-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HZn6k3voKhqNuASaV4FC+K6Sne9QK/UY14YKtSNTru5LKJGs2xKH/4K1hC2pwVPd UFvg9ZQd9G4Dxtnoa93Vfw== 0000870156-10-000032.txt : 20100507 0000870156-10-000032.hdr.sgml : 20100507 20100507101852 ACCESSION NUMBER: 0000870156-10-000032 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100507 DATE AS OF CHANGE: 20100507 EFFECTIVENESS DATE: 20100507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FARMERS & MERCHANTS INVESTMENTS INC CENTRAL INDEX KEY: 0001259969 IRS NUMBER: 470486662 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10511 FILM NUMBER: 10810543 BUSINESS ADDRESS: STREET 1: PO BOX 82535 CITY: LINCOLN STATE: NE ZIP: 68501 BUSINESS PHONE: 4023231619 MAIL ADDRESS: STREET 1: PO BOX 82535 CITY: LINCOLN STATE: NE ZIP: 68501 FORMER COMPANY: FORMER CONFORMED NAME: FARMENRS & MERCHANTS INVESTMENTS INC DATE OF NAME CHANGE: 20030814 13F-HR 1 farmers13f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03/31/2010 Check here if Amendment [ ]; Amendment Number:_____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Farmers & Merchants Investment, Inc. Address: P.O. Box 82535 Lincoln, NE 68501 Form 13F File Number: 028-10511 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained therein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: Doris Robertson Title: Vice President Phone: (402) 323-1574 Signature, Place, and Date of Signing: /s/ Doris Robertson Lincoln, NE 05/06/2010 - ---------------------- -------------------- ------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if all no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-__________________ __________________________________ 28-__________________ __________________________________ [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 527 Form 13F Information Table Value Total: $379,732 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F-file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name - --- -------------------- ---- 1 28-10512 Union Bank and Trust Company 13F Holdings 12/31/09
13F Title Market SH/ Investment Other Voting Asset Name of Class Cusip Value Shares PRN Discretion Managers Authority - ---------- -------- ----- ----- ------ --- ---------- -------- --------- 3M Company COM 88579Y101 $3,547,212.22 42,446.00 SH Shared-Defined N/A Sole Abb Ltd ADR SPONSORED ADR 000375204 $11,837.28 542 SH Shared-Defined N/A Sole Abbott Laboratories COM 002824100 $5,227,857.84 99,238.00 SH Shared-Defined N/A Sole Adams Res & Energy Common New COM NEW 006351308 $17,500.00 1,000.00 SH Shared-Defined N/A Sole Advent Software Inc COM 007974108 $7,876.00 176 SH Shared-Defined N/A Sole Aetna Inc New COM 00817Y108 $435,188.45 12,395.00 SH Shared-Defined N/A Sole Aflac Inc common COM 001055102 $76,331.74 1,406.00 SH Shared-Defined N/A Sole Agrium Inc COM 008916108 $12,713.40 180 SH Shared-Defined N/A Sole Air Products & Chemicals Inc COM 009158106 $1,512,943.05 20,459.00 SH Shared-Defined N/A Sole Albemarle Corp COM 012653101 $15,645.21 367 SH Shared-Defined N/A Sole Alcatel- Lucent Spons ADR SPONSORED ADR 013904305 $574.08 184.00 SH Shared-Defined N/A Sole Alcoa Inc COM 013817101 $66,216.00 4,650.00 SH Shared-Defined N/A Sole Alexander & Baldwin Inc COM 014482103 $13,847.95 419 SH Shared-Defined N/A Sole Alleghany Corp COM 017175100 $8,433.20 29 SH Shared-Defined N/A Sole Alliant Energy Corp common COM 018802108 $12,938.14 389.00 SH Shared-Defined N/A Sole Allstate Corp Common COM 020002101 $650,497.23 20,133.00 SH Shared-Defined N/A Sole Altria Group Inc COM 02209S103 $30,780.00 1,500.00 SH Shared-Defined N/A Sole American Express Co COM 025816109 $5,157.50 125 SH Shared-Defined N/A Sole American Intl Group, Inc COM NEW 026874784 $1,604.58 47 SH Shared-Defined N/A Sole AMEX Technology Select SPDR SBI INT-TECH 81369Y803 $68,861.10 2,981.00 SH Shared-Defined N/A Sole Amgen Inc COM 031162100 $3,572,658.06 59,706.00 SH Shared-Defined N/A Sole Amphenol Corp Cl A CL A 032095101 $1,859,102.35 44,065.00 SH Shared-Defined N/A Sole Anadarko Petroleum Common COM 032511107 $1,203,879.90 16,530.00 SH Shared-Defined N/A Sole AOL Inc. COM 00184X105 $5,005.44 198.00 SH Shared-Defined N/A Sole Apache Corp COM 037411105 $2,354,901.49 23,201.00 SH Shared-Defined N/A Sole Apple Inc COM 037833100 $1,626,200.00 6,920.00 SH Shared-Defined N/A Sole Applied Materials Common COM 038222105 $1,329,511.75 98,720.00 SH Shared-Defined N/A Sole Arcelor Mittal NY REGISTRY SH 03938L104 $14,797.67 337 SH Shared-Defined N/A Sole Archer Daniels Midland Co COM 039483102 $3,901.50 135 SH Shared-Defined N/A Sole Arena Resources Inc COM 040049108 $3,340.00 100.00 SH Shared-Defined N/A Sole Arthur J. Gallagher & Co. COM 363576109 $312,226.90 12,718.00 SH Shared-Defined N/A Sole Astrazeneca Plc ADR SPONSORED ADR 046353108 $353,779.92 7,911.00 SH Shared-Defined N/A Sole AT&T Inc COM 00206R102 $1,533,681.52 59,353.00 SH Shared-Defined N/A Sole Atlas Energy, Inc. COM 049298102 $10,829.76 348 SH Shared-Defined N/A Sole Atmel Corp Common COM 049513104 $504.00 100.00 SH Shared-Defined N/A Sole Atwood Oceanics Inc COM 050095108 $15,098.68 436 SH Shared-Defined N/A Sole Automatic Data Processing COM 053015103 $4,180.18 94.00 SH Shared-Defined N/A Sole Autozone Inc COM 053332102 $2,484,360.77 14,353.00 SH Shared-Defined N/A Sole Avery Dennison Corp COM 053611109 $2,002.55 55.00 SH Shared-Defined N/A Sole Avon Products COM 054303102 $1,902,037.59 56,157.00 SH Shared-Defined N/A Sole AXA ADR SPONSORED ADR 054536107 $10,094.32 458.00 SH Shared-Defined N/A Sole Baker Hughes Inc COM 057224107 $355,047.20 7,580.00 SH Shared-Defined N/A Sole Banco Santander Sa ADR ADR 05964H105 $22,625.35 1,705.00 SH Shared-Defined N/A Sole Bank of America Corp COM 060505104 $1,334,698.05 74,773.00 SH Shared-Defined N/A Sole Bank of New York Mellon Corporation COM 064058100 $166,628.48 5,396.00 SH Shared-Defined N/A Sole Barclays Plc ADR ADR 06738E204 $10,135.50 466.00 SH Shared-Defined