-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KrtPv2c7Q6dqYjQpuj9/zsUh78Egv4oN7kfjnlfr9WKJMpgeR4qupT5gXJS16tj+ DoQzZ/bjYyXMU8TRCLa56w== 0001001250-10-000105.txt : 20100511 0001001250-10-000105.hdr.sgml : 20100511 20100511164137 ACCESSION NUMBER: 0001001250-10-000105 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20100507 FILED AS OF DATE: 20100511 DATE AS OF CHANGE: 20100511 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: 1992 GRAT REMAINDER TRUST FBO GARY LAUDER CENTRAL INDEX KEY: 0001260297 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14064 FILM NUMBER: 10821504 MAIL ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: 1992 GRAT REMAINDER TRUST FBO WILLIAM LAUDER CENTRAL INDEX KEY: 0001260298 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14064 FILM NUMBER: 10821502 MAIL ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAUDER GARY M CENTRAL INDEX KEY: 0001008088 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14064 FILM NUMBER: 10821503 MAIL ADDRESS: STREET 1: 14600 WINCHESTER BLVD CITY: LOS GATOS STATE: CA ZIP: 95030 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESTEE LAUDER COMPANIES INC CENTRAL INDEX KEY: 0001001250 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 112408943 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2125724200 MAIL ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lauder William P CENTRAL INDEX KEY: 0001008082 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14064 FILM NUMBER: 10821501 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE CITY: NE YORK STATE: NY ZIP: 10153 FORMER NAME: FORMER CONFORMED NAME: LAUDER WILLILAM P DATE OF NAME CHANGE: 19960215 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-05-07 0001001250 ESTEE LAUDER COMPANIES INC EL 0001260297 1992 GRAT REMAINDER TRUST FBO GARY LAUDER 767 FIFTH AVENUE NEW YORK NY 10153 0 0 1 1 Trust with Insider 0001008088 LAUDER GARY M 767 FIFTH AVENUE NEW YORK NY 10153 0 0 1 0 0001260298 1992 GRAT REMAINDER TRUST FBO WILLIAM LAUDER 767 FIFTH AVENUE NEW YORK NY 10153 0 0 1 1 Trust with Insider Trustee 0001008082 Lauder William P C/O THE ESTEE LAUDER COMPANIES INC. 767 FIFTH AVENUE NEW YORK NY 10153 1 1 1 0 Executive Chairman Class A Common Stock 2010-05-07 4 S 0 2500 58.5852 D 1201346 D Class A Common Stock 2010-05-07 4 S 0 7900 59.8533 D 1193446 D Class A Common Stock 2010-05-07 4 S 0 500 60.158 D 1192946 D Class A Common Stock 2010-05-10 4 S 0 7833 61.5408 D 1185113 D Class A Common Stock 2010-05-10 4 S 0 4600 62.5822 D 1180513 D Class A Common Stock 2010-05-07 4 S 0 10100 58.5935 D 1044231 D Class A Common Stock 2010-05-07 4 S 0 9500 59.5348 D 1034731 D Class A Common Stock 2010-05-07 4 S 0 400 60.2125 D 1034331 D Class A Common Stock 2010-05-10 4 S 0 1600 61.8656 D 1032731 D Class A Common Stock 2010-05-10 4 S 0 18400 62.5877 D 1014331 D Class A Common Stock 2010-05-07 4 M 0 10000 43.6875 A 68811 D Class A Common Stock 2010-05-07 4 S 0 5000 58.5687 D 63811 D Class A Common Stock 2010-05-07 4 S 0 4800 59.5127 D 59011 D Class A Common Stock 2010-05-07 4 S 0 200 60.18 D 58811 D Class A Common Stock 2010-05-10 4 M 0 10000 43.6875 A 68811 D Class A Common Stock 2010-05-10 4 S 0 300 61.3633 D 68511 D Class A Common Stock 2010-05-10 4 S 0 9700 62.5604 D 58811 D Class A Common Stock 5234 I by children of WPL Option (right to buy) 43.6875 2010-05-07 4 M 0 10000 D 2010-08-16 Class A Common Stock 10000 50000 D Option (right to buy) 43.6875 2010-05-10 4 M 0 10000 D 2010-08-16 Class A Common Stock 10000 40000 D Class B Common Stock Class A Common Stock 634152 634152 D Class B Common Stock Class A Common Stock 3262800 3262800 D Class B Common Stock Class A Common Stock 22870 22870 I by children of WPL 1992 GRAT Remainder Trust f/b/o Gary M. Lauder ("GML GRAT Remainder Trust") sold shares of Class A Common Stock pursuant to a plan intended to comply with Rule 10b5-1(c), previously entered into on February 3, 2010. The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The GML GRAT Remainder Trust, 1992 GRAT Remainder Trust f/b/o William P. Lauder ("WPL GRAT Remainder Trust") or William P. Lauder ("WPL"), as the case may be, undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by such reporting person at each separate price within the range. Owned by GML GRAT Remainder Trust directly. Owned by each of GML and WPL, indirectly, as a trustee of the GML GRAT Remainder Trust. GML disclaims beneficial ownership to the extent that he does not have a pecuniary interest in such securities. WPL disclaims beneficial ownership to the extent that he does not have a pecuniary interest in such securities. Owned by WPL GRAT Remainder Trust directly. Owned by each of GML and WPL, indirectly, as a trustee of the WPL GRAT Remainder Trust. WPL GRAT Remainder Trust sold shares of Class A Common Stock pursuant to a plan intended to comply with Rule 10b5-1(c), previously entered into on February 3, 2010. Owned by WPL directly. WPL exercised stock options and sold the underlying shares of Class A Common Stock pursuant to a plan intended to comply with Rule 10b5-1(c), previously entered into on February 3, 2010. Owned by WPL indirectly, in custody for his children. 33,000 shares exercisable from and after January 1, 2003; 33,000 shares exercisable from and after January 1, 2004; 34,000 shares exercisable from and after January 1, 2005. Not applicable. There is no exercise or conversion price for the Class B Common Stock. Shares of Class B Common Stock (i) may be converted immediately on a one-for-one basis by the holder into shares of Class A Common Stock and (ii) are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" (as defined in the Issuer's Restated Certificate of Incorporation) or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer. Sales prices range from $58.06 to $59.02 per share, inclusive. Sales prices range from $59.07 to $60.05 per share, inclusive. Sales prices range from $60.07 to $60.44 per share, inclusive. Sales prices range from $61.23 to $62.21 per share, inclusive. Sales prices range from $62.26 to $62.86 per share, inclusive. Sales prices range from $58.08 to $59.06 per share, inclusive. Sales prices range from $59.08 to $60.06 per share, inclusive. Sales prices range from $60.11 to $60.37 per share, inclusive. Sales prices range from $61.23 to $62.22 per share, inclusive. Sales prices range from $62.21 to $62.94 per share, inclusive. Sales prices range from $58.06 to $59.03 per share, inclusive. Sales prices range from $59.07 to $60.02 per share, inclusive. Sales prices range from $60.12 to $60.24 per share, inclusive. Sales prices range from $60.96 to $61.90 per share, inclusive. Sales prices range from $62.00 to $62.95 per share, inclusive. 1992 GRAT RemainderTrust F/B/O Gary Lauder, by Spencer G. Smul, Attorney-in-fact 2010-05-11 Gary M. Lauder, by Spencer G. Smul, Attorney-in-fact 2010-05-11 1992 GRAT Remainder Trust F/B/O William Lauder, by Spencer G. Smul, Attorney-in-fact 2010-05-11 William P. Lauder, by Spencer G. Smul, Attorney-in-fact 2010-05-11 EX-99 2 attach_1.htm JOINT FILER INFORMATION 
Exhibit 99.1









