0000919574-14-003058.txt : 20140515
0000919574-14-003058.hdr.sgml : 20140515
20140514174708
ACCESSION NUMBER: 0000919574-14-003058
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140515
DATE AS OF CHANGE: 20140514
EFFECTIVENESS DATE: 20140515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARBERT MANAGEMENT CORP
CENTRAL INDEX KEY: 0001259933
IRS NUMBER: 000000000
STATE OF INCORPORATION: AL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12611
FILM NUMBER: 14842854
BUSINESS ADDRESS:
STREET 1: 2100 THIRD AVENUE NORTH
STREET 2: SUITE 600
CITY: BIRMINGHAM
STATE: AL
ZIP: 35203
BUSINESS PHONE: 205-987-5500
MAIL ADDRESS:
STREET 1: 2100 THIRD AVENUE NORTH
STREET 2: SUITE 600
CITY: BIRMINGHAM
STATE: AL
ZIP: 35203
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001259933
XXXXXXXX
03-31-2014
03-31-2014
false
HARBERT MANAGEMENT CORP
2100 Third Avenue North
Suite 600
Birmingham
AL
35203
13F HOLDINGS REPORT
028-12611
N
John W. McCullough
Senior Vice President and General Counsel
205-987-5576
/s/ John W. McCullough
Birmingham
AL
05-14-2014
2
23
90717
1
0001512582
028-14261
HARBERT VALUE FUND GP, LLC
2
0001512587
028-14262
HARBERT VALUE MASTER FUND, LTD.
INFORMATION TABLE
2
infotable.xml
AMERICAN INTL GROUP INC
COM NEW
026874784
2501
50000
SH
DFND
1,2
50000
0
0
CHARTER FINL CORP MD
COM
16122W108
2811
260000
SH
DFND
1,2
260000
0
0
CIT GROUP INC
COM NEW
125581801
2304
47000
SH
DFND
1,2
47000
0
0
CLIFFS NAT RES INC
COM
18683K101
7161
350000
SH
Put
DFND
1,2
350000
0
0
COMVERSE INC
COM
20585P105
3112
90000
SH
DFND
1,2
90000
0
0
DEAN FOODS CO NEW
COM NEW
242370203
4097
265000
SH
DFND
1,2
265000
0
0
EXELIS INC
COM
30162A108
4753
250000
SH
DFND
1,2
250000
0
0
FTD COS INC
COM
30281V108
864
27161
SH
DFND
1,2
27161
0
0
HESS CORP
COM
42809H107
4724
57000
SH
DFND
1,2
57000
0
0
MADISON SQUARE GARDEN CO
CL A
55826P100
1136
20000
SH
DFND
1,2
20000
0
0
MAGICJACK VOCALTEC LTD
SHS
M6787E101
637
30000
SH
DFND
1,2
30000
0
0
MARATHON OIL CORP
COM
565849106
3019
85000
SH
DFND
1,2
85000
0
0
MARTHA STEWART LIVING OMNIME
CL A
573083102
906
200000
SH
DFND
1,2
200000
0
0
MICRON TECHNOLOGY INC
COM
595112103
2366
100000
SH
Call
DFND
1,2
0
0
0
MICROSOFT CORP
COM
594918104
6763
165000
SH
DFND
1,2
165000
0
0
MICROSOFT CORP
COM
594918104
6149
150000
SH
Put
DFND
1,2
150000
0
0
NATIONAL BK HLDGS CORP
CL A
633707104
3512
175000
SH
DFND
1,2
175000
0
0
NEWS CORP NEW
CL A
65249B109
7749
450000
SH
DFND
1,2
0
0
450000
ORACLE CORP
COM
68389X105
6955
170000
SH
DFND
1,2
170000
0
0
PFIZER INC
COM
717081103
5621
175000
SH
DFND
1,2
175000
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
3351
150000
SH
SOLE
150000
0
0
UNITED STATES STL CORP NEW
COM
912909108
5522
200000
SH
Put
DFND
1,2
200000
0
0
URS CORP NEW
COM
903236107
4706
100000
SH
DFND
1,2
100000
0
0