0001209191-13-008139.txt : 20130212
0001209191-13-008139.hdr.sgml : 20130212
20130212181704
ACCESSION NUMBER: 0001209191-13-008139
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130208
FILED AS OF DATE: 20130212
DATE AS OF CHANGE: 20130212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FLEMING GREGORY J
CENTRAL INDEX KEY: 0001258750
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11758
FILM NUMBER: 13598782
MAIL ADDRESS:
STREET 1: MERRILL LYNCH
STREET 2: 222 BROADWAY 17TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10038
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MORGAN STANLEY
CENTRAL INDEX KEY: 0000895421
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 363145972
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1585 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-761-4000
MAIL ADDRESS:
STREET 1: 1585 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: MORGAN STANLEY DEAN WITTER & CO
DATE OF NAME CHANGE: 19980326
FORMER COMPANY:
FORMER CONFORMED NAME: DEAN WITTER DISCOVER & CO
DATE OF NAME CHANGE: 19960315
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2013-02-08
0
0000895421
MORGAN STANLEY
MS
0001258750
FLEMING GREGORY J
C/O MORGAN STANLEY
1585 BROADWAY
NEW YORK
NY
10036
0
1
0
0
President, GWM/Investment Mgt.
Common Stock
2013-02-08
4
F
0
55823
23.225
D
391738.323
D
Common Stock
2013-02-12
4
J
0
29853
23.43
D
361885.323
D
Common Stock
2013-02-12
4
J
0
29853
23.43
A
104550
I
By Spouse as Trustee for Irrevocable Family Trust
Shares withheld to satisfy taxes upon conversion of previously granted restricted stock units to shares of Common Stock.
The Reporting Person contributed shares of Common Stock to a family trust in exchange for assets of equal value. There is no change in the number of shares beneficially owned by the Reporting Person for purposes of Section 16.
/s/ Martin M. Cohen, Attorney-in-Fact
2013-02-12