General Counsel, Executive Vice President, and Secretary

0001104659-18-051930.txt : 20180814 0001104659-18-051930.hdr.sgml : 20180814 20180814152531 ACCESSION NUMBER: 0001104659-18-051930 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180814 DATE AS OF CHANGE: 20180814 EFFECTIVENESS DATE: 20180814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARES MANAGEMENT LLC CENTRAL INDEX KEY: 0001259313 IRS NUMBER: 010605583 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12990 FILM NUMBER: 181016844 BUSINESS ADDRESS: STREET 1: 2000 AVENUE OF THE STARS STREET 2: 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 310-201-4100 MAIL ADDRESS: STREET 1: 2000 AVENUE OF THE STARS STREET 2: 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001259313 XXXXXXXX 06-30-2018 06-30-2018 false ARES MANAGEMENT LLC

2000 Avenue of the Stars 12th Floor Los Angeles CA 90067

13F HOLDINGS REPORT 028-12990 Y *The Reporting Manager does not have formal investment discretion with respect to the securities in the indicated rows, but may be deemed to be part of a group exercising such investment discretion. Such group, if any, would include each manager identified in the column captioned "Other Managers" relating to a given issuer. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g), or 16(a) under the Securities Exchange Act of 1934, as amended, and the rules thereunder, or for any other purpose, that the Reporting Manager or any Other Included Manager exercises investment discretion or is a member of such a group with respect to such securities. Reference is made to reports filed under Sections 13(d), 13(g), and 16(a) for additional information with respect to such beneficial ownership and/or pecuniary interest of the Reporting Manager, any Other Included Manager and related entities. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g), or 16(a) under the Securities Exchange Act of 1934, as amended, and the rules thereunder, or for any other purpose, that the Reporting Manager or any other person (including Other Included Managers named herein) is the beneficial owner of any securities. Michael D. Weiner General Counsel, Executive Vice President, and Secretary 310-201-4140 /s/ Michael D. Weiner Los Angeles CA 08-14-2018 3 55 2831848 false 1 0001462608 028-14343 ACOF Operating Manager III LLC 2 0001620272 028-17046 ACOF Operating Manager IV, LLC 3 0001681591 028-17507 Ares Cactus Operating Manager, L.P. INFORMATION TABLE 2 a18-18372_1informationtable.xml INFORMATION TABLE Alcentra Cap Corp COM 01374T102 2747 429826 SH DFND 3 429826 0 0 American Airlines, Inc. COM 02376R102 11384 352821 SH DFND 352821 0 0 American Capital Senior Floating Ltd COM 20504D108 2774 225543 SH DFND 3 225543 0 0 Apollo Investment Corp COM 03761U106 24949 4479247 SH DFND 3 4479247 0 0 Apollo Tactical Income Fund Inc COM 037638103 234 15000 SH DFND 15000 0 0 Ares Capital Corp COM 04010L103 39290 2388420 SH DFND 3 2388420 0 0 Ares Commercial Real Estate COM 04013V108 344 24927 SH DFND 24927 0 0 BioScrip Inc. COM 09069N108 21063 7188615 SH DFND 7188615 0 0 BlackRock Capital Investment COM 092533108 11716 2009536 SH DFND 3 2009536 0 0 BlackRock Corporate High Yield Fund COM 09255P107 157 15000 SH DFND 