0001213900-19-027221.txt : 20191230 0001213900-19-027221.hdr.sgml : 20191230 20191230180651 ACCESSION NUMBER: 0001213900-19-027221 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191226 FILED AS OF DATE: 20191230 DATE AS OF CHANGE: 20191230 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEYER ANDREW R CENTRAL INDEX KEY: 0001259062 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38555 FILM NUMBER: 191317604 MAIL ADDRESS: STREET 1: C/O MISTRAL EQUITY PARTNERS STREET 2: 650 FIFTH AVENUE 31ST FL CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lovesac Co CENTRAL INDEX KEY: 0001701758 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FURNITURE STORES [5712] IRS NUMBER: 320514958 STATE OF INCORPORATION: DE FISCAL YEAR END: 0204 BUSINESS ADDRESS: STREET 1: TWO LANDMARK SQUARE, SUITE 300 CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 203-817-2279 MAIL ADDRESS: STREET 1: TWO LANDMARK SQUARE, SUITE 300 CITY: STAMFORD STATE: CT ZIP: 06901 4 1 ownership.xml X0306 4 2019-12-26 0 0001701758 Lovesac Co LOVE 0001259062 HEYER ANDREW R C/O MISTRAL EQUITY PARTNERS 650 FIFTH AVENUE, 10TH FLOOR NEW YORK NY 10019 1 0 1 0 Common Stock, par value $0.00001 2019-12-26 4 P 0 2500 14.0865 A 16960 D Common Stock, par value $0.00001 2193599 I See Footnote Common Stock, par value $0.00001 430304 I See Footnote Common Stock, par value $0.00001 154433 I See Footnote Restricted Stock Units Common Stock 3245 3245 D Restricted Stock Units Common Stock 3245 3245 D Warrants to Purchase Common Stock 16 2017-05-30 2021-06-29 Common Stock 75000 75000 I See Footnote Warrants to Purchase Common Stock 16 2017-05-30 2021-06-29 Common Stock 90000 90000 I See Footnote Warrants to Purchase Common Stock 16 2017-10-19 2021-06-29 Common Stock 74200 74200 I See Footnote The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $13.9892 to $14.1285, inclusive. Upon request of the SEC staff or the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price. By reason of the provisions of Rule 16a-1 of the Exchange Act, Mr. Heyer may be deemed to have beneficial ownership of certain of the securities that are beneficially owned by Mistral Sac Holdings 2, LLC ("MSH2"), Mistral Sac Holdings 3, LLC ("MSH3"), Mistral Sac Holdings 4, LLC ("MSH4") and the Mistral Funds (as defined below). Mr. Heyer disclaims beneficial ownership of the securities owned by MSH2, MSH3, MSH4 and the Mistral Funds, except to the extent of Mr. Heyer's pecuniary interest therein. These securities are held by Mistral Equity Partners, LP, Mistral Equity Partners QP, LP and MEP Co-Invest, LLC (collectively, the "Mistral Funds"), each of which is controlled by Mr, Heyer. These securities are held by MSH2. These securities are held by MSH4. Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the registrant's common stock. The reporting person received a grant of 3,245 RSUs, of which 100% are subject vesting on the first anniversary of the October 2, 2019 grant date. The reporting person received a grant of 3,245 RSUs, of which 50% are subject vesting on the first anniversary of the October 2, 2019 grant date and 50% are subject vesting on the second anniversary of the grant date. These securities are held by MSH3. /s/ Andrew R. Heyer 2019-12-30