0001104659-17-008655.txt : 20170213 0001104659-17-008655.hdr.sgml : 20170213 20170213172343 ACCESSION NUMBER: 0001104659-17-008655 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170213 DATE AS OF CHANGE: 20170213 EFFECTIVENESS DATE: 20170213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARES MANAGEMENT LLC CENTRAL INDEX KEY: 0001259313 IRS NUMBER: 010605583 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12990 FILM NUMBER: 17600779 BUSINESS ADDRESS: STREET 1: 2000 AVENUE OF THE STARS STREET 2: 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 310-201-4100 MAIL ADDRESS: STREET 1: 2000 AVENUE OF THE STARS STREET 2: 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001259313 XXXXXXXX 12-31-2016 12-31-2016 false ARES MANAGEMENT LLC

2000 Avenue of the Stars 12th Floor Los Angeles CA 90067

13F HOLDINGS REPORT 028-12990 N Michael D. Weiner 310-201-4140 /s/ Michael D. Weiner Los Angeles CA 02-13-2017 10 54 1751278 false 1 0001259315 028-13372 ACOF OPERATING MANAGER LP 2 0001371907 028-13373 ACOF Operating Manager II, L.P. 3 0001462608 028-14343 ACOF Operating Manager III LLC 4 0001462572 028-15013 ASSF Operating Manager, LLC 5 0001449853 028-17045 Ares Capital Management LLC 6 0001525559 028-16984 ARES CAPITAL MANAGEMENT II LLC 7 0001620272 028-17046 ACOF Operating Manager IV, LLC 8 0001681591 Ares Cactus Operating Manager, L.P. 9 0001684755 Ares Capital Management III LLC 10 0001462578 Ares Management Ltd INFORMATION TABLE 2 a17-3955_1informationtable.xml INFORMATION TABLE Alcentra Capital Corp COM 01374T102 5022 419524 SH DFND 8,9* 419524 0 0 American Airlines, Inc. COM 02376R102 11172 239276 SH DFND 4* 239276 0 0 Apollo Investment Corp COM 03761U106 13876 2367945 SH DFND 8,9* 2367945 0 0 Ares Capital Corp COM 04010L103 24318 1474695 SH DFND 8,9* 1474695 0 0 Ares Commercial Real Estate COM 04013V108 254 18466 SH DFND 9* 18466 0 0 Ares Dynamic Credit COM 04014F102 371 24593 SH DFND 9* 24593 0 0 BioScrip, Inc. COM 09069N108 12 11800 SH DFND 9* 11800 0 0 BlackRock Capital Investment COM 092533108 8814 1266354 SH DFND 8,9* 1266354 0 0 Blackstone / GSO Strategic CR COM SH BEN IN 09257R101 156 10200 SH DFND 9* 10200 0 0 Blackstone Mortgage Trust Inc COM 09257W100 1934 64300 SH DFND 8,9* 64300 0 0 CM Finance Inc. COM 12574Q103 498 53600 SH DFND 8,9* 53600 0 0 CYS Investments Inc COM 12673A108 124 16000 SH DFND 9* 16000 0 0 Capitala Finance Corp COM 14054R106 4114 318213 SH DFND 8,9* 318213 0 0 Capstead Mortgage Corp COM 14067E506 143 14000 SH DFND 9* 14000 0 0 Chimera Investment Corp COM 16934Q208 2241 131673 SH DFND 8,9* 131673 0 0 Williams Clayton Energy, Inc COM 969490101 697970 5852509 SH DFND 7* 5852509 0 0 Doubline Income Solutions COM 258622109 1063 56000 SH DFND 4,6* 56000 0 0 Eagle Ppoint CR CO LLC COM 269808101 765 45653 SH DFND 8,9* 45653 0 0 FS Investment Corp COM 302635107 19518 1894909 SH DFND 8,9* 1894909 0 0 Fidus Investment Corp COM 316500107 6632 421623 SH DFND 8,9* 421623 0 0 Fifth Street Finance Corp COM 31678A103 10871 2024406 SH DFND 8,9* 2024406 0 0 Fifth Street Senior Floating COM 31679F101 8112 931373 SH DFND 8,9* 931373 0 0 Garrison Capital Inc COM 366554103 2868 306744 SH DFND 8,9* 306744 0 0 Golub Capital BDC Inc. COM 38173M102 10855 590255 SH DFND 8,9* 590255 0 0 Halcon Resources Corporation W EXP 09/09/202 40537Q118 784 340906 SH DFND 4,7,9* 340906 0 0 Halcon Resources Corporation COM PAR NEW 40537Q605 167950 17981822 SH DFND 4,6,7,9* 17981822 0 0 Hercules Capital Inc. COM 427096508 1428 101239 SH DFND 8,9* 101239 0 0 Horizon Technology Fin Corp COM 44045A102 1024 97253 SH DFND 8,9* 97253 0 0 INC Research Hldgs Inc CL A 45329R109 738 13252 SH DFND 5* 13252 0 0 KCAP Financial Inc COM 48668E101 592 148835 SH DFND 8,9* 148835 0 0 Ladder Cap Corp CL A 505743104 1902 138610 SH DFND 8,9* 138610 0 0 Lloyds Banking Group PLC SDCV 539439AG4 258 250000 SH DFND 250000 0 0 Medley Capital Corp COM 58503F106 6272 835110 SH DFND 8,9* 835110 0 0 Midstates Petroleum Company Inc COM PAR 59804T407 9895 477081 SH DFND 6,10* 477081 0 0 New Mountain Finance Corp COM 647551100 12478 884953 SH DFND 8,9* 884953 0 0 OFS Capital Corp COM 67103B100 1119 81328 SH DFND 8,9* 81328 0 0 PenantPark Floating Rate COM 70806A106 5641 399768 SH DFND 8,9* 399768 0 0 PenantPark Investment Corp COM 708062104 4854 633629 SH DFND 8,9* 633629 0 0 PennyMac Mortgage COM 70931T103 3947 241121 SH DFND 8,9* 241121 0 0 Prospect Capital Corp COM 74348T102 8989 1076478 SH DFND 8,9* 1076478 0 0 Rocket Fuel Inc COM 773111109 20 11405 SH DFND 5* 11405 0 0 Royal Bank of Scotland Group NOTE 8.0% 780099CK1 383 400000 SH DFND 400000 0 0 Smart& Final Stores Inc COM 83190B101 623485 44218762 SH DFND 3,7* 44218762 0 0 Solar Capital LTD COM 83413U100 6736 323517 SH DFND 8,9* 323517 0 0 Solar Senior Capital LTD COM 83416M105 4386 266784 SH DFND 8,9* 266784 0 0 Stellus Capital Investment Corp COM 858568108 4908 406962 SH DFND 8,9* 406962 0 0 TCP Capital Corp COM 87238Q103 7594 449342 SH DFND 8,9* 449342 0 0 THL Credit Inc. COM 872438106 10185 1017451 SH DFND 8,9* 1017451 0 0 TPG Specialty Lending Inc COM 87265K102 1804 96587 SH DFND 8* 96587 0 0 Travelport Worldwide Ltd COM G9019D104 11244 797440 SH DFND 4* 797440 0 0 Triangle Capital Corp COM 895848109 7915 431580 SH DFND 8,9* 431580 0 0 TriplePoint Venture Growth COM 89677Y100 5674 481669 SH DFND 8,9* 481669 0 0 Two Harbors Invt Corp COM 90187B101 2579 295700 SH DFND 8,9* 295700 0 0 WhiteHorse Finance Inc COM 96524V106 4791 393691 SH DFND 8,9* 393691 0 0