0001213900-19-027221.txt : 20191230
0001213900-19-027221.hdr.sgml : 20191230
20191230180651
ACCESSION NUMBER: 0001213900-19-027221
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191226
FILED AS OF DATE: 20191230
DATE AS OF CHANGE: 20191230
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HEYER ANDREW R
CENTRAL INDEX KEY: 0001259062
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38555
FILM NUMBER: 191317604
MAIL ADDRESS:
STREET 1: C/O MISTRAL EQUITY PARTNERS
STREET 2: 650 FIFTH AVENUE 31ST FL
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Lovesac Co
CENTRAL INDEX KEY: 0001701758
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FURNITURE STORES [5712]
IRS NUMBER: 320514958
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0204
BUSINESS ADDRESS:
STREET 1: TWO LANDMARK SQUARE, SUITE 300
CITY: STAMFORD
STATE: CT
ZIP: 06901
BUSINESS PHONE: 203-817-2279
MAIL ADDRESS:
STREET 1: TWO LANDMARK SQUARE, SUITE 300
CITY: STAMFORD
STATE: CT
ZIP: 06901
4
1
ownership.xml
X0306
4
2019-12-26
0
0001701758
Lovesac Co
LOVE
0001259062
HEYER ANDREW R
C/O MISTRAL EQUITY PARTNERS
650 FIFTH AVENUE, 10TH FLOOR
NEW YORK
NY
10019
1
0
1
0
Common Stock, par value $0.00001
2019-12-26
4
P
0
2500
14.0865
A
16960
D
Common Stock, par value $0.00001
2193599
I
See Footnote
Common Stock, par value $0.00001
430304
I
See Footnote
Common Stock, par value $0.00001
154433
I
See Footnote
Restricted Stock Units
Common Stock
3245
3245
D
Restricted Stock Units
Common Stock
3245
3245
D
Warrants to Purchase Common Stock
16
2017-05-30
2021-06-29
Common Stock
75000
75000
I
See Footnote
Warrants to Purchase Common Stock
16
2017-05-30
2021-06-29
Common Stock
90000
90000
I
See Footnote
Warrants to Purchase Common Stock
16
2017-10-19
2021-06-29
Common Stock
74200
74200
I
See Footnote
The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $13.9892 to $14.1285, inclusive. Upon request of the SEC staff or the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price.
By reason of the provisions of Rule 16a-1 of the Exchange Act, Mr. Heyer may be deemed to have beneficial ownership of certain of the securities that are beneficially owned by Mistral Sac Holdings 2, LLC ("MSH2"), Mistral Sac Holdings 3, LLC ("MSH3"), Mistral Sac Holdings 4, LLC ("MSH4") and the Mistral Funds (as defined below). Mr. Heyer disclaims beneficial ownership of the securities owned by MSH2, MSH3, MSH4 and the Mistral Funds, except to the extent of Mr. Heyer's pecuniary interest therein.
These securities are held by Mistral Equity Partners, LP, Mistral Equity Partners QP, LP and MEP Co-Invest, LLC (collectively, the "Mistral Funds"), each of which is controlled by Mr, Heyer.
These securities are held by MSH2.
These securities are held by MSH4.
Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the registrant's common stock.
The reporting person received a grant of 3,245 RSUs, of which 100% are subject vesting on the first anniversary of the October 2, 2019 grant date.
The reporting person received a grant of 3,245 RSUs, of which 50% are subject vesting on the first anniversary of the October 2, 2019 grant date and 50% are subject vesting on the second anniversary of the grant date.
These securities are held by MSH3.
/s/ Andrew R. Heyer
2019-12-30