N/A Sole Baxter International Inc COM 071813109 $2,738,601.00 47,055.00 SH Shared-Defined N/A Sole BB & T Corporation COM 054937107 $194,825.85 6,015.00 SH Shared-Defined N/A Sole Becton Dickinson & Common COM 075887109 $4,559,254.30 57,910.00 SH Shared-Defined N/A Sole Bemis Co Common COM 081437105 $1,328,759.52 46,266.00 SH Shared-Defined N/A Sole Berkshire Hathaway Inc Del Cl A CL A 084670108 $6,333,600.00 52 SH Shared-Defined N/A Sole Berkshire Hathaway Inc Del Cl B New CL B NEW 084670702 $3,584,738.43 44,109.00 SH Shared-Defined N/A Sole Best Buy Co Inc COM 086516101 $3,328,457.22 78,243.00 SH Shared-Defined N/A Sole BHP Billiton Limited SPONSORED ADR 088606108 $2,008.00 25.00 SH Shared-Defined N/A Sole Biovail Corp COM 09067J109 $25,155.00 1,500.00 SH Shared-Defined N/A Sole Black Hills Corp COM 092113109 $9,105.00 300 SH Shared-Defined N/A Sole Block H & R Inc COM 093671105 $297,295.60 16,702.00 SH Shared-Defined N/A Sole Boeing Co Common COM 097023105 $481,912.57 6,637.00 SH Shared-Defined N/A Sole BOK Financial Corporation COM NEW 05561Q201 $1,940.28 37 SH Shared-Defined N/A Sole BP PLC - Spons ADR SPONSORED ADR 055622104 $906,671.09 15,887.00 SH Shared-Defined N/A Sole BP Prudhoe Bay Royalty Trust UNIT BEN INT 055630107 $148,110.00 1,500.00 SH Shared-Defined N/A Sole Brandywine Realty Trust SH BEN INT NEW 105368203 $4,163.61 341.00 SH Shared-Defined N/A Sole Brink's Co COM 109696104 $26,874.96 952 SH Shared-Defined N/A Sole Brinks Home Security Holding COM 109699108 $10,552.40 248 SH Shared-Defined N/A Sole Bristol Myers Squibb Co COM 110122108 $2,560,195.97 95,887.49 SH Shared-Defined N/A Sole British American Tobacco Plc ADR SPONSORED ADR 110448107 $24,046.10 349 SH Shared-Defined N/A Sole Broadridge Financial Solutions, Inc COM 11133T103 $865.90 40.5 SH Shared-Defined N/A Sole Brookfield Asset Management Inc. CL A LTD VT SH 112585104 $7,981.88 314.00 SH Shared-Defined N/A Sole Buckle Inc COM 118440106 $3,676.00 100 SH Shared-Defined N/A Sole Bunge Limited COM G16962105 $6,163.00 100.00 SH Shared-Defined N/A Sole Cabela's Inc COM 126804301 $12,435.39 711 SH Shared-Defined N/A Sole Calamos convertible and high income COM SHS 12811P108 $20,876.00 1,700.00 SH Shared-Defined N/A Sole Calamos Global Dynamic Income Fund COM 12811L107 $6,047.85 750.00 SH Shared-Defined N/A Sole Campbell Soup Common COM 134429109 $14,140.00 400.00 SH Shared-Defined N/A Sole Canon Inc - Spons ADR ADR 138006309 $6,654.24 144 SH Shared-Defined N/A Sole Cardinal Health Inc COM 14149Y108 $288,167.94 7,998.00 SH Shared-Defined N/A Sole Carefusion, Inc COM 14170T101 $35,918.37 1,359.00 SH Shared-Defined N/A Sole Carmax Inc COM 143130102 $10,248.96 408 SH Shared-Defined N/A Sole Carnival Corp new PAIRED CTF 143658300 $434,095.20 11,165.00 SH Shared-Defined N/A Sole Carter's Inc COM 146229109 $14,713.20 488 SH Shared-Defined N/A Sole Casey's Genl Stores Common COM 147528103 $25,120.00 800 SH Shared-Defined N/A Sole Caterpillar Inc COM 149123101 $908,936.70 14,462.00 SH Shared-Defined N/A Sole CBS Corp CL B CL B 124857202 $5,924.50 425.00 SH Shared-Defined N/A Sole CEF Select Sector SPDR Fund SBI CONS STPLS 81369Y308 $8,379.00 300 SH Shared-Defined N/A Sole Cemex S.A.B. DE C.V. SPON ADR NEW 151290889 $464,373.67 45,482.24 SH Shared-Defined N/A Sole Centerpoint Energy Inc COM 15189T107 $35,182.00 2,450.00 SH Shared-Defined N/A Sole Central European Distribution COM 153435102 $8,892.54 254 SH Shared-Defined N/A Sole Central European Media Enterprises Ltd CL A NEW G20045202 $3,927.54 134 SH Shared-Defined N/A Sole Central Vt Pub Svc Corp Common COM 155771108 $6,051.00 300 SH Shared-Defined N/A Sole CenturyTel Inc COM 156700106 $77,976.54 2,199.00 SH Shared-Defined N/A Sole Cerner Corp Common COM 156782104 $8,493.00 100 SH Shared-Defined N/A Sole CH Energy Group Inc COM 12541M102 $20,420.00 500 SH Shared-Defined N/A Sole Charles River Laboratories COM 159864107 $9,159.23 233.00 SH Shared-Defined N/A Sole Chart Industries Inc COM PAR $0.01 16115Q308 $6,280.00 314.00 SH Shared-Defined N/A Sole Cherokee Inc. COM 16444H102 $5,742.00 319 SH Shared-Defined N/A Sole Chesapeake Energy COM 165167107 $5,910.00 250.00 SH Shared-Defined N/A Sole Chesapeake Utilities Corporation COM 165303108 $5,960.00 200.00 SH Shared-Defined N/A Sole Chevron Corp COM 166764100 $1,846,005.52 24,344.00 SH Shared-Defined N/A Sole China Armco Metals Inc Common COM 16936C108 $7,183.35 765.00 SH Shared-Defined N/A Sole Chubb Corp Common COM 171232101 $262,723.95 5,067.00 SH Shared-Defined N/A Sole Cincinnati Financial Corp COM 172062101 $6,360.20 220.00 SH Shared-Defined N/A Sole Cisco Systems Inc COM 17275R102 $5,114,634.70 196,490.00 SH Shared-Defined N/A Sole Citigroup Inc COM 172967101 $6,075.00 1,500.00 SH Shared-Defined N/A Sole Claymore S&P Global Water ETF S&P GBL WATER 18383Q507 $7,372.00 400.00 SH Shared-Defined N/A Sole Clorox Co Common COM 189054109 $409,020.78 6,377.00 SH Shared-Defined N/A Sole CNOOC Limited ADR SPONSORED ADR 126132109 $5,942.88 36.00 SH Shared-Defined N/A Sole Coach, Inc. COM 189754104 $79,040.00 2,000.00 SH Shared-Defined N/A Sole Coca-Cola Co COM 191216100 $399,795.00 7,269.00 SH Shared-Defined N/A Sole Cohen & Steers Select Utility Fund COM 19248A109 $14,890.00 1,000.00 SH Shared-Defined N/A Sole Comcast Corp Class A CL A 20030N101 $3,722,860.47 197,709.00 SH Shared-Defined N/A Sole Comcast Corp new Special Cl A CL A SPL 20030N200 $137,686.14 7,662.00 SH Shared-Defined N/A Sole Computer Sciences Corp Common COM 205363104 $435,920.00 8,000.00 SH Shared-Defined N/A Sole ConAgra Foods, Inc COM 205887102 $855,588.96 34,128.00 SH Shared-Defined N/A Sole ConocoPhillips COM 20825C104 $3,632,865.83 70,996.01 SH Shared-Defined N/A Sole Consolidated Edison COM 209115104 $173,438.76 3,894.00 SH Shared-Defined N/A Sole Constellation Energy Group I COM 210371100 $28,088.00 800 SH Shared-Defined N/A Sole Consumer Discretionary Select Sector SPDR Fund SBI CONS