRECTV
COM
25490A309
2735
39601
SH
SOLE
37726
0
1875
DISNEY WALT CO
COM DISNEY
254687106
4397
57549
SH
SOLE
54804
0
2745
DISNEY WALT CO
COM DISNEY
254687106
59
778
SH
OTR
0
0
778
E M C CORP MASS
COM
268648102
6293
250232
SH
SOLE
238657
0
11575
E M C CORP MASS
COM
268648102
3
130
SH
OTR
0
0
130
EMERSON ELEC CO
COM
291011104
214
3050
SH
SOLE
3050
0
0
ENBRIDGE ENERGY MANAGEMENT L
SHS UNITS LLI
29250X103
16
547
SH
OTR
328
0
219
ENBRIDGE ENERGY MANAGEMENT L
SHS UNITS LLI
29250X103
235
8193
SH
SOLE
8193
0
0
ENERGY TRANSFER PRTNRS L P
UNIT LTD PARTN
29273R109
223
3900
SH
OTR
0
0
3900
ENERGY TRANSFER PRTNRS L P
UNIT LTD PARTN
29273R109
9
150
SH
SOLE
150
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
1433
21612
SH
OTR
0
0
21612
ENTERPRISE PRODS PARTNERS L
COM
293792107
11316
170678
SH
SOLE
166343
0
4335
EXXON MOBIL CORP
COM
30231G102
6254
61797
SH
SOLE
57649
0
4148
EXXON MOBIL CORP
COM
30231G102
138
1360
SH
OTR
0
0
1360
GENERAL ELECTRIC CO
COM
369604103
110
3925
SH
OTR
500
0
3425
GENERAL ELECTRIC CO
COM
369604103
11660
415966
SH
SOLE
399841
0
16125
GOOGLE INC
CL A
38259P508
56
50
SH
OTR
0
0
50
GOOGLE INC
CL A
38259P508
7279
6495
SH
SOLE
6173
0
322
HALLIBURTON CO
COM
406216101
3205
63152
SH
SOLE
59817
0
3335
HOME LN SERVICING SOLUTIONS
ORD SHS
G6648D109
13
550
SH
OTR
0
0
550
HOME LN SERVICING SOLUTIONS
ORD SHS
G6648D109
9804
426835
SH
SOLE
406505
0
20330
INTEL CORP
COM
458140100
107
4130
SH
OTR
300
0
3830
INTEL CORP
COM
458140100
5784
222858
SH
SOLE
206053
0
16805
INTERNATIONAL BUSINESS MACHS
COM
459200101
4775
25459
SH
SOLE
24324
0
1135
INTERNATIONAL GAME TECHNOLOG
COM
459902102
1
75
SH
OTR
0
0
75
INTERNATIONAL GAME TECHNOLOG
COM
459902102
2180
120070
SH
SOLE
114370
0
5700
ISHARES
1-3 YR TR BD ETF
464287457
3190
37800
SH
SOLE
37800
0
0
ISHARES
20+ YR TR BD ETF
464287432
9
85
SH
OTR
0
0
85
ISHARES
20+ YR TR BD ETF
464287432
6681
65586
SH
SOLE
58315
0
7271
ISHARES
IBOXX INV CP ETF
464287242
16
140
SH
OTR
0
0
140
ISHARES
IBOXX INV CP ETF
464287242
15187
132998
SH
SOLE
118705
0
14293
ISHARES
MRG RL ES CP ETF
464288539
2
150
SH
OTR
0
0
150
ISHARES
MRG RL ES CP ETF
464288539
2759
239530
SH
SOLE
212600
0
26930
ISHARES
RUS MD CP GR ETF
464287481
4
50
SH
OTR
0
0
50
ISHARES
RUS MD CP GR ETF
464287481
5318
63039
SH
SOLE
56954
0
6085
ISHARES
S&P 100 ETF
464287101
3770
45776
SH
SOLE
45776
0
0
ISHARES
S&P 100 ETF
464287101
75
911
SH
OTR
0
0
911
ISHARES
S&P 500 GRWT ETF
464287309
11243
113850
SH
SOLE
104715
0
9135
ISHARES
S&P 500 GRWT ETF
464287309
38
385
SH
OTR
0
0
385
ISHARES SILVER TRUST
ISHARES
46428Q109
1
80
SH
OTR
0
0
80
ISHARES SILVER TRUST
ISHARES
46428Q109
2248
120175
SH
SOLE
114660
0
5515
JOHNSON & JOHNSON
COM
478160104
101
1100
SH
OTR
100
0
1000
JOHNSON & JOHNSON
COM
478160104
4564
49829
SH
SOLE
47301
0
2528
JOHNSON CTLS INC
COM
478366107
2
40
SH
OTR
0
0
40
JOHNSON CTLS INC
COM
478366107
2994
58356
SH
SOLE
55781
0
2575
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
270
5820
SH
SOLE
5820
0
0
JPMORGAN CHASE & CO
COM
46625H100
5365
91733
SH
SOLE
87653
0
4080
KINDER MORGAN ENERGY PARTNER
