0000950123-20-002216.txt : 20200214
0000950123-20-002216.hdr.sgml : 20200214
20200214090048
ACCESSION NUMBER: 0000950123-20-002216
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200214
DATE AS OF CHANGE: 20200214
EFFECTIVENESS DATE: 20200214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WHITEBOX ADVISORS LLC
CENTRAL INDEX KEY: 0001257391
IRS NUMBER: 411957584
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10715
FILM NUMBER: 20614354
BUSINESS ADDRESS:
STREET 1: 3033 EXCELSIOR BLVD.
STREET 2: SUITE 500
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55416
BUSINESS PHONE: 612-253-6001
MAIL ADDRESS:
STREET 1: 3033 EXCELSIOR BLVD.
STREET 2: SUITE 500
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55416
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001257391
XXXXXXXX
12-31-2019
12-31-2019
Whitebox Advisors LLC
3033 Excelsior Blvd.
Suite 500
Minneapolis
MN
55416
13F HOLDINGS REPORT
028-10715
N
Robert Riepe
Chief Financial Officer
612-253-6001
/S/ Robert Riepe
Minneapolis
MN
02-14-2020
0
89
3007929
false
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
AEGERION PHARMACEUTICALS INC
NOTE 5.000% 4/0
00767EAC6
2678
2818723
PRN
SOLE
2818723
0
0
ALLERGAN PLC
SHS
G0177J108
64804
338987
SH
SOLE
338987
0
0
AMAG PHARMACEUTICALS INC
NOTE 3.250% 6/0
00163UAD8
26051
30963000
PRN
SOLE
30963000
0
0
AMERICAN AXLE & MFG HLDGS IN
COM
024061103
4608
428249
SH
SOLE
428249
0
0
AMKOR TECHNOLOGY INC
COM
031652100
305
23436
SH
SOLE
23436
0
0
APHRIA INC
PUT
03765K954
3132
600000
SH
Put
SOLE
600000
0
0
APOLLO COML REAL EST FIN INC
NOTE 4.750% 8/2
03762UAB1
38897
38737000
PRN
SOLE
38737000
0
0
APOLLO COML REAL EST FIN INC
NOTE 5.375%10/1
03762UAC9
12209
12048000
PRN
SOLE
12048000
0
0
AVIS BUDGET GROUP INC
COM
053774105
4917
152512
SH
SOLE
152512
0
0
BEAZER HOMES USA INC
COM NEW
07556Q881
2846
201423
SH
SOLE
201423
0
0
BLACKSTONE MTG TR INC
NOTE 4.375% 5/0
09257WAB6
70322
66245000
PRN
SOLE
66245000
0
0
BLACKSTONE MTG TR INC
NOTE 4.750% 3/1
09257WAC4
27177
25578000
PRN
SOLE
25578000
0
0
BUNGE LIMITED
COM
G16962105
17072
296640
SH
SOLE
296640
0
0
CLEAR CHANNEL OUTDOOR HLDGS
COM
18453H106
20063
7015008
SH
SOLE
7015008
0
0
CLOVIS ONCOLOGY INC
NOTE 1.250% 5/0
189464AC4
628
1000000
PRN
SOLE
1000000
0
0
CONSOLIDATED COMM HLDGS INC
COM
209034107
297
76423
SH
SOLE
76423
0
0
CONSTELLIUM SE
CL A SHS
F21107101
1380
103019
SH
SOLE
103019
0
0
CONTURA ENERGY INC
COM
21241B100
14958
1652836
SH
SOLE
1652836
0
0
CORNERSTONE BLDG BRANDS INC
