0001209191-13-008139.txt : 20130212 0001209191-13-008139.hdr.sgml : 20130212 20130212181704 ACCESSION NUMBER: 0001209191-13-008139 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130208 FILED AS OF DATE: 20130212 DATE AS OF CHANGE: 20130212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FLEMING GREGORY J CENTRAL INDEX KEY: 0001258750 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11758 FILM NUMBER: 13598782 MAIL ADDRESS: STREET 1: MERRILL LYNCH STREET 2: 222 BROADWAY 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10038 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MORGAN STANLEY CENTRAL INDEX KEY: 0000895421 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 363145972 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-761-4000 MAIL ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: MORGAN STANLEY DEAN WITTER & CO DATE OF NAME CHANGE: 19980326 FORMER COMPANY: FORMER CONFORMED NAME: DEAN WITTER DISCOVER & CO DATE OF NAME CHANGE: 19960315 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-02-08 0 0000895421 MORGAN STANLEY MS 0001258750 FLEMING GREGORY J C/O MORGAN STANLEY 1585 BROADWAY NEW YORK NY 10036 0 1 0 0 President, GWM/Investment Mgt. Common Stock 2013-02-08 4 F 0 55823 23.225 D 391738.323 D Common Stock 2013-02-12 4 J 0 29853 23.43 D 361885.323 D Common Stock 2013-02-12 4 J 0 29853 23.43 A 104550 I By Spouse as Trustee for Irrevocable Family Trust Shares withheld to satisfy taxes upon conversion of previously granted restricted stock units to shares of Common Stock. The Reporting Person contributed shares of Common Stock to a family trust in exchange for assets of equal value. There is no change in the number of shares beneficially owned by the Reporting Person for purposes of Section 16. /s/ Martin M. Cohen, Attorney-in-Fact 2013-02-12