DISCR 81369Y407 $5,747.00 175 SH Shared-Defined N/A Sole Copano Energy LLC COM UNITS 217202100 $16,940.00 700 SH Shared-Defined N/A Sole Corning Inc COM 219350105 $30,820.25 1,525.00 SH Shared-Defined N/A Sole Correction Corporation of America COM NEW 22025Y407 $10,724.40 540 SH Shared-Defined N/A Sole Costco Wholesale Corp COM 22160K105 $376,889.52 6,312.00 SH Shared-Defined N/A Sole Covanta Holding Corp COM 22282E102 $10,645.74 639 SH Shared-Defined N/A Sole Cullen Frost Bankers Inc Common COM 229899109 $2,287.80 41 SH Shared-Defined N/A Sole Cummins Common COM 231021106 $24,780.00 400.00 SH Shared-Defined N/A Sole Currency Shares Australian Dollar Trust AUSTRALIAN DOL 23129U101 $17,763.72 193.00 SH Shared-Defined N/A Sole Currency Shares British Pound Sterling Trust BRIT POUND STE 23129S106 $16,644.10 110.00 SH Shared-Defined N/A Sole Currency Shares Euro Trust EURO SHS 23130C108 $16,706.52 124 SH Shared-Defined N/A Sole Currency Shares Japanese Yen Trust JAPANESE YEN 23130A102 $17,498.25 165 SH Shared-Defined N/A Sole CVS Caremark Corp COM 126650100 $5,172,179.76 141,471.00 SH Shared-Defined N/A Sole Daktronics, Inc. COM 234264109 $23,622.00 3,100.00 SH Shared-Defined N/A Sole Danaher Corp COM 235851102 $2,317,390.00 29,000.00 SH Shared-Defined N/A Sole Darden Restaurants Inc COM 237194105 $13,362.00 300 SH Shared-Defined N/A Sole Deere & Co Common COM 244199105 $29,730.00 500 SH Shared-Defined N/A Sole Dell Inc COM 24702R101 $21,854.10 1,455.00 SH Shared-Defined N/A Sole DENTSPLY Intl Inc COM 249030107 $2,580,248.00 73,975.00 SH Shared-Defined N/A Sole Desarrolladora Homex ADR SPONSORED ADR 25030W100 $10,718.12 379.00 SH Shared-Defined N/A Sole Devon Energy Corp COM 25179M103 $25,772.00 400.00 SH Shared-Defined N/A Sole Diageo Plc ADR SPON ADR NEW 25243Q205 $29,880.35 443.00 SH Shared-Defined N/A Sole DirectTV Group Inc COM CL A 25490A101 $4,733.40 140.00 SH Shared-Defined N/A Sole Dominion Res Inc VA New COM 25746U109 $1,132,580.50 27,550.00 SH Shared-Defined N/A Sole Dover Corp COM 260003108 $1,585,292.50 33,910.00 SH Shared-Defined N/A Sole DOW Chemical Co COM 260543103 $44,000.16 1,488.00 SH Shared-Defined N/A Sole Dow Jones Select Dividend Index ETF DJ SEL DIV INX 464287168 $255,917.22 5,561.00 SH Shared-Defined N/A Sole Dreyfus Strategic Muni Inc Fund COM 261932107 $15,300.00 1,800.00 SH Shared-Defined N/A Sole DU Pont E I DE Nemours & Co COM 263534109 $1,661,760.52 44,623.00 SH Shared-Defined N/A Sole Duke Energy Corp COM 26441C105 $2,847,725.76 174,493.00 SH Shared-Defined N/A Sole E M C Corp / Mass COM 268648102 $5,215,562.44 289,111.00 SH Shared-Defined N/A Sole Eastman Chemical Common COM 277432100 $4,202.88 66.00 SH Shared-Defined N/A Sole Eastman Kodak Common COM 277461109 $1,406.97 243.00 SH Shared-Defined N/A Sole Eaton Vance Corp COM NON VTG 278265103 $10,129.08 302.00 SH Shared-Defined N/A Sole Eaton Vance Tax Managed Diversified Closed-End Fund COM 27828N102 $6,650.00 500.00 SH Shared-Defined N/A Sole Ecolab Inc COM 278865100 $219,750.00 5,000.00 SH Shared-Defined N/A Sole Edwards Lifesciences Corp COM 28176E108 $130,818.24 1,323.00 SH Shared-Defined N/A Sole Eldorado Gold Corp COM 284902103 $12,080.00 1,000.00 SH Shared-Defined N/A Sole Emerson Electric Co COM 291011104 $2,901,396.24 57,636.00 SH Shared-Defined N/A Sole EnCana Corp COM 292505104 $3,537.42 114 SH Shared-Defined N/A Sole Encore Wire Common COM 292562105 $20,800.00 1,000.00 SH Shared-Defined N/A Sole Energizer Holdings Inc COM 29266R108 $9,414.00 150.00 SH Shared-Defined N/A Sole Enerplus Resources Fund UNIT TR G NEW 29274D604 $55,718.50 2,350.00 SH Shared-Defined N/A Sole Euronet Worldwide Inc COM 298736109 $9,841.62 534.00 SH Shared-Defined N/A Sole Exelon Corp Common COM 30161N101 $8,762.00 200.00 SH Shared-Defined N/A Sole Exterran Holdings, Inc. COM 30225X103 $6,211.69 257 SH Shared-Defined N/A Sole Exxon Mobil Corp COM 30231G102 $7,224,730.72 107,864.00 SH Shared-Defined N/A Sole FactSet Research Systems Inc COM 303075105 $11,005.50 150 SH Shared-Defined N/A Sole FedEx Corp COM 31428X106 $333,438.00 3,570.00 SH Shared-Defined N/A Sole First Trust Specialty Finance COM BEN INTR 33733G109 $10,614.00 1,500.00 SH Shared-Defined N/A Sole Firstenergy Corp Common COM 337932107 $9,772.50 250.00 SH Shared-Defined N/A Sole Fiserv Inc COM 337738108 $2,965,703.76 58,426.00 SH Shared-Defined N/A Sole Fomento Economica Mexicano ADR SPON ADR UNITS 344419106 $8,650.46 182 SH Shared-Defined N/A Sole Force Protection, Inc. COM NEW 345203202 $11,100.88 1,844.00 SH Shared-Defined N/A Sole Ford Mtr Co COM PAR $0.01 345370860 $6,285.00 500.00 SH Shared-Defined N/A Sole Forest Labs Common COM 345838106 $6,272.00 200 SH Shared-Defined N/A Sole Fortune Brands Common COM 349631101 $65,973.60 1,360.00 SH Shared-Defined N/A Sole FPL Group Inc COM 302571104 $193,561.65 4,005.00 SH Shared-Defined N/A Sole Franklin Resources Inc COM 354613101 $2,117,191.90 19,091.00 SH Shared-Defined N/A Sole Freeport-McMoRan Copper & Gold Cl B COM 35671D857 $2,546,883.98 30,487.00 SH Shared-Defined N/A Sole Gannett Co COM 364730101 $165.20 10.00 SH Shared-Defined N/A Sole Gen-Probe Incorporated COM 36866T103 $10,000.00 200 SH Shared-Defined N/A Sole General Cable Corp COM 369300108 $6,426.00 238.00 SH Shared-Defined N/A Sole General Communication Inc Cl A CL A 369385109 $577.00 100 SH Shared-Defined N/A Sole General Dynamics Corp COM 369550108 $371,949.60 4,818.00 SH Shared-Defined N/A Sole General Electric Co COM 369604103 $5,205,837.00 286,035.00 SH Shared-Defined N/A Sole General Growth Pptys Inc COM 370021107 $130,972.60 8,140.00 SH Shared-Defined N/A Sole General Maritime Corporation SHS Y2693R101 $719.00 100 SH Shared-Defined N/A Sole General Mills, Inc. COM 370334104 $2,659,013.98 37,562.00 SH Shared-Defined N/A Sole Genuine Parts COM 372460105 $68,217.60 1,615.00 SH Shared-Defined N/A Sole Genzyme Corp Genl Div COM 372917104 $1,034,319.48 19,956.00 SH Shared-Defined N/A