-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RxaAuex0Rf5KAoce5JoNQch7ufRJeDSK60dbn2yjx2xp77aV2m7ee8cXSbJbubHH bQq4fsNl3nrtY8UqQwIZBw== 0001001250-10-000299.txt : 20101112 0001001250-10-000299.hdr.sgml : 20101111 20101112155853 ACCESSION NUMBER: 0001001250-10-000299 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20101109 FILED AS OF DATE: 20101112 DATE AS OF CHANGE: 20101112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: 1992 GRAT REMAINDER TRUST FBO GARY LAUDER CENTRAL INDEX KEY: 0001260297 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14064 FILM NUMBER: 101186400 MAIL ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: 1992 GRAT REMAINDER TRUST FBO WILLIAM LAUDER CENTRAL INDEX KEY: 0001260298 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14064 FILM NUMBER: 101186398 MAIL ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAUDER GARY M CENTRAL INDEX KEY: 0001008088 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14064 FILM NUMBER: 101186399 MAIL ADDRESS: STREET 1: 14600 WINCHESTER BLVD CITY: LOS GATOS STATE: CA ZIP: 95030 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESTEE LAUDER COMPANIES INC CENTRAL INDEX KEY: 0001001250 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 112408943 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2125724200 MAIL ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lauder William P CENTRAL INDEX KEY: 0001008082 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14064 FILM NUMBER: 101186401 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE CITY: NE YORK STATE: NY ZIP: 10153 FORMER NAME: FORMER CONFORMED NAME: LAUDER WILLILAM P DATE OF NAME CHANGE: 19960215 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-11-09 0001001250 ESTEE LAUDER COMPANIES INC EL 0001260297 1992 GRAT REMAINDER TRUST FBO GARY LAUDER 767 FIFTH AVENUE NEW YORK NY 10153 0 0 1 1 Trust with Insider 0001008088 LAUDER GARY M 767 FIFTH AVENUE NEW YORK NY 10153 0 0 1 0 0001260298 1992 GRAT REMAINDER TRUST FBO WILLIAM LAUDER 767 FIFTH AVENUE NEW YORK NY 10153 0 0 1 1 Trust with Insider Trustee 0001008082 Lauder William P C/O THE ESTEE LAUDER COMPANIES INC. 767 FIFTH AVENUE NEW YORK NY 10153 1 1 1 0 Executive Chairman Class A Common Stock 2010-11-09 4 S 0 34800 70.8179 D 450713 D Class A Common Stock 2010-11-09 4 S 0 200 71.545 D 450513 D Class A Common Stock 2010-11-10 4 S 0 26429 70.4876 D 424084 D Class A Common Stock 2010-11-09 4 S 0 39500 70.8151 D 684831 D Class A Common Stock 2010-11-09 4 S 0 500 72.1261 D 684331 D Class A Common Stock 2010-11-10 4 S 0 40000 70.4841 D 644331 D Class A Common Stock 79848 D Class A Common Stock 5234 I by children of WPL Class B Common Stock Class A Common Stock 634152 634152 D Class B Common Stock Class A Common Stock 3262800 3262800 D Class B Common Stock Class A Common Stock 22870 22870 I by children of WPL 1992 GRAT Remainder Trust f/b/o Gary M. Lauder ("GML GRAT Remainder Trust") sold shares of Class A Common Stock pursuant to plans intended to comply with Rule 10b5-1(c), previously entered into on February 3, 2010 and on May 3, 2010. The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The GML GRAT Remainder Trust, 1992 GRAT Remainder Trust f/b/o William P. Lauder ("WPL GRAT Remainder Trust") or William P. Lauder ("WPL"), as the case may be, undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by such reporting person at each separate price within the range. Owned by GML GRAT Remainder Trust directly. Owned by each of GML and WPL, indirectly, as a trustee of the GML GRAT Remainder Trust. GML disclaims beneficial ownership to the extent that he does not have a pecuniary interest in such securities. WPL disclaims beneficial ownership to the extent that he does not have a pecuniary interest in such securities. Owned by WPL GRAT Remainder Trust directly. Owned by each of GML and WPL, indirectly, as a trustee of the WPL GRAT Remainder Trust. WPL GRAT Remainder Trust sold shares of Class A Common Stock pursuant to a plan intended to comply with Rule 10b5-1(c), previously entered into on April 29, 2010. Owned by WPL directly. Owned by WPL indirectly, in custody for his children. There is no exercise or conversion price for the Class B Common Stock. Shares of Class B Common Stock (i) may be converted immediately on a one-for-one basis by the holder into shares of Class A Common Stock and (ii) are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" (as defined in the Issuer's Restated Certificate of Incorporation) or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer. Sales prices range from $70.52 to $71.514 per share, inclusive. Sales prices range from $71.52 to $71.57 per share, inclusive. Sales prices range from $70.10 to $70.73 per share, inclusive. Sales prices range from $70.52 to $71.48 per share, inclusive. Sales prices range from $71.53 to $71.60 per share, inclusive. 1992 GRAT RemainderTrust F/B/O Gary Lauder, by Spencer G. Smul, Attorney-in-fact 2010-11-12 Gary M. Lauder, by Spencer G. Smul, Attorney-in-fact 2010-11-12 1992 GRAT Remainder Trust F/B/O William Lauder, by Spencer G. Smul, Attorney-in-fact 2010-11-12 William P. Lauder, by Spencer G. Smul, Attorney-in-fact 2010-11-12 EX-99 2 attach_1.htm
Exhibit 99.1









Joint Filer Information



Name of Joint Filer: Gary M. Lauder



Address of Joint Filer: c/o The Estee Lauder Companies Inc.

767 Fifth Avenue

New York, NY  10153



Relationship of Joint Filer to Issuer: 10% Owner



Issuer Name and Ticker or Trading Symbol: The Estee Lauder Companies Inc. [EL]



Date of Earliest Transaction Required

to be Reported (Month/Day/Year): 11/9/2010



Designated Filer: 1992 GRAT Remainder Trust f/b/o Gary M. Lauder





Joint Filer Information



Name of Joint Filer: 1992 GRAT Remainder Trust f/b/o William P. Lauder



Address of Joint Filer: c/o The Estee Lauder Companies Inc.

767 Fifth Avenue

New York, NY  10153



Relationship of Joint Filer to Issuer: 10% Owner

 Other (Trust with Insider Trustee)



Issuer Name and Ticker or Trading Symbol: The Estee Lauder Companies Inc. [EL]



Date of Earliest Transaction Required

to be Reported (Month/Day/Year): 11/9/2010



Designated Filer: 1992 GRAT Remainder Trust f/b/o Gary M. Lauder





Joint Filer Information



Name of Joint Filer: William P. Lauder



Address of Joint Filer: c/o The Estee Lauder Companies Inc.

767 Fifth Avenue

New York, NY  10153



Relationship of Joint Filer to Issuer: Director

 Officer (Executive Chairman)

 10% Owner



Issuer Name and Ticker or Trading Symbol: The Estee Lauder Companies Inc. [EL]



Date of Earliest Transaction Required

to be Reported (Month/Day/Year): 11/9/2010



Designated Filer: 1992 GRAT Remainder Trust f/b/o Gary M. Lauder

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