COM
21925D109
878
103136
SH
SOLE
103136
0
0
DEERE & CO
COM
244199105
218
1257
SH
SOLE
1257
0
0
DELL TECHNOLOGIES INC
CL C
24703L202
136253
2651352
SH
SOLE
2651352
0
0
DENBURY RES INC DEL
DEBT 6.375%12/3
U2481AAK4
13798
19885000
PRN
SOLE
19885000
0
0
DOMINION ENERGY INC
UNIT 99/99/9999
25746U133
5350
50000
SH
SOLE
50000
0
0
DONNELLEY R R & SONS CO
COM
257867200
5010
1268405
SH
SOLE
1268405
0
0
ENCORE CAP EUROPE FIN LTD
NOTE 4.500% 9/0
29260UAA5
19973
18750000
PRN
SOLE
18750000
0
0
ENCORE CAP GROUP INC
NOTE 3.250% 3/1
292554AK8
18841
18250000
PRN
SOLE
18250000
0
0
ENTERCOM COMMUNICATIONS CORP
CL A
293639100
843
181588
SH
SOLE
181588
0
0
EVERBRIDGE INC
COM
29978A104
992
12700
SH
SOLE
12700
0
0
GAP INC
COM
364760108
419
23698
SH
SOLE
23698
0
0
GOODYEAR TIRE & RUBR CO
COM
382550101
756
48593
SH
SOLE
48593
0
0
GREEN PLAINS INC
NOTE 4.125% 9/0
393222AF1
4196
4500000
PRN
SOLE
4500000
0
0
GRIFOLS S A
SP ADR REP B NVT
398438408
53446
2294792
SH
SOLE
2294792
0
0
HEICO CORP NEW
CL A
422806208
23226
259426
SH
SOLE
259426
0
0
HI CRUSH INC
PUT
428337959
839
950000
SH
Put
SOLE
950000
0
0
IAC INTERACTIVECORP
COM
44919P508
119688
480463
SH
SOLE
480463
0
0
IHEARTMEDIA INC
COM CL A
45174J509
1138
67350
SH
SOLE
67350
0
0
INTELSAT S A
NOTE 4.500% 6/1
45790VAB6
49936
75848000
PRN
SOLE
75848000
0
0
INTERNATIONAL GAME TECHNOLOG
SHS USD
G4863A108
1138
76000
SH
SOLE
76000
0
0
INTERXION HOLDING N.V
SHS
N47279109
16246
193849
SH
SOLE
193849
0
0
INTL PAPER CO
COM
460146103
261
5672
SH
SOLE
5672
0
0
INTREXON CORP
NOTE 3.500% 7/0
46122TAA0
7252
12100000
PRN
SOLE
12100000
0
0
INVACARE CORP
NOTE 5.000% 2/1
461203AF8
3237
3325000
PRN
SOLE
3325000
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
19986
156189
SH
SOLE
156189
0
0
ISTAR INC
COM
45031U101
154
10581
SH
SOLE
10581
0
0
KROGER CO
COM
501044101
359
12396
SH
SOLE
12396
0
0
LIBERTY MEDIA CORP
DEB 4.000%11/1
530715AG6
2418
3466000
PRN
SOLE
3466000
0
0
MACYS INC
COM
55616P104
354
20801
SH
SOLE
20801
0
0
MARATHON PETE CORP
COM
56585A102
91017
1510662
SH
SOLE
1510662
0
0
MBIA INC
COM
55262C100
3255
350000
SH
SOLE
350000
0
0
MCDERMOTT INTL INC
PUT
580037953
169
250000
SH
Put
SOLE
250000
0
0
MICROCHIP TECHNOLOGY INC
NOTE 1.625% 2/1
595017AD6
41143
19125000
PRN
SOLE
19125000
0
0
NABORS INDUSTRIES LTD
SHS
G6359F103
619
215050
SH
SOLE
215050
0
0
NEW RESIDENTIAL INVT CORP
COM NEW
64828T201
1933
120000
SH
SOLE
120000
0
0
NIELSEN HLDGS PLC
SHS EUR
G6518L108
1801
88700
SH
SOLE
88700
0
0
NIO INC