Sole GlaxoSmithKline PLC-ADR SPONSORED ADR 37733W105 $151,345.08 3,929.00 SH Shared-Defined N/A Sole Global Payments Inc COM 37940X102 $11,250.85 247.00 SH Shared-Defined N/A Sole Goldman Sachs Group Inc. COM 38141G104 $1,179,223.93 6,911.00 SH Shared-Defined N/A Sole Google Inc CL A 38259P508 $774,685.92 1,366.00 SH Shared-Defined N/A Sole Great Plains Energy Inc COM 391164100 $54,317.25 2,925.00 SH Shared-Defined N/A Sole H & Q Healthcare Investors Fund SH BEN INT 404052102 $16,678.62 1,302.00 SH Shared-Defined N/A Sole Halliburton Co COM 406216101 $66,286.00 2,200.00 SH Shared-Defined N/A Sole Hasbro Inc COM 418056107 $16,460.40 430.00 SH Shared-Defined N/A Sole Hatteras Financial Corp COM 41902R103 $9,354.51 363.00 SH Shared-Defined N/A Sole HCC Ins Hldgs Inc COM 404132102 $12,944.40 469 SH Shared-Defined N/A Sole Health Care Select Sector SPDR Fund SBI HEALTHCARE 81369Y209 $9,960.30 310.00 SH Shared-Defined N/A Sole Heartland Express Inc COM 422347104 $2,194.50 133.00 SH Shared-Defined N/A Sole Hess Corp Common COM 42809H107 $59,422.50 950.00 SH Shared-Defined N/A Sole Hewlett Packard Co COM 428236103 $4,404,274.75 82,865.00 SH Shared-Defined N/A Sole Hexcel Corp COM 428291108 $13,790.20 955 SH Shared-Defined N/A Sole Home Depot Inc COM 437076102 $264,558.30 8,178.00 SH Shared-Defined N/A Sole Honda Motor Co Ltd ADR AMERN SHS 438128308 $27,314.46 774 SH Shared-Defined N/A Sole Honeywell Intl Inc COM 438516106 $2,480,116.95 54,785.00 SH Shared-Defined N/A Sole Hospira Inc COM 441060100 $84,975.00 1,500.00 SH Shared-Defined N/A Sole Host Hotels & Resorts COM 44107P104 $80,999.85 5,529.00 SH Shared-Defined N/A Sole Hrpt Pptys Tr Sh Ben Int COM SH BEN INT 40426W101 $2,334.00 300 SH Shared-Defined N/A Sole Idacorp Inc COM 451107106 $8,655.00 250.00 SH Shared-Defined N/A Sole Idex Corp COM 45167R104 $8,308.10 251.00 SH Shared-Defined N/A Sole Illinois Tool Works Inc COM 452308109 $94,720.00 2,000.00 SH Shared-Defined N/A Sole India Fd Inc common COM 454089103 $109,885.36 3,484.00 SH Shared-Defined N/A Sole Industrial Select Sector SPDR Fund SBI INT-INDS 81369Y704 $7,341.40 235.00 SH Shared-Defined N/A Sole ING Clarion Global Real Estate Income Fund COM 44982G104 $17,674.12 2,338.00 SH Shared-Defined N/A Sole Ing Global Advantage & Prem Opportunity Fdopportunity Fund Common COM 44982N109 $38,558.00 2,600.00 SH Shared-Defined N/A Sole Ingersoll-Rand PLC SHS G47791101 $6,974.00 200 SH Shared-Defined N/A Sole Integrys Energy Group, Inc. COM 45822P105 $14,214.00 300 SH Shared-Defined N/A Sole Intel Corp COM 458140100 $2,653,000.38 119,022.00 SH Shared-Defined N/A Sole Intercontinental Exchange Inc. COM 45865V100 $3,028.86 27 SH Shared-Defined N/A Sole International Business Machines Corp COM 459200101 $5,469,477.75 42,647.00 SH Shared-Defined N/A Sole International Game Technology COM 459902102 $11,070.00 600 SH Shared-Defined N/A Sole Investors Title Company COM 461804106 $5,404.41 159 SH Shared-Defined N/A Sole iPath Dow Jones-AIG Commodity Index Trust DJUBS CMDT ETN36 06738C778 $350,608.56 8,796.00 SH Shared-Defined N/A Sole Iron Mountain Incorporated COM 462846106 $8,220.00 300 SH Shared-Defined N/A Sole iShares Barclays 1-3 Year Credit Bond Fund BARCLYS 1-3YR CR 464288646 $48,006.81 459.00 SH Shared-Defined N/A Sole iShares Barclays 1-3 YR US Treasury BARCLYS 1-3 YR 464287457 $11,254.95 135 SH Shared-Defined N/A Sole iShares Barclays Agency Bond Fund ETF AGENCY BD FD 464288166 $53,554.05 495.00 SH Shared-Defined N/A Sole iShares Barclays Aggregate Bond Fund BARCLY USAGG B 464287226 $78,150.00 750.00 SH Shared-Defined N/A Sole iShares Barclays Credit Bond Fund BARCLYS CR BD 464288620 $73,130.20 715.00 SH Shared-Defined N/A Sole iShares Barclays Intermediate Credit Bond Fund BARCLYS INTER CR 464288638 $174,753.60 1,680.00 SH Shared-Defined N/A Sole iShares IBoxx Investment Grade Corp Bond Fund IBOXX INV CPBD 464287242 $57,221.57 541.00 SH Shared-Defined N/A Sole iShares JP Morgan USD Emerging Markets Bond Fund JPMORGAN USD 464288281 $5,212.50 50.00 SH Shared-Defined N/A Sole iShares Lehman TIPS Bond Fund BARCLYS TIPS BD 464287176 $1,038,064.90 9,991.00 SH Shared-Defined N/A Sole iShares MSCI Australia Index Fund MSCI AUSTRALIA 464286103 $14,406.00 600 SH Shared-Defined N/A Sole iShares MSCI Brazil Index Fund MSCI BRAZIL 464286400 $66,276.00 900 SH Shared-Defined N/A Sole iShares MSCI Canada Index Fund MSCI CDA INDEX 464286509 $122,524.90 4,390.00 SH Shared-Defined N/A Sole iShares MSCI EAFE Index Fund MSCI EAFE IDX 464287465 $1,274,720.58 22,771.00 SH Shared-Defined N/A Sole iShares MSCI Emerging Mkts Index Fd MSCI EMERG MKT 464287234 $96,460.53 2,290.00 SH Shared-Defined N/A Sole iShares MSCI France Index Fd MSCI FRANCE 464286707 $8,771.00 350.00 SH Shared-Defined N/A Sole iShares MSCI Germany Index Fund MSCI GERMAN 464286806 $6,561.00 300.00 SH Shared-Defined N/A Sole iShares MSCI Pacific ex-Japan Index Fund MSCI PAC J IDX 464286665 $2,577.60 60 SH Shared-Defined N/A Sole iShares MSCI Singapore Index Fund MSCI SINGAPORE 464286673 $2,300.00 200.00 SH Shared-Defined N/A Sole iShares Powershares Gold DRG Fd GOLDEN DRG USX 73935X401 $12,390.00 500 SH Shared-Defined N/A Sole iShares Russell 1000 Growth Index Fund RUSSELL1000GRW 464287614 $26,234.75 505.00 SH Shared-Defined N/A Sole iShares Russell 2000 Index Fund RUSSELL 2000 464287655 $329,655.79 4,862.00 SH Shared-Defined N/A Sole iShares Russell Midcap Index Fund RUSSELL MIDCAP 464287499 $561,204.00 6,288.00 SH Shared-Defined N/A Sole iShares S&P 500 Growth Index Fund S&P500 GRW 464287309 $1,792,506.80 29,915.00 SH Shared-Defined N/A Sole iShares S&P 500 Index Fund S&P 500 INDEX 464287200 $58,670.00 500.00 SH Shared-Defined N/A Sole iShares S&P 500 Value Index Fund S&P 500 VALUE 464287408 $1,505,110.68 26,658.00 SH Shared-Defined N/A Sole iShares S&P Global Infrastructure Index Fund S&P GLO INFRAS 464288372 $28,975.87 847.00 SH Shared-Defined N/A Sole iShares S&P Global Utilities