0001001250-11-000212.txt : 20111116 0001001250-11-000212.hdr.sgml : 20111116 20111116162223 ACCESSION NUMBER: 0001001250-11-000212 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20111114 FILED AS OF DATE: 20111116 DATE AS OF CHANGE: 20111116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: 1992 GRAT REMAINDER TRUST FBO GARY LAUDER CENTRAL INDEX KEY: 0001260297 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14064 FILM NUMBER: 111210285 MAIL ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: 1992 GRAT REMAINDER TRUST FBO WILLIAM LAUDER CENTRAL INDEX KEY: 0001260298 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14064 FILM NUMBER: 111210283 MAIL ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAUDER GARY M CENTRAL INDEX KEY: 0001008088 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14064 FILM NUMBER: 111210284 MAIL ADDRESS: STREET 1: 14600 WINCHESTER BLVD CITY: LOS GATOS STATE: CA ZIP: 95030 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESTEE LAUDER COMPANIES INC CENTRAL INDEX KEY: 0001001250 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 112408943 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2125724200 MAIL ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lauder William P CENTRAL INDEX KEY: 0001008082 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14064 FILM NUMBER: 111210282 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE CITY: NE YORK STATE: NY ZIP: 10153 FORMER NAME: FORMER CONFORMED NAME: LAUDER WILLILAM P DATE OF NAME CHANGE: 19960215 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2011-11-14 0001001250 ESTEE LAUDER COMPANIES INC EL 0001260297 1992 GRAT REMAINDER TRUST FBO GARY LAUDER 767 FIFTH AVENUE NEW YORK NY 10153 0 0 1 1 Trust with Insider 0001008088 LAUDER GARY M 767 FIFTH AVENUE NEW YORK NY 10153 0 0 1 0 0001260298 1992 GRAT REMAINDER TRUST FBO WILLIAM LAUDER 767 FIFTH AVENUE NEW YORK NY 10153 0 0 1 1 Trust with Insider Trustee 0001008082 Lauder William P C/O THE ESTEE LAUDER COMPANIES INC. 767 FIFTH AVENUE NEW YORK NY 10153 1 1 1 0 Executive Chairman Class A Common Stock 2011-11-14 4 S 0 4800 115.37 D 27380 D Class A Common Stock 2011-11-14 4 S 0 200 116.38 D 27180 D Class A Common Stock 2011-11-15 4 S 0 3400 115.14 D 23780 D Class A Common Stock 2011-11-15 4 S 0 1600 116.08 D 22180 D Class A Common Stock 2011-11-14 4 S 0 1600 114.36 D 413808 D Class A Common Stock 2011-11-14 4 S 0 17323 115.45 D 396485 D Class A Common Stock 2011-11-14 4 S 0 1077 116.13 D 395408 D Class A Common Stock 2011-11-14 4 M 0 50000 43.10 A 162588 D Class A Common Stock 2011-11-14 4 S 0 20353 114.76 D 142235 D Class A Common Stock 2011-11-14 4 S 0 29647 115.30 D 112588 D Class A Common Stock 2011-11-15 4 M 0 50000 43.10 A 162588 D Class A Common Stock 2011-11-15 4 S 0 29901 114.63 D 132687 D Class A Common Stock 2011-11-15 4 S 0 20099 115.13 D 112588 D Class A Common Stock 5234 I by children of WPL Option (right to buy) 43.10 2011-11-14 4 M 0 50000 D 2014-08-24 Class A Common Stock 50000 150000 D Option (right to buy) 43.10 2011-11-15 4 M 0 50000 D 2014-08-24 Class A Common Stock 50000 100000 D Class B Common Stock Class A Common Stock 634152 634152 D Class B Common Stock Class A Common Stock 3262800 3262800 D Class B Common Stock Class A Common Stock 22870 22870 I by children of WPL 1992 GRAT Remainder Trust f/b/o Gary M. Lauder ("GML GRAT Remainder Trust") sold shares of Class A Common Stock pursuant to plans intended to comply with Rule 10b5-1(c), previously entered into on May 25, 2011 and June 3, 2011. The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The GML GRAT Remainder Trust, 1992 GRAT Remainder Trust f/b/o William P. Lauder ("WPL GRAT Remainder Trust") or William P. Lauder ("WPL"), as the case may be, undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by such reporting person at each separate price within the range. Owned by GML GRAT Remainder Trust directly. Owned by each of GML and WPL, indirectly, as a trustee of the GML GRAT Remainder Trust. GML disclaims beneficial ownership to the extent that he does not have a pecuniary interest in such securities. WPL disclaims beneficial ownership to the extent that he does not have a pecuniary interest in such securities. Owned by WPL GRAT Remainder Trust directly. Owned by each of GML and WPL, indirectly, as a trustee of the WPL GRAT Remainder Trust. WPL GRAT Remainder Trust sold shares of Class A Common Stock pursuant to a plan intended to comply with Rule 10b5-1(c), previously entered into on March 4, 2011. Owned by WPL directly. WPL exercised stock options and sold the underlying shares of Class A Common Stock pursuant to a plan intended to comply with Rule 10b5-1(c), previously entered into on February 14, 2011. Owned by WPL indirectly, in custody for his children. Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 33,000 shares exercisable from and after January 1, 2004; 33,000 shares exercisable from and after January 1, 2005; 34,000 shares exercisable from and after January 1, 2006. Not applicable. There is no exercise or conversion price for the Class B Common Stock. Shares of Class B Common Stock (i) may be converted immediately on a one-for-one basis by the holder into shares of Class A Common Stock and (ii) are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" (as defined in the Issuer's Restated Certificate of Incorporation) or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer. Sales prices in the range from $113.95 to $114.94 per share, inclusive. Sales prices in the range from $114.95 to $115.94 per share, inclusive. Sales prices in the range from $115.95 to $116.94 per share, inclusive. 1992 GRAT RemainderTrust F/B/O Gary Lauder, by Spencer G. Smul, Attorney-in-fact 2011-11-16 Gary M. Lauder, by Spencer G. Smul, Attorney-in-fact 2011-11-16 1992 GRAT Remainder Trust F/B/O William Lauder, by Spencer G. Smul, Attorney-in-fact 2011-11-16 William P. Lauder, by Spencer G. Smul, Attorney-in-fact 2011-11-16 EX-99 2 attach_2.htm