15000 0 0 California Resources COM NEW 13057Q206 71113 1564990 SH DFND 1564990 0 0 Capitala Finance Corp COM 14054R106 2447 294762 SH DFND 3 294762 0 0 Chimera Investment Corp COM 16934Q208 2398 131198 SH DFND 3 131198 0 0 Cincinnati Bell Inc. COM NEW 171871502 32874 2093902 SH DFND 2093902 0 0 Clear Channel Outdoor Holdings CL A 18451C109 5946 1382818 SH DFND 1382818 0 0 CM Finance Inc. COM 12574Q103 1233 138589 SH DFND 3 138589 0 0 Corporate Cap Tr Inc COM 219880101 10458 669516 SH DFND 3 669516 0 0 Credit Suisse Asset Mgmt Inc COM 224916106 202 63960 SH DFND 63960 0 0 DoubleLine Income Solutions Fund COM 258622109 1000 50000 SH DFND 50000 0 0 Eagle Pt CR Co LLC COM 269808101 273 15000 SH DFND 3 15000 0 0 Fidus Investment Corp COM 316500107 2233 157144 SH DFND 3 157144 0 0 Floor & Decor Hldgs Inc CL A 339750101 1668915 33831643 SH DFND 1* 33831643 0 0 FS Investment Corp COM 302635107 13127 1786011 SH DFND 3 1786011 0 0 Garrison Capital Inc COM 366554103 951 116970 SH DFND 3 116970 0 0 Gastar Exploration, Inc. COM 36729W202 31759 56712088 SH DFND 56712088 0 0 Goldman Sachs BDC Inc. COM 38147U107 1333 65100 SH DFND 3 65100 0 0 Golub Capital BDC Inc. COM 38173M102 11902 650379 SH DFND 3 650379 0 0 Halcon Resources Corporation W EXP 09/09/202 40537Q118 136 340906 SH DFND 340906 0 0 Halcon Resources Corporation COM PAR NEW 40537Q605 96178 21908398 SH DFND 21908398 0 0 Hercules Capital Inc. COM 427096508 19798 1565069 SH DFND 3 1565069 0 0 Hovnanian Enterprises Inc CL A 442487203 16 10000 SH DFND 10000 0 0 KCAP Financial Inc COM 48668E101 1056 324778 SH DFND 3 324778 0 0 KKR Income Opportunities FD COM 48249T106 199 12000 SH DFND 12000 0 0 Medley Capital Corp COM 58503F106 3852 1100210 SH DFND 3 1100210 0 0 New Mountain Finance Corp COM 647551100 17274 1270113 SH DFND 3 1270113 0 0 New Residential Investment COM 64828T201 1376 78700 SH DFND 3 78700 0 0 Noble Energy, Inc. COM 655044105 351280 9956919 SH DFND 9956919 0 0 OakTree Specialty Lending Corp COM 67401P108 7236 1513704 SH DFND 3 1513704 0 0 OakTree Strategic Income Corp COM 67402D104 7966 937162 SH DFND 3 937162 0 0 OCH-ZIFF Cap Mgmt Group CL A 67551U105 29 15100 SH DFND 15100 0 0 OFS Capital Corp COM 67103B100 1168 101955 SH DFND 3 101955 0 0 PenantPark Floating Rate COM 70806A106 7926 580236 SH DFND 3 580236 0 0 PenantPark Investment Corp COM 708062104 14661 2092923 SH DFND 3 2092923 0 0 Prospect Capital Corp COM 74348T102 1874 279288 SH DFND 3 279288 0 0 Smart & Final Holdings, Inc COM 83190B101 245414 44218762 SH DFND 1*,2* 44218762 0 0 Solar Capital LTD COM 83413U100 7484 366148 SH DFND 3 366148 0 0 Stellus Capital Investment Corp COM 858568108 2456 192141 SH DFND 3 192141 0 0 Targa Resources Corp COM 87612G101 5190 104867 SH DFND 104867 0 0 TCG BDC Inc COM 872280102 11668 685534 SH DFND 3 685534 0 0 TCP Capital Corp COM 87238Q103 17072 1181423 SH DFND 3 1181423 0 0 THL Credit Inc. COM 872438106 6248 798961 SH DFND 3 798961 0 0 THL Credit Senior Loan Fund COM 87244R103 255 14792 SH DFND 14792 0 0 TPG Specialty Lending Inc COM 87265K102 15760 878493 SH DFND 3 878493 0 0 Triangle Capital Corp COM 895848109 10842 942770 SH DFND 3 942770 0 0 TriplePoint Venture Growth COM 89677Y100 4612 371065 SH DFND 3 371065 0 0