Index Fund S&P GL UTILITI 464288711 $47,060.70 1,030.00 SH Shared-Defined N/A Sole iShares S&P Midcap 400 S&P MIDCAP 400 464287507 $13,142.90 167.00 SH Shared-Defined N/A Sole iShares S&P Small Cap 600 Index Fund S&P SMLCAP 600 464287804 $10,106.50 170 SH Shared-Defined N/A Sole iShares Silver Trust ISHARES 46428Q109 $44,564.00 2,600.00 SH Shared-Defined N/A Sole iShares US Telecommunications DJ US TELECOMM 464287713 $1,421.42 71 SH Shared-Defined N/A Sole iShares Vanguard European Fd EURPEAN ETF 922042874 $14,824.04 308 SH Shared-Defined N/A Sole iStar Financial Inc COM 45031U101 $10,786.50 2,350.00 SH Shared-Defined N/A Sole ITT Corp COM 450911102 $2,442,632.43 45,563.00 SH Shared-Defined N/A Sole Jacobs Engineering Group Inc COM 469814107 $2,702,994.66 59,814.00 SH Shared-Defined N/A Sole John Hancock Patriot Premium Dividend Fund II COM SH BEN INT 41013T105 $163,643.20 15,380.00 SH Shared-Defined N/A Sole Johnson & Johnson COM 478160104 $7,349,539.60 112,723.00 SH Shared-Defined N/A Sole Johnson Controls COM 478366107 $26,919.84 816 SH Shared-Defined N/A Sole JPMorgan Chase & Co. COM 46625H100 $4,262,929.75 95,261.00 SH Shared-Defined N/A Sole Kayne Anderson MLP Investment Company COM 486606106 $2,686.00 100.00 SH Shared-Defined N/A Sole Kellogg Co COM 487836108 $48,087.00 900 SH Shared-Defined N/A Sole Key Energy Services Inc COM 492914106 $9,597.75 1,005.00 SH Shared-Defined N/A Sole Kimberly Clark Corp COM 494368103 $1,343,431.20 21,365.00 SH Shared-Defined N/A Sole Kinder Morgan Management LLC SHS 49455U100 $28,362.41 483.84 SH Shared-Defined N/A Sole Knoll Inc COM NEW 498904200 $6,806.25 605.00 SH Shared-Defined N/A Sole Kohls Corp Common COM 500255104 $128,733.00 2,350.00 SH Shared-Defined N/A Sole Korn/Ferry International COM NEW 500643200 $9,319.20 528 SH Shared-Defined N/A Sole Kraft Foods Cl A CL A 50075N104 $1,974,883.68 65,307.00 SH Shared-Defined N/A Sole Kroger Co COM 501044101 $293,211.42 13,537.00 SH Shared-Defined N/A Sole L-3 Communications Holdings, Inc. COM 502424104 $13,744.50 150.00 SH Shared-Defined N/A Sole Laboratory Corporation of America Holdings COM NEW 50540R409 $3,482.66 46.00 SH Shared-Defined N/A Sole Lance Inc COM 514606102 $11,796.30 510 SH Shared-Defined N/A Sole Legg Mason Inc Common COM 524901105 $1,440,380.80 50,240.00 SH Shared-Defined N/A Sole Level 3 Communications COM 52729N100 $37,989.00 23,450.00 SH Shared-Defined N/A Sole Liberty Media Hldg Corcap Com Ser A CAP COM SER A 53071M302 $363.70 10 SH Shared-Defined N/A Sole Liberty Media Hldg Corp Interactive Com Ser A INT COM SER A 53071M104 $765.00 50.00 SH Shared-Defined N/A Sole Liberty Media Starz Series A LIB STAR COM A 53071M708 $218.68 4 SH Shared-Defined N/A Sole Lilly Eli & Co COM 532457108 $1,983,189.88 54,754.00 SH Shared-Defined N/A Sole LMP Real Estate Income Fund COM 50208C108 $2,273.04 252 SH Shared-Defined N/A Sole Lockheed Martin Corp Common COM 539830109 $94,038.60 1,130.00 SH Shared-Defined N/A Sole Lowe's Companies, Inc COM 548661107 $39,511.20 1,630.00 SH Shared-Defined N/A Sole M&T Bank Corporation COM 55261F104 $4,762.80 60.00 SH Shared-Defined N/A Sole Madison / Claymore Covered Call & Equity Strategy Fund COM 556582104 $47,000.00 5,000.00 SH Shared-Defined N/A Sole Manulife Financial Corp COM 56501R106 $348,237.34 17,686.00 SH Shared-Defined N/A Sole Marathon Oil Corp common COM 565849106 $6,328.00 200 SH Shared-Defined N/A Sole Markel Corp COM 570535104 $4,121.26 11.00 SH Shared-Defined N/A Sole Market Vectors Brazil Small-Cap ETF BRAZL SMCP ETF 57060U613 $6,855.00 150.00 SH Shared-Defined N/A Sole Marriott Intl Inc New Cl A CL A 571903202 $381,990.88 12,119.00 SH Shared-Defined N/A Sole Materials Select Sector Index SBI MATERIALS 81369Y100 $1,865.60 55.00 SH Shared-Defined N/A Sole Maxim Integrated Products Inc. COM 57772K101 $225,796.55 11,645.00 SH Shared-Defined N/A Sole McAfee Inc. COM 579064106 $478,550.25 11,925.00 SH Shared-Defined N/A Sole McDonald's Corp COM 580135101 $6,562,912.80 98,365.00 SH Shared-Defined N/A Sole McGraw-Hill Co COM 580645109 $1,855,012.10 52,034.00 SH Shared-Defined N/A Sole McKesson Corp Common COM 58155Q103 $6,506.28 99.00 SH Shared-Defined N/A Sole Mead Johnson Nutrition Co COM 582839106 $42,375.67 814.45 SH Shared-Defined N/A Sole Medco Health Solutions Inc COM 58405U102 $355,596.48 5,508.00 SH Shared-Defined N/A Sole Medtronic Inc COM 585055106 $3,023,764.50 67,150.00 SH Shared-Defined N/A Sole Merck & Co., Inc COM 58933Y105 $2,436,041.70 65,222.00 SH Shared-Defined N/A Sole Mercury General Corp COM 589400100 $51,064.96 1,168.00 SH Shared-Defined N/A Sole Meta Financial Group Inc COM 59100U108 $84,133.00 3,332.00 SH Shared-Defined N/A Sole Metropolitan Life Insurance Company COM 59156R108 $3,165,987.00 73,050.00 SH Shared-Defined N/A Sole MFS Charter Income Tr Sh Ben Int SH BEN INT 552727109 $70,500.00 7,500.00 SH Shared-Defined N/A Sole Microsoft Corp COM 594918104 $8,207,588.07 280,242.00 SH Shared-Defined N/A Sole Mitsubishi UFJ Financial Group ADR SPONSORED ADR 606822104 $8,012.36 1,532.00 SH Shared-Defined N/A Sole Mitsui & Co Ltd ADR ADR 606827202 $21,485.44 64.00 SH Shared-Defined N/A Sole Monsanto Co COM 61166W101 $7,142.00 100 SH Shared-Defined N/A Sole Montpelier Re Holdings Ltd SHS G62185106 $10,876.07 647 SH Shared-Defined N/A Sole Moodys Corp Common COM 615369105 $4,462.50 150 SH Shared-Defined N/A Sole Morgan Stanley Emerging Markets Domestic Debt Fund, Inc COM 617477104 $5,585.63 375.00 SH Shared-Defined N/A Sole Motorola Inc COM 620076109 $4,963.14 707.00 SH Shared-Defined N/A Sole Mylan Inc Common COM 628530107 $10,219.50 450.00 SH Shared-Defined N/A Sole Nasdaq COM 631103108 $3,674.88 174 SH Shared-Defined N/A Sole National Bank of Greece SPONSORED ADR 633643408 $5,858.58 1,443.00 SH Shared-Defined N/A Sole Ncr Corp New COM 62886E108 $303.60 22 SH Shared-Defined N/A Sole Nelnet, Inc. CL A 64031N108 $39,050,301.25 2,104,003.30 SH Shared-Defined N/A Sole NeuStar