UT LTD PARTNER
494550106
42
520
SH
OTR
0
0
520
KINDER MORGAN ENERGY PARTNER
UT LTD PARTNER
494550106
213
2636
SH
SOLE
2501
0
135
LIFE TIME FITNESS INC
COM
53217r207
1
30
SH
OTR
0
0
30
LIFE TIME FITNESS INC
COM
53217r207
1954
41585
SH
SOLE
39580
0
2005
MARKET VECTORS ETF TR
EM LC CURR DBT
57060U522
282
11965
SH
SOLE
11965
0
0
MARKET VECTORS ETF TR
GOLD MINER ETF
57060U100
30
1400
SH
OTR
0
0
1400
MARKET VECTORS ETF TR
GOLD MINER ETF
57060U100
1927
91175
SH
SOLE
86525
0
4650
MCKESSON CORP
COM
58155Q103
2708
16779
SH
SOLE
15989
0
790
MEDTRONIC INC
COM
585055106
60
1050
SH
OTR
0
0
1050
MEDTRONIC INC
COM
585055106
4452
77579
SH
SOLE
73609
0
3970
MICROSOFT CORP
COM
594918104
118
3165
SH
OTR
0
0
3165
MICROSOFT CORP
COM
594918104
9495
253802
SH
SOLE
246167
0
7635
MORGAN STANLEY
SHRT EUR ETN20
617480280
3993
103845
SH
SOLE
99485
0
4360
MORGAN STANLEY
SHRT EUR ETN20
617480280
13
340
SH
OTR
200
0
140
NATIONAL GRID PLC
SPON ADR NEW
636274300
74
1130
SH
OTR
200
0
930
NATIONAL GRID PLC
SPON ADR NEW
636274300
10872
166438
SH
SOLE
159628
0
6810
NEWMONT MINING CORP
COM
651639106
1
50
SH
OTR
0
0
50
NEWMONT MINING CORP
COM
651639106
1290
56025
SH
SOLE
53545
0
2480
NORDSTROM INC
COM
655664100
6152
99541
SH
SOLE
99541
0
0
OMNICARE INC
COM
681904108
2
40
SH
OTR
0
0
40
OMNICARE INC
COM
681904108
3909
64755
SH
SOLE
61675
0
3080
ORACLE CORP
COM
68389X105
31
800
SH
OTR
0
0
800
ORACLE CORP
COM
68389X105
5902
154258
SH
SOLE
146638
0
7620
PACCAR INC
COM
693718108
266
4500
SH
OTR
0
0
4500
PACCAR INC
COM
693718108
710
11999
SH
SOLE
6924
0
5075
PEPSICO INC
COM
713448108
90
1080
SH
OTR
0
0
1080
PEPSICO INC
COM
713448108
3877
46747
SH
SOLE
44682
0
2065
PFIZER INC
COM
717081103
85
2770
SH
OTR
200
0
2570
PFIZER INC
COM
717081103
6566
214374
SH
SOLE
204182
0
10192
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
6
60
SH
OTR
0
0
60
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
3543
33313
SH
SOLE
30633
0
2680
PLAINS GP HLDGS L P
SHS A REP LTPN
72651A108
1307
48820
SH
SOLE
46870
0
1950
POWERSHARES ETF TR II
ASIA PAC BD PR
73937B753
23
900
SH
OTR
300
0
600
POWERSHARES ETF TR II
ASIA PAC BD PR
73937B753
4808
188490
SH
SOLE
173840
0
14650
POWERSHARES ETF TR II
BUILD AMER ETF
73937B407
274
10035
SH
SOLE
10035
0
0
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
21
840
SH
OTR
0
0
840
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
14193
570467
SH
SOLE
534112
0
36355
POWERSHARES GLOBAL ETF TRUST
FDM HG YLD RAFI
73936T557
72
3775
SH
OTR
1000
0
2775
POWERSHARES GLOBAL ETF TRUST
FDM HG YLD RAFI
73936T557
14563
758869
SH
SOLE
686709
0
72160
PROSHARES TR
PSHS SHORT QQQ
74347R602
1592
87250
SH
SOLE
82250
0
5000
PROSHARES TR
PSHS SHRT S&P500
74347R503
4611
182770
SH
SOLE
169250
0
13520
PROSHARES TR
PSHS SHT SCAP600
74347r784
25
1750
SH
OTR
750
0
1000
PROSHARES TR
PSHS SHT SCAP600
74347r784
1238
85975
SH
SOLE
82075
0
3900
PROSHARES TR
PSHS SHTRUSS2000
74347R826
30
1760
SH
OTR
0
0
1760
PROSHARES TR
PSHS SHTRUSS2000
74347R826
21768
1289561
SH
SOLE
1204116
0
85445
PROSHARES TR
REAL EST NEW 11
74348A871
2
100
SH
OTR
