0001773383-21-000129.txt : 20211117
0001773383-21-000129.hdr.sgml : 20211117
20211117192743
ACCESSION NUMBER: 0001773383-21-000129
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211115
FILED AS OF DATE: 20211117
DATE AS OF CHANGE: 20211117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Van Siclen John
CENTRAL INDEX KEY: 0001258772
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39010
FILM NUMBER: 211422098
MAIL ADDRESS:
STREET 1: C/O DYNATRACE HOLDINGS LLC
STREET 2: 1601 TRAPELO ROAD, SUITE 116
CITY: WALTHAM
STATE: MA
ZIP: 02451
FORMER NAME:
FORMER CONFORMED NAME: VAN SICLEN JOHN
DATE OF NAME CHANGE: 20030806
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Dynatrace, Inc.
CENTRAL INDEX KEY: 0001773383
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 000000000
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 1601 TRAPELO ROAD, SUITE 116
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 781-530-1000
MAIL ADDRESS:
STREET 1: 1601 TRAPELO ROAD, SUITE 116
CITY: WALTHAM
STATE: MA
ZIP: 02451
FORMER COMPANY:
FORMER CONFORMED NAME: Dynatrace Holdings LLC
DATE OF NAME CHANGE: 20190410
4
1
wf-form4_163719524897491.xml
FORM 4
X0306
4
2021-11-15
0
0001773383
Dynatrace, Inc.
DT
0001258772
Van Siclen John
C/O DYNATRACE, INC.
1601 TRAPELO ROAD, SUITE 116
WALTHAM
MA
02451
1
1
0
0
Chief Executive Officer
Common Stock
2021-11-15
4
S
0
28690
68.9509
D
281335
I
See Footnote
Common Stock
2021-11-15
4
S
0
25220
69.9162
D
256115
I
See Footnote
Common Stock
2021-11-15
4
S
0
6761
70.6864
D
249354
I
See Footnote
Common Stock
2021-11-15
4
S
0
3329
71.7149
D
246025
I
See Footnote
Common Stock
2021-11-15
4
S
0
13327
68.9356
D
392633
D
Common Stock
2021-11-15
4
S
0
19983
70.0012
D
372650
D
Common Stock
2021-11-15
4
S
0
17596
70.624
D
355054
D
Common Stock
2021-11-15
4
S
0
4094
71.7698
D
350960
D
Common Stock
2021-11-16
4
S
0
5391
69.28
D
345569
D
Common Stock
3645
I
See Footnote
This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020.
The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $68.375 to $69.325, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Shares held by Van Siclen Holdings LLC whose initial member is the John W. Van Siclen 2019 Irrevocable Trust, for which the Concord Trust Company serves as trustee. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $69.33 to $70.32, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $70.33 to $71.31, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $71.45 to $72.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $68.3050 to $69.28, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $69.32 to $70.31, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $70.32 to $71.27, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $71.425 to $72.53, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs.
The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $69.2814 to $69.2783, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Shares held by the Nancy R. Van Siclen 2019 Irrevocable Trust, for which John Van Siclen serves as trustee. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
/s/ Craig Newfield, by power of attorney
2021-11-17