Inc CL A 64126X201 $14,313.60 568.00 SH Shared-Defined N/A Sole Newell Rubbermaid Inc. COM 651229106 $3,040.00 200.00 SH Shared-Defined N/A Sole NewMarket Corp COM 651587107 $15,139.53 147 SH Shared-Defined N/A Sole Nike Inc Cl B CL B 654106103 $1,201,137.00 16,342.00 SH Shared-Defined N/A Sole NJF Dividend Interest & Premium Strategy Fund COM SHS 65337H109 $18,113.90 1,145.00 SH Shared-Defined N/A Sole Noble Corporation NAMEN -AKT H5833N103 $846,855.00 20,250.00 SH Shared-Defined N/A Sole Nokia Corp ADR SPONSORED ADR 654902204 $150,893.40 9,710.00 SH Shared-Defined N/A Sole Nordic American Tanker Shipping Limited COM G65773106 $12,108.00 400 SH Shared-Defined N/A Sole Norfolk Southern COM 655844108 $1,430,336.88 25,592.00 SH Shared-Defined N/A Sole Northrop Grumman Corp COM 666807102 $39,604.28 604 SH Shared-Defined N/A Sole Novartis AG - ADR SPONSORED ADR 66987V109 $923,595.20 17,072.00 SH Shared-Defined N/A Sole Nstar Common COM 67019E107 $60,214.00 1,700.00 SH Shared-Defined N/A Sole Nucor Corp COM 670346105 $3,195,069.66 70,407.00 SH Shared-Defined N/A Sole NutriSystem, Inc. COM 67069D108 $5,613.30 315 SH Shared-Defined N/A Sole Nuveen Insd Mun Opportunity Fund Incinc Common COM 670984103 $9,264.06 666 SH Shared-Defined N/A Sole Nuveen Invt Quality Mun Fund Inc Common COM 67062E103 $9,443.88 666.00 SH Shared-Defined N/A Sole Nuveen Quality Income Muni Fund COM 670977107 $9,457.20 666.00 SH Shared-Defined N/A Sole NYSE Euronext, Inc COM 629491101 $1,895.04 64 SH Shared-Defined N/A Sole Occidental Petroleum Corp COM 674599105 $6,870,565.80 81,270.00 SH Shared-Defined N/A Sole Oclaro Inc. COM 67555N107 $786.38 287 SH Shared-Defined N/A Sole Omnicare Inc COM 681904108 $10,382.43 367.00 SH Shared-Defined N/A Sole Oracle Corp COM 68389X105 $5,413,754.70 210,570.00 SH Shared-Defined N/A Sole Orix Corp Sponsored ADR SPONSORED ADR 686330101 $7,145.82 162.00 SH Shared-Defined N/A Sole Otter Tail Common COM 689648103 $43,920.00 2,000.00 SH Shared-Defined N/A Sole Owens & Minor Inc COM 690732102 $11,458.33 247.00 SH Shared-Defined N/A Sole Pacific Ethanol, Inc. COM 69423U107 $760.35 685 SH Shared-Defined N/A Sole Packaging Corp of America COM 695156109 $5,118.88 208 SH Shared-Defined N/A Sole Parkway Properties Inc. COM 70159Q104 $37,691.46 2,007.00 SH Shared-Defined N/A Sole Partnerre Ltd COM G6852T105 $14,827.92 186.00 SH Shared-Defined N/A Sole Patterson Companies Inc COM 703395103 $6,582.60 212.00 SH Shared-Defined N/A Sole Patterson-UTI Energy Inc common COM 703481101 $5,979.16 428.00 SH Shared-Defined N/A Sole Paychex Inc COM 704326107 $253,624.32 8,256.00 SH Shared-Defined N/A Sole Peabody Energy Corporation COM 704549104 $2,815,531.30 61,609.00 SH Shared-Defined N/A Sole Penney J C Co Inc COM 708160106 $6,434.00 200 SH Shared-Defined N/A Sole PepsiCo Inc COM 713448108 $8,484,490.72 128,242.00 SH Shared-Defined N/A Sole Petroleo Brasileiro ADR SP ADR NON VTG 71654V101 $16,984.11 429.00 SH Shared-Defined N/A Sole Petroleo Brasileiro S.A. ADR SPONSORED ADR 71654V408 $44,500.00 1,000.00 SH Shared-Defined N/A Sole Petsmart Inc COM 716768106 $767,040.00 24,000.00 SH Shared-Defined N/A Sole Pfizer Inc COM 717081103 $784,715.42 45,756.00 SH Shared-Defined N/A Sole PG&E Corp COM 69331C108 $118,224.54 2,787.00 SH Shared-Defined N/A Sole Pharmaceutical HOLDRs Trust DEPOSITRY RCPT 71712A206 $126,046.00 1,900.00 SH Shared-Defined N/A Sole Pharmaceutical Product Development, Inc COM 717124101 $3,869.62 163.00 SH Shared-Defined N/A Sole Phoenix Companies Common COM 71902E109 $1,113.20 460 SH Shared-Defined N/A Sole Piedmont Natural Gas Common COM 720186105 $19,306.00 700.00 SH Shared-Defined N/A Sole Pioneer Natural Resources COM 723787107 $13,854.72 246.00 SH Shared-Defined N/A Sole Piper Jaffray Companies COM 724078100 $1,612.00 40.00 SH Shared-Defined N/A Sole Polaris Industries Inc COM 731068102 $107,436.00 2,100.00 SH Shared-Defined N/A Sole Potash Corp Saskatchewan COM 73755L107 $680,295.00 5,700.00 SH Shared-Defined N/A Sole Power-One Inc COM 739308104 $20,900.00 5,000.00 SH Shared-Defined N/A Sole PowerShares Cleantech Portfolio CLEANTECH PORT 73935X278 $5,032.37 206 SH Shared-Defined N/A Sole Powershares DB Commodity Index Tracking Fund ETF UNIT BEN INT 73935S105 $10,983.84 467 SH Shared-Defined N/A Sole Powershares Wilderhill Clean Energy Portfolio WNDRHLL CLN EN 73935X500 $4,302.72 432 SH Shared-Defined N/A Sole PowerShares WilderHill Progressive Energy Portfolio WILDERHILL PRO 73935X161 $5,873.34 242.00 SH Shared-Defined N/A Sole PPL Corp COM 69351T106 $49,878.00 1,800.00 SH Shared-Defined N/A Sole Praxair Inc COM 74005P104 $3,024,852.00 36,444.00 SH Shared-Defined N/A Sole PriceSmart Inc COM 741511109 $13,578.00 584.00 SH Shared-Defined N/A Sole Pride International Inc. COM 74153Q102 $6,022.00 200.00 SH Shared-Defined N/A Sole Principal Financial Grp Common COM 74251V102 $162,991.80 5,580.00 SH Shared-Defined N/A Sole Procter & Gamble Co COM 742718109 $6,923,825.91 109,433.00 SH Shared-Defined N/A Sole Progress Energy Inc COM 743263105 $39,360.00 1,000.00 SH Shared-Defined N/A Sole Prospect Capital Corp COM 74348T102 $57,846.15 4,761.00 SH Shared-Defined N/A Sole Prudential Financial, Inc. COM 744320102 $56,325.50 931 SH Shared-Defined N/A Sole Public Storage Inc COM 74460D109 $14,258.45 155 SH Shared-Defined N/A Sole QLogic Corp COM 747277101 $1,086,050.00 53,500.00 SH Shared-Defined N/A Sole Qualcomm Inc COM 747525103 $2,584,903.84 61,604.00 SH Shared-Defined N/A Sole Quest Diagnostics Inc COM 74834L100 $3,491,745.87 59,903.00 SH Shared-Defined N/A Sole Questar Corp COM 748356102 $3,652,992.00 84,560.00 SH Shared-Defined N/A Sole Raytheon Co, New COM NEW 755111507 $61,232.64 1,072.00 SH Shared-Defined N/A Sole Regal Entertainment Group CL A 758766109 $138,311.04 7,872.00 SH Shared-Defined N/A Sole Reliance Steel & Aluminum Co. COM 759509102 $4,923.00 100 SH Shared-Defined N/A Sole Research In Motion Limited COM 760975102 $11,095.50 150.00 SH Shared-Defined N/A Sole Rio Tinto plc - Spons ADR SPONSORED ADR 767204100 $8,759.01 37 SH Shared-Defined N/A Sole Rock-Tenn Company CL A 772739207 $1,910,704.53 41,929.00 SH Shared-Defined N/A Sole Rocky Mountain Chocolate Factory, Inc. COM PAR $0.03 774678403 $4,305.60 468.00 SH Shared-Defined N/A Sole Roper Industries Inc COM 776696106 $2,433,733.68 42,077.00 SH Shared-Defined N/A Sole Ross Stores Inc COM 778296103 $13,581.38 254.00 SH Shared-Defined N/A Sole Royal Bk of Scotland Srs Q 6.75% Pfd due 06/30/11 ADR PREF SHS Q 780097754 $26,700.00 2,000.00 SH Shared-Defined N/A Sole Royal Dutch Shell PLC ADR A SPONS ADR A 780259206 $254,584.00 4,400.00 SH Shared-Defined N/A Sole Royal Dutch Shell PLC ADR B SPON ADR B 780259107 $188,122.00 3,400.00 SH Shared-Defined N/A Sole San Juan Basin Royalty Trust UNIT BEN INT 798241105 $6,252.00 300.00 SH Shared-Defined N/A Sole Sanofi-Aventis ADR SPONSORED ADR 80105N105 $66,089.84 1,769.00 SH Shared-Defined N/A Sole Schlumberger Ltd COM 806857108 $2,009,333.98 31,663.00 SH Shared-Defined N/A Sole Schnitzer Steel Ind., Inc. CL A 806882106 $14,393.22 274.00 SH Shared-Defined N/A Sole Seahawk Drilling Inc COM 81201R107 $245.05 13 SH Shared-Defined N/A Sole SEI Investments Co COM 784117103 $13,819.13 629.00 SH Shared-Defined N/A Sole Select Sector SPDR Tr SBI INT-FINL 81369Y605 $8,549.20 536.00 SH Shared-Defined N/A Sole Select Sector Spdr Tr Sbi Int-Energy SBI INT-ENERGY 81369Y506 $9,893.44 172.00 SH Shared-Defined N/A Sole Sempra Energy COM 816851109 $49,900.00 1,000.00 SH Shared-Defined N/A Sole Service Corp Intl COM 817565104 $14,008.68 1,526.00 SH Shared-Defined N/A Sole Sirius Satellite Radio Inc COM 82967N108 $4,004.30 4,600.00 SH Shared-Defined N/A Sole Sociedad Quimica y Minera de Chile SA SPON ADR SER B 833635105 $11,217.00 300 SH Shared-Defined N/A Sole Sonoco Prods Common COM 835495102 $28,573.12 928.00 SH Shared-Defined N/A Sole Sonus Networks, Inc. COM 835916107 $1,841.00 700 SH Shared-Defined N/A Sole Southern Co COM 842587107 $196,307.20 5,920.00 SH Shared-Defined N/A Sole Southern Copper Corp COM 84265V105 $92,951.45 2,935.00 SH Shared-Defined N/A Sole Southern Union Co COM 844030106 $16,211.43 639 SH Shared-Defined N/A Sole Southwest Gas COM 844895102 $210,337.60 7,030.00 SH Shared-Defined N/A Sole Southwestern Energy Common COM 845467109 $3,664.80 90.00 SH Shared-Defined N/A Sole SPDR Barclays Capital Convertible Bond ETF BARCLY CNV ETF 78464A359 $104,139.00 2,660.00 SH Shared-Defined N/A Sole SPDR Barclays Capital High Yield Bond ETF BRCLYS YLD ETF 78464A417 $15,916.00 400.00 SH Shared-Defined N/A Sole SPDR BD International Government Inflation-Protected Bond ETF DB INT GVT ETF 78464A490 $61,715.60 1,114.00 SH Shared-Defined N/A Sole SPDR DJIA TRUST UT SER 1 78467X109 $21,722.00 200 SH Shared-Defined N/A Sole Spdr Gold Trust GOLD SHS 78463V107 $1,887,340.85 17,323.00 SH Shared-Defined N/A Sole SPDR Index Shares Funds DJ Wilshire International Real Estate ETF DJ INTL RL ETF 78463X863 $137,864.40 3,930.00 SH Shared-Defined N/A Sole SPDR Index Shares S&P International Small Cap S&P INTL SMLCP 78463X871 $398,639.92 14,908.00 SH Shared-Defined N/A Sole SPDR S&P MidCap 400 ETF Trust UTSER1 S&PDCRP 78467Y107 $4,294.80 30.00 SH Shared-Defined N/A Sole SPDR Series Trust DJ Wilshire Total REIT DJ REIT ETF 78464A607 $138,270.72 2,572.00 SH Shared-Defined N/A Sole Spectra Energy Corp COM 847560109 $377,580.27 16,759.00 SH Shared-Defined N/A Sole Sprint Nextel Corp COM SER 1 852061100 $380.00 100.00 SH Shared-Defined N/A Sole Standard and Poor's Depositary Receipts UNIT SER 1 S&P 78462F103 $1,517,139.00 12,967.00 SH Shared-Defined N/A Sole Stanley Black & Decker Inc COM 854502101 $54,883.96 956 SH Shared-Defined N/A Sole Staples Inc COM 855030102 $400,502.33 17,110.00 SH Shared-Defined N/A Sole Star Bulk Carriers Corporation COM Y8162K105 $9,410.94 3,234.00 SH Shared-Defined N/A Sole Starbucks Corp COM 855244109 $4,368.60 180 SH Shared-Defined N/A Sole Starwood Hotels & Resorts Wrldwd COM 85590A401 $9,654.48 207.00 SH Shared-Defined N/A Sole State Street Corp COM 857477103 $7,538.38 167 SH Shared-Defined N/A Sole Statoilhydro Asa ADR SPONSORED ADR 85771P102 $33,361.90 1,430.00 SH Shared-Defined N/A Sole Sterlite industries (India) Ltd ADR ADS 859737207 $6,029.64 324 SH Shared-Defined N/A Sole Stryker Corp COM 863667101 $2,938,533.10 51,355.00 SH Shared-Defined N/A Sole Sturm Ruger & Co Inc COM 864159108 $8,836.63 737.00 SH Shared-Defined N/A Sole SUN Life Financial Inc COM 866796105 $14,587.02 454 SH Shared-Defined N/A Sole Supervalu Inc COM 868536103 $1,284.36 77 SH Shared-Defined N/A Sole Symantec Corp Common COM 871503108 $5,941.55 351 SH Shared-Defined N/A Sole Synaptics Inc COM 87157D109 $7,565.14 274 SH Shared-Defined N/A Sole Sysco Corp COM 871829107 $3,752,400.00 127,200.00 SH Shared-Defined N/A Sole Target Corp COM 87612E106 $337,744.60 6,421.00 SH Shared-Defined N/A Sole TD Ameritrade Holding Corp COM 87236Y108 $28,590.00 1,500.00 SH Shared-Defined N/A Sole Teco Energy Common COM 872375100 $74,683.00 4,700.00 SH Shared-Defined N/A Sole Tedegar Corp COM 894650100 $11,699.80 685 SH Shared-Defined N/A Sole Tejon Ranch Co COM 879080109 $9,613.80 315.00 SH Shared-Defined N/A Sole Telefonica ADR SPONSORED ADR 879382208 $15,144.30 213 SH Shared-Defined N/A Sole Tenaris SA Sponsored ADR SPONSORED ADR 88031M109 $13,440.22 313.00 SH Shared-Defined N/A Sole Teradata Corp COM 88076W103 $635.58 22 SH Shared-Defined N/A Sole Terex Corporation COM 880779103 $1,740,835.05 76,655.00 SH Shared-Defined N/A Sole Teva Pharmaceutical Industries Ltd. ADR 881624209 $1,841,936.00 29,200.00 SH Shared-Defined N/A Sole Texas Instruments Inc COM 882508104 $3,106,711.20 126,960.00 SH Shared-Defined N/A Sole Thompson Creek Metals Company, Inc. COM 884768102 $13,584.12 1,004.00 SH Shared-Defined N/A Sole Thomson Corp COM 884903105 $4,501.20 124.00 SH Shared-Defined N/A Sole Thor