0
0
100
PROSHARES TR
REAL EST NEW 11
74348A871
2696
124875
SH
SOLE
116344
0
8531
PROSHARES TR II
ULTRASHORT YEN N
74347W569
1
20
SH
OTR
0
0
20
PROSHARES TR II
ULTRASHORT YEN N
74347W569
5719
80652
SH
SOLE
77356
0
3296
QUALCOMM INC
COM
747525103
307
4140
SH
OTR
250
0
3890
QUALCOMM INC
COM
747525103
7392
99558
SH
SOLE
94883
0
4675
REDWOOD TR INC
COM
758075402
300
15485
SH
SOLE
15175
0
310
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
141
1872
SH
OTR
200
0
1672
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
8729
116220
SH
SOLE
110765
0
5455
SCHLUMBERGER LTD
COM
806857108
75
828
SH
OTR
0
0
828
SCHLUMBERGER LTD
COM
806857108
2891
32087
SH
SOLE
30432
0
1655
SPDR SERIES TRUST
NUVN BRCLY MUNI
78464A458
286
12700
SH
SOLE
12700
0
0
SPROTT PHYSICAL GOLD TRUST
UNIT
85207h104
3
280
SH
OTR
0
0
280
SPROTT PHYSICAL GOLD TRUST
UNIT
85207h104
10836
1087927
SH
SOLE
1008042
0
79885
STATE STR CORP
COM
857477103
15
200
SH
OTR
0
0
200
STATE STR CORP
COM
857477103
3070
41838
SH
SOLE
39813
0
2025
SUMMIT MIDSTREAM PARTNERS LP
COM UNIT LTD
866142102
3450
94126
SH
SOLE
91526
0
2600
TC PIPELINES LP
UT COM LTD PRT
87233Q108
15
300
SH
OTR
0
0
300
TC PIPELINES LP
UT COM LTD PRT
87233Q108
6761
139600
SH
SOLE
133545
0
6055
TEEKAY LNG PARTNERS L P
PRTNRSP UNITS
Y8564M105
12562
294134
SH
SOLE
280509
0
13625
TEEKAY OFFSHORE PARTNERS L P
PARTNERSHIP UN
Y8565J101
149
4500
SH
OTR
300
0
4200
TEEKAY OFFSHORE PARTNERS L P
PARTNERSHIP UN
Y8565J101
7835
236792
SH
SOLE
226857
0
9935
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
12
300
SH
OTR
0
0
300
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
2223
55457
SH
SOLE
52797
0
2660
UNILEVER N V
N Y SHS NEW
904784709
5451
135492
SH
SOLE
129755
0
5737
UNITED PARCEL SERVICE INC
CL B
911312106
59
560
SH
OTR
0
0
560
UNITED PARCEL SERVICE INC
CL B
911312106
3367
32038
SH
SOLE
30513
0
1525
VANGUARD INDEX FDS
GROWTH ETF
922908736
37
400
SH
OTR
0
0
400
VANGUARD INDEX FDS
GROWTH ETF
922908736
53666
576748
SH
SOLE
521308
0
55440
VANGUARD INDEX FDS
VALUE ETF
922908744
11
150
SH
OTR
0
0
150
VANGUARD INDEX FDS
VALUE ETF
922908744
13048
170807
SH
SOLE
154187
0
16620
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
8
160
SH
OTR
0
0
160
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
9705
191315
SH
SOLE
174605
0
16710
VERIZON COMMUNICATIONS INC
COM
92343V104
400
8139
SH
SOLE
5239
0
2900
VERIZON COMMUNICATIONS INC
COM
92343V104
63
1280
SH
OTR
0
0
1280
VODAFONE GROUP PLC NEW
SPONS ADR NEW
92857W209
48
1220
SH
OTR
150
0
1070
VODAFONE GROUP PLC NEW
SPONS ADR NEW
92857W209
9841
250342
SH
SOLE
238296
0
12046
WASHINGTON FED INC
COM
938824109
229
9826
SH
SOLE
9826
0
0
WELLS FARGO & CO NEW
COM
949746101
9
200
SH
OTR
0
0
200
WELLS FARGO & CO NEW
COM
949746101
5792
127575
SH
SOLE
114900
0
12675
WESTERN GAS EQUITY PARTNERS
COMUNT LTD PT
95825R103
356
9000
SH
SOLE
9000
0
0
WILLIAMS PARTNERS L P
COM UNIT L P
96950F104
15634
307398
SH
SOLE
294728
0
12670
WORLD FUEL SVCS CORP
COM
981475106
2815
65220
SH
SOLE
62200
0
3020
WORLD FUEL SVCS CORP
COM
981475106
2
40
SH
OTR
0
0
40