0001209191-13-006627.txt : 20130205 0001209191-13-006627.hdr.sgml : 20130205 20130205190617 ACCESSION NUMBER: 0001209191-13-006627 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130201 FILED AS OF DATE: 20130205 DATE AS OF CHANGE: 20130205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FLEMING GREGORY J CENTRAL INDEX KEY: 0001258750 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11758 FILM NUMBER: 13575491 MAIL ADDRESS: STREET 1: MERRILL LYNCH STREET 2: 222 BROADWAY 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10038 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MORGAN STANLEY CENTRAL INDEX KEY: 0000895421 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 363145972 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-761-4000 MAIL ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: MORGAN STANLEY DEAN WITTER & CO DATE OF NAME CHANGE: 19980326 FORMER COMPANY: FORMER CONFORMED NAME: DEAN WITTER DISCOVER & CO DATE OF NAME CHANGE: 19960315 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-02-01 0 0000895421 MORGAN STANLEY MS 0001258750 FLEMING GREGORY J C/O MORGAN STANLEY 1585 BROADWAY NEW YORK NY 10036 0 1 0 0 President, GWM/Investment Mgt. Common Stock 2013-02-01 4 F 0 23599 23.355 D 522258.494 D The amount shown reflects shares withheld to satisfy taxes upon the conversion of Restricted Stock Units ("RSUs") to shares of Common Stock. This conversion relates to RSUs awarded on January 21, 2011 to the Reporting Person. /s/ Martin M. Cohen, Attorney-in-Fact 2013-02-05