Industries, Inc. COM 885160101 $3,715.83 123 SH Shared-Defined N/A Sole TierOne Bank COM 88650R108 $800.25 2,500.00 SH Shared-Defined N/A Sole Time Warner Cable, Inc COM 88732J207 $11,355.03 213.00 SH Shared-Defined N/A Sole Time Warner Inc COM NEW 887317303 $26,642.04 852.00 SH Shared-Defined N/A Sole Toreador Resources Corporation COM 891050106 $6,544.00 800 SH Shared-Defined N/A Sole Toronto - Dominion Bank COM NEW 891160509 $2,386.56 32.00 SH Shared-Defined N/A Sole Total Sa ADR SPONSORED ADR 89151E109 $15,259.26 263 SH Shared-Defined N/A Sole Transocean Ltd. REG SHS H8817H100 $1,405,316.22 16,269.00 SH Shared-Defined N/A Sole Travelers Companies, Inc COM 89417E109 $11,974.68 222.00 SH Shared-Defined N/A Sole Turkcell Iletisim Hizmetleri ADR SPON ADR NEW 900111204 $12,665.46 841.00 SH Shared-Defined N/A Sole Tyco International LTD SHS H89128104 $6,234.75 163.00 SH Shared-Defined N/A Sole UDR Inc COM 902653104 $12,771.36 724.00 SH Shared-Defined N/A Sole UGI Corporation COM 902681105 $6,635.00 250 SH Shared-Defined N/A Sole Ultra Petroleum Corp COM 903914109 $1,150,921.66 24,682.00 SH Shared-Defined N/A Sole UMB Finl COM 902788108 $2,030.00 50.00 SH Shared-Defined N/A Sole Unilever Plc ADR SPON ADR NEW 904767704 $12,883.20 440 SH Shared-Defined N/A Sole Union Pacific Corp COM 907818108 $4,215,996.10 57,517.00 SH Shared-Defined N/A Sole Unit Corp COM 909218109 $6,342.00 150 SH Shared-Defined N/A Sole United Parcel Service - Cl B CL B 911312106 $2,007,402.06 31,166.00 SH Shared-Defined N/A Sole United States Steel Corp COM 912909108 $12,704.00 200.00 SH Shared-Defined N/A Sole United Technologies Corp COM 913017109 $1,027,669.21 13,961.00 SH Shared-Defined N/A Sole UnitedHealth Group Inc COM 91324P102 $3,807,165.78 116,534.00 SH Shared-Defined N/A Sole Universal Corp COM 913456109 $12,118.70 230.00 SH Shared-Defined N/A Sole US Bancorp COM NEW 902973304 $2,516,804.12 97,249.00 SH Shared-Defined N/A Sole Utilities Select Sector SPDR Fund SBI INT-UTILS 81369Y886 $48,494.10 1,635.00 SH Shared-Defined N/A Sole Vale Sa ADR ADR REPSTG PFD 91912E204 $14,351.92 517.00 SH Shared-Defined N/A Sole Valeant Pharmaceuticals COM 91911X104 $17,206.91 401.00 SH Shared-Defined N/A Sole Valley National Bancorp COM 919794107 $1,746,400.88 113,624.00 SH Shared-Defined N/A Sole Vanguard Emerging Markets ETF EMR MKT ETF 922042858 $956,762.85 22,699.00 SH Shared-Defined N/A Sole Vanguard Growth ETF GROWTH ETF 922908736 $27,773.00 500.00 SH Shared-Defined N/A Sole Vanguard Large-Cap ETF LARGE CAP ETF 922908637 $352,579.50 6,615.00 SH Shared-Defined N/A Sole Vanguard Mid-Cap ETF MID CAP ETF 922908629 $58,282.40 895 SH Shared-Defined N/A Sole Vanguard REIT ETF REIT ETF 922908553 $17,473.98 358 SH Shared-Defined N/A Sole Vanguard Short-Term Bond ETF SHORT TRM BOND 921937827 $42,640.00 533.00 SH Shared-Defined N/A Sole Vanguard Small-Cap ETF SMALL CP ETF 922908751 $727,534.50 11,550.00 SH Shared-Defined N/A Sole Vanguard Total Stock Market ETF STK MRK ETF 922908769 $1,217,542.88 20,432.00 SH Shared-Defined N/A Sole Varian Med Sys Inc Common COM 92220P105 $834,431.73 15,081.00 SH Shared-Defined N/A Sole Vectren Corporation COM 92240G101 $9,888.00 400.00 SH Shared-Defined N/A Sole Verizon Communications COM 92343V104 $4,615,931.10 148,805.00 SH Shared-Defined N/A Sole VF Corp COM 918204108 $358,671.25 4,475.00 SH Shared-Defined N/A Sole Virtus Investment Partners COM 92828Q109 $479.32 23.00 SH Shared-Defined N/A Sole Visa Inc. COM CL A 92826C839 $2,715,424.90 29,830.00 SH Shared-Defined N/A Sole Vodafone Group plc- Spons ADR New SPONS ADR NEW 92857W209 $506,969.19 21,749.00 SH Shared-Defined N/A Sole Vulcan Materials COM 929160109 $3,306.80 70 SH Shared-Defined N/A Sole W W Grainger Inc COM 384802104 $124,878.60 1,155.00 SH Shared-Defined N/A Sole Wabtec Corp COM 929740108 $11,077.56 263 SH Shared-Defined N/A Sole Waddell & Reed Financial CL A 930059100 $17,335.24 481 SH Shared-Defined N/A Sole Wal-Mart Stores Inc COM 931142103 $5,972,329.60 107,416.00 SH Shared-Defined N/A Sole Walgreen Co COM 931422109 $1,717,044.46 46,294.00 SH Shared-Defined N/A Sole Walt Disney Company COM DISNEY 254687106 $104,730.00 3,000.00 SH Shared-Defined N/A Sole Waste Management Inc COM 94106L109 $2,020,076.96 58,672.00 SH Shared-Defined N/A Sole Waters Corp COM 941848103 $320,815.00 4,750.00 SH Shared-Defined N/A Sole Weatherford Intl Ltd REG H27013103 $7,834.84 494 SH Shared-Defined N/A Sole Wells Fargo COM 949746101 $895,913.68 28,789.00 SH Shared-Defined N/A Sole Werner Enterprises Common COM 950755108 $36,446.41 1,573.00 SH Shared-Defined N/A Sole Wesco Financial Corp COM 950817106 $8,481.00 22 SH Shared-Defined N/A Sole Westar Energy Inc COM 95709T100 $13,380.00 600 SH Shared-Defined N/A Sole Western Asset/Claymore US Treasury Inflation Protected Securities Fund 2 COM 95766R104 $15,812.00 1,340.00 SH Shared-Defined N/A Sole Western Union COM 959802109 $1,620,816.32 95,567.00 SH Shared-Defined N/A Sole Whirlpool Corp Common COM 963320106 $2,443.00 28 SH Shared-Defined N/A Sole White Mountains insurance Group Ltd COM G9618E107 $9,585.00 27 SH Shared-Defined N/A Sole Windstream Corporation COM 97381W104 $1,718,442.01 157,800.00 SH Shared-Defined N/A Sole WisdomTree MidCap Dividend Fund MIDCAP DIVI FD 97717W505 $5,088.38 110 SH Shared-Defined N/A Sole World Wrestling Entertainment, Inc. Common CL A 98156Q108 $17,300.00 1,000.00 SH Shared-Defined N/A Sole Wynn Resorts Limited COM 983134107 $5,687.25 75 SH Shared-Defined N/A Sole Xcel Energy COM 98389B100 $62,116.00 2,930.00 SH Shared-Defined N/A Sole Xilinx Inc COM 983919101 $1,989,000.00 78,000.00 SH Shared-Defined N/A Sole Yahoo Inc COM 984332106 $19,836.00 1,200.00 SH Shared-Defined N/A Sole Yum! Brands Inc COM 988498101 $154,086.60 4,020.00 SH Shared-Defined N/A Sole Zimmer Holdings Inc COM 98956P102 $2,157,603.20 36,446.00 SH Shared-Defined N/A Sole $379,731,696.33 10,420,220.82
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