DEBT 4.500% 2/0
G6525FAA0
14909
28000000
PRN
SOLE
28000000
0
0
NORDSTROM INC
COM
655664100
263
6427
SH
SOLE
6427
0
0
NOVAVAX INC
NOTE 3.750% 2/0
670002AB0
17418
44095000
PRN
SOLE
44095000
0
0
O-I GLASS INC
COM
67098H104
1571
131661
SH
SOLE
131661
0
0
OASIS PETE INC NEW
NOTE 2.625% 9/1
674215AJ7
15110
19465000
PRN
SOLE
19465000
0
0
OLIN CORP
COM PAR $1
680665205
268
15535
SH
SOLE
15535
0
0
PACIFIC DRILLING SA LUXEMBOU
COM
L7257P205
17590
4311334
SH
SOLE
4311334
0
0
PAR PACIFIC HOLDINGS INC
COM NEW
69888T207
12739
548164
SH
SOLE
548164
0
0
PARKER DRILLING CO
COM
701081507
4507
200309
SH
SOLE
200309
0
0
PROTALIX BIOTHERAPEUTICS INC
NOTE 7.500%11/1
74365AAD3
4345
5000000
PRN
SOLE
5000000
0
0
QUDIAN INC
DEBT 1.000% 7/0
G7314VAA8
7764
10500000
PRN
SOLE
10500000
0
0
QURATE RETAIL INC
COM SER A
74915M100
724
85921
SH
SOLE
85921
0
0
REALOGY HLDGS CORP
COM
75605Y106
318
32813
SH
SOLE
32813
0
0
RYANAIR HLDGS PLC
SPONSORED ADS
783513203
3614
41255
SH
SOLE
41255
0
0
RYDER SYS INC
COM
783549108
580
10677
SH
SOLE
10677
0
0
SAEXPLORATION HLDGS INC
COM PAR
78636X873
488
160480
SH
SOLE
160480
0
0
SANOFI
RIGHT 12/31/2020
80105N113
5984
6956279
SH
SOLE
6956279
0
0
SCIENTIFIC GAMES CORP
COM
80874P109
3071
114672
SH
SOLE
114672
0
0
SPDR GOLD TRUST
PUT
78463V957
57160
400000
SH
Put
SOLE
400000
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
10003
70000
SH
SOLE
70000
0
0
SPDR S&P 500 ETF TR
PUT
78462F953
1577114
4900000
SH
Put
SOLE
4900000
0
0
TAILORED BRANDS INC
COM
87403A107
422
101906
SH
SOLE
101906
0
0
TENET HEALTHCARE CORP
COM NEW
88033G407
4021
105738
SH
SOLE
105738
0
0
TENNECO INC
CL A VTG COM STK
880349105
3969
303000
SH
SOLE
303000
0
0
TESLA INC
NOTE 2.000% 5/1
88160RAG6
124574
82400000
PRN
SOLE
82400000
0
0
TESLA INC
NOTE 1.250% 3/0
88160RAC5
22293
17490000
PRN
SOLE
17490000
0
0
TESLA INC
NOTE 2.375% 3/1
88160RAD3
40864
28893000
PRN
SOLE
28893000
0
0
TESLA INC
PUT
88160R951
20917
50000
SH
Put
SOLE
50000
0
0
TEVA PHARMACEUTICAL FIN LLC
DBCV 0.250% 2/0
88163VAE9
15167
16000000
PRN
SOLE
16000000
0
0
TILRAY INC
NOTE 5.000%10/0
88688TAB6
5928
11400000
PRN
SOLE
11400000
0
0
UNITED RENTALS INC
COM
911363109
361
2165
SH
SOLE
2165
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
41838
279369
SH
SOLE
279369
0
0
VEDANTA LTD
SPONSORED ADR
92242Y100
9623
1115050
SH
SOLE
1115050
0
0
VIRGIN GALACTIC HOLDINGS INC
*W EXP 11/25/202
92766K114
335
100000
SH
Call
SOLE
100000
0
0
WAYFAIR INC
NOTE 1.125%11/0
94419LAD3
2591
2500000
PRN
SOLE
2500000
0
0