Joint Filer Information



Name of Joint Filer: Gary M. Lauder



Address of Joint Filer: c/o The Estee Lauder Companies Inc.

767 Fifth Avenue

New York, NY  10153



Relationship of Joint Filer to Issuer: 10% Owner



Issuer Name and Ticker or Trading Symbol: The Estee Lauder Companies Inc. [EL]



Date of Earliest Transaction Required

to be Reported (Month/Day/Year): 5/3/2010



Designated Filer: 1992 GRAT Remainder Trust f/b/o Gary M. Lauder





Joint Filer Information



Name of Joint Filer: 1992 GRAT Remainder Trust f/b/o William P. Lauder



Address of Joint Filer: c/o The Estee Lauder Companies Inc.

767 Fifth Avenue

New York, NY  10153



Relationship of Joint Filer to Issuer: 10% Owner

 Other (Trust with Insider Trustee)



Issuer Name and Ticker or Trading Symbol: The Estee Lauder Companies Inc. [EL]



Date of Earliest Transaction Required

to be Reported (Month/Day/Year): 5/3/2010



Designated Filer: 1992 GRAT Remainder Trust f/b/o Gary M. Lauder





Joint Filer Information



Name of Joint Filer: William P. Lauder



Address of Joint Filer: c/o The Estee Lauder Companies Inc.

767 Fifth Avenue

New York, NY  10153



Relationship of Joint Filer to Issuer: Director

 Officer (Executive Chairman)

 10% Owner



Issuer Name and Ticker or Trading Symbol: The Estee Lauder Companies Inc. [EL]



Date of Earliest Transaction Required

to be Reported (Month/Day/Year): 5/3/2010



Designated Filer: 1992 GRAT Remainder Trust f/b/o Gary M. Lauder
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