Exhibit 99.1









Joint Filer Information



Name of Joint Filer: Gary M. Lauder



Address of Joint Filer: c/o The Estee Lauder Companies Inc.

767 Fifth Avenue

New York, NY  10153



Relationship of Joint Filer to Issuer: 10% Owner



Issuer Name and Ticker or Trading Symbol: The Estee Lauder Companies Inc. [EL]



Date of Earliest Transaction Required

to be Reported (Month/Day/Year): 11/14/2011



Designated Filer: 1992 GRAT Remainder Trust f/b/o Gary M. Lauder





Joint Filer Information



Name of Joint Filer: 1992 GRAT Remainder Trust f/b/o William P. Lauder



Address of Joint Filer: c/o The Estee Lauder Companies Inc.

767 Fifth Avenue

New York, NY  10153



Relationship of Joint Filer to Issuer: 10% Owner

 Other (Trust with Insider Trustee)



Issuer Name and Ticker or Trading Symbol: The Estee Lauder Companies Inc. [EL]



Date of Earliest Transaction Required

to be Reported (Month/Day/Year): 11/14/2011



Designated Filer: 1992 GRAT Remainder Trust f/b/o Gary M. Lauder





Joint Filer Information



Name of Joint Filer: William P. Lauder



Address of Joint Filer: c/o The Estee Lauder Companies Inc.

767 Fifth Avenue

New York, NY  10153



Relationship of Joint Filer to Issuer: Director

 Officer (Executive Chairman)

 10% Owner



Issuer Name and Ticker or Trading Symbol: The Estee Lauder Companies Inc. [EL]



Date of Earliest Transaction Required

to be Reported (Month/Day/Year): 11/14/2011



Designated Filer: 1992 GRAT Remainder Trust f/b